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The Third Annual Albert A. DeStefano Lecture on Corporate, Securities & Financial Law - Panel Discussion: Celebrating Thirty Years of Market RegulationKenneth M. RosenUniversity of Alabama - School of Law Brandon BeckerWilmer, Cutler & Pickering Robert L. ColbySecurities and Exchange Commission (SEC) - Division of Market Regulation Andrew M. KleinSchiff Hardin LLP Richard KetchumCitigroup, Inc. - Global Corporate and Investment Banking Group (GCIB) Catherine McGuireSecurities and Exchange Commission (SEC) - Division of Market Regulation Annette NazarethSecurities and Exchange Commission (SEC) - Division of Market Regulation Lee A. PickardPickard and Djinis LLP Fordham Journal of Corporate & Financial Law, Vol. 9, No. 295 Abstract: The U.S. Securities and Exchange Commission's Division of Market Regulation now has celebrated the thirtieth anniversary of its creation. In this panel discussion, current and former officials from the Division explore the Division's history and the challenges ahead for market regulators. Panelists' commentary offers insight into the continuing evolution of the federal regulation of securities markets and market participants. The panel was convened as the Third Annual Albert A. DeStefano Lecture on Corporate, Securities & Financial Law at the Fordham University School of Law.
Number of Pages in PDF File: 52 Date posted: May 20, 2004Suggested CitationContact Information
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