Pruning the Hedge: Who is a 'Client' and Whom Does an Adviser Advise?
Pace Law School
May 23, 2007
Fordham Journal of Corporate and Financial Law, Vol. 12, No. 5, 2007
An analysis of the U.S. Court of Appeals for the District of Columbia Circuit's decision regarding Phillip Goldstein's challenge of the Securities and Exchange Commission's hedge-fund adviser registration regime within The Investment Advisers Act of 1940, 15 U.S.C. ý 80b-1 (hereinafter Advisers Act), the so-called "Hedge-Fund Rule." See, Goldstein v. SEC, 451 F.3d 873 (D.C. Cir. 2006).
Number of Pages in PDF File: 63
Keywords: Hedge-Fund Rule, SEC,Phillip Goldstein, Investment Advisers Act
JEL Classification: K22Accepted Paper Series
Date posted: June 16, 2008
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