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Financial Conduct Authority Research Paper Series

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Viewing: 1 - 30 of 30 papers

1.

Quid Pro Quo? What Factors Influence IPO Allocations to Investors?

Journal of Finance, Forthcoming
Number of pages: 46 Posted: 09 Mar 2017 Last Revised: 05 Sep 2017
Accepted Paper Series
University of Oxford - Said Business School, University of Oxford, Saïd Business School and Financial Conduct Authority
Downloads 533
2.

An Economic Analysis of Credit Rating Agency Business Models and Ratings Accuracy

Financial Services Authority Occasional Paper 41, November 2011
Number of pages: 40 Posted: 22 Mar 2012
Accepted Paper Series
Government of the United Kingdom - Financial Services Authority and Government of the United Kingdom - Financial Services Authority
Downloads 483
3.

City Goes Dark: Dark Trading and Adverse Selection in Aggregate Markets

FCA Occasional Paper No. 29
Number of pages: 49 Posted: 16 Aug 2016 Last Revised: 03 May 2018
Accepted Paper Series
Financial Conduct Authority, University of Otago - School of Business, University of Edinburgh and Queen's University Belfast
Downloads 374
4.

Asymmetries in Dark Pool Reference Prices

FCA Occasional Paper No. 21
Number of pages: 63 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, University of Sydney Business School, Financial Conduct Authority and University of New South Wales (UNSW)
Downloads 169
5.

Are High-Frequency Traders Anticipating the Order Flow? Cross-Venue Evidence from the UK Market

FCA Occasional Paper No. 16
Number of pages: 39 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 137
6.

Applying Behavioural Economics at the Financial Conduct Authority

FCA Occasional Paper No. 1
Number of pages: 78 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, UCL and True Potential Centre for the Public Understanding of Finance - Open University
Downloads 126
7.

From Advert to Action: Behavioural Insights into the Advertising of Financial Products

FCA Occasional Paper No. 26
Number of pages: 47 Posted: 25 Apr 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 107
8.

Two Plus Two Makes Five? Survey Evidence that Investors Overvalue Structured Deposits

FCA Occasional Paper No. 9
Number of pages: 56 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Warwick Business School, University of Warwick and Lloyds Banking Group
Downloads 99
9.

Incentivising Compliance with Financial Regulation

FCA Occasional Paper No. 25
Number of pages: 52 Posted: 31 Mar 2017
Accepted Paper Series
Organization for Economic Co-Operation and Development (OECD) - Economics Department (ECO) and University of Exeter Business School - Department of Economics
Downloads 76
10.

Market-Based Finance: Its Contributions and Emerging Issues

FCA Occasional Paper No. 18
Number of pages: 62 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 74
11.

Transparency in the UK Bond Markets: An Overview

FCA Occasional Paper No. 6
Number of pages: 34 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Durham University - Department of Economics and Finance, Financial Conduct Authority, European Securities and Markets Authority and Financial Conduct Authority
Downloads 70
12.

Can We Predict Which Consumer Credit Users Will Suffer Financial Distress?

FCA Occasional Paper No. 20
Number of pages: 83 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
University of Nottingham - School of Economics and University of Chicago - Booth School of Business
Downloads 69
13.

Encouraging Consumers to Claim Redress: Evidence from a Field Trial

FCA Occasional Paper No. 2
Number of pages: 48 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 61
14.

Behaviour and Compliance in Organisations

FCA Occasional Paper No. 24
Number of pages: 42 Posted: 09 Mar 2017
Accepted Paper Series
UCL, Economic Insight Limited, Financial Conduct Authority and Financial Conduct Authority
Downloads 59
15.

Price Discrimination and Cross-Subsidy in Financial Services

FCA Occasional Paper No. 22
Number of pages: 46 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, FCA and Financial Conduct Authority
Downloads 56
16.

Full Disclosure: A Round-Up of FCA Experimental Research into Giving Information

FCA Occasional Paper No. 23
Number of pages: 65 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority
Downloads 45
17.

Message Received? The Impact of Annual Summaries, Text Alerts and Mobile Apps on Consumer Banking Behaviour

FCA Occasional Paper No. 10
Number of pages: 63 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 43
18.

Attention, Search and Switching: Evidence on Mandated Disclosure from the Savings Market

FCA Occasional Paper No. 19
Number of pages: 52 Posted: 09 Mar 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, MIT Sloan and Lloyds Banking Group
Downloads 42
19.

Economics for Effective Regulation

FCA Occasional Paper No. 13
Number of pages: 63 Posted: 09 Mar 2017
Accepted Paper Series
UCL, Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 37
20.

Benchmark Regulation and Market Quality

FCA Occasional Paper No. 27
Number of pages: 52 Posted: 29 Jul 2017
Accepted Paper Series
Financial Conduct Authority, University of Edinburgh, Macquarie Graduate School of Management and University of Geneva
Downloads 36
21.

Now You See It: Drawing Attention to Charges in the Asset Management Industry

FCA Occasional Paper No. 32
Number of pages: 36 Posted: 04 Jun 2018
Working Paper Series
Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 34
22.

Encouraging Consumers to Act at Renewal Evidence from Field Trials in the Home and Motor Insurance Markets

FCA Occasional Paper No. 12
Number of pages: 43 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 33
23.

The Value for Money of Annuities and Other Retirement Income Strategies in the UK

FCA Occasional Paper No. 5
Number of pages: 97 Posted: 09 Mar 2017
Working Paper Series
Financial Conduct Authority, Financial Conduct Authority and Financial Conduct Authority
Downloads 31
24.

Methods for Analysing Mortgage Markets

FCA Occasional Paper No. 11
Number of pages: 74 Posted: 09 Mar 2017
Accepted Paper Series
Durham University - Department of Economics and Finance, Government of the United Kingdom - Financial Services Authority, Independent and European Banking Authority
Downloads 27
25.

Why Has the FCAs Market Cleanliness Statistic for Takeover Announcements Decreased Since 2009?

FCA Occasional Paper No. 4
Number of pages: 37 Posted: 09 Mar 2017
Accepted Paper Series
University of Toronto, Financial Conduct Authority, Independent, Financial Conduct Authority and Financial Services Authority
Downloads 26
26.

Stimulating Interest: Reminding Savers to Act When Rates Decrease

FCA Occasional Paper No. 7
Number of pages: 38 Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority, Financial Conduct Authority, Financial Conduct Authority and Lloyds Banking Group
Downloads 24
27.

How Does Selling Insurance As an Add-On Affect Consumer Decisions? A Practical Application of Behavioural Experiments in Financial Regulation

FCA Occasional Paper No. 3
Number of pages: 60 Posted: 09 Mar 2017
Accepted Paper Series
London Economics, Wissenschaftszentrum Berlin für Sozialforschung (WZB), UCL and University College London - Centre for Economic Learning and Social Evolution (ELSE)
Downloads 23
28.

Preventing Financial Distress by Predicting Unaffordable Consumer Credit Agreements: An Applied Framework

FCA Occasional Paper No. 28
Number of pages: 65 Posted: 04 Aug 2017
Accepted Paper Series
University of Chicago - Booth School of Business and Financial Conduct Authority
Downloads 23
29.

Six of One…? Choice of Intermediary in the UK Mortgage Market

FCA Occasional Paper No. 35
Number of pages: 43 Posted: 18 Jun 2018
Working Paper Series
Financial Conduct Authority and Financial Conduct Authority
Downloads 10
30.

Liquidity in the UK Corporate Bond Market: Evidence from Trade Data

FCA Occasional Paper No. 14
Posted: 09 Mar 2017 Last Revised: 05 Apr 2017
Accepted Paper Series
Financial Conduct Authority and Financial Conduct Authority