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Abstract: Although central to understanding the role of the media, few quantitative measures of the political positions of media exist. Collecting and classifying editorials adopted by 23 major U.S. newspapers on 495 Supreme Court cases from 1994-2004, we apply an item response theoretic approach to place newspapers on a substantively meaningful - and long validated - scale of political preferences. Our results provide significant insights into the study of the media. We show that 17 of the 23 papers are more likely to the left of the median Justice for this period, but also find considerable evidence that this may be an artifact of the liberalness of urban, elite, high circulation papers.
media bias, item response theory, ideal points, bayesian, measurement, supreme court
Abstract: How does partisan regulation of political markets affect elections? We investigate how the partisan control of ballot format, which is expressly regulated - often to the apparent advantage of incumbents and major parties - in all U.S. states, affects voting. Through the analysis of a unique natural experiment, we focus specifically on the longstanding question of whether the name order of candidates on ballots affects election outcomes. Since 1975, California law has mandated randomizing the ballot order with a lottery. Previous studies, relying overwhelmingly on observational data, have yielded largely conflicting results. Using improved statistical methods, our analysis of statewide elections from 1978 to 2002 reveals that ballot order might have changed the winner in twelve percent of all primary races, including major and minor party races. We propose that all electoral jurisdictions should randomize ballot order to minimize ballot effects, and show that randomization may be substantially more cost-effective at reducing voting bias than currently proposed voting technology reforms.
ballots, elections, causal inference, natural experiment, randomization, fisher test, partisan cue
Abstract: One of the central predicates of legal regulation of media ownership is that ownership consolidation reduces substantive viewpoint diversity. Appellate courts and in turn the Federal Communications Commission have increasingly demanded evidence for this convergence hypothesis, but extant empirical measures of viewpoint diversity sidestep the problem, ignoring diversity, viewpoints, or both. Our article develops and offers a finely-tuned, time-varying statistical measure of editorial viewpoint diversity, based on a new database of over 1600 editorials in 25 top papers from 1988-2004. Using this new measure, we assess the validity of the convergence hypothesis by examining the evolution of editorial viewpoints over the course of five major mergers and acquisitions. Our data reveals complex patterns that defy extant accounts, showing stability, convergence and divergence of viewpoints in the face of - and depending on the circumstances of - consolidation. These findings fundamentally challenge extant empirical regulatory assumptions - pointing to the crucial role of editorial policies - and deeply inform the viability of the ownership regulations and the interpretation of the 1996 Telecommunications Act.
viewpoint diversity, media, consolidation, item response theory
Abstract: Since the 2000 U.S. Presidential election, social scientists have rediscovered a long tradition of research that investigates the effects of ballot format on voting. Using a new dataset collected by the New York Times, we investigate the causal effect of being listed on the first ballot page in the 2003 California gubernatorial recall election. California law mandates a complex randomization procedure of ballot order that approximates a classical randomized experiment in a real world setting. The recall election also poses particular statistical challenges with an unprecedented 135 candidates running for the office. We apply (nonparametric) randomization inference based on Fisher's exact test, which incorporates the complex randomization procedure and yields accurate confidence intervals. Conventional asymptotic model-based inferences are found to be highly sensitive to assumptions and model specification. Randomization inference suggests that roughly half of the candidates gained more votes when listed on the first page of the ballot.
elections, voting, randomization inference, ballots, causal inference
Abstract: Does the U.S. Supreme Court curtail rights and liberties when the nation's security is under threat? In hundreds of articles and books, and with renewed fervor since September 11, 2001, members of the legal community have warred over this question. Yet, not a single large-scale, quantitative study exists on the subject. Using the best data available on the causes and outcomes of every civil rights and liberties case decided by the Supreme Court over the past six decades and employing methods chosen and tuned especially for this problem, our analyses demonstrate that when crises threaten the nation's security, the justices are substantially more likely to curtail rights and liberties than when peace prevails. Yet paradoxically, and in contradiction to virtually every theory of crisis jurisprudence, war appears to affect only cases that are unrelated to the war. For these cases, the effect of war and other international crises is so substantial, persistent, and consistent that it may surprise even those commentators who long have argued that the Court rallies around the flag in times of crisis. On the other hand, we find no evidence that cases most directly related to the war are affected.
We attempt to explain this seemingly paradoxical evidence with one unifying conjecture: Instead of balancing rights and security in high stakes cases directly related to the war, the Justices retreat to ensuring the institutional checks of the democratic branches. Since rights-oriented and process-oriented dimensions seem to operate in different domains and at different times, and often suggest different outcomes, the predictive factors that work for cases unrelated to the war fail for cases related to the war. If this conjecture is correct, federal judges should consider giving less weight to legal principles outside of wartime but established during wartime, and attorneys should see it as their responsibility to distinguish cases along these lines.
Abstract: Franklin Delano Roosevelt's court-packing plan of 1937 and the "switch in time that saved nine" animate central questions of law, politics, and history. Did Supreme Court Justice Roberts abruptly switch votes in 1937 to avert a showdown with Roosevelt? Scholars disagree vigorously about whether Roberts's transformation was gradual and anticipated or abrupt and unexpected. Using newly collected data of votes from 1931-1940 terms, we contribute to the historical understanding of this episode by providing the first quantitative evidence of Roberts's transformation. Applying modern measurement methods, we show that Roberts shifted sharply to the left in the 1936 term. The shift appears sudden and temporary. The duration of Roberts's shift, however, is in many ways irrelevant, as the long-term transformation of the Court is overwhelmingly attributable to Roosevelt's appointees.
Abstract: Although published works rarely include causal estimates from more than a few model specifications, authors usually choose the presented estimates from numerous trial runs readers never see. Given the often large variation in estimates across choices of control variables, functional forms, and other modeling assumptions, how can researchers ensure that the few estimates presented are accurate or representative? How do readers know that publications are not merely demonstrations that it is possible to find a specification that fits the author's favorite hypothesis? And how do we evaluate or even define statistical properties like unbiasedness or mean squared error when no unique model or estimator even exists? Matching methods, which offer the promise of causal inference with fewer assumptions, constitute one possible way forward, but crucial results in this fast-growing methodological literature are often grossly misinterpreted. We explain how to avoid these misinterpretations and propose a unified approach that makes it possible for researchers to preprocess data with matching (such as with the easy-to-use software we offer) and then to apply the best parametric techniques they would have used anyway. This procedure makes parametric models produce more accurate and considerably less model-dependent causal inferences.
Abstract: The fast growing statistical literatures on matching methods in several disciplines offer the promise of causal inference without resort to the difficult-to-justify functional form assumptions inherent in commonly used parametric methods. However, these literatures also suffer from many diverse and conflicting approaches to estimation, uncertainty, theoretical analysis, and practical advice. In this paper, we propose a unified perspective on matching as a method of nonparametric preprocessing for improving parametric methods. This approach makes it possible for researchers to preprocess their data (such as with the easy-to-use matching software we offer with this paper) and then to apply whatever familiar statistical techniques they would have used anyway. Under our approach, instead of using matching to replace existing methods, we use it to make existing methods work better, such as by giving more accurate and considerably less model-dependent causal inferences.
Abstract: Randomized natural experiments provide social scientists with rare opportunities to draw credible causal inferences in real-world settings. We capitalize on such a unique experiment to examine how the name order of candidates on ballots affects election outcomes. Since 1975, California has randomized the ballot order for statewide offices with a complex alphabet lottery. Adapting statistical techniques to this lottery and addressing methodological problems of conventional approaches, our analysis of statewide elections from 1978 to 2002 reveals that, in general elections, ballot order significantly impacts only minor party candidates, with no detectable effects on major party candidates. These results contradict previous research, finding large effects in general elections for major party candidates. In primaries, however, we show that being listed first benefits everyone. Major party candidates generally gain one to three percentage points, while minor party candidates may double their vote shares. In all elections, the largest effects are for nonpartisan races, where candidates in first position gain three percentage points.
Abstract: This article presents empirical research into why countries comply with international soft law. I examine economic and institutional determinants of implementation of the 1988 Basle Accord of capital adequacy from a dataset of 107 countries. Market forces partially explain national decisions to implement the Basle Accord, lending support to the interpretation of international law as a reputational mechanism. One of the most striking and robust findings is the consistent positive effect of democratic systems on implementation, lending credence to democratic legalist theories of international law. Some evidence suggests that divided government and corruption are both negatively associated with soft law compliance. The findings also refute the explanation that countries 'learned' from prior banking crises, and support the contrary proposition that countries that experienced banking crises are in fact less likely to comply with international harmonization of banking regulation.
International law, political economy, treaties, political science, government, banking, harmonization
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