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Identification of COVID-19 Clinical Phenotypes by Principal Component Analysis-Based Cluster Analysis

20 Pages Posted: 18 May 2020

See all articles by Wenjing Ye

Wenjing Ye

Shanghai Jiao Tong University (SJTU) - Department of Respiratory Medicine

Lu Weiwei

Shanghai Jiao Tong University (SJTU) - Emergency Department

Yanping Tang

Shanghai Jiao Tong University (SJTU) - Department of Geriatrics

Chen Guoxi

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Li Xiaopan

Shanghai Pudong New Area - Center for Disease Control and Prevention

Ji Chen

University of Warwick - Warwick Clinical Trials Unit

Min Hou

Shanghai Jiao Tong University (SJTU) - School of Public Health

Guangwang Zeng

Shanghai Jiao Tong University (SJTU) - Department of Geriatrics

Lan Xing

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Wang Yaling

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Deng Xiaoqin

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Cai Yuyang

Shanghai Jiao Tong University (SJTU) - School of Public Health

Huang Hai

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Yang Ling

Shanghai Jiao Tong University (SJTU) - Department of Geriatrics

More...

Abstract

Background: COVID-19 has been quickly spreading, making it a serious public health threat. It is important to identify phenotypes to predict the severity of disease and design an individualized treatment.

Methods: We collected data from 213 COVID-19 patients in Wuhan Pulmonary Hospital from January 1 to March 30, 2020. Principal component analysis (PCA) and cluster analysis were used to classify patients.

Findings: We identified three distinct subgroups of COVID-19. Cluster 1 was the largest group (52.6%) and characterized by oldest age, lowest cellular immune function and albumin levels. 38.5% of subjects were grouped into Cluster 2. Most of the lab results in Cluster 2 fell between those of Clusters 1 and 3. Cluster 3 was the smallest cluster (8.9%), characterized by youngest age and highest cellular immune function. The incidence of respiratory failure, acute respiratory distress syndrome (ARDS), heart failure and usage of non-invasive mechanical ventilation in Cluster 1 was significantly higher than others (P<0.05). Cluster 1 had the highest death rate of 30.4% (P=0.005). Although there were significant differences in age between Clusters 2 and 3 (P<0.001), we found that there was no difference in demand for medical resources.

Interpretation: We identified three distinct clusters of the COVID-19 patients. The results show that age alone could not be used to assess a patient's condition. Specifically, management of albumin and immune function are important in reducing the severity of disease.

Funding Statement: The study was supported by Zhejiang University special scientific research fund for COVID-19 prevention and control, [grant number 2020XGZX065].

Declaration of Interests: The authors declared no competing interests.

Ethics Approval Statement: The National Health Commission of the People's Republic of China has determined that data collection and analysis of cases and close contacts are part of ongoing investigations into outbreaks of public health events and are therefore exempt from the approval requirements of the institutional review board. Informed consent was exempted with the approval of Medical Ethics Committee of Xinhua Hospital Affiliated to Shanghai Jiaotong University School of Medicine, Shanghai, China (No. XHEC-D-2020-052).

Keywords: COVID-19; phenotype; treatment; principal component analysis; cluster analysis

Suggested Citation

Ye, Wenjing and Weiwei, Lu and Tang, Yanping and Guoxi, Chen and Xiaopan, Li and Chen, Ji and Hou, Min and Zeng, Guangwang and Xing, Lan and Yaling, Wang and Xiaoqin, Deng and Yuyang, Cai and Hai, Huang and Ling, Yang, Identification of COVID-19 Clinical Phenotypes by Principal Component Analysis-Based Cluster Analysis (4/17/2020). Available at SSRN: https://ssrn.com/abstract=3582711 or http://dx.doi.org/10.2139/ssrn.3582711

Wenjing Ye

Shanghai Jiao Tong University (SJTU) - Department of Respiratory Medicine ( email )

Shanghai
China

Lu Weiwei

Shanghai Jiao Tong University (SJTU) - Emergency Department

200082
China

Yanping Tang

Shanghai Jiao Tong University (SJTU) - Department of Geriatrics ( email )

Shanghai
China

Chen Guoxi

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Hubei
China

Li Xiaopan

Shanghai Pudong New Area - Center for Disease Control and Prevention

Shanghai, 200032
China

Ji Chen

University of Warwick - Warwick Clinical Trials Unit ( email )

Coventry, West Midlands
United Kingdom

Min Hou

Shanghai Jiao Tong University (SJTU) - School of Public Health ( email )

227 Chongqing South Road
Luwan District, 200025
China

Guangwang Zeng

Shanghai Jiao Tong University (SJTU) - Department of Geriatrics ( email )

Shanghai
China

Lan Xing

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Hubei
China

Wang Yaling

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Hubei
China

Deng Xiaoqin

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2

Hubei
China

Cai Yuyang

Shanghai Jiao Tong University (SJTU) - School of Public Health ( email )

227 Chongqing South Road
Luwan District, 200025
China

Huang Hai

Wuhan Institute for Tuberculosis Control - Department of Tuberculosis Ward 2 ( email )

Hubei
China

Yang Ling (Contact Author)

Shanghai Jiao Tong University (SJTU) - Department of Geriatrics ( email )

Shanghai
China

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