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Viewing: 1 - 50 of 284 papers

1.

Corporate Social Responsibility Beyond Law, Through Law, for Law

U. of Edinburgh School of Law Working Paper No. 2009/03
Number of pages: 69 Posted: 28 Mar 2009
Working Paper Series
University of Edinburgh - School of Law
Downloads 3,886
2.

Corporate Criminal Liability in Australia: An Evolving Corporate Governance Technique?

Vanderbilt Law School, Law and Economics Research Paper Series No. 03-10, Journal of Business Law, p. 1, 2003
Number of pages: 41 Posted: 13 Aug 2003
Accepted Paper Series
The University of Sydney Law School
Downloads 2,189
3.

Corporate Governance in an Era of Compliance

William & Mary Law Review, Vol. 57, No. 6, 2016, Fordham Law Legal Studies Research Paper No. 2766661
Number of pages: 66 Posted: 20 Apr 2016
Accepted Paper Series
Fordham University School of Law
Downloads 1,885
4.

Antitrust Compliance Programmes & Optimal Antitrust Enforcement

Journal of Antitrust Enforcement, Volume 1, Issue 1, April 2013, Forthcoming
Number of pages: 35 Posted: 16 Nov 2012
Accepted Paper Series
King's College London
Downloads 1,630
5.

Revisiting a Foreign Corrupt Practices Act Compliance Defense

2012 Wisconsin Law Review 609
Number of pages: 52 Posted: 11 Jan 2012 Last Revised: 11 Jul 2012
Accepted Paper Series
Southern Illinois University School of Law
Downloads 1,515
6.

The Risk Management Duties of the Board of Directors

Hanne Birkmose, Mette Neville & Karsten Engsig Sørensen (eds.), Boards of Directors in European Companies – Reshaping and Harmonising Their Organisation and Duties, Forthcoming , Financial Law Institute Working Paper Series 2013-02,
Number of pages: 32 Posted: 21 May 2013 Last Revised: 24 May 2013
Accepted Paper Series
Tilburg Law School
Downloads 1,295
7.

Evolution of Corporate Criminal Liability: Implications for Managers

NYU, Law and Economics Research Paper No. 04-022, LEADERSHIP AND GOVERNANCE FROM THE INSIDE OUT, Jeffrey Sonnenfeld & Robert Gandossey, ed., 2004
Number of pages: 12 Posted: 15 Sep 2004 Last Revised: 27 May 2008
Accepted Paper Series
New York University School of Law
Downloads 1,182
8.

Rethinking Criminal Corporate Liability

Indiana Law Journal, Vol. 82, No. 2, Spring 2007
Number of pages: 41 Posted: 07 Apr 2007
Accepted Paper Series
Jenner & Block, LLC
Downloads 1,177
9.

E-Compliance: Towards a Roadmap for Effective Risk Management

Number of pages: 24 Posted: 28 Mar 2007
Working Paper Series
Harvard University - Berkman Klein Center for Internet & Society and University of St. Gallen Law School
Downloads 1,088
10.

'C' is for Crucible: Behavioral Ethics, Culture, and the Board's Role in C-Suite Compliance

RAND Center for Corporate Ethics and Governance Symposium White Paper Series, Symposium on "Culture, Compliance & the C-Suite: How Executives and Policymakers Can Better Safeguard Against Misconduct at the Top" (2013)
Number of pages: 24 Posted: 30 May 2013 Last Revised: 19 Nov 2014
Accepted Paper Series
Bryan Cave LLP
Downloads 1,066
11.

Cartels, Corporate Compliance and What Practitioners Really Think About Enforcement

Antitrust Law Journal, Vol. 78, 2012
Number of pages: 40 Posted: 07 Jun 2012
Accepted Paper Series
University of Florida - Levin College of Law
Downloads 1,045
12.

Arthur Andersen and the Myth of the Corporate Death Penalty: Corporate Criminal Convictions in the Twenty-First Century

15 University of Pennsylvania Journal of Business Law 797 (2013)
Number of pages: 46 Posted: 21 Aug 2012 Last Revised: 07 May 2013
Accepted Paper Series
O'Melveny & Myers LLP
Downloads 962
13.

Betting the Corporation: Compliance or Defiance? Compliance Programs in the Context of Deferred and Non-Prosecution Agreements - Corporate Pre-Trial Agreement Update - 2008

Corporate Counsel Review, Forthcoming
Number of pages: 25 Posted: 23 Jan 2009 Last Revised: 26 Jan 2009
Accepted Paper Series
affiliation not provided to SSRN, Haynes and Boone LLP and OCEG
Downloads 946
14.

The Development and Implementation of IMF and World Bank Conditionality

HWWA Discussion Paper No. 165
Number of pages: 66 Posted: 11 Feb 2003
Working Paper Series
University of Heidelberg
Downloads 931
15.

Perception is Not Reality: The FCPA, Brazil, and the Mismeasurement of Corruption

Minnesota Journal of International Law, Vol. 22, No. 1, p. 247, 2013
Number of pages: 35 Posted: 02 Feb 2013 Last Revised: 24 Feb 2013
Accepted Paper Series
University of Minnesota - Twin Cities - School of Law
Downloads 879
16.

The Two Faces of Lawyers: Professional Ethics and Business Compliance With Regulation

Georgetown Journal of Legal Ethics, Vol. 22, 2009, University of Miami Legal Studies Research Paper No. 2007-23
Number of pages: 48 Posted: 06 Dec 2007 Last Revised: 13 Aug 2014
Accepted Paper Series
Melbourne Law School, University of Melbourne, University of Miami - School of Law and University of Aarhus - Department of Political Science
Downloads 878
17.

Sarbanes-Oxley: Legislating in Haste, Repenting in Leisure

UCLA School of Law, Law-Econ Research Paper No. 06-14
Number of pages: 16 Posted: 01 May 2006
Working Paper Series
University of California, Los Angeles (UCLA) - School of Law
Downloads 806
18.

Regulating the 'New Regulators': Current Trends in Deferred Prosecution Agreements

American Criminal Law Review, Vol. 45, 2008
Number of pages: 30 Posted: 24 Feb 2008
Accepted Paper Series
Hogan & Hartson LLP and affiliation not provided to SSRN
Downloads 803
19.

Deferred Prosecution and Non-Prosecution Agreements and the Erosion of Corporate Criminal Liability

Maryland Law Review, Vol. 72, No. 4, 2013, U of Michigan Public Law Research Paper No. 352
Number of pages: 51 Posted: 03 Oct 2013
Accepted Paper Series
University of Michigan Law School
Downloads 792
20.

Rethinking Compliance

3 J. of Antitrust Enforcement 31 (2015), University of Florida Levin College of Law Research Paper No. 16-3
Number of pages: 47 Posted: 05 Aug 2014 Last Revised: 18 Jan 2016
Accepted Paper Series
Independent and University of Florida - Levin College of Law
Downloads 756
21.

The Distributed Liability of Distributed Ledgers: Legal Risks of Blockchain

University of Illinois Law Review, 2017-2018, Forthcoming, University of Luxembourg Law Working Paper No. 007/2017, Center for Business & Corporate Law (CBC) Working Paper 002/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/020, UNSW Law Research Paper No. 52, European Banking Institute Working Paper Series 14
Number of pages: 49 Posted: 15 Aug 2017 Last Revised: 27 Oct 2017
Accepted Paper Series
ADA Chair in Financial Law / Inclusive Finance, University of Luxembourg, University of New South Wales (UNSW) - Faculty of Law and University of Hong Kong - Faculty of Law
Downloads 754
22.

The State of Information Security Law: A Focus on the Key Legal Trends

Number of pages: 55 Posted: 30 Mar 2008
Working Paper Series
Locke Lord LLP
Downloads 745
23.

Classifying Institutional Investors

Number of pages: 35 Posted: 09 Aug 2004
Working Paper Series
Camara & Sibley LLP
Downloads 732
24.

Corporate Governance Dynamics and Tax Compliance

International Trade and Business Law Review, 2009, U of Michigan Law & Economics, SJD Working Paper No. 1361895
Number of pages: 27 Posted: 19 Mar 2009 Last Revised: 29 Jun 2009
Accepted Paper Series
Università degli Studi di Milano-Bicocca
Downloads 720
25.

Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation

Fordham Journal of Corporate and Financial Law, Forthcoming, European Banking Institute Working Paper Series 2017 - No. 11, University of Luxembourg Law Working Paper No. 006/2017, Center for Business and Corporate Law (CBC) Working Paper Series 001/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/019, UNSW Law Research Paper No. 71
Number of pages: 67 Posted: 19 Aug 2017 Last Revised: 12 Oct 2017
Accepted Paper Series
ADA Chair in Financial Law / Inclusive Finance, University of Luxembourg, University of New South Wales (UNSW) - Faculty of Law, University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 720
26.

The Compliance Function: An Overview

NYU Law and Economics Research Paper No. 14-36
Number of pages: 20 Posted: 20 Nov 2014 Last Revised: 15 Jan 2015
Working Paper Series
New York University School of Law
Downloads 711
27.

Two Ways to Think About the Punishment of Corporations

American Criminal Law Review, 2009, Northwestern Public Law Research Paper No. 09-19
Number of pages: 45 Posted: 22 Oct 2009 Last Revised: 27 Oct 2009
Accepted Paper Series
University of Chicago Law School
Downloads 662
28.

Tracing the Historical Development of Corporate Social Responsibility and Corporate Social Reporting

Marina Nehme and Claudia Wee, ‘Tracing the Historical Development of Corporate Social Responsibility and Corporate Social Reporting’ (2008) 15 James Cook University Law Review, 129-168,
Number of pages: 40 Posted: 31 Oct 2013
Accepted Paper Series
UNSW Australia and University of New South Wales (UNSW) - Australian School of Business, Banking & Finance
Downloads 654
29.

The Privatization of Compliance

RAND Center for Corporate Ethics and Governance Symposium White Paper Series, Symposium on "Transforming Compliance: Emerging Paradigms for Boards, Management, Compliance Officers, and Government" (2014).
Number of pages: 13 Posted: 01 Jun 2014 Last Revised: 13 Jan 2015
Accepted Paper Series
Bryan Cave LLP
Downloads 646
30.

The Economic Espionage Act: Bear Trap or Mousetrap?

Texas Intellectual Property Law Journal, Vol. 8, No. 2, Pp. 159-209, Winter 2000
Number of pages: 51 Posted: 22 May 2002
Accepted Paper Series
California Polytechnic State University, San Luis Obispo, University of Montana - School of Business Administration and University of Montana - School of Business Administration
Downloads 645
31.

The Corporate Director's Compliance Oversight Responsibility in the Post Caremark Era

Delaware Journal of Corporate Law, Vol. 26, No. 1, pp. 1-145, 2001
Number of pages: 145 Posted: 14 Oct 2001
Accepted Paper Series
Independent
Downloads 642
32.

Because That's Where the Money Is: Toward a Theory and Strategy of Corporate Legal Compliance

Number of pages: 134 Posted: 07 Jan 2007
Working Paper Series
affiliation not provided to SSRN
Downloads 641
33.

Shining Light on Global Supply Chains

Harvard International Law Journal, Vol. 56, p. 419, 2015
Number of pages: 46 Posted: 22 Oct 2014 Last Revised: 16 Feb 2016
Accepted Paper Series
University of British Columbia – Faculty of Law
Downloads 641
34.

The Effect of Deferred and Non-Prosecution Agreements on Corporate Governance: Evidence from 1993-2013

The Business Lawyer , Vol. 70, 2014
Number of pages: 60 Posted: 27 Aug 2014 Last Revised: 20 Nov 2014
Accepted Paper Series
University of St. Thomas, Minnesota - School of Law and University of St. Thomas
Downloads 605
35.

A New Approach to Corporate Criminal Liability

American Criminal Law Review, Vol. 44, No. 4, 2007
Number of pages: 24 Posted: 20 Jan 2008
Accepted Paper Series
Jenner & Block, LLC
Downloads 586
36.

Governing Corporate Compliance

Boston College Law Review, Vol. 50, No. 1, 2009, Brooklyn Law School, Legal Studies Paper No. 166
Number of pages: 72 Posted: 16 Sep 2009 Last Revised: 24 Sep 2009
Accepted Paper Series
Brooklyn Law School
Downloads 565
37.

Policies in Conflict: Undermining Corporate Self-Policing,

69 Rutgers U.L. Rev. 2, Forthcoming
Number of pages: 68 Posted: 24 Aug 2016
Working Paper Series
Independent
Downloads 557
38.

Insuring Corporate Crime

Indiana Law Journal, Vol. 83, 2008, NYU Law and Economics Research Paper No. 07-15, NYU Law School, Public Law Research Paper No. 07-06
Number of pages: 62 Posted: 26 Apr 2007 Last Revised: 21 Sep 2008
Accepted Paper Series
Brooklyn Law School
Downloads 546
39.

The Story of Allis-Chalmers, Caremark, and Stone: Directors' Evolving Duty to Monitor

NYU Law and Economics Research Paper No. 08-57
Number of pages: 25 Posted: 23 Nov 2008
Working Paper Series
New York University School of Law
Downloads 513
40.

The Air Cargo Cartel: Lessons for Compliance

ANTI-CARTEL ENFORCEMENT IN A CONTEMPORARY AGE - LENIENCY RELIGION (Caron Beaton-Wells and Christopher Tran, editors, Hart Publishing 2015).
Number of pages: 14 Posted: 14 Jul 2014 Last Revised: 18 Dec 2015
Accepted Paper Series
Howard J. Bergman Consulting and University of Florida - Levin College of Law
Downloads 498
41.

The Importance of Compliance Programs for the Health Care Industry

As published in the University of Miami Business Law Review, Vol. 7, pp. 503-512, 1999
Number of pages: 15 Posted: 13 Jul 2000
Accepted Paper Series
White & Case LLP and White & Case LLP
Downloads 496
42.

Financial Reporting Fraud and Other Forms of Misconduct: A Multidisciplinary Review of the Literature

Review of Accounting Studies, Forthcoming, Columbia Business School Research Paper No. 17-87
Number of pages: 90 Posted: 22 Aug 2017
Accepted Paper Series
Columbia Business School - Accounting, Business Law & Taxation, Ohio State University (OSU) - Fisher College of Business, Duke University School of Law, University of Washington - Michael G. Foster School of Business, University of Washington - Michael G. Foster School of Business and University of California, Berkeley - Accounting Group
Downloads 478
43.

Better Bounty Hunting: How the SEC's New Whistleblower Program Changes the Securities Fraud Class Action Debate

Northwestern University Law Review, Forthcoming, Vanderbilt Public Law Research Paper No. 13-34
Number of pages: 69 Posted: 04 Aug 2013 Last Revised: 04 Dec 2014
Accepted Paper Series
Vanderbilt University - Law School
Downloads 471
44.

Teaching Compliance

84 University of Cincinnati Law Review 399 (2016), University of Florida Levin College of Law Research Paper No. 15-6
Number of pages: 21 Posted: 11 Jun 2015 Last Revised: 27 Oct 2016
Accepted Paper Series
University of Florida - Levin College of Law
Downloads 471
45.

Solicitation, Extortion, and the FCPA

Notre Dame Law Review, Vol. 87, p. 781, 2011, U Iowa Legal Studies Research Paper No. 11-30
Number of pages: 47 Posted: 28 Jul 2011 Last Revised: 29 Feb 2012
Accepted Paper Series
University of Iowa College of Law
Downloads 469
46.

Board to Death: How Busy Directors Could Cause the Next Financial Crisis

59 B.C. L. Rev. ___ (2018 Forthcoming), Ross School of Business Paper No. 1370
Number of pages: 43 Posted: 23 Jun 2017 Last Revised: 22 Aug 2017
Accepted Paper Series
University of Michigan, Stephen M. Ross School of Business
Downloads 459
47.

The Law of Insider Trading: Legal Theories, Common Defenses, and Best Practices for Ensuring Compliance

New York University Journal of Law and Business, Vol. 8, p. 151, 2012
Number of pages: 51 Posted: 25 Mar 2012
Accepted Paper Series
Cahill Gordon & Reindel LLP and affiliation not provided to SSRN
Downloads 459
48.

The Development and Evolution of the U.S. Law of Corporate Criminal Liability

A version of this paper was presented at the German Conference on Comparative Law, Marburg Germany, September 2013, and a German version will be published in Zeitschrift für die gesamte Strafrechtswissenschaf, 2014 Forthcoming ,
Number of pages: 32 Posted: 07 Jan 2014 Last Revised: 29 Dec 2014
Accepted Paper Series
Duke University School of Law
Downloads 438
49.

Expert Networks and Insider Trading: An Introduction and Recommendation

32 Rev. Banking & Fin. Law 245 (2013)
Number of pages: 13 Posted: 09 May 2013 Last Revised: 19 Mar 2014
Accepted Paper Series
Proskauer Rose LLP
Downloads 431
50.

Perspectives on Corporate Criminal Liability

ENCYCLOPEDIA OF CRIMINOLOGY & CRIMINAL JUSTICE, Springer, 2012, Washington University in St. Louis Legal Studies Research Paper No. 12-01-02
Number of pages: 31 Posted: 05 Jan 2012 Last Revised: 31 Jan 2012
Accepted Paper Series
Washington University in St. Louis - School of Law
Downloads 426