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Regulation of Financial Institutions eJournal

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Viewing: 1 - 50 of 7,264 papers

1.

The Evolution of Fintech: A New Post-Crisis Paradigm?

University of Hong Kong Faculty of Law Research Paper No. 2015/047, UNSW Law Research Paper No. 2016-62
Number of pages: 45 Posted: 20 Oct 2015 Last Revised: 07 Sep 2016
Accepted Paper Series
University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 9,577
2.

Regulating Bankers' Pay

Georgetown Law Journal, Vol. 98, No. 2, pp. 247-287, 2010, Harvard Law and Economics Discussion Paper No. 641
Number of pages: 52 Posted: 30 May 2009 Last Revised: 08 Oct 2010
Accepted Paper Series
Harvard Law School and Harvard Law School
Downloads 9,410
3.

Regulating the Shadow Banking System

Number of pages: 41 Posted: 15 Sep 2010 Last Revised: 12 Nov 2010
Working Paper Series
Yale School of Management and Yale School of Management
Downloads 9,292
4.

Fallacies, Irrelevant Facts, and Myths in the Discussion of Capital Regulation: Why Bank Equity is Not Socially Expensive

Max Planck Institute for Research on Collective Goods 2013/23, Rock Center for Corporate Governance at Stanford University Working Paper No. 161, Stanford University Graduate School of Business Research Paper No. 13-7
Number of pages: 77 Posted: 04 Nov 2013 Last Revised: 12 Jan 2016
Working Paper Series
Stanford Graduate School of Business, Stanford Graduate School of Business, Max Planck Institute for Research on Collective Goods and Stanford Graduate School of Business
Downloads 7,207
5.

The Market for Financial Adviser Misconduct

Number of pages: 78 Posted: 29 Feb 2016 Last Revised: 19 Sep 2017
Working Paper Series
University of Minnesota Carlson School of Management, University of Chicago - Booth School of Business and Stanford University

Multiple version iconThere are 2 versions of this paper

Downloads 6,878
6.

FinTech, RegTech and the Reconceptualization of Financial Regulation

Northwestern Journal of International Law & Business, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2016/035
Number of pages: 51 Posted: 05 Oct 2016 Last Revised: 26 Oct 2016
Accepted Paper Series
University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 5,423
7.

Why Indexing Works

Number of pages: 7 Posted: 14 Oct 2015 Last Revised: 12 May 2017
Working Paper Series
Bartlit Beck Herman Palenchar & Scott LLP, University of Chicago - Booth School of Business and University of Oxford - Mathematical Institute
Downloads 4,940
8.

Measuring Market Risk Under the Basel Accords: VaR, Stressed VaR, and Expected Shortfall

8 Aestimatio 184 (2014) -- Aestimatio, The IEB International Journal of Finance, volume 8, pp. 184-201 (2014)
Number of pages: 18 Posted: 17 Apr 2013 Last Revised: 23 Apr 2014
Accepted Paper Series
Michigan State University - College of Law
Downloads 4,845
9.

Can Basel III Work? Examining the New Capital Stability Rules by the Basel Committee: A Theoretical and Empirical Study of Capital Buffers

Number of pages: 32 Posted: 21 Feb 2010
Working Paper Series
McMaster University - DeGroote School of Business, Standard & Poor's and Barclays
Downloads 4,572
10.

Robo-Advisors: A Closer Look

Number of pages: 33 Posted: 10 Sep 2015 Last Revised: 14 Nov 2015
Working Paper Series
Fein Law Offices
Downloads 4,511
11.

A CAMELS Analysis of the Indian Banking Industry

Number of pages: 10 Posted: 28 Aug 2010 Last Revised: 31 Aug 2010
Working Paper Series
Alliance University - School of Business and Alliance University - Alliance School of Business
Downloads 4,373
12.

The New Financial Deal: Understanding the Dodd-Frank Act and its (Unintended) Consequences

THE NEW FINANCIAL DEAL: UNDERSTANDING THE DODD-FRANK ACT AND ITS (UNINTENDED) CONSEQUENCES, Wiley, November 2010 , U of Penn, Inst for Law & Econ Research Paper No. 10-21
Number of pages: 14 Posted: 13 Oct 2010 Last Revised: 28 Oct 2010
Accepted Paper Series
University of Pennsylvania Law School
Downloads 4,238
13.

Shadow Banking and Financial Regulation

Columbia Law and Economics Working Paper No. 370
Number of pages: 58 Posted: 24 Mar 2010 Last Revised: 26 Feb 2014
Working Paper Series
Vanderbilt University - Law School
Downloads 4,198
14.

Complexity, Innovation and the Regulation of Modern Financial Markets

(2012) 2:2 Harvard Business Law Review 235-294, Oxford Legal Studies Research Paper No. 49/2011
Number of pages: 60 Posted: 25 Aug 2011 Last Revised: 16 Jan 2017
Accepted Paper Series
University of Oxford, Faculty of Law
Downloads 4,032
15.

Bagehot was a Shadow Banker: Shadow Banking, Central Banking, and the Future of Global Finance

Number of pages: 20 Posted: 12 Mar 2013 Last Revised: 06 Nov 2013
Working Paper Series
Columbia University, Graduate School of Arts and Sciences, Department of Economics, Credit Suisse, Credit Suisse and Bard College at Simon's Rock
Downloads 3,866
16.

Is There a Dark Side to Exchange Traded Funds? An Information Perspective

Review of Accounting Studies, Vol. 22, Pages 1048-1083, 2017
Number of pages: 56 Posted: 03 Jul 2015 Last Revised: 09 Aug 2017
Accepted Paper Series
IDC Herzliya - Arison School of Business, Stanford University - Graduate School of Business and Emory University - Goizueta Business School
Downloads 3,582
17.

Cryptofinance

Number of pages: 141 Posted: 19 May 2014 Last Revised: 16 Jan 2016
Working Paper Series
Duke University - Fuqua School of Business
Downloads 3,511
18.

Hedge Funds: A Dynamic Industry in Transition

Number of pages: 135 Posted: 29 Jul 2015
Working Paper Series
University of Massachusetts at Amherst - Eugene M. Isenberg School of Management - Department of Finance, AlphaSimplex Group, LLC and Massachusetts Institute of Technology (MIT) - Sloan School of Management

Multiple version iconThere are 3 versions of this paper

Downloads 3,461
19.

A Transactional Genealogy of Scandal: From Michael Milken to Enron to Goldman Sachs

Southern California Law Review, Vol. 86, pp. 783-868 (2013), U of Penn, Inst for Law & Econ Research Paper No. 12-26, Georgetown Law and Economics Research Paper No. 12-034, Georgetown Public Law Research Paper No. 12-126
Number of pages: 86 Posted: 15 Aug 2012 Last Revised: 13 Dec 2014
Accepted Paper Series
University of Pennsylvania Law School and Georgetown University Law Center
Downloads 3,435
20.

Risk Management of Risk Under the Basel Accord: Forecasting Value-at-Risk of VIX Futures

Number of pages: 31 Posted: 21 Feb 2011
Working Paper Series
National Chung Hsing University - Department of Applied Economics, Department of Finance, Complutense University of Madrid, Erasmus University Rotterdam - Erasmus School of Economics, Econometric Institute and Complutense University of Madrid - Facultad de Económicas y Empresariales
Downloads 3,403
21.

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement

ECGI - Finance Working Paper No. 407/2014, Chicago Booth Research Paper No. 12-04
Number of pages: 79 Posted: 23 Jan 2011 Last Revised: 06 Apr 2016
Working Paper Series
University of Chicago - Booth School of Business, University of Pennsylvania - The Wharton School and University of Chicago - Booth School of Business

Multiple version iconThere are 3 versions of this paper

Downloads 3,220
22.

Understanding ETNs on VIX Futures

Number of pages: 41 Posted: 22 Apr 2012 Last Revised: 20 May 2012
Working Paper Series
University of Sussex - School of Business, Management and Economics and University of Reading - ICMA Centre
Downloads 3,215
23.

The End of Market Discipline? Investor Expectations of Implicit Government Guarantees

Number of pages: 58 Posted: 19 Nov 2011 Last Revised: 12 Jun 2016
Working Paper Series
New York University - Leonard N. Stern School of Business, World Bank Research and Syracuse University - College of Law
Downloads 3,140
24.

Basel III Accord: Where Do We Go From Here?

Number of pages: 12 Posted: 18 Oct 2010
Working Paper Series
CLS Bank International
Downloads 3,111
25.

Basel III: Is the Cure Worse than the Disease?

Number of pages: 53 Posted: 09 Oct 2010 Last Revised: 18 Oct 2010
Working Paper Series
City University London - Sir John Cass Business School, University of Westminster, Loughborough University - School of Business and Economics and City University London - Sir John Cass Business School
Downloads 3,100
26.

How Fair are the Valuations of Private Equity Funds?

Number of pages: 28 Posted: 07 Mar 2013
Working Paper Series
University of Oxford - Said Business School, School of Economics and Management, University of Porto and University of Oxford - Said Business School
Downloads 3,083
27.

Asset Quality Misrepresentation by Financial Intermediaries: Evidence from RMBS Market

Journal of Finance, Forthcoming, Columbia Business School Research Paper No. 13-7 , Fama-Miller Working Paper, Kreisman Working Papers Series in Housing Law and Policy No. 9
Number of pages: 74 Posted: 13 Feb 2013 Last Revised: 08 Jan 2015
Working Paper Series
Columbia Business School - Finance and Economics, Stanford University and Columbia University - Columbia Business School

Multiple version iconThere are 2 versions of this paper

Downloads 3,006
28.

Rating Agencies in the Face of Regulation

Journal of Financial Economics (JFE), Vol. 108, pp. 64-81, 2013, Chicago Booth Research Paper No. 13-05, Fama-Miller Working Paper
Number of pages: 33 Posted: 26 Jan 2010 Last Revised: 11 Apr 2013
Accepted Paper Series
University of Pennsylvania - The Wharton School, Stockholm School of Economics - Department of Finance and University of Chicago - Finance
Downloads 2,943
30.

The Shadow Banking System: Implications for Financial Regulation

FRB of New York Staff Report No. 382
Number of pages: 18 Posted: 30 Jul 2009
Working Paper Series
International Monetary Fund and Bank for International Settlements
Downloads 2,873
31.

Key Factors in Determining the Financial Performance of the Indian Banking Sector

Number of pages: 78 Posted: 02 Aug 2012
Working Paper Series
University of East London
Downloads 2,827
32.

Shadow Insurance

Econometrica, Vol. 84, No. 3, 2016, Swiss Finance Institute Research Paper No. 14-64
Number of pages: 50 Posted: 06 Sep 2013 Last Revised: 19 May 2016
Accepted Paper Series
New York University (NYU) - Department of Finance and Princeton University - Department of Economics

Multiple version iconThere are 2 versions of this paper

Downloads 2,805
33.

KVA: Capital Valuation Adjustment

Risk, December 2014
Number of pages: 25 Posted: 24 Feb 2014 Last Revised: 06 Nov 2014
Accepted Paper Series
Scotiabank, Lloyds Banking Group and Lloyds Banking Group
Downloads 2,789
34.

The Merchants of Wall Street: Banking, Commerce, and Commodities

Minnesota Law Review, Vol. 98, 2013
Number of pages: 91 Posted: 26 Nov 2012 Last Revised: 08 Nov 2013
Accepted Paper Series
Cornell University - Law School
Downloads 2,683
35.

A Macroprudential Approach to Financial Regulation

Chicago Booth Research Paper No. 10-29
Number of pages: 42 Posted: 14 Nov 2010
Working Paper Series
Harvard Business School, University of Chicago, Booth School of Business and Harvard University - Department of Economics
Downloads 2,637
36.

An Agent-Based Model of the Flash Crash of May 6, 2010, with Policy Implications

Number of pages: 39 Posted: 07 Oct 2013 Last Revised: 27 Feb 2014
Working Paper Series
Triangle Intelligence and University of Cambridge
Downloads 2,581
37.

Regulating Islamic Financial Institutions: The Nature of the Regulated

World Bank Policy Research Working Paper No. 3227
Number of pages: 49 Posted: 20 Apr 2016
Working Paper Series
George Washington University, World Bank and World Bank
Downloads 2,565
38.

The Future of Financial Regulation

Yale Law & Economics Research Paper No. 386
Number of pages: 158 Posted: 06 Jun 2009 Last Revised: 16 Jun 2010
Working Paper Series
Yale Law School and Yale Law School
Downloads 2,558
39.

Economic Aspects of Bitcoin and Other Decentralized Public-Ledger Currency Platforms

University of Chicago Coase-Sandor Institute for Law & Economics Research Paper No. 685
Number of pages: 27 Posted: 14 Apr 2014 Last Revised: 17 May 2014
Working Paper Series
Global Economics Group
Downloads 2,471
40.

The Dodd-Frank Act: A Flawed and Inadequate Response to the Too-Big-To-Fail Problem

Oregon Law Review, Vol. 89, pp. 951-1057, 2011, GWU Legal Studies Research Paper No. 516, GWU Law School Public Law Research Paper No. 516
Number of pages: 108 Posted: 04 Dec 2010 Last Revised: 22 Apr 2011
Accepted Paper Series
George Washington University Law School
Downloads 2,461
41.

The Relationship between Liquidity Risk and Credit Risk in Banks

Shortened Version published in Journal of Banking & Finance 40(1), 242-256
Number of pages: 43 Posted: 13 Jul 2011 Last Revised: 18 Jun 2014
Accepted Paper Series
Copenhagen Business School and American University of Sharjah
Downloads 2,340
42.

The U.S. Financial Crisis: A Summary of Causes & Consequences

Number of pages: 44 Posted: 22 Aug 2012
Working Paper Series
Portland State University - School of Business Administration
Downloads 2,125
43.

Rethinking Regulation of Credit Rating Agencies: An Institutional Investor Perspective

Council of Institutional Investors, April 2009, San Diego Legal Studies Paper No. 09-014
Number of pages: 22 Posted: 08 Jul 2009
Accepted Paper Series
University of San Diego School of Law
Downloads 2,104
44.

Do Private Equity Fund Managers Earn Their Fees? Compensation, Ownership, and Cash Flow Performance

The Review of Financial Studies, Forthcoming , AFA 2012 Chicago Meetings Paper, Charles A. Dice Center Working Paper No. 2011-14, Fisher College of Business Working Paper No. 2011-03-014, UCD & CalPERS Sustainability & Finance Symposium 2013
Number of pages: 50 Posted: 22 Jul 2011 Last Revised: 22 Jul 2013
Accepted Paper Series
Fuqua School of Business, Duke University and Vanderbilt University - Finance
Downloads 2,044
45.

Economists' Hubris – The Case of Business Ethics in Financial Services

Journal of Financial Transformation, Vol. 43, pp. 38-61
Number of pages: 24 Posted: 09 Feb 2016 Last Revised: 31 May 2016
Accepted Paper Series
Capco Institute
Downloads 2,042
46.

Regulating Consumer Financial Products: Evidence from Credit Cards

Number of pages: 67 Posted: 26 Sep 2013 Last Revised: 28 Aug 2014
Working Paper Series
Georgetown University - Department of Finance, Office of the Comptroller of the Currency (OCC), University of Chicago Booth School of Business and New York University (NYU)

Multiple version iconThere are 2 versions of this paper

Downloads 2,023
47.

Is Bitcoin a Real Currency? An Economic Appraisal

Number of pages: 23 Posted: 02 Dec 2013 Last Revised: 02 Nov 2014
Working Paper Series
New York University (NYU) - Stern School of Business
Downloads 2,013
48.

The Volcker Rule and Evolving Financial Markets

Harvard Business Law Review, Vol. 1, 2011, Cornell Legal Studies Research Paper No. 11-19
Number of pages: 37 Posted: 02 Jun 2011
Accepted Paper Series
Cornell Law School
Downloads 2,011
49.

Crowdinvesting – Angel Investing for the Masses?

Handbook of Research on Venture Capital: Volume 3. Business Angels, Forthcoming
Number of pages: 20 Posted: 26 Feb 2014 Last Revised: 02 Nov 2014
Accepted Paper Series
University of Bremen - Faculty of Business Studies and Economics and SKEMA Business School
Downloads 2,003
50.

Risk Management: History, Definition and Critique

Number of pages: 34 Posted: 11 Mar 2013 Last Revised: 06 Sep 2013
Working Paper Series
HEC Montreal - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 1,955