Avoiding FCPA Liability by Tightening Internal Controls: Considerations for Institutional Investors and Corporate Counsel

7 Pages Posted: 30 Aug 2014 Last revised: 3 Sep 2014

See all articles by H. Kotz

H. Kotz

Berkeley Research Group,LLC

Susan Mangiero

Fiduciary Leadership, LLC

Date Written: August 28, 2014

Abstract

Knowing about the Foreign Corrupt Practices Act ("FCPA") is critical for any institutional investor that has ties to non-U.S. service providers, is investing outside the U.S. and/or buying securities issued by non-U.S. companies. "Avoiding FCPA Liability by Tightening Internal Controls: Considerations for Institutional Investors and Corporate Counsel" by H. David Kotz and Dr. Susan Mangiero (The Corporate Counselor, September 2014) explains the basics of the FCPA, discusses implications for pension funds, endowments, foundations, family offices and sovereign wealth funds and suggests educational references for further reading.

Keywords: FCPA, Foreign Corrupt Practices Act, International Investment

JEL Classification: F00, F30, G15, G18, G23, G28, K20

Suggested Citation

Kotz, H. and Mangiero, Susan, Avoiding FCPA Liability by Tightening Internal Controls: Considerations for Institutional Investors and Corporate Counsel (August 28, 2014). Available at SSRN: https://ssrn.com/abstract=2488877 or http://dx.doi.org/10.2139/ssrn.2488877

H. Kotz

Berkeley Research Group,LLC

1800 M Street NW
Second floor
Washington, DC 20036
United States

Susan Mangiero (Contact Author)

Fiduciary Leadership, LLC ( email )

929 White Plains Road
No. 377
Trumbull, CT 06611-3938
United States

HOME PAGE: http://www.fiduciaryleadership.com

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