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SSRN eLibrary Search Results
Regulation of Financial Institutions eJournal
2,474,429 Total downloads | Link to this page | Subscribe to this eJournal (requires login)
Showing Papers 1 - 50 of 7,282
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1 2 3 4 ... 146 | Next >
   

Incl. Electronic Paper Blockchain Applications and Fee Structure Developments in Private Investment Funds
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Date Posted: April 28, 2017
Working Paper Series
10 downloads

Incl. Electronic Paper The SEC's Neglected Weapon: A Proposed Amendment to Section 17(a)(3) and the Application of Negligent Insider Trading
University of Pennsylvania Journal of Business Law, Vol. 19, No. 2, 2017, SMU Dedman School of Law Legal Studies Research Paper No. 352
Marc I. Steinberg and Abel Ramirez Jr.
Southern Methodist University - Dedman School of Law and Southern Methodist University (SMU), Dedman School of Law, Alumnus
Date Posted: April 28, 2017
Accepted Paper Series
2 downloads

Incl. Electronic Paper Dynamic Regulation via Contingent Capital
Review of Banking and Financial Law, Vol. 36, 2017
Wulf A. Kaal
University of St. Thomas, Minnesota - School of Law
Date Posted: April 25, 2017
Accepted Paper Series
8 downloads

Incl. Electronic Paper (Not) Holding Firms Criminally Responsible for the Reckless Insider Trading of Their Employees
Stetson Law Review, Vol. 46, No. 1, 2016
Joan MacLeod Heminway
University of Tennessee College of Law
Date Posted: April 25, 2017
Accepted Paper Series
8 downloads

Incl. Electronic Paper Safe Harbor for Derivatives in Bankruptcy: Overstayed Its Welcome?
Ryan Alexander Berger
Duke University, School of Law, Students
Date Posted: April 21, 2017
Working Paper Series
24 downloads

Incl. Electronic Paper (Mis)Trusting Financial Advisers
Maher Habib Alyousif and Charlene M. Kalenkoski
Texas Tech University and Texas Tech University
Date Posted: April 20, 2017
Working Paper Series
6 downloads

Incl. Electronic Paper The Limits of Gatekeeper Liability
73 Wash. & Lee L. Rev. Online 619 (2017), Washington University in St. Louis Legal Studies Research Paper No. 17-04-01
Andrew F. Tuch
Washington University in Saint Louis - School of Law
Date Posted: April 20, 2017
Working Paper Series
26 downloads

Incl. Electronic Paper No-Action Clause in Bond Trust
(2014) 25(1) Journal of Banking and Finance Law and Practice 1
Benjamin Liu
University of Auckland - Commercial Law Department
Date Posted: April 19, 2017
Accepted Paper Series
8 downloads

Incl. Electronic Paper The Regulation of Trading Markets: A Survey and Evaluation
Virginia Law and Economics Research Paper No. 2017-07
Paul G. Mahoney and Gabriel V. Rauterberg
University of Virginia School of Law and University of Michigan Law School
Date Posted: April 19, 2017
Accepted Paper Series
54 downloads

Incl. Electronic Paper Regulation by Settlement
Kansas Law Review, Forthcoming
Matthew C. Turk
Indiana University - Kelley School of Business
Date Posted: April 19, 2017
Accepted Paper Series
18 downloads

Incl. Electronic Paper Investors' Paradox
Journal of Corporation Law, 2017 Forthcoming, University of Washington School of Law Research Paper No. 2017-13
Anita K. Krug
University of Washington School of Law
Date Posted: April 18, 2017
Last Revised: April 20, 2017
Accepted Paper Series
33 downloads

Incl. Electronic Paper The Federal Housing Administration and African-American Homeownership
ABA J. Afford. Hous. & Cmty. Dev. (Forthcoming), Brooklyn Law School, Legal Studies Paper No. 500
David J. Reiss
Brooklyn Law School
Date Posted: April 18, 2017
Accepted Paper Series
25 downloads

Incl. Electronic Paper Algorithmic Entities
95 Washington University Law Review (Forthcoming)., UCLA School of Law, Law-Econ Research Paper No. 17-09
Lynn M. LoPucki
University of California, Los Angeles (UCLA) - School of Law
Date Posted: April 18, 2017
Accepted Paper Series
42 downloads

Incl. Electronic Paper Playing with Fire? Testing Moral Hazard in Homeowners Insurance Valued Policies
Utah Law Review, Forthcoming
Peter Molk
Willamette University - College of Law
Date Posted: April 17, 2017
Last Revised: April 18, 2017
Accepted Paper Series
14 downloads

Incl. Electronic Paper Lesson Unlearned?: Regulatory Reform and Financial Stability in the Trump Administration
Columbia Law Review Online, Forthcoming
John Crawford
University of California Hastings College of the Law
Date Posted: April 17, 2017
Accepted Paper Series
72 downloads

Incl. Electronic Paper The Corporate Social Responsibilities of Financial Institutions for the Conduct of Their Borrowers: The View from International Law and Standards
Lewis & Clark Law Review, Vol. 21, 2017
Larry Catá Backer
Pennsylvania State University, Penn State Law
Date Posted: April 17, 2017
Accepted Paper Series
17 downloads

Incl. Electronic Paper Regulation by Database
University of Colorado Law Review, Vol. 89, 2017
Nathan Cortez
Southern Methodist University - Dedman School of Law
Date Posted: April 15, 2017
Accepted Paper Series
51 downloads

Incl. Electronic Paper The Other Securities Regulator: A Case Study in Regulatory Damage
University of Washington School of Law Research Paper No. 2017-12
Anita K. Krug
University of Washington School of Law
Date Posted: April 15, 2017
Last Revised: April 22, 2017
Working Paper Series
54 downloads

Incl. Electronic Paper Innovation, Imitation and Regulation in Finance: The Evolution of Special Purpose Acquisition Corporations
Review of Integrative Business and Economics Research, Vol. 6, No. 2, pp.1-27, April 2017
James S. Murray
Ara Institute of Canterbury
Date Posted: April 15, 2017
Accepted Paper Series
7 downloads

Incl. Electronic Paper 'The Big Chill:' Personal Liability and the Targeting of Financial Sector Compliance Officers
Forthcoming in the Hastings Law Journal, Volume 69, Issue One, 2017
Court E. Golumbic
New York University (NYU) - NYU Law School, Hauser Global Law School Program
Date Posted: April 14, 2017
Last Revised: April 26, 2017
Accepted Paper Series
8 downloads

Incl. Electronic Paper Institutional Design for the EU Economic and Monetary Union: Financial Supervision and Financial Stability
The Oxford Handbook on the EU law of Economic and Monetary Union (F Amtenbrink and C Herrmann, eds), Forthcoming
Jennifer Payne
University of Oxford - Faculty of Law
Date Posted: April 14, 2017
Accepted Paper Series
18 downloads

Incl. Electronic Paper The Consumer Financial Protection Bureau and the Quest for Consumer Comprehension
3 Russell Sage Foundation Journal of the Social Sciences 74 (2017), Loyola Law School, Los Angeles Legal Studies Research Paper No. 2017-19
Lauren E. Willis
Loyola Law School Los Angeles
Date Posted: April 14, 2017
Accepted Paper Series
24 downloads

Incl. Electronic Paper Expanding the Reach of the Commodity Exchange Act's Antitrust Considerations
45 Hofstra Law Review 573 (2016), Hofstra Law Review, Vol. 45, No. 2, 2016
Gregory Scopino
Georgetown University Law Center
Date Posted: April 13, 2017
Accepted Paper Series
13 downloads

Incl. Electronic Paper The Case for Federal Pre-Emption of State Blue Sky Laws
Prosperity Unleashed: Smarter Financial Regulation (Norbert J. Michael ed., 2017)
Rutheford B. Campbell Jr.
University of Kentucky - College of Law
Date Posted: April 13, 2017
Accepted Paper Series
10 downloads

Incl. Electronic Paper The Anatomy of European Investment Fund Law
Dirk A. Zetzsche
ADA Chair in Financial Law / Inclusive Finance, University of Luxembourg
Date Posted: April 13, 2017
Working Paper Series
79 downloads

Systemic Risk and Capital Adequacy
Fabian Woebbeking
Goethe University Frankfurt - Department of Finance
Date Posted: April 12, 2017
Working Paper Series

Incl. Electronic Paper Accountability & International Financial Institutions: Community Perspectives on the World Bank's Office of the Compliance Advisor Ombudsman
Accountability & International Financial Institutions, March 2017, ISBN: 978-1-938722-06-6
Roxanna Altholz and Chris Sullivan
University of California, Berkeley, School of Law and California State University, Fresno
Date Posted: April 12, 2017
Accepted Paper Series
4 downloads

Incl. Electronic Paper 25. Securities and Financial Services Regulation
(2015) 16 Singapore Academy of Law Annual Review 616-632
Hans Tjio
National University of Singapore (NUS) - Faculty of Law
Date Posted: April 11, 2017
Working Paper Series
6 downloads

Incl. Electronic Paper 25. Securities and Financial Services Regulation
(2016) 17 Singapore Academy of Law Annual Review
Hans Tjio
National University of Singapore (NUS) - Faculty of Law
Date Posted: April 11, 2017
Working Paper Series
11 downloads

Incl. Electronic Paper Too Big to Fail: Ending Yet Not Ended
Shuhui Ruan
Queen Mary University of London, Centre for Commercial Law Studies, Students
Date Posted: April 11, 2017
Working Paper Series
7 downloads

Incl. Electronic Paper Procedural Decision-Making and the Banking Union: The Accountability Mechanisms
TARN Working Paper Series 4/2017, April 2017
Marco Macchia
University of Rome, Tor Vergata
Date Posted: April 11, 2017
Working Paper Series
19 downloads

Incl. Electronic Paper The Impact of Brexit on Cross-Border Business of UK Credit Institutions and Investment Firms with German Clients
Heinrich Nemeczek and Sebastian Pitz
University of Basel and Freshfields Bruckhaus Deringer - Freshfields Bruckhaus Deringer LLP
Date Posted: April 11, 2017
Working Paper Series
280 downloads

Incl. Electronic Paper Does Hong Kong Remain an Equivalent Jurisdiction for the EU Credit Rating Regime?
Syren Johnstone
Faculty of Law, University of Hong Kong
Date Posted: April 10, 2017
Working Paper Series
12 downloads

Incl. Electronic Paper Financial Governance, Money Laundering and the International Law's New Clothes
Journal of Management and Financial Sciences, iss. 25 (2016), pp. 23-42
Marcin Menkes
Warsaw School of Economics (SGH) - Department of Finance and Management
Date Posted: April 10, 2017
Accepted Paper Series
6 downloads

Incl. Electronic Paper Do the FASB's Standards Add Shareholder Value?
Urooj Khan, Bin Li, Shivaram Rajgopal and Mohan Venkatachalam
Columbia Business School - Accounting, Business Law & Taxation, University of Texas at Dallas - Naveen Jindal School of Management, Columbia Business School and Duke University - Fuqua School of Business
Date Posted: April 08, 2017
Working Paper Series
84 downloads

Incl. Electronic Paper Loan Contracting in the Presence of Usury Limits: Evidence from Automobile Lending
Consumer Financial Protection Bureau Office of Research Working Paper No. 2017-02
Brian Melzer and Aaron Schroeder
Northwestern University - Kellogg School of Management - Department of Finance and Independent
Date Posted: April 07, 2017
Working Paper Series
98 downloads

Incl. Electronic Paper Bank Governance and Systemic Stability: The 'Golden Share' Approach
Alabama Law Review, Vol. 68, No. 4, 2017, Cornell Legal Studies Research Paper No. 17-19
Saule T. Omarova
Cornell University - Law School
Date Posted: April 06, 2017
Accepted Paper Series
24 downloads

Incl. Electronic Paper Bankruptcy, Morality & Student Loans: A Decade of Error in Undue Hardship Analysis
Ohio North University Law Review, Vol. 43, No. 3, 2017, Thomas Jefferson School of Law Research Paper No. 2946461
Linn White
Thomas Jefferson School of Law
Date Posted: April 06, 2017
Accepted Paper Series
10 downloads

Incl. Electronic Paper A Tutorial on the Economics of Payday Lending: Loan Sharking or Risky Lending
John D. Martin and Arthur J. Keown
Baylor University - Department of Finance, Insurance & Real Estate and Virginia Polytechnic Institute & State University - Pamplin College of Business
Date Posted: April 06, 2017
Last Revised: April 12, 2017
Working Paper Series
14 downloads

Incl. Electronic Paper The Management of the Bank Crisis in Portugal - Law and Practice
European Banking Institute Working Paper Series 2017 - no. 4
José Engrácia Antunes
Independent
Date Posted: April 05, 2017
Working Paper Series
17 downloads

Regulatory Principles of Banking Law in China
Regulatory Principles of Banking Law in China, Sweet & Maxwell Asia, Hong Kong 2015, 209pp
Mark W. H. Hsiao
Leicester Law School, University of Leicester
Date Posted: April 05, 2017
Accepted Paper Series

Drivers’Growth of Islamic Banking Industry: Lesson from Malaysia
Yagoub Elryah (2014) Drivers’ Growth of Islamic Banking Industry: Lesson from Malaysia, International Journal of Social Sciences and Management; Vol 1, No 4.,
Yagoub Elryah
Economic Research Forum
Date Posted: April 04, 2017
Accepted Paper Series

Financial Liberalization, Reforms and Bank Performance: Evidence from Malaysian Islamic Banks
Yagoub Elryah (2014) "Financial Liberalization, Reforms and Bank Performance: Evidence from Malaysian Islamic Banks, IOSR Journal of Economics and Finance (IOSR-JEF) 3 (2), 31-39.
Yagoub Elryah
Economic Research Forum
Date Posted: April 04, 2017
Accepted Paper Series

Incl. Electronic Paper Application of the Proper Purpose Test to Pension Schemes
(2016) 30 Trust Law International 159
David Pollard
Freshfields Bruckhaus Deringer LLP
Date Posted: April 03, 2017
Accepted Paper Series
12 downloads

Incl. Electronic Paper OTC Derivatives Regulation in China: How Far Across the River?
(2014) 25(1) Journal of Banking and Finance Law and Practice 14-25
Mark W. H. Hsiao
Leicester Law School, University of Leicester
Date Posted: April 03, 2017
Last Revised: April 07, 2017
Accepted Paper Series
15 downloads

Incl. Electronic Paper Knightian Uncertainty, Systemic Risk Regulation, and the Limits of Judicial Review
Patricia A. McCoy
Boston College Law School
Date Posted: April 03, 2017
Working Paper Series
14 downloads

Incl. Electronic Paper Building Blocks of Investor Protection: All-Embracing Regulation Tightens Its Grip
Veerle Colaert
KU Leuven Law Faculty
Date Posted: April 01, 2017
Working Paper Series
7 downloads

Incl. Electronic Paper Incentivising Compliance with Financial Regulation
FCA Occasional Paper No. 25
Christopher Heady and Gareth D. Myles
Organization for Economic Co-Operation and Development (OECD) - Economics Department (ECO) and University of Exeter Business School - Department of Economics
Date Posted: March 31, 2017
Accepted Paper Series
41 downloads

Incl. Electronic Paper Is Post-Crisis Bond Liquidity Lower?
Fisher College of Business Working Paper No. 2017-03-009, Charles A. Dice Center Working Paper No. 2017-09
Mike Anderson and René M. Stulz
George Mason University and Ohio State University (OSU) - Department of Finance
Date Posted: March 31, 2017
Last Revised: April 22, 2017
Working Paper Series
71 downloads

Incl. Electronic Paper MiFID II in Relation to Other Investor Protection Regulation: Picking Up the Crumbs of a Piecemeal Approach
Forthcoming in D.Busch and G.Ferrarini, Regulation of the EU Financial Markets: MiFID II and MiFIR (Oxford University Press, 2017)
Veerle Colaert
KU Leuven Law Faculty
Date Posted: March 30, 2017
Accepted Paper Series
24 downloads


 

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