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Financial Conduct Authority Research Paper Series

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Viewing: 1 - 29 of 29 papers

1.

An Economic Analysis of Credit Rating Agency Business Models and Ratings Accuracy

Financial Services Authority Occasional Paper 41, November 2011
Number of pages: 40 Posted: 22 Mar 2012
Accepted Paper Series
Government of the United Kingdom - Financial Services Authority and Government of the United Kingdom - Financial Services Authority
Downloads 447
2.

Aggregate Market Quality Implications of Dark Trading

FCA Occasional Paper No. 29
Number of pages: 45 Posted: 16 Aug 2016 Last Revised: 03 Aug 2017
Accepted Paper Series
Financial Conduct Authority, University of Otago - School of Business, University of Edinburgh and Queen's University Belfast
Downloads 348
3.

Quid Pro Quo? What Factors Influence IPO Allocations to Investors?

Journal of Finance, Forthcoming
Number of pages: 46 Posted: 09 Mar 2017 Last Revised: 05 Sep 2017
Accepted Paper Series
University of Oxford - Said Business School, University of Oxford, Saïd Business School and Financial Conduct Authority
Downloads 334
4.

Asymmetries in Dark Pool Reference Prices

FCA Occasional Paper No. 21
Number of pages: 63 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, University of Sydney, UNSW and University of New South Wales (UNSW)
Downloads 120
5.

Are High-Frequency Traders Anticipating the Order Flow? Cross-Venue Evidence from the UK Market

FCA Occasional Paper No. 16
Number of pages: 39 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 119
6.

Best Buys and Own Brands: Investment Platforms’ Recommendations of Mutual Funds

FCA Occasional Paper , Saïd Business School WP 2017-14,
Number of pages: 43 Posted: 23 Aug 2017 Last Revised: 16 Nov 2017
Working Paper Series
Financial Conduct Authority, University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 111
7.

From Advert to Action: Behavioural Insights into the Advertising of Financial Products

FCA Occasional Paper No. 26
Number of pages: 47 Posted: 25 Apr 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 84
8.

Two Plus Two Makes Five? Survey Evidence that Investors Overvalue Structured Deposits

FCA Occasional Paper No. 9
Number of pages: 56 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, University of Warwick and Lloyds Banking Group
Downloads 75
9.

Market-Based Finance: Its Contributions and Emerging Issues

FCA Occasional Paper No. 18
Number of pages: 62 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 64
10.

Applying Behavioural Economics at the Financial Conduct Authority

FCA Occasional Paper No. 1
Number of pages: 78 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, UCL and True Potential Centre for the Public Understanding of Finance - Open University
Downloads 58
11.

Incentivising Compliance with Financial Regulation

FCA Occasional Paper No. 25
Number of pages: 52 Posted: 31 Mar 2017
Accepted Paper Series
Organization for Economic Co-Operation and Development (OECD) - Economics Department (ECO) and University of Exeter Business School - Department of Economics
Downloads 58
12.

Can We Predict Which Consumer Credit Users Will Suffer Financial Distress?

FCA Occasional Paper No. 20
Number of pages: 83 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
University of Nottingham - School of Economics and Financial Conduct Authority (FCA)
Downloads 57
13.

Transparency in the UK Bond Markets: An Overview

FCA Occasional Paper No. 6
Number of pages: 34 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Durham University - Department of Economics and Finance, Financial Conduct Authority, European Securities and Markets Authority and Financial Conduct Authority
Downloads 55
14.

Behaviour and Compliance in Organisations

FCA Occasional Paper No. 24
Number of pages: 42 Posted: 09 Mar 2017
Accepted Paper Series
UCL, Economic Insight Limited, Financial Conduct Authority and Financial Conduct Authority
Downloads 52
15.

Price Discrimination and Cross-Subsidy in Financial Services

FCA Occasional Paper No. 22
Number of pages: 46 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, FCA and Financial Conduct Authority
Downloads 41
16.

Full Disclosure: A Round-Up of FCA Experimental Research into Giving Information

FCA Occasional Paper No. 23
Number of pages: 65 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority
Downloads 39
17.

Encouraging Consumers to Claim Redress: Evidence from a Field Trial

FCA Occasional Paper No. 2
Number of pages: 48 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 37
18.

Attention, Search and Switching: Evidence on Mandated Disclosure from the Savings Market

FCA Occasional Paper No. 19
Number of pages: 52 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, MIT Sloan and Lloyds Banking Group
Downloads 33
19.

Message Received? The Impact of Annual Summaries, Text Alerts and Mobile Apps on Consumer Banking Behaviour

FCA Occasional Paper No. 10
Number of pages: 63 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 31
20.

Economics for Effective Regulation

FCA Occasional Paper No. 13
Number of pages: 63 Posted: 09 Mar 2017
Accepted Paper Series
UCL, Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 30
21.

Benchmark Regulation and Market Quality

FCA Occasional Paper No. 27
Number of pages: 52 Posted: 29 Jul 2017
Accepted Paper Series
Financial Conduct Authority, University of Edinburgh, Macquarie Graduate School of Management and Capital Markets CRC Limited (CMCRC)
Downloads 27
22.

Encouraging Consumers to Act at Renewal Evidence from Field Trials in the Home and Motor Insurance Markets

FCA Occasional Paper No. 12
Number of pages: 43 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 25
23.

Methods for Analysing Mortgage Markets

FCA Occasional Paper No. 11
Number of pages: 74 Posted: 09 Mar 2017
Accepted Paper Series
Durham University - Department of Economics and Finance, Government of the United Kingdom - Financial Services Authority, Independent and European Banking Authority
Downloads 25
24.

The Value for Money of Annuities and Other Retirement Income Strategies in the UK

FCA Occasional Paper No. 5
Number of pages: 97 Posted: 09 Mar 2017
Working Paper Series
Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 22
25.

Stimulating Interest: Reminding Savers to Act When Rates Decrease

FCA Occasional Paper No. 7
Number of pages: 38 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, Financial Conduct Authority and Lloyds Banking Group
Downloads 21
26.

Why Has the FCAs Market Cleanliness Statistic for Takeover Announcements Decreased Since 2009?

FCA Occasional Paper No. 4
Number of pages: 37 Posted: 09 Mar 2017
Accepted Paper Series
University of Toronto, Financial Conduct Authority, Independent, Financial Conduct Authority and Financial Services Authority
Downloads 20
27.

Preventing Financial Distress by Predicting Unaffordable Consumer Credit Agreements: An Applied Framework

FCA Occasional Paper No. 28
Number of pages: 65 Posted: 04 Aug 2017
Accepted Paper Series
Financial Conduct Authority (FCA) and Financial Conduct Authority
Downloads 16
28.

How Does Selling Insurance As an Add-On Affect Consumer Decisions? A Practical Application of Behavioural Experiments in Financial Regulation

FCA Occasional Paper No. 3
Number of pages: 60 Posted: 09 Mar 2017
Accepted Paper Series
London Economics, Wissenschaftszentrum Berlin für Sozialforschung (WZB), UCL and University College London - Centre for Economic Learning and Social Evolution (ELSE)
Downloads 13
29.

Liquidity in the UK Corporate Bond Market: Evidence from Trade Data

FCA Occasional Paper No. 14
Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority