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The Kyoto Protocol and International Technology Transfer: An Empirical Analysis Using Patent Data

Ivan Haščič
Organization for Economic Co-operation and Development (OECD)

Nick Johnstone
Organization for Economic Co-Operation and Development (OECD)


March 30, 2009


Abstract:     
This paper examines the effect of the Kyoto Protocol on the international transfer of technologies relevant for climate change mitigation. The analysis is conducted using patent data on over 100 countries during a 20-year period 1985-2004. It is found that public policy plays a significant role in determining technology transfer. In particular, the degree of commitment and differences in the degree of commitment between pairs of Annex 1 countries has an effect on transfer. Transfers from Annex 1 countries to non-Annex 1 countries are significantly affected by involvement with the Clean Development Mechanism.

Keywords: Environmental Policy, Innovation, Patents, Climate Change, Technological Change, Technology Transfer, Kyoto Protocol, Clean Development Mechanism

JEL Classifications: Q55, Q58, O34, O38, F59

Working Paper Series

Date posted: March 30, 2009 ; Last revised: April 08, 2009

Suggested Citation

Haščič, Ivan and Johnstone, Nick, The Kyoto Protocol and International Technology Transfer: An Empirical Analysis Using Patent Data (March 30, 2009). Available at SSRN: http://ssrn.com/abstract=1370362


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Contact Information

Nick Johnstone (Contact Author)
Organization for Economic Co-Operation and Development (OECD) ( email )
2 rue Andre Pascal
75775 Paris Cedex 16 France
Ivan Haščič
Organization for Economic Co-operation and Development (OECD) ( email )
2 rue Andre Pascale
75775 Paris Cedex 16 France
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