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DNA Probabilities in People v. Prince: When Are Racial and Ethnic Statistics Relevant?

David H. Kaye
The Pennsylvania State University Dickinson School of Law



PROBABILITY AND STATISTICS: ESSAYS IN HONOR OF DAVID A. FREEDMAN, T. Speed & D. Nolan, eds., pp. 289-301, Institute of Mathematical Statistics, 2008

Abstract:     
When a defendant's DNA matches a sample found at a crime scene, how compelling is the match? To answer this question, DNA analysts typically use relative frequencies, random-match probabilities or likelihood ratios. They compute these quantities for the major racial or ethnic groups in the United States, supplying prosecutors with such mind-boggling figures as one in nine hundred and fifty sextillion African Americans, one in one hundred and thirty septillion Caucasians, and one in nine hundred and thirty sextillion Hispanics. In People v. Prince, a California Court of Appeals rejected this practice on the theory that only the perpetrator's race is relevant to the crime; hence, it is impermissible to introduce statistics about other races. This paper critiques this reasoning. Relying on the concept of likelihood, it presents a logical justification for referring to a range of races, and it identifies some problems with the one-race-only rule. The paper also notes some ways to express the probative value of a DNA match quantitatively without referring to variations in DNA profile frequencies among races or ethnic groups.

Keywords: evidence, conditional relevance, forensic science, forensic DNA, race, criminal law

Accepted Paper Series

Date posted: May 27, 2008 ; Last revised: May 27, 2008

Suggested Citation

Kaye, David H., DNA Probabilities in People v. Prince: When Are Racial and Ethnic Statistics Relevant?. PROBABILITY AND STATISTICS: ESSAYS IN HONOR OF DAVID A. FREEDMAN, T. Speed & D. Nolan, eds., pp. 289-301, Institute of Mathematical Statistics, 2008. Available at SSRN: http://ssrn.com/abstract=1136754


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David H. Kaye (Contact Author)
The Pennsylvania State University Dickinson School of Law ( email )
Lewis Katz Building
University Park, PA 16802
United States
814 865-8974 (Phone)
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