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The Climatic Origins of the Neolithic Revolution: Theory and Evidence


Quamrul Ashraf


Williams College - Department of Economics

Stelios Michalopoulos


Brown University - Department of Economics; National Bureau of Economic Research (NBER)

February 22, 2011


Abstract:     
This research examines theoretically and empirically the origins of agriculture. The theory highlights the role of climatic sequences as a fundamental determinant of both technological sophistication and population density in a hunter-gatherer regime. It argues that foragers facing volatile environments were forced to take advantage of their geographic endowments at a faster pace. Consequently, as long as climatic shocks preserved the possibility for agriculture, differences in the rate at which foragers were climatically propelled to exploit their habitat determined the comparative evolution of hunter-gatherer societies towards farming. The theory is tested using both cross-country and cross-archaeological site data on the emergence of farming. Consistent with the theory, the empirical analysis demonstrates that, conditional on biogeographic endowments, climatic volatility has a non-monotonic effect on the timing of the transition to agriculture. Farming was undertaken earlier in regions characterized by intermediate levels of climatic volatility, with regions subjected to either too high or too low intertemporal variability transiting later.

Number of Pages in PDF File: 66

Keywords: Hunting and Gathering, Agriculture, Neolithic Revolution, Climatic Volatility, Technological Progress, Population Density

JEL Classification: J10, O11, O13, O33, O40, Q54, Q55

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Date posted: May 23, 2006 ; Last revised: July 4, 2012

Suggested Citation

Ashraf, Quamrul and Michalopoulos, Stelios, The Climatic Origins of the Neolithic Revolution: Theory and Evidence (February 22, 2011). Available at SSRN: http://ssrn.com/abstract=903847 or http://dx.doi.org/10.2139/ssrn.903847

Contact Information

Quamrul Ashraf
Williams College - Department of Economics ( email )
Schapiro Hall
24 Hopkins Hall Drive
Williamstown, MA 01267
United States
(413) 597-3051 (Phone)
(413) 597-4045 (Fax)
HOME PAGE: http://econ.williams.edu/people/qha1
Stelios Michalopoulos (Contact Author)
Brown University - Department of Economics ( email )
64 Waterman Street
Providence, RI 02912
United States
HOME PAGE: http://https://sites.google.com/site/steliosecon/
National Bureau of Economic Research (NBER) ( email )
1050 Massachusetts Avenue
Cambridge, MA 02138
United States
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