To Tell or Not to Tell? Corporate Tax Aggressiveness and Management Voluntary Effective Tax Rate Forecasts

Posted: 8 May 2020 Last revised: 1 Feb 2026

See all articles by Yifan Jia

Yifan Jia

NanKai University

Ying Mao

Lingnan University

Ke Wang

University of Alberta - School of Business

Date Written: January 28, 2026

Abstract

Firms issue voluntary management forecasts on effective tax rates (ETRs) to communicate their expected future tax performance to external parties. However, such explicit numeric disclosures can heighten public scrutiny of the issuing firms’ tax practices. In this study, we examine whether tax-aggressive firms are more or less likely to issue voluntary ETR forecasts. Our empirical results show a significantly negative association between firms’ tax aggressiveness and their issuance of voluntary ETR forecasts. Further, we differentiate voluntary ETR forecasts by the forecasted ETR relative to past ETRs and find that, while not willing to issue forecasts indicating a sustained or increasing level of tax aggressiveness, tax-aggressive firms tend to issue voluntary ETR forecasts that project a decreasing level of tax aggressiveness. Our cross-sectional analyses show that the association between tax aggressiveness and voluntary ETR forecast practices is stronger for firms subject to greater public attention, as reflected in greater media coverage. We also provide some evidence that tax-aggressive firms’ voluntary ETR forecasts generate negative (positive) media sentiment when the forecasts reveal more (less) aggressive future tax strategies. Collectively, our findings suggest that reputational concerns shape tax-aggressive firms’ disclosure strategies regarding voluntary ETR forecasts.

Keywords: ETR forecasts, tax aggressiveness, tax-related reputation, tax disclosure, voluntary disclosure

Suggested Citation

Jia, Yifan and Mao, Ying and Wang, Ke, To Tell or Not to Tell? Corporate Tax Aggressiveness and Management Voluntary Effective Tax Rate Forecasts (January 28, 2026). Available at SSRN: https://ssrn.com/abstract=3576006

Yifan Jia (Contact Author)

NanKai University ( email )

94 Weijin Road, Tianjin
Tianjin
China

Ying Mao

Lingnan University ( email )

8 Castle Peak Road
Lingnan University
Hong Kong, New Territories
China

Ke Wang

University of Alberta - School of Business ( email )

3-23 Business Building
Edmonton, Alberta T6G 2R6
Canada
+1 780-492-1630 (Phone)

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