Enforcement of Securities Laws Violations in the United Kingdom
Pace University - School of Law
International Tax & Business Lawyer, Vol. 9, p. 131, 1991
This article examines the weaknesses of the present system of enforcement of securities laws in the U.K. and suggests changes to make it more effective. The article is divided into three parts: an analysis of the enforcement provisions of the F.S.A., the prosecution of securities offenses since its implementation, and the viability of self-regulatory enforcement.
Number of Pages in PDF File: 78Accepted Paper Series
Date posted: November 22, 2009
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