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Regulation of Financial Institutions eJournal
1,143,047 Total downloads | Link to this page | Subscribe to this eJournal (requires login)
Showing Papers 1 - 50 of 6,693
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1 2 3 4 ... 134 | Next >
   

Incl. Electronic Paper Prawa i obowiązki stron umowy opcji w obrocie pozagiełdowym (Rights and Obligations of the Parties of the OTC Option Contract)
Ireneusz Dawid Książek
Allerhand Institute
Date Posted: March 25, 2017
Working Paper Series
1 downloads

The Path of the Blockchain Lexicon (and the Law)
36 Review of Banking & Financial Law [ ] (2017) (Forthcoming)
Angela Walch
St. Mary's University School of Law
Date Posted: March 25, 2017
Accepted Paper Series

Incl. Electronic Paper The Bank Fees Regime in Israel - A Political Economy Perspective
Perspectives in the Political Economy of Financial Regulation (Emilios Avgouleas and David C. Donald, eds. Cambridge University Press, Forthcoming)
Ruth Plato-Shinar
Netanya Academic College, Israel
Date Posted: March 25, 2017
Accepted Paper Series
4 downloads

Incl. Electronic Paper Angels, Entrepreneurship, and Employment Dynamics: Evidence from Investor Accreditation Rules
Laura Anne Lindsey and Luke C.D. Stein
Arizona State University (ASU) - Finance Department and Arizona State University (ASU) - Finance Department
Date Posted: March 25, 2017
Working Paper Series
2 downloads

Incl. Electronic Paper Developments in Financial Sector Legislation, Regulation and Infrastructure: Implications for Accession Countries
Andrey Boyanov Zahariev
D. A. Tsenov Academy of Economics
Date Posted: March 24, 2017
Working Paper Series
5 downloads

Incl. Electronic Paper Enforcing International Financial Regulatory Reforms
Journal of International Economic Law (2014) 17 (1)
Bin Gu and Tong Liu
Beijing Foreign Studies University and University of International Business and Economics (UIBE) - School of Law
Date Posted: March 24, 2017
Accepted Paper Series
4 downloads

Incl. Electronic Paper Color and Credit: Race, Competition, and the Quality of Financial Services
Taylor A. Begley and Amiyatosh K. Purnanandam
Washington University in Saint Louis - John M. Olin Business School and University of Michigan, Stephen M. Ross School of Business
Date Posted: March 24, 2017
Working Paper Series
4 downloads

Incl. Electronic Paper Making Sense of Soft Information: Interpretation Bias and Ex-Post Lending Outcomes
Dennis Campbell, Maria Loumioti and Regina Wittenberg Moerman
Harvard University - Accounting & Control Unit, MIT Sloan School of Management and University of Southern California
Date Posted: March 24, 2017
Working Paper Series
7 downloads

Incl. Electronic Paper Profitability and Capital Requirements for Banks Issuing Deposits
Giancarlo Mazzoni
LUISS Guido Carli University
Date Posted: March 24, 2017
Working Paper Series
6 downloads

Incl. Electronic Paper Banking Crisis and the Japanese Legal Framework
Institute for Monetary and Economic Studies, Bank of Japan Discussion Paper No. 2017-E-2
Ignacio Tirado
Universidad Autónoma de Madrid
Date Posted: March 23, 2017
Working Paper Series
5 downloads

Incl. Electronic Paper The Response by the UK Regulators to the Banking Crisis.
Sanad AbuHarb
University of Hertfordshire
Date Posted: March 23, 2017
Last Revised: March 25, 2017
Working Paper Series
7 downloads

Incl. Electronic Paper Shadow Banking and Regional Coordination in Asia: Risks, Challenges and Benefits
Australian Journal of Asian Law, Vol. 17, No. 2, article 4, 2016
Andrew Godwin, Ian Ramsay and Drossos Stamboulakis
Melbourne Law School, Melbourne Law School - University of Melbourne and USC Law School - University of the Sunshine Coast
Date Posted: March 23, 2017
Last Revised: March 24, 2017
Accepted Paper Series
4 downloads

Incl. Electronic Paper Regulatory Oversight and Auditor Market Share
Journal of Accounting & Economics (JAE), Forthcoming
Daniel Aobdia and Nemit Shroff
Northwestern University - Kellogg School of Management and Massachusetts Institute of Technology (MIT) - Sloan School of Management
Date Posted: March 23, 2017
Accepted Paper Series
4 downloads

Incl. Electronic Paper Students in Distress: Labor Market Shocks, Student Loan Default, and Federal Insurance Programs
Holger M. Mueller and Constantine Yannelis
New York University (NYU) - Department of Finance and New York University Leonard N. Stern School of Business
Date Posted: March 22, 2017
Working Paper Series
3 downloads

Incl. Electronic Paper The Effect of Bank Supervision on Risk Taking: Evidence from a Natural Experiment
John Kandrac and Bernd Schlusche
Board of Governors of the Federal Reserve System and Board of Governors of the Federal Reserve System
Date Posted: March 22, 2017
Working Paper Series
16 downloads

Incl. Fee Electronic Paper Are Larger Banks Valued More Highly?
NBER Working Paper No. w23212
Bernadette A. Minton, René Stulz and Alvaro G. Taboada
Ohio State University (OSU) - Fisher College of Business, Ohio State University (OSU) - Fisher College of Business and Mississippi State University
Date Posted: March 22, 2017
Working Paper Series

Incl. Electronic Paper Government Regulations and Survival of Global Firms in Nigeria (1990-2014)
European Journal of Business, Economics and Accountancy, Vol. 4, No. 7, 2016
Obianuju Mary Chiekezie, Gerald Emejulu and A. Okpaladinobi Tessy
Nnamdi Azikiwe University Awka, Nnamdi Azikiwe University and Nnamdi Azikiwe University
Date Posted: March 22, 2017
Accepted Paper Series
1 downloads

Incl. Electronic Paper Optimal Order Exposure in a Limit Order Market
Yuanyuan Chen, Duan Li and Xuefeng Gao
National University of Singapore (NUS) - Risk Management Institute, Chinese University of Hong Kong and The Chinese University of Hong Kong (CUHK) - Department of Systems Engineering & Engineering Management
Date Posted: March 22, 2017
Working Paper Series
27 downloads

Incl. Electronic Paper The Un-Constitutionality of FASB, GASB, IASB, ISDA, ICMA, PCAOB and Government Bail-Out Programs for Financial Institutions
Michael C. I. Nwogugu
Independent
Date Posted: March 21, 2017
Working Paper Series
2 downloads

Incl. Electronic Paper Bank Networks and Systemic Risk: Evidence from the National Banking Acts
OFR WP 16-13
Mark E. Paddrik, Haelim Park and Jessie Jiaxu Wang
Government of the United States of America - Office of Financial Research, Government of the United States of America - Office of Financial Research and Arizona State University (ASU) - W.P. Carey School of Business
Date Posted: March 21, 2017
Working Paper Series
3 downloads

Incl. Electronic Paper Systemic Risk and Cyclical Economic Environment
Hong Mao
Shanghai Second Polytechnic University
Date Posted: March 20, 2017
Working Paper Series
6 downloads

Incl. Electronic Paper Margin Calculation of Multi-Leg Option Strategies
Yuanyuan Chen and Duan Li
National University of Singapore (NUS) - Risk Management Institute and Chinese University of Hong Kong
Date Posted: March 20, 2017
Working Paper Series
6 downloads

Incl. Electronic Paper An Overview of the UK Banking Sector Since the Basel Accord: Insights from a New Regulatory Database
Bank of England Working Paper No. 652
Sebastian Jose A de-Ramon, William Francis and Kristoffer Milonas
Bank of England - Prudential Regulation Authority, Bank of England and Bank of England
Date Posted: March 20, 2017
Working Paper Series
6 downloads

Incl. Electronic Paper Managing the Narrative: Investor Relations Officers and Corporate Disclosure
Lawrence D. Brown, Andrew C. Call, Michael B. Clement and Nathan Y. Sharp
Temple University - Department of Accounting, Arizona State University (ASU) - School of Accountancy, University of Texas at Austin - Department of Accounting and Texas A&M University - Department of Accounting
Date Posted: March 20, 2017
Working Paper Series
675 downloads

Incl. Fee Electronic Paper Did the Basel Process of Capital Regulation Enhance the Resiliency of European Banks?
CEPR Discussion Paper No. DP11920
Thomas Gehrig and Maria Chiara Iannino
University of Vienna - Faculty of Business, Economics, and Statistics and University of Vienna
Date Posted: March 20, 2017
Working Paper Series

Incl. Electronic Paper Financial Safety Nets: The Good, the Bad, and the Ugly
Edward J. Kane
Boston College - Department of Finance
Date Posted: March 20, 2017
Working Paper Series
13 downloads

Incl. Electronic Paper Financial Regulation in the Era of Donald Trump
Networks Financial Networks Policy Brief 2017-PB-01
Richard Christopher Whalen
Economic Advisory Committee of FINRA
Date Posted: March 20, 2017
Working Paper Series
142 downloads

Incl. Electronic Paper Nigeria: Contributions to Investors’ Protection Fund and the Fraudulent Preference Risk
Dr Kubi Udofia
Independent
Date Posted: March 20, 2017
Working Paper Series
2 downloads

Incl. Electronic Paper Unpacking Blockchains
Prpić, J. (2017). Unpacking Blockchains. Collective Intelligence 2017. NYU, Tandon School of Engineering. June 15-16, 2017. ,
John Prpić
Lulea University of Technology
Date Posted: March 19, 2017
Accepted Paper Series
49 downloads

A Taxonomy of Financial Market Manipulations: Establishing Trust and Market Integrity in the Financialized Economy Through Automated Fraud Detection
Forthcoming, Journal of Information Technology
Michael Siering, Benjamin Clapham, Oliver Engel and Peter Gomber
Goethe University Frankfurt Faculty of Economics and Business Administration, Goethe University Frankfurt Faculty of Economics and Business Administration, Independent and Goethe University Frankfurt Faculty of Economics and Business Administration
Date Posted: March 18, 2017
Accepted Paper Series

Uncertain Booms and Fragility
Michael Junho Lee
Federal Reserve Banks - Federal Reserve Bank of New York
Date Posted: March 18, 2017
Working Paper Series

Incl. Electronic Paper Criminalisation of the Use of Offshore Financial Centres in the United Kingdom
Elise Lefeuvre
Humboldt University of Berlin, Students
Date Posted: March 18, 2017
Working Paper Series
1 downloads

Incl. Electronic Paper Above Reproach: How the Consumer Financial Protection Bureau Escapes Constitutional Checks and Balances
Review of Banking and Financial Law, Vol. 36, 2016
William Simpson
Boston University, School of Law, Students
Date Posted: March 18, 2017
Accepted Paper Series
65 downloads

Incl. Electronic Paper Industry Shocks to Internal Funds and Agency Costs - Evidence from a Policy Innovation
Manish Gupta
Nottingham University Business School
Date Posted: March 18, 2017
Last Revised: March 22, 2017
Working Paper Series
9 downloads

Incl. Electronic Paper Regulating Financial Advice for Retirement – The Recent Australian Reforms
Pamela F Hanrahan
UNSW Business School
Date Posted: March 17, 2017
Working Paper Series
7 downloads

Incl. Electronic Paper Tax Court Finds STARS Transaction Lacks Economic Substance
Texas Tax Lawyer, Vol. 40, No. 2, Spring 2013
Robert D Probasco and Lee Susan Meyercord
Texas A&M University School of Law and Thompson & Knight LLP
Date Posted: March 17, 2017
Accepted Paper Series
2 downloads

How the Jobs Act is Reshaping IPOs: Implications for Entrepreneurial Firms
Academy of Management Perspectives, Forthcoming
Dane Blevins, Roberto Ragozzino and Jeffrey J. Reuer
Independent, University of Tennessee and Purdue University - Krannert School of Management
Date Posted: March 17, 2017
Accepted Paper Series

Incl. Electronic Paper The False Promise of Publicly Offered Private Placements
SMU Law Review, Vol. 68, 2015
Manning G. Warren III
University of Louisville - Louis D. Brandeis School of Law
Date Posted: March 17, 2017
Accepted Paper Series
5 downloads

Incl. Electronic Paper Too Big to Care, Too Small to Matter: Macrofinancial Policy and Bank Liquidity Creation
Michael Bowe, Olga Kolokolova and Marcin Michalski
University of Manchester, University of Manchester - Manchester Business School and University of Manchester - Manchester Business School
Date Posted: March 17, 2017
Working Paper Series
7 downloads

Incl. Electronic Paper Market Discipline in the Secondary Bond Market: The Case of Systemically Important Banks
FRB of Philadelphia Working Paper No. 17-5
Elyas Elyasiani and Jason Keegan
Temple University - Department of Finance and Federal Reserve Banks - Federal Reserve Bank of Philadelphia
Date Posted: March 17, 2017
Working Paper Series
8 downloads

Incl. Electronic Paper Spotlight: Anti-Money-Laundering Measures Challenge Global Banks in Mexico
Southwest Economy, Issue Q1, pp. 10-10, 2017
Michael Perez
Federal Reserve Banks - Federal Reserve Bank of Dallas
Date Posted: March 17, 2017
Accepted Paper Series
3 downloads

Incl. Electronic Paper Controlling Systemic Risk Through Corporate Governance
CIGI Policy Brief No. 99 - February 2017, Duke Law School Public Law & Legal Theory Series 2017
Steven L. Schwarcz
Duke University School of Law
Date Posted: March 16, 2017
Accepted Paper Series
46 downloads

Incl. Electronic Paper Regulatory Integration of International Capital Markets
Jean-Marie A. Meier
London Business School, Department of Finance
Date Posted: March 15, 2017
Last Revised: March 17, 2017
Working Paper Series
23 downloads

Incl. Electronic Paper Challenges in Implementing Worst-Case Analysis
Jon Danielsson, Lerby Murat Ergun and Casper G. de Vries
London School of Economics - Systemic Risk Centre, London School of Economics & Political Science (LSE) and Erasmus University Rotterdam (EUR) - Erasmus School of Economics (ESE)
Date Posted: March 15, 2017
Working Paper Series
24 downloads

Incl. Electronic Paper Lambda Value at Risk and Regulatory Capital: A Dynamic Approach to Tail Risk
Asmerilda Hitaj, Cesario Mateus and Ilaria Peri
Università degli Studi di Milano-Bicocca - Dipartimento di Statistica e Metodi Quantitativi, University of Greenwich Business School and University of Greenwich
Date Posted: March 15, 2017
Working Paper Series
15 downloads

Incl. Electronic Paper Анализ Эволюции Глобального Регулирования Отдельных Сегментов Финансовых Рынков (Analysis of the Evolution of Global Regulation in Separate Segments of Financial Markets)
Evgeny Bogdanyuk, Anna M. Kiyutsevskaya, Pavel Trunin and Elizaveta Valerievna Hudko
Russian Presidential Academy of National Economy and Public Administration (RANEPA), Russian Presidential Academy of National Economy and Public Administration (RANEPA), Gaidar Institute for Economic Policy and Russian Presidential Academy of National Economy and Public Administration (RANEPA) - Institute of Applied Economic Research
Date Posted: March 15, 2017
Working Paper Series
1 downloads

Incl. Electronic Paper Does Opening Complaints Data Change Company and Consumer Behavior? Evidence from the Consumer Financial Protection Bureau
Kweku A. Opoku-Agyemang
Center for Effective Global Action (CEGA)
Date Posted: March 14, 2017
Working Paper Series
5 downloads

Investment Fees, Net Returns, and Conflict of Interest in 401(K) Plans
Journal of Financial Research, Vol. 39, No. 1, 2016
Thomas William Doellman and Sabuhi H. Sardarli
Saint Louis University - John Cook School of Business and Kansas State University - Department of Finance
Date Posted: March 14, 2017
Accepted Paper Series

Incl. Electronic Paper Online Appendix for 'Does Opening Complaints Data Change Company and Consumer Behavior? Evidence from the Consumer Financial Protection Bureau'
Kweku A. Opoku-Agyemang
Center for Effective Global Action (CEGA)
Date Posted: March 14, 2017
Working Paper Series
1 downloads

Incl. Electronic Paper When Harry Fired Sally: The Double Standard in Punishing Misconduct
Mark Egan, Gregor Matvos and Amit Seru
University of Minnesota Carlson School of Management, University of Chicago - Booth School of Business and Stanford University
Date Posted: March 13, 2017
Last Revised: March 16, 2017
Working Paper Series
271 downloads


 

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