Abstract

http://ssrn.com/abstract=1839106
 
 

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The Politics of Regulation: From New Institutionalism to New Governance


Christopher Carrigan


George Washington University - Trachtenberg School of Public Policy and Public Administration

Cary Coglianese


University of Pennsylvania Law School

June 2011

Annual Review of Political Science, Vol. 14, pp. 107-129, 2011

Abstract:     
The study of the politics of regulation has followed two distinct paths in recent years. "New institutionalism" research has focused primarily on the policy-making process, particularly the interplay between regulators (who implement policy) and their political principals (who attempt to control regulators' activity). In contrast, "new governance" scholarship has focused on strategies other than traditional "command-and-control" regulation that can encourage compliance with socially valued norms of behavior. Although these two lines of research approach highly distinct facets of regulation and have developed largely independently of each other, they exhibit a generally unacknowledged and extensive overlap in their theoretical structure and associated results. In this article, we compare these two approaches to regulatory politics. For each, we discuss how the interactions of key actors are conceptualized, consider the types of regulatory mechanisms used to manage behavior, and examine the breadth of outcomes that flow from these controls. We suggest that greater acknowledgment of the commonalities in the two approaches can advance each approach, even if they continue to be pursued separately, and can also help generate important synthetic avenues for further research.

Accepted Paper Series


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Date posted: May 12, 2011  

Suggested Citation

Carrigan, Christopher and Coglianese, Cary, The Politics of Regulation: From New Institutionalism to New Governance (June 2011). Annual Review of Political Science, Vol. 14, pp. 107-129, 2011. Available at SSRN: http://ssrn.com/abstract=1839106 or http://dx.doi.org/10.1146/annurev.polisci.032408.171344

Contact Information

Christopher Carrigan (Contact Author)
George Washington University - Trachtenberg School of Public Policy and Public Administration ( email )
805 21st Street, NW
Suite 601
Washington, DC 20052
United States
(202) 994-5583 (Phone)
(202) 994-6792 (Fax)
HOME PAGE: http://www.tspppa.gwu.edu/faculty/carrigan.cfm
Cary Coglianese
University of Pennsylvania Law School ( email )
3501 Sansom Street
Philadelphia, PA 19104
United States
215-898-6867 (Phone)
HOME PAGE: http://www.law.upenn.edu/coglianese
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