Pruning the Hedge: Who is a 'Client' and Whom Does an Adviser Advise?
63 Pages Posted: 16 Jun 2008
Date Written: May 23, 2007
Abstract
An analysis of the U.S. Court of Appeals for the District of Columbia Circuit's decision regarding Phillip Goldstein's challenge of the Securities and Exchange Commission's hedge-fund adviser registration regime within The Investment Advisers Act of 1940, 15 U.S.C. ý 80b-1 (hereinafter Advisers Act), the so-called "Hedge-Fund Rule." See, Goldstein v. SEC, 451 F.3d 873 (D.C. Cir. 2006).
Keywords: Hedge-Fund Rule, SEC,Phillip Goldstein, Investment Advisers Act
JEL Classification: K22
Suggested Citation: Suggested Citation
Pekarek, Edward, Pruning the Hedge: Who is a 'Client' and Whom Does an Adviser Advise? (May 23, 2007). Fordham Journal of Corporate and Financial Law, Vol. 12, No. 5, 2007, Available at SSRN: https://ssrn.com/abstract=1145823
Do you have negative results from your research you’d like to share?
Feedback
Feedback to SSRN
If you need immediate assistance, call 877-SSRNHelp (877 777 6435) in the United States, or +1 212 448 2500 outside of the United States, 8:30AM to 6:00PM U.S. Eastern, Monday - Friday.