.
Haslem, John A.'s
Scholarly Papers
Click on the title of any column to sort the table by that
column.
Aggregate Statistics
Total 9,954
Total Citations 284
1.
Performance and Characteristics of Actively Managed Institutional Equity Mutual Funds
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Baker, H. Kent American University - Kogod School of Business
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
23 Apr 08
Last Revised:
10 Oct 12
612(19,428)
3
Baker, H. Kent American University - Kogod School of Business
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
13 Apr 09
Last Revised:
27 Sep 12
332
3
performance characteristics, actively managed institutional mutual funds, expense ratio class, Miller active alpha, 12b-1 fees, deferred loads, management fees, portfolio turnover, institutional investors, beta, dividend yield
Baker, H. Kent American University - Kogod School of Business
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
23 Apr 08
Last Revised:
10 Oct 12
280
3
mutual funds, institutional actively managed, economies of scale, fund performance and characteristics, expense ratios, active alpha
2.
Identification and Performance of Equity Mutual Funds with High Management Fees and Expense Ratios
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
24 May 08
Last Revised:
12 Oct 12
556(22,152)
8
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
20 May 12
Last Revised:
12 Oct 12
30
8
mutual funds, expense ratios, price competition, management fees, performance measures, active vs. passive portfolios, fiduciary duty
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
24 May 08
Last Revised:
30 Sep 12
526
8
actively managed, equity mutual funds, management fees, expense ratios, associations with performance
3.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
12 Jun 08
Last Revised:
29 Sep 12
498(25,623)
exchange-traded funds, mutual funds, nature of ETFs, warehouse receipts, organization, regulation, exchange trading, direct exchange mechanism, tax-free exchanges, arbitrage, benchmarking market indexes, tax efficiency, distributions, advantages, disavantages, risk types, major ETFs, VIPERS, future
4.
Why Do Mutual Fund Investors Employ Financial Advisors?
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
05 Apr 08
Last Revised:
14 Oct 12
492(26,004)
2
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
29 Dec 08
Last Revised:
27 Sep 12
124
2
mutual funds, advisor channel distribution, behavioral biases, sizable costs, fee only
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
05 Apr 08
Last Revised:
14 Oct 12
368
2
mutual funds, advisor channel, rational behavior. behavioral biases, fund costs, fee only
5.
The New Reality of Financial Advisors and Investors
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
14 Jan 10
Last Revised:
08 Oct 12
470(27,599)
2
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
30 Nov 10
Last Revised:
01 Oct 12
168
2
financial advisors, brokers, legal issues, financial duties, financial crisis, buy-and-hold, black swan event, alternative investments, hedge funds, financial advisor accounts, direct-sold funds, broker-sold funds, behavioral finance
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
14 Jan 10
Last Revised:
08 Oct 12
302
2
financial advisors, investors, financial crisis, legal issues, fiduciary duties, buy-and-hold, Black Swan Event, alternative investments, hedge risk, investor characteristics, broker accounts, advisor accounts, behavioral finance
6.
Mutual Funds: Advertising, Behavioral Models, and Investor Choice
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
04 Nov 09
Last Revised:
16 Oct 12
329(43,248)
3
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
27 Feb 11
Last Revised:
03 Oct 12
129
3
mutual funds, advertising, investor behavior, advertising as persuasion, investor choice, revealed preferences, affect as persuasion, human behavior
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
04 Nov 09
Last Revised:
16 Oct 12
200
3
mutual funds, advertising, behavioral model of persuasion, investor behavior, neurofinance, emotion, revealed preferences, coarse thinking, brain
7.
Mutual Funds and the New Total Expense Ratio
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
02 Jul 09
Last Revised:
08 Oct 12
325(43,847)
7
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
09 Jun 10
Last Revised:
30 Sep 12
234
7
Mutual Funds, New Expense Ratio, Expense Ratio, Normative Transperancy Of Disclosure, Management Fee
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
02 Jul 09
Last Revised:
08 Oct 12
91
7
new totoal expense ratio, management fees, distribution fees, other expenses, transactopm costs, 12b-1 fees, regulation, adviser, distributor, brokers
8.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
08 Jul 08
Last Revised:
30 Sep 12
308(46,722)
9
mutual funds, retail actively managed funds, expense ratios, performance, expense ratio class, characteristics, larger vs. smaller funds
9.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
04 Jun 08
Last Revised:
14 Oct 12
285(51,149)
4
mutual funds, independent directors, shareholder watchdogs, 40Act, fund advisers, oversight, Gartenberg, SEC regulation, excessive advisory fees
10.
Valuation of Stocks with Prospects of Dividend Growth
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
13 Jun 08
Last Revised:
30 Sep 12
249(59,488)
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
16 Jun 12
Last Revised:
05 Sep 12
25
stock dividend growth models, Williams model, Brigham-Pappas models, life-cycle concept
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
13 Jun 08
Last Revised:
30 Sep 12
224
Williams, Brigham & Pappas, dividend growth models, dividend growth pattern, dividend growth rate, stock valuation
11.
Why Does Mutual Fund Advertising Work? Some Complementary Evidence
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
28 Aug 09
Last Revised:
08 Oct 12
239(62,120)
2
Haslem, John A. University of Maryland - Robert H. Smith School of Business
80
2
mutual funds, advertising, financial literacy, information overload, revealed preferences, broker-sold funds, performance, distribution fees, agency, financial advisors, fee-only advisors
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
28 Aug 09
Last Revised:
08 Oct 12
159
2
mutual funds, advertising, below average financial literacy, broker-sold funds, investment behavior, overwhelming investment decisions, revealed preferences, front-end load, distribution fees, conflict of interest, financial advisor, legal standards, performance
12.
Institutional S&P 500 Index Mutual Funds as Financial Commodities: Fact or Fiction?
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
23 Apr 08
Last Revised:
12 Oct 12
233(63,873)
1
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
15 Jun 08
Last Revised:
30 Sep 12
65
1
mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
23 Apr 08
Last Revised:
12 Oct 12
168
1
mutual funds, institutional index, financial commodity, price competition, minimum initial purchase
13.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
226(65,966)
1
Total Expense Ratio, distribution fees, dealer(broker concessions, account servicing (12b-1) fees, revenue sharing payments, soft-dollar trades, normative transparency of disclosure
14.
Assessing Mutual Fund Expenses and Transaction Costs
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
13 Jun 08
Last Revised:
14 Oct 12
203(73,685)
8
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
05 Sep 12
Last Revised:
14 Oct 12
24
8
mutual fund, total expense ratio, expense effectiveness, breakeven rate of return, brokerage commissions, implicit trading costs, S&P 500 index fund
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
13 Jun 08
Last Revised:
01 Oct 12
179
8
mutual funds, disclosure, total expense ratio, brokerage commissions, implicit trading costs, expense effectiveness, breakeven rate of return
15.
Mutual Fund Arbitrage and Transaction Costs
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
15 May 08
Last Revised:
09 Oct 12
201(74,407)
7
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
15 Jun 09
Last Revised:
27 Sep 12
57
7
mutual funds, advisers, frequent trading, frequent trading arbitrage, late trading arbitrage, transaction costs, fiduciary duty, opportunity costs of dilution
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
15 May 08
Last Revised:
09 Oct 12
144
7
mutual funds, frequent trading, time zone arbitage, transaction costs, independent director watchdog failure, regulation
16.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
14 Mar 08
Last Revised:
08 Oct 12
195(76,657)
11
mutual funds, disclosure, transparency,12b-1 fees, soft dollars, expense ratio, regulation
17.
Data Envelopment Analysis of Morningstar's Large-Cap Mutual Funds
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Posted:
26 Jun 08
Last Revised:
14 Oct 12
192(77,845)
3
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Posted:
13 Jun 12
Last Revised:
14 Oct 12
15
3
DEA, mutual funds, Morningstar, performance efficient & inefficient, value v. growth
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Posted:
26 Jun 08
Last Revised:
29 Sep 12
177
3
mutual funds, Morningstar large-cap funds, DEA performance efficient/inefficient, value style, growth style
18.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
13 Jun 08
Last Revised:
13 Oct 12
178(83,641)
mutual funds, retail index funds, performance, characteristics, expense ratio, 12b-1 fees, Sharpe index, Jensen alpha
19.
Investor Learning and Mutual Fund Advertising and Distribution Fees
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
18 Sep 09
Last Revised:
09 Oct 12
175(85,027)
4
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
14 Dec 09
Last Revised:
01 Oct 12
17
4
mutual funds, front-end loads, sales commissions, operating expenses, advertising, 12b-1 fees, ordinary investirs, fund flow, management fees, economies of scale, distribution fees, brokers, New Total Expense ratio, agency conflicts, revenue sharing, soft dollars, fund adviser
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
18 Sep 09
Last Revised:
09 Oct 12
158
4
mutual funds, advertising, 12b-1 fees, distribution fees, regulation, normative transparency of disclosure, new total expense ratio
20.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
29 May 12
Last Revised:
20 Feb 13
172(87,432)
6
mutual fund distribution, multiple share classes, channels of distribution, fund flow, fund services, transparency, agency conflicts, expense shifting
21.
Mutual Funds and Investor Choice: Paths to the 'Wizards of Advertising and Overconfidence'
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
09 Jun 10
Last Revised:
15 Oct 12
161(91,822)
3
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
21 Oct 10
Last Revised:
15 Oct 12
75
3
Mutual Funds, Sophisticated Investors, Overconfidence, Unsophisticated Investors, Fund Advertising, Financial Literacy, Revealed Preferences, Investor Choice, Advertising as Persuasion
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
09 Jun 10
Last Revised:
14 Oct 12
86
3
Mutual Funds, Advertising, Investment Skill, Sophisticated Investors, Unsophisticated Investors
22.
Are Mutual Fund Expenses Too High? A Commentary
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
12 Jun 08
Last Revised:
13 Oct 12
156(94,519)
12
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
19 Jun 12
Last Revised:
13 Oct 12
19
12
mutual fund expeneses, non-price competition, economies of scale, multiple share classes, management fees, mutual mutual funds, distribution, supermarkets, investment style
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
12 Jun 08
Last Revised:
29 Sep 12
137
12
mutual funds, price competition, economies of scale, management fees, share class funds, 'mutual' mutual fund management, supermarket distribution, fund expenses, fund characteristics
23.
Data Envelopment Analysis of Morningstar's Small-Cap Mutual Funds
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Posted:
09 Jun 08
Last Revised:
12 Oct 12
156(94,519)
2
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Posted:
27 Jun 12
Last Revised:
12 Oct 12
18
2
small-cap mutual funds, DEA, conservative portfolio investment style, value style, input-output variables, descriptive variables, efficiency
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Posted:
09 Jun 08
Last Revised:
30 Sep 12
138
2
24.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
12 May 08
Last Revised:
12 Oct 12
137(105,883)
9
mutual funds, actively managed retail, performance, characteristics, expense ratios
25.
Issues in Mutual Fund Soft-Dollar Trades
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
14 Feb 11
Last Revised:
15 Oct 12
131(109,958)
5
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
26 Aug 11
Last Revised:
15 Oct 12
38
5
soft dollars, safe harbor, soft-dollar commissions, soft-dollar rebates, agency conflicts, trading costs, trade disclosure
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
14 Feb 11
Last Revised:
07 Oct 12
93
5
mutual funds, brokerage commissions, soft-dollar trades, safe harbor, bundled soft dollar commissions, agency conflicted soft-dollar trades, trade costs, transparency, opaque, expensed research and distribution payments, investor inflows
26.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
23 Apr 08
Last Revised:
09 Oct 12
130(110,625)
2
mutual funds, stewardship funds, normative transparency, disclosure, regulation
27.
Mutual Funds: Conflicted Distribution and the New Total Expense Ratio Construct
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
12 Jul 10
Last Revised:
08 Oct 12
129(111,305)
3
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
05 Dec 10
Last Revised:
01 Oct 12
47
3
Total Expense Ratio, Normative Transparency of Disclosure, Ratio Construct, Mutual Fund Distribution, 12b-1 Fees, Revenue Sharing Payments, Soft-Dollar Trades, Directed Brokerage, Distribution Research and Costs
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
12 Jul 10
Last Revised:
08 Oct 12
82
3
New Total Expense Ratio, mutual funds, normative transparency, distribution fees, 12b-1 fees, soft-dollar trades, revenue sharing payments, agency conflicts, costs
28.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Posted:
12 Jun 08
Last Revised:
19 Oct 12
124(114,977)
3
mutual funds, Morningstar large-cap funds, cluster analysis, value clusters, growth cluster, diversification, risk, risk/return performance
29.
Normative Transparency of Mutual Fund Disclosure and the Case of the Expense Ratio
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
26 May 08
Last Revised:
12 Oct 12
116(121,238)
10
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
04 Jun 12
Last Revised:
12 Oct 12
16
10
mutual fund distribution, normative transparency of disclosure, new total expense ratio, flow
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
26 May 08
Last Revised:
30 Sep 12
100
10
normative transparency, disclosure, regulation, independent directors, expense ratio, new total expense ratio
30.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
08 Jun 12
Last Revised:
17 Oct 12
114(122,893)
exchange-traded funds, mutual funds, ETF advantages, ETF disadvantages
31.
Mutual Funds Win and Investors Lose
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
08 Jul 12
Last Revised:
26 Feb 13
106(129,698)
Haslem, John A. University of Maryland - Robert H. Smith School of Business
25
mutual funds, underperforming funds, actively managed, negative alphas, investor overconfidence
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
08 Jul 12
Last Revised:
31 Jan 13
81
mutual funds, actively managed funds, investor overconfidence, strategic repricing decisions, sentiment contrarian behanvior, agency conflicted broker incentives
32.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
12 Jun 08
Last Revised:
29 Sep 12
105(130,615)
14
mutual funds, transparency, online disclosure template, normative disclosure, fund advisers, regulation
33.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
01 Apr 08
Last Revised:
14 Oct 12
102(133,336)
8
mutual funds, 12b-1 fees, conflict of interest, regulation
34.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
25 Jun 09
Last Revised:
15 Oct 12
97(138,029)
mutual funds, superior actively managed funds, eclectic investment style, diversification risk, herding, value investment style, concentrated portfolios, diversified portfolios, style timing, stock selection, informational advantages, unique portfolio risk, entrpreneurial portfolio managers
35.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Posted:
02 Jul 08
Last Revised:
19 Oct 12
96(138,968)
mutual funds, Morningstar small-cap funds, star rating, category rating, risk/return performance, investment style, performance clusters
36.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
28 Mar 10
Last Revised:
01 Oct 12
94(140,994)
4
mutual funds, shareholder watchdogs, 40Act's flawed regulatory structure, flawed structure of fund boards, failure of 40Act to provide normative transparency of disclosure, court failures to find excessive advisory fees, Gartenberg decision
37.
Issues in Mutual Fund Revenue Sharing Payments
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
19 Jul 11
Last Revised:
16 Oct 12
93(142,021)
7
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
27 May 12
Last Revised:
16 Oct 12
23
7
mutual funds, revenue sharing payments, distribution costs, agency conflicts, opaque disclosure, fall-out benefits, management fees, reward broker sales, expense ratios, shareholder returns
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
19 Jul 11
Last Revised:
15 Oct 12
70
7
Mutual Funds, Revenue Sharing Payments, Direct Distribution Fees, Indirect Distribution Fees, Types of Payments, SEC, Adviser Fall-Out Benefits, Shareholder Conflict
38.
Mutual Fund Agency Conflicts
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
21 Mar 12
Last Revised:
14 Oct 12
88(147,268)
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
08 Sep 12
Last Revised:
01 Oct 12
12
mutual funds, agency conflicts, shareholder interests, ICA, court decisions, fund scandal
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
21 Mar 12
Last Revised:
14 Oct 12
76
mutual funds, agency conflicts, ICA, shareholder interests, in-depth findings
39.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
22 Oct 08
Last Revised:
05 Jan 13
87(148,380)
9
40.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
25 Jun 09
Last Revised:
19 Oct 12
85(150,538)
mutual funds, index funds, actively managed funds, market efficiency, research, trading, Sharpe
41.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
26 Jun 09
Last Revised:
16 Oct 12
83(152,784)
1
S&P 500 index mutual funds, expense ratio, management fees, risk/return performance measures, portfolio turnover, 12b-1 fees, statistical relationships
42.
What Independent Directors Should 'Request' of Mutual Fund Advisers
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
18 Nov 08
Last Revised:
08 Oct 12
82(153,958)
3
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
09 Oct 10
Last Revised:
01 Oct 12
3
3
independent directors, normative transparency of information, fund advisers, opinion, performance, stewardship
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
18 Nov 08
Last Revised:
08 Oct 12
79
3
mutual funds, adviser practices, normative transparency of information, independent directors, proactively requested normative information, agency, legal opinion, list of normative information, independent director performance, directors go along,' regulatory change
43.
A Review of Domestic-Hybrid Mutual Funds
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
25 Jun 09
Last Revised:
16 Oct 12
78(158,757)
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
21 Jun 12
Last Revised:
14 Oct 12
17
domestic hybrid mutual funds, balanced funds, asset allocation funds, funds of funds, life-stage funds, target maturity funds, all-weather portfolios
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
25 Jun 09
Last Revised:
16 Oct 12
61
domestic-hybrid mutual funds, balanced funds, funds of funds, asset allocation funds, life-stage funds, target maturity funds, strategic-income bond funds, couch potato portfolio, all-weather funds
44.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
28 Aug 12
Last Revised:
10 Apr 13
74(163,916)
mutual funds, directed brokerage, revenue sharing, 12b-1 fees, direct distribution, indirect distribution, defensive 12b-1 plans, courts and excessive fees, regulation
45.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
12 Jun 08
Last Revised:
30 Sep 12
70(169,323)
9
mutual funds, scandal, disclosure, fund advisers, fiduciary funds, shareholder stewards
46.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
17 Jun 09
Last Revised:
16 Oct 12
67(173,456)
500 index mutual funds, retail funds, performance, expense ratios, deferred charges, 12b-1 fees, fund size, fund age, financial commodity, less-than-perfect competition, uninformed investors, minimum initial purchase
47.
Are Retail S&P 500 Index Funds a Financial Commodity? Insights for Investors
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
14 Jul 08
Last Revised:
15 Oct 12
66(174,831)
7
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
14 Jul 08
Last Revised:
15 Oct 12
61
7
mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
08 Sep 09
Last Revised:
29 Sep 12
5
7
mutual funds, S&P 500 Index funds, financial commodities, price competition, expense ratio, performance, characteristics, standard deviation classes, retail index funds, 12b-1 fees, uninformed investors
48.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
15 Sep 12
Last Revised:
11 Dec 12
62(180,700)
mutual funds, invesotor choice, advertising,performance, expenses, flows, emotion, choice, persuasion, financial literacy, performance sensitivity, active management, sentiment contrarian behavior
49.
Mutual Fund Total Cost Construct
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
15 Mar 12
Last Revised:
29 Nov 12
60(183,805)
3
Haslem, John A. University of Maryland - Robert H. Smith School of Business
20
3
mutual funds, Total Cost Construct, Partial Cost Construct, normative transparency of disclosure, normative transparency of information
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
15 Mar 12
Last Revised:
08 Nov 12
40
3
total cost construct, normative transparency of disclosure, partial cost construct, cost categories
50.
Identifying Stewardship Mutual Funds for Individual Investors
|
Show Abstracts |
Hide Abstracts |
Versions (2)
|
hide multiple versions |
Export Bibliographic Info |
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
26 Feb 12
Last Revised:
11 Mar 13
59(185,330)
3
Haslem, John A. University of Maryland - Robert H. Smith School of Business
12
3
mutual funds, individual investors, boutique funds, fund ratings, total stewardship grades, analyst ratings, Morningstar, manager incentives, board quality, stewardship grades, stewardship quotient, stewardship attributes
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
26 Feb 12
Last Revised:
22 Jan 13
47
3
mutual funds, stewardship funds, boutique fund companies, Morningstar Total Stewaredship Grades and Analyst Pillar Rating, quantile regression results, Stewardship Quotient
51.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
22 Jun 09
Last Revised:
18 Sep 12
59(185,330)
9
mutual funds, 12b-1 fees, expenses, conflicts, regulation, Cox, fund industry
52.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
29 Nov 11
Last Revised:
16 Oct 12
55(191,823)
2
mutual funds, 401(k) pension plans, investment management services, third-party revenue sharing, sub
53.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. State University of New York at Albany - School of Business
Posted:
02 Jul 09
Last Revised:
15 Oct 12
51(198,646)
1
mutual funds, expense ratios, portfolio characteristics, trading costs, earnings, total returns, risk, risk/return performance, performance attributes
54.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
26 May 10
Last Revised:
04 Jan 13
47(205,964)
7
mutual funds, normative transparency of disclosure & definition, shareholder information, information efficient, proactive change, fiduciary, shareholder watchdogs, regulation
55.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
31 May 12
Last Revised:
22 Apr 13
43(213,725)
1
mutual funds, imperfect competition, industry & legal performance, distribution, share classes, attributes, actively managed funds, index funds, advertising, financial literacy, past performance, expense ratios, prices
56.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
04 Feb 13
Last Revised:
28 Mar 13
42(217,763)
mutual funds, portfolio managers and arrangements, fund managers, single & team portfolio managers, performance incentives & career concerns, portfolio manager ownership, named & anonymous portfolio managers, duality managers, fund risk
57.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
27 Aug 11
Last Revised:
07 Oct 12
42(215,747)
2
401(k) pension plans, regulation, revenue sharing, sub-transfer agency fees, plan fees, plan service
58.
Baker, H. Kent American University - Kogod School of Business
Haslem, John A. University of Maryland - Robert H. Smith School of Business
35(230,806)
3
59.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
02 Mar 13
Last Revised:
22 Mar 13
33(235,544)
mutual funds, fees, strategic fee setting, performance sensitivity, excessive fees, multiple share
60.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Longbrake, William affiliation not provided to SSRN
Posted:
21 Oct 12
Last Revised:
24 Oct 12
26(254,976)
61.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
25 Jun 12
Last Revised:
14 Oct 12
26(254,976)
superior actively managed funds, fund attributes, investment style, diversification risk, portfolio managers, concentrated portfolios
62.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
01 Apr 12
Last Revised:
22 Mar 13
26(254,976)
3
mutual funds, shareholder performance, ICA, court decisions, outsourcing regulatory oversisght, shareholder watchdogs, normative transparency of disclosure, normative transparency of information, independent directors.fund advisers. excessive fund fees
63.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
15 Feb 13
Last Revised:
24 Feb 13
25(258,101)
3
mutual funds, economies of scale, returns to scale, fund administration, soft-dollar commissions, actively managed funds, endogenous investor factors, scaling strategies, trading scale effects, liquidity & organizational diseconomies
64.
Baker, H. Kent American University - Kogod School of Business
Hargrove, Michael affiliation not provided to SSRN
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
21 Oct 12
Last Revised:
24 Oct 12
25(258,101)
3
65.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
07 Oct 12
Last Revised:
23 Oct 12
25(261,446)
4
66.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent affiliation not provided to SSRN
Posted:
02 Nov 12
Last Revised:
10 Dec 12
23(264,861)
4
67.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
08 Oct 12
Last Revised:
06 Jan 13
22(268,261)
1
68.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
20 Jun 12
Last Revised:
14 Oct 12
19(278,725)
13
mutual funds, transparency, normative disclosure, disclosure template
69.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
19 Jan 13
Last Revised:
05 May 13
18(282,219)
mutual funds, total cost construct, cost estimates, fund advisory fees, soft-dollar trade execution fees, soft-dollar commissions, total soft-dollar trading costs, soft dollars, total explicit trading costs, explicit commission trading costs, explicit trade execution fees
70.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
18 Jun 12
Last Revised:
12 Oct 12
18(282,219)
actively managed mutual funds, index funds, rational investor, market efficiency, star portfolio managers
71.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Baker, H. Kent American University - Kogod School of Business
Smith, David M. SUNY at Albany
Posted:
04 Sep 12
Last Revised:
15 Oct 12
17(285,846)
2
mutual funds, S&P 500 index funds, expense ratios, Sharpe ratio, Jensen alpha, star ratings, portfolio turnover, 12b-1 fees
72.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Bedingfield, James University of Maryland - Robert H. Smith School of Business
Stagliano, Anthony University of Maryland
Posted:
08 Nov 12
Last Revised:
14 Dec 12
16(289,404)
73.
Longbrake, William affiliation not provided to SSRN
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
22 Oct 12
Last Revised:
25 Oct 12
16(289,404)
74.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
25 Jun 12
Last Revised:
14 Oct 12
15(292,891)
9
mutual funds, scandal, identifying fiduciary funds, analysis dimensions
75.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Smith, David M. SUNY at Albany
Baker, H. Kent American University - Kogod School of Business
Posted:
23 Jun 12
Last Revised:
15 Oct 12
14(296,554)
mutual funds, excessive expense ratios, portfolio attributes, standard deviations, diversification, trading costs, performance attributes
76.
Baker, H. Kent American University - Kogod School of Business
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
06 Oct 12
Last Revised:
22 Oct 12
11(307,057)
4
77.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Bedingfield, James University of Maryland - Robert H. Smith School of Business
Posted:
19 Nov 12
Last Revised:
01 Dec 12
10(310,344)
78.
McConnell, Dennis affiliation not provided to SSRN
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Gibson, Virginia R. affiliation not provided to SSRN
Posted:
23 Oct 12
Last Revised:
25 Oct 12
10(310,344)
1
79.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Bedingfield, James University of Maryland - Robert H. Smith School of Business
Posted:
20 Nov 12
Last Revised:
28 Nov 12
8(316,682)
13
80.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Longbrake, William affiliation not provided to SSRN
Posted:
12 Oct 12
Last Revised:
23 Oct 12
8(316,682)
81.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Christofi, Andreas Monmouth University - Department of Economics, Finance, and Real Estate
Bedingfield, James University of Maryland - Robert H. Smith School of Business
Stagliano, Anthony University of Maryland
Posted:
17 Nov 12
Last Revised:
10 Dec 12
7(319,611)
82.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Anderson, R. N. University of Maryland
Leonard, John B. Hay Group
6(322,466)
83.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
3
mutual funds, Morningstar, star ratings, total pillar ratings, capture ratios, stewardship ratings, analysis, fund selection
84.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Bedingfield, James University of Maryland - Robert H. Smith School of Business
Posted:
19 Nov 12
Last Revised:
11 Dec 12
3(331,046)
85.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Bedingfield, James University of Maryland - Robert H. Smith School of Business
Posted:
18 Nov 12
Last Revised:
11 Dec 12
3(331,046)
1
86.
Scheraga, Carl A. Fairfield University - Charles F. Dolan School of Business
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Corsi, Thomas M. University of Maryland - Department of Logistics, Business & Public Policy
1(343,238)
87.
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
21 Mar 12
Last Revised:
05 Oct 12
88.
Mutual Funds: Portfolio Structures, Analysis, Management, and Stewardship
|
Show Abstract
Hide Abstract |
MUTUAL FUNDS: PORTFOLIO STRUCTURES, ANALYSIS, MANAGEMENT, AND STEWARDSHIP, John A. Haslem, ed., John Wiley & Sons, 2010Accepted Paper Series
Haslem, John A. University of Maryland - Robert H. Smith School of Business
Posted:
14 Dec 09
Last Revised:
05 Jan 13
mutual funds, future design,normative transparency, stewardship, funds/ETFs, classic/enhanced index funds, actively managed/index funds, M-Star analysis, asset allocation, index funds, active/passive, financial markets, fees/expenses, fund economics, regulation, nature of funds
