SSRN eLibrary Search Results
Regulation of Financial Institutions eJournal

1,464,068 Total downloads | Link to this page | Subscribe to this eJournal (requires login)
Search Within

Viewing: 1 - 50 of 7,751 papers

1.

The Evolution of Fintech: A New Post-Crisis Paradigm?

University of Hong Kong Faculty of Law Research Paper No. 2015/047, UNSW Law Research Paper No. 2016-62
Number of pages: 45 Posted: 20 Oct 2015 Last Revised: 07 Sep 2016
Accepted Paper Series
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 11,575
2.

Regulating Bankers' Pay

Georgetown Law Journal, Vol. 98, No. 2, pp. 247-287, 2010, Harvard Law and Economics Discussion Paper No. 641
Number of pages: 52 Posted: 30 May 2009 Last Revised: 08 Oct 2010
Accepted Paper Series
Harvard Law School and Harvard Law School
Downloads 10,069
3.

Regulating the Shadow Banking System

Number of pages: 41 Posted: 15 Sep 2010 Last Revised: 12 Nov 2010
Working Paper Series
Yale School of Management and Yale School of Management
Downloads 9,557
4.

Fallacies, Irrelevant Facts, and Myths in the Discussion of Capital Regulation: Why Bank Equity is Not Socially Expensive

Max Planck Institute for Research on Collective Goods 2013/23, Rock Center for Corporate Governance at Stanford University Working Paper No. 161, Stanford University Graduate School of Business Research Paper No. 13-7
Number of pages: 77 Posted: 04 Nov 2013 Last Revised: 12 Jan 2016
Working Paper Series
Stanford Graduate School of Business, Stanford Graduate School of Business, Max Planck Institute for Research on Collective Goods and Stanford Graduate School of Business
Downloads 7,480
5.

The Market for Financial Adviser Misconduct

Journal of Political Economy, Forthcoming
Number of pages: 78 Posted: 29 Feb 2016 Last Revised: 14 Dec 2017
Accepted Paper Series
Harvard Business School, University of Texas at Austin - Department of Finance and Stanford University

Multiple version iconThere are 2 versions of this paper

Downloads 7,370
6.

FinTech, RegTech and the Reconceptualization of Financial Regulation

Northwestern Journal of International Law & Business, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2016/035
Number of pages: 51 Posted: 05 Oct 2016 Last Revised: 26 Oct 2016
Accepted Paper Series
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads 7,236
7.

Robo-Advisors: A Closer Look

Number of pages: 33 Posted: 10 Sep 2015 Last Revised: 14 Nov 2015
Working Paper Series
Fein Law Offices
Downloads 5,527
8.

Why Indexing Works

Number of pages: 7 Posted: 14 Oct 2015 Last Revised: 15 Mar 2018
Working Paper Series
Conjecture LLC, University of Chicago - Booth School of Business and University College London - Department of Mathematics
Downloads 5,415
9.

Measuring Market Risk Under the Basel Accords: VaR, Stressed VaR, and Expected Shortfall

8 Aestimatio 184 (2014) -- Aestimatio, The IEB International Journal of Finance, volume 8, pp. 184-201 (2014)
Number of pages: 18 Posted: 17 Apr 2013 Last Revised: 23 Apr 2014
Accepted Paper Series
Michigan State University - College of Law
Downloads 5,036
10.

Cryptofinance

Number of pages: 141 Posted: 19 May 2014 Last Revised: 16 Jan 2016
Working Paper Series
Duke University - Fuqua School of Business
Downloads 4,971
11.

Can Basel III Work? Examining the New Capital Stability Rules by the Basel Committee: A Theoretical and Empirical Study of Capital Buffers

Number of pages: 32 Posted: 21 Feb 2010
Working Paper Series
McMaster University - DeGroote School of Business, Standard & Poor's and Barclays
Downloads 4,670
12.

A CAMELS Analysis of the Indian Banking Industry

Number of pages: 10 Posted: 28 Aug 2010 Last Revised: 31 Aug 2010
Working Paper Series
Alliance University - School of Business and Alliance University - Alliance School of Business
Downloads 4,609
13.

The New Financial Deal: Understanding the Dodd-Frank Act and its (Unintended) Consequences

THE NEW FINANCIAL DEAL: UNDERSTANDING THE DODD-FRANK ACT AND ITS (UNINTENDED) CONSEQUENCES, Wiley, November 2010 , U of Penn, Inst for Law & Econ Research Paper No. 10-21
Number of pages: 14 Posted: 13 Oct 2010 Last Revised: 28 Oct 2010
Accepted Paper Series
University of Pennsylvania Law School
Downloads 4,367
14.

Shadow Banking and Financial Regulation

Columbia Law and Economics Working Paper No. 370
Number of pages: 58 Posted: 24 Mar 2010 Last Revised: 26 Feb 2014
Working Paper Series
Vanderbilt University - Law School
Downloads 4,335
15.

Complexity, Innovation and the Regulation of Modern Financial Markets

(2012) 2:2 Harvard Business Law Review 235-294, Oxford Legal Studies Research Paper No. 49/2011
Number of pages: 60 Posted: 25 Aug 2011 Last Revised: 16 Jan 2017
Accepted Paper Series
University of Oxford, Faculty of Law
Downloads 4,213
16.

Bagehot was a Shadow Banker: Shadow Banking, Central Banking, and the Future of Global Finance

Number of pages: 20 Posted: 12 Mar 2013 Last Revised: 06 Nov 2013
Working Paper Series
Columbia University, Graduate School of Arts and Sciences, Department of Economics, Credit Suisse, Credit Suisse and Bard College at Simon's Rock
Downloads 4,186
17.

Is There a Dark Side to Exchange Traded Funds? An Information Perspective

Review of Accounting Studies, Vol. 22, Pages 1048-1083, 2017
Number of pages: 56 Posted: 03 Jul 2015 Last Revised: 09 Aug 2017
Accepted Paper Series
IDC Herzliya - Arison School of Business, Stanford University - Graduate School of Business and Emory University - Goizueta Business School
Downloads 3,974
18.

Is Disruptive Blockchain Technology the Future of Financial Services?

69 The Consumer Finance Law Quarterly Report 232 (2016)
Number of pages: 11 Posted: 31 May 2016 Last Revised: 24 Dec 2017
Accepted Paper Series
Western Carolina University
Downloads 3,915
19.

Hedge Funds: A Dynamic Industry in Transition

Number of pages: 135 Posted: 29 Jul 2015
Working Paper Series
University of Massachusetts at Amherst - Eugene M. Isenberg School of Management - Department of Finance, AlphaSimplex Group, LLC and Massachusetts Institute of Technology (MIT) - Sloan School of Management

Multiple version iconThere are 3 versions of this paper

Downloads 3,548
20.

A Transactional Genealogy of Scandal: From Michael Milken to Enron to Goldman Sachs

Southern California Law Review, Vol. 86, pp. 783-868 (2013), U of Penn, Inst for Law & Econ Research Paper No. 12-26, Georgetown Law and Economics Research Paper No. 12-034, Georgetown Public Law Research Paper No. 12-126
Number of pages: 86 Posted: 15 Aug 2012 Last Revised: 13 Dec 2014
Accepted Paper Series
University of Pennsylvania Law School and Georgetown University Law Center
Downloads 3,495
21.

Risk Management of Risk Under the Basel Accord: Forecasting Value-at-Risk of VIX Futures

Number of pages: 31 Posted: 21 Feb 2011
Working Paper Series
National Chung Hsing University - Department of Applied Economics, Department of Finance, Complutense University of Madrid, Erasmus University Rotterdam - Erasmus School of Economics, Econometric Institute and Complutense University of Madrid - Facultad de Económicas y Empresariales
Downloads 3,441
22.

Understanding ETNs on VIX Futures

Number of pages: 41 Posted: 22 Apr 2012 Last Revised: 20 May 2012
Working Paper Series
University of Sussex - School of Business, Management and Economics and University of Reading - ICMA Centre
Downloads 3,373
23.

The Shadow Banking System: Implications for Financial Regulation

FRB of New York Staff Report No. 382
Number of pages: 18 Posted: 30 Jul 2009
Working Paper Series
International Monetary Fund and Bank for International Settlements
Downloads 3,338
24.

The End of Market Discipline? Investor Expectations of Implicit Government Guarantees

Number of pages: 58 Posted: 19 Nov 2011 Last Revised: 12 Jun 2016
Working Paper Series
New York University - Leonard N. Stern School of Business, World Bank Research and Syracuse University - College of Law
Downloads 3,317
25.

Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement

ECGI - Finance Working Paper No. 407/2014, Chicago Booth Research Paper No. 12-04
Number of pages: 79 Posted: 23 Jan 2011 Last Revised: 06 Apr 2016
Working Paper Series
University of Chicago - Booth School of Business, University of Pennsylvania - The Wharton School and University of Chicago - Booth School of Business

Multiple version iconThere are 3 versions of this paper

Downloads 3,307
26.

How Fair are the Valuations of Private Equity Funds?

Number of pages: 28 Posted: 07 Mar 2013
Working Paper Series
University of Oxford - Said Business School, School of Economics and Management, University of Porto and University of Oxford - Said Business School
Downloads 3,284
27.

Economic Aspects of Bitcoin and Other Decentralized Public-Ledger Currency Platforms

University of Chicago Coase-Sandor Institute for Law & Economics Research Paper No. 685
Number of pages: 27 Posted: 14 Apr 2014 Last Revised: 17 May 2014
Working Paper Series
Global Economics Group
Downloads 3,272
28.

Sex, Drugs, and Bitcoin: How Much Illegal Activity Is Financed Through Cryptocurrencies?

Number of pages: 58 Posted: 17 Jan 2018 Last Revised: 30 Jan 2018
Working Paper Series
University of Sydney Business School, University of Technology Sydney (UTS), UTS Business School and University of Technology Sydney (UTS) - Faculty of Business
Downloads 3,253
29.

Basel III Accord: Where Do We Go From Here?

Number of pages: 12 Posted: 18 Oct 2010
Working Paper Series
CLS Bank International
Downloads 3,238
30.

Basel III: Is the Cure Worse than the Disease?

Number of pages: 53 Posted: 09 Oct 2010 Last Revised: 18 Oct 2010
Working Paper Series
National Institute of Economic and Social Research, University of Westminster, Loughborough University - School of Business and Economics and City University London - Sir John Cass Business School
Downloads 3,212
31.

Asset Quality Misrepresentation by Financial Intermediaries: Evidence from RMBS Market

Journal of Finance, Forthcoming, Columbia Business School Research Paper No. 13-7 , Fama-Miller Working Paper, Kreisman Working Papers Series in Housing Law and Policy No. 9
Number of pages: 74 Posted: 13 Feb 2013 Last Revised: 08 Jan 2015
Working Paper Series
Columbia Business School - Finance and Economics, Stanford University and Columbia University - Columbia Business School

Multiple version iconThere are 2 versions of this paper

Downloads 3,062
33.

Rating Agencies in the Face of Regulation

Journal of Financial Economics (JFE), Vol. 108, pp. 64-81, 2013, Chicago Booth Research Paper No. 13-05, Fama-Miller Working Paper
Number of pages: 33 Posted: 26 Jan 2010 Last Revised: 11 Apr 2013
Accepted Paper Series
University of Pennsylvania - The Wharton School, Stockholm School of Economics - Department of Finance and University of Chicago - Finance
Downloads 3,008
34.

Key Factors in Determining the Financial Performance of the Indian Banking Sector

Number of pages: 78 Posted: 02 Aug 2012
Working Paper Series
University of East London
Downloads 2,942
35.

KVA: Capital Valuation Adjustment

Risk, December 2014
Number of pages: 25 Posted: 24 Feb 2014 Last Revised: 06 Nov 2014
Accepted Paper Series
Scotiabank, MUFG Securities EMEA plc and Lloyds Banking Group
Downloads 2,906
36.

Shadow Insurance

Econometrica, Vol. 84, No. 3, 2016, Swiss Finance Institute Research Paper No. 14-64
Number of pages: 50 Posted: 06 Sep 2013 Last Revised: 19 May 2016
Accepted Paper Series
New York University (NYU) - Department of Finance and Princeton University - Department of Economics

Multiple version iconThere are 2 versions of this paper

Downloads 2,903
37.

Initial Coin Offerings and the Value of Crypto Tokens

MIT Sloan Research Paper No. 5347-18, Rotman School of Management Working Paper No. 3137213
Number of pages: 25 Posted: 13 Mar 2018 Last Revised: 29 Mar 2018
Working Paper Series
Massachusetts Institute of Technology (MIT) - Sloan School of Management and University of Toronto - Rotman School of Management

Multiple version iconThere are 2 versions of this paper

Downloads 2,833
38.

From FinTech to TechFin: The Regulatory Challenges of Data-Driven Finance

New York University Journal of Law and Business, Forthcoming, European Banking Institute Working Paper Series 2017 - No. 6, University of Hong Kong Faculty of Law Research Paper No. 2017/007, University of Luxembourg Law Working Paper No. 2017-001
Number of pages: 41 Posted: 29 Apr 2017 Last Revised: 04 Sep 2017
Accepted Paper Series
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 2,800
39.

The Bitcoin Blockchain as Financial Market Infrastructure: A Consideration of Operational Risk

18 NYU Journal of Legislation and Public Policy 837 (2015)
Number of pages: 58 Posted: 17 Mar 2015 Last Revised: 28 Jan 2016
Accepted Paper Series
St. Mary's University School of Law
Downloads 2,792
40.

The Merchants of Wall Street: Banking, Commerce, and Commodities

Minnesota Law Review, Vol. 98, 2013
Number of pages: 91 Posted: 26 Nov 2012 Last Revised: 08 Nov 2013
Accepted Paper Series
Cornell University - Law School
Downloads 2,718
41.

An Agent-Based Model of the Flash Crash of May 6, 2010, with Policy Implications

Number of pages: 39 Posted: 07 Oct 2013 Last Revised: 27 Feb 2014
Working Paper Series
Triangle Intelligence and University of Cambridge
Downloads 2,691
42.

A Macroprudential Approach to Financial Regulation

Chicago Booth Research Paper No. 10-29
Number of pages: 42 Posted: 14 Nov 2010
Working Paper Series
Harvard Business School, University of Chicago, Booth School of Business and Harvard University - Department of Economics
Downloads 2,689
43.

The Future of Financial Regulation

Yale Law & Economics Research Paper No. 386
Number of pages: 158 Posted: 06 Jun 2009 Last Revised: 16 Jun 2010
Working Paper Series
Yale Law School and Yale Law School
Downloads 2,605
44.

Regulating Islamic Financial Institutions: The Nature of the Regulated

World Bank Policy Research Working Paper No. 3227
Number of pages: 49 Posted: 20 Apr 2016
Working Paper Series
George Washington University, World Bank and World Bank
Downloads 2,591
45.

The Dodd-Frank Act: A Flawed and Inadequate Response to the Too-Big-To-Fail Problem

Oregon Law Review, Vol. 89, pp. 951-1057, 2011, GWU Legal Studies Research Paper No. 516, GWU Law School Public Law Research Paper No. 516
Number of pages: 108 Posted: 04 Dec 2010 Last Revised: 22 Apr 2011
Accepted Paper Series
George Washington University Law School
Downloads 2,536
46.

The Relationship between Liquidity Risk and Credit Risk in Banks

Shortened Version published in Journal of Banking & Finance 40(1), 242-256
Number of pages: 43 Posted: 13 Jul 2011 Last Revised: 18 Jun 2014
Accepted Paper Series
Copenhagen Business School and American University of Sharjah
Downloads 2,525
47.

The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators

University of Luxembourg Law Working Paper No. 11/2017, UNSW Law Research Paper No. 83, University of Hong Kong Faculty of Law Research Paper No. 2017/035, European Banking Institute Working Paper Series 18/2018
Number of pages: 47 Posted: 19 Nov 2017 Last Revised: 27 Feb 2018
Working Paper Series
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and Research Assistant @ ADA Chair in Financial Law (inclusive finance)
Downloads 2,502
48.

Is Bitcoin a Real Currency? An Economic Appraisal

Number of pages: 23 Posted: 02 Dec 2013 Last Revised: 02 Nov 2014
Working Paper Series
New York University (NYU) - Stern School of Business
Downloads 2,302
49.

The U.S. Financial Crisis: A Summary of Causes & Consequences

Number of pages: 44 Posted: 22 Aug 2012
Working Paper Series
Portland State University - School of Business Administration
Downloads 2,244
50.

Risk Management: History, Definition and Critique

Number of pages: 34 Posted: 11 Mar 2013 Last Revised: 06 Sep 2013
Working Paper Series
HEC Montreal - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 2,239