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Punitive Damages, Retribution, and Due Process


Mark Geistfeld


New York University School of Law

October 2007

Southern California Law Review, Vol. 81, No. 2, pp. 263-309, 2008
NYU Law and Economics Research Paper No. 07-39
NYU Law School, Public Law Research Paper No. 07-18

Abstract:     
Tort law provides awards of punitive damages for reasons of retribution and deterrence. In light of a recent decision by the U.S. Supreme Court in Phillip Morris USA v. Williams, the retributive rationale for punitive damages will inevitably come under heightened scrutiny. The case involves a punitive award of $79.5 million that is 97 times greater than the compensatory damages, making it presumptively unconstitutional under the Court's punitive damages jurisprudence. The Court, though, has never addressed the constitutional issue in a case involving serious bodily injury or death, and so Williams poses a number of new questions. How can compensatory damages provide an appropriate baseline for evaluating punitive damages in a case of wrongful death, given that monetary damages provide no compensation to a dead person? What is the appropriate baseline? Any future deterrence provided by a punitive award cannot protect the decedent's tort right, and so the award must be justified exclusively in terms of retribution. Is retribution inherently subjective and arbitrary, unless constrained by some objective measure such as the single-digit ratio between the punitive and compensatory damages? Or is there some way to translate retribution into dollars? These questions are not limited to wrongful-death cases and must be resolved by any court trying to determine whether a punitive award is unconstitutional for exceeding the presumptively required single-digit ratio between punitive and compensatory damages. These questions can all be answered once retribution is tied to the inherent limitations of compensatory damages, which yields a method for quantifying this form of punitive damages. Based upon government data and methodology involving the monetization of fatal risks, this method shows why vindication of the decedent's tort right in Williams justifies the $79.5 million punitive award. When formulated in this manner, vindictive damages satisfy the requirements of both substantive and procedural due process and provide a baseline for reviewing courts to determine whether any given punitive award, like one based on general deterrence, is excessive in violation of substantive due process. This method fully accounts for the reprehensibility factors that determine the constitutionality of a punitive award, while also explaining why the Court could defensibly rely upon procedural due process to reverse and remand Williams back to state court.

Number of Pages in PDF File: 49

Keywords: Punitive Damages, Retribution, Due Process of Law

JEL Classification: D63, K13

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Date posted: September 11, 2007 ; Last revised: February 4, 2008

Suggested Citation

Geistfeld, Mark, Punitive Damages, Retribution, and Due Process (October 2007). Southern California Law Review, Vol. 81, No. 2, pp. 263-309, 2008; NYU Law and Economics Research Paper No. 07-39; NYU Law School, Public Law Research Paper No. 07-18. Available at SSRN: http://ssrn.com/abstract=1010392

Contact Information

Mark Geistfeld (Contact Author)
New York University School of Law ( email )
40 Washington Square South
Room 411A
New York, NY 10012-1099
United States
212-998-6683 (Phone)
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