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Financial Conduct Authority Research Paper Series

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Viewing: 1 - 35 of 35 papers

1.

Using Online Experiments for Behaviourally Informed Consumer Policy

FCA Occasional Paper No. 51
Number of pages: 36 Posted: 05 Mar 2020
Working Paper Series
Financial Conduct Authority
Downloads 14
2.

Time to Act: A Field Experiment on Overdraft Alerts

FCA Occasional Paper No. 40
Number of pages: 80 Posted: 05 Mar 2020
Working Paper Series
Financial Conduct Authority, affiliation not provided to SSRN, Financial Conduct Authority, Imperial College London - Imperial College of Science, Technology and Medicine and University of Toronto at Mississauga - Department of Management
Downloads 14
3.

Sending Out an SMS: The Impact of Automatically Enrolling Consumers Into Overdraft Alerts

FCA Occasional Paper No. 36
Number of pages: 68 Posted: 20 Feb 2020
Working Paper Series
Financial Conduct Authority, Boston College, Financial Conduct Authority, Financial Conduct Authority and University of Toronto at Mississauga - Department of Management
Downloads 17
4.

Effects of the Advice Requirement and Intermediation in the UK Mortgage Market

FCA Occasional Paper No. 34
Number of pages: 73 Posted: 18 Feb 2020
Working Paper Series
UCL and Financial Conduct Authority
Downloads 4
5.

Fixing the Fix? Assessing the Effectiveness of the 4pm Fix Benchmark

FCA Occasional Paper
Number of pages: 98 Posted: 25 Oct 2018
Working Paper Series
Georgetown University - Department of Economics, Financial Conduct Authority, BI Norwegian Business School and BI Norwegian Business School
Downloads 266
6.

Six of One…? Choice of Intermediary in the UK Mortgage Market

FCA Occasional Paper No. 35
Number of pages: 43 Posted: 18 Jun 2018
Working Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 24
7.

Now You See It: Drawing Attention to Charges in the Asset Management Industry

FCA Occasional Paper No. 32
Number of pages: 36 Posted: 04 Jun 2018
Working Paper Series
Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 48
8.

Preventing Financial Distress by Predicting Unaffordable Consumer Credit Agreements: An Applied Framework

FCA Occasional Paper No. 28
Number of pages: 65 Posted: 04 Aug 2017
Accepted Paper Series
University of Chicago - Booth School of Business and Financial Conduct Authority
Downloads 35
9.

Benchmark Regulation and Market Quality

FCA Occasional Paper No. 27
Number of pages: 52 Posted: 29 Jul 2017
Accepted Paper Series
Bank for International Settlements (BIS) - Financial Stability Board (FSB), University of Edinburgh, Macquarie Graduate School of Management and Osmosis Investment Management
Downloads 50
10.

From Advert to Action: Behavioural Insights into the Advertising of Financial Products

FCA Occasional Paper No. 26
Number of pages: 47 Posted: 25 Apr 2017
Accepted Paper Series
affiliation not provided to SSRN and Financial Conduct Authority
Downloads 138
11.

Incentivising Compliance with Financial Regulation

FCA Occasional Paper No. 25
Number of pages: 52 Posted: 31 Mar 2017
Accepted Paper Series
Organization for Economic Co-Operation and Development (OECD) - Economics Department (ECO) and University of Exeter Business School - Department of Economics
Downloads 93
12.

Behaviour and Compliance in Organisations

FCA Occasional Paper No. 24
Number of pages: 42 Posted: 09 Mar 2017
Accepted Paper Series
UCL, Economic Insight Limited, Financial Conduct Authority and Financial Conduct Authority
Downloads 72
13.

Full Disclosure: A Round-Up of FCA Experimental Research into Giving Information

FCA Occasional Paper No. 23
Number of pages: 65 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority
Downloads 60
14.

Price Discrimination and Cross-Subsidy in Financial Services

FCA Occasional Paper No. 22
Number of pages: 46 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, FCA and Financial Conduct Authority
Downloads 69
15.

Asymmetries in Dark Pool Reference Prices

FCA Occasional Paper No. 21
Number of pages: 63 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Bank for International Settlements (BIS) - Financial Stability Board (FSB), Macquarie University, Financial Conduct Authority and University of New South Wales (UNSW)
Downloads 195
16.

Can We Predict Which Consumer Credit Users Will Suffer Financial Distress?

FCA Occasional Paper No. 20
Number of pages: 83 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
University of Nottingham - School of Economics and University of Chicago - Booth School of Business
Downloads 79
17.

Attention, Search and Switching: Evidence on Mandated Disclosure from the Savings Market

FCA Occasional Paper No. 19
Number of pages: 52 Posted: 09 Mar 2017
Accepted Paper Series
affiliation not provided to SSRN, Financial Conduct Authority, MIT Sloan and Lloyds Banking Group
Downloads 53
18.

Market-Based Finance: Its Contributions and Emerging Issues

FCA Occasional Paper No. 18
Number of pages: 62 Posted: 09 Mar 2017
Accepted Paper Series
Bank for International Settlements (BIS) - Financial Stability Board (FSB) and Financial Conduct Authority
Downloads 83
19.

Are High-Frequency Traders Anticipating the Order Flow? Cross-Venue Evidence from the UK Market

FCA Occasional Paper No. 16
Number of pages: 39 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Bank for International Settlements (BIS) - Financial Stability Board (FSB) and Financial Conduct Authority
Downloads 150
20.

Quid Pro Quo? What Factors Influence IPO Allocations to Investors?

Journal of Finance, Forthcoming
Number of pages: 46 Posted: 09 Mar 2017 Last Revised: 05 Sep 2017
Accepted Paper Series
University of Oxford - Said Business School, University of Oxford, Saïd Business School and International Monetary Fund (IMF) - Monetary and Capital Markets Department
Downloads 763
21.

Liquidity in the UK Corporate Bond Market: Evidence from Trade Data

FCA Occasional Paper No. 14
Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Bank for International Settlements (BIS) - Financial Stability Board (FSB) and International Monetary Fund (IMF) - Monetary and Capital Markets Department
22.

Economics for Effective Regulation

FCA Occasional Paper No. 13
Number of pages: 63 Posted: 09 Mar 2017
Accepted Paper Series
UCL, Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 48
23.

Encouraging Consumers to Act at Renewal Evidence from Field Trials in the Home and Motor Insurance Markets

FCA Occasional Paper No. 12
Number of pages: 43 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
affiliation not provided to SSRN, Financial Conduct Authority, Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 56
24.

Methods for Analysing Mortgage Markets

FCA Occasional Paper No. 11
Number of pages: 74 Posted: 09 Mar 2017
Accepted Paper Series
Durham University - Department of Economics and Finance, Government of the United Kingdom - Financial Services Authority, Independent and European Banking Authority
Downloads 31
25.

Message Received? The Impact of Annual Summaries, Text Alerts and Mobile Apps on Consumer Banking Behaviour

FCA Occasional Paper No. 10
Number of pages: 63 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 52
26.

Two Plus Two Makes Five? Survey Evidence that Investors Overvalue Structured Deposits

FCA Occasional Paper No. 9
Number of pages: 56 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Warwick Business School, University of Warwick and Lloyds Banking Group
Downloads 149
27.

Stimulating Interest: Reminding Savers to Act When Rates Decrease

FCA Occasional Paper No. 7
Number of pages: 38 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
affiliation not provided to SSRN, Financial Conduct Authority, Financial Conduct Authority and Lloyds Banking Group
Downloads 33
28.

Transparency in the UK Bond Markets: An Overview

FCA Occasional Paper No. 6
Number of pages: 34 Posted: 09 Mar 2017
Accepted Paper Series
Bank for International Settlements (BIS) - Financial Stability Board (FSB), Durham University - Department of Economics and Finance, International Monetary Fund (IMF) - Monetary and Capital Markets Department, European Securities and Markets Authority and Financial Conduct Authority
Downloads 83
29.

The Value for Money of Annuities and Other Retirement Income Strategies in the UK

FCA Occasional Paper No. 5
Number of pages: 97 Posted: 09 Mar 2017
Working Paper Series
Bank for International Settlements (BIS) - Financial Stability Board (FSB), Financial Conduct Authority and Financial Conduct Authority
Downloads 47
30.

Why Has the FCAs Market Cleanliness Statistic for Takeover Announcements Decreased Since 2009?

FCA Occasional Paper No. 4
Number of pages: 37 Posted: 09 Mar 2017
Accepted Paper Series
University of Toronto, Financial Conduct Authority, Independent, International Monetary Fund (IMF) - Monetary and Capital Markets Department and Financial Services Authority
Downloads 31
31.

How Does Selling Insurance As an Add-On Affect Consumer Decisions? A Practical Application of Behavioural Experiments in Financial Regulation

FCA Occasional Paper No. 3
Number of pages: 60 Posted: 09 Mar 2017
Accepted Paper Series
London Economics, Wissenschaftszentrum Berlin für Sozialforschung (WZB), UCL and University College London - Centre for Economic Learning and Social Evolution (ELSE)
Downloads 37
32.

Encouraging Consumers to Claim Redress: Evidence from a Field Trial

FCA Occasional Paper No. 2
Number of pages: 48 Posted: 09 Mar 2017
Accepted Paper Series
affiliation not provided to SSRN and Financial Conduct Authority
Downloads 77
33.

Applying Behavioural Economics at the Financial Conduct Authority

FCA Occasional Paper No. 1
Number of pages: 78 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, UCL and True Potential Centre for the Public Understanding of Finance - Open University
Downloads 253
34.

City Goes Dark: Dark Trading and Adverse Selection in Aggregate Markets

FCA Occasional Paper No. 29
Number of pages: 49 Posted: 16 Aug 2016 Last Revised: 03 May 2018
Accepted Paper Series
Bank for International Settlements (BIS) - Financial Stability Board (FSB), CEFGroup & Department of Accountancy and Finance, University of Otago, University of Edinburgh and Queen's University Belfast - Queen's Management School
Downloads 388
35.

An Economic Analysis of Credit Rating Agency Business Models and Ratings Accuracy

Financial Services Authority Occasional Paper 41, November 2011
Number of pages: 40 Posted: 22 Mar 2012
Accepted Paper Series
Government of the United Kingdom - Financial Services Authority and Government of the United Kingdom - Financial Services Authority
Downloads 525