Enforcement of Securities Laws Violations in the United Kingdom

Fishman, James

Abstract

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Enforcement of Securities Laws Violations in the United Kingdom

James Fishman

Pace University - School of Law

1991

International Tax & Business Lawyer, Vol. 9, p. 131, 1991

Abstract:
This article examines the weaknesses of the present system of enforcement of securities laws in the U.K. and suggests changes to make it more effective. The article is divided into three parts: an analysis of the enforcement provisions of the F.S.A., the prosecution of securities offenses since its implementation, and the viability of self-regulatory enforcement.

Number of Pages in PDF File: 78

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Date posted: November 22, 2009

Suggested Citation

Fishman, James, Enforcement of Securities Laws Violations in the United Kingdom (1991). International Tax & Business Lawyer, Vol. 9, p. 131, 1991. Available at SSRN: http://ssrn.com/abstract=1509687

Contact Information

James Fishman (Contact Author)

Pace University - School of Law ( email )

78 North Broadway
White Plains, NY 10603
United States