Stochastic Constraint

Neal Kumar Katyal

Georgetown University Law Center


Harvard Law Review, Vol. 126, pp. 990-1010, 2013

This essay reviews Power and Constraint: The Accountable Presidency After 9/11 by Jack Goldsmith (2012).

With The Terror Presidency, Professor Jack Goldsmith wrote, hands down, the very best analysis of the national security issues surrounding President George W. Bush's tenure. In Power and Constraint: The Accountable Presidency After 9/11, Goldsmith returns to the same set of problems, but adopts a different tack. He argues that the modern wartime Executive is constrained in new ways beyond the traditional system of checks and balances, and that these new constraints combine to create an effective system that checks executive power. Though the modern wartime Executive may disregard traditional limits on presidential power and attempt to act unilaterally, new checks from an aggressive press, a watchful and technologically enabled public, and the legalization of warfare combine to constrain the executive branch. Goldsmith argues that this system is the type of reciprocal restraint of which our Founders would have approved (p. 243).

Goldsmith's claim ultimately boils down to one about how presidential constraint arises from a stochastic melange produced by these newly empowered actors. But in his analysis of the constraint imposed on the modern Executive by this new system of checks and balances, Goldsmith fails to account for the values served by good process. Just as with a student's four-page exam (which might reach a correct result but probably will not), the path by which the Executive is constrained matters, because it will significantly affect the substantive quality and sustainability of that end result. Goldsmith's new system of accountability relies on a combination of government leaks and self-checking out of fear of reprisal, whereas the traditional system trusts "[a]mbition ... to counteract ambition." The latter system -- the one envisioned by the Founders -- has significantly fewer side effects attached to the process of checking the Executive.

In this Review, the author argues that the particular process employed to constrain the Executive has consequences beyond the mere fact of achieving some level of constraint, and the "new" system of checks and balances has more costs associated with it than the traditional, constitutionally envisioned system, which primarily relies on government officials. In the end, many different methods might be used to achieve "constraint," broadly conceived, but the process chosen to reach that constraint has substantive implications. Part I discusses the relationship between the process used to check the Executive and the substance of the constraints imposed. It contends that, just as the Coase Theorem predicts, the initial set of entitlements will strongly influence the eventual result, and that Coasean analysis provides a helpful frame through which to assess Goldsmith's claim that the new constraints he identifies can substitute for Madisonian checks and balances. Part II analyzes Goldsmith's speculation that the modern cycle of permission and constraint is likely to continue, and suggests that future inquiry should examine whether particular policy solutions could be developed, in advance of the next crisis, that might break this cycle.

Number of Pages in PDF File: 22

Keywords: presidential power, Coase Theorem, presidential unilateralism, Executive, Congress, 9/11

JEL Classification: K00, K30, K39

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Date posted: July 23, 2013  

Suggested Citation

Katyal, Neal Kumar, Stochastic Constraint (2013). Harvard Law Review, Vol. 126, pp. 990-1010, 2013. Available at SSRN: http://ssrn.com/abstract=2296973

Contact Information

Neal K. Katyal (Contact Author)
Georgetown University Law Center ( email )
600 New Jersey Avenue, NW
Washington, DC 20001
United States
202-662-9807 (Phone)
202-662-9410 (Fax)
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