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Viewing: 1 - 50 of 189 papers

1.

Antitrust Compliance Programmes & Optimal Antitrust Enforcement

Journal of Antitrust Enforcement, Volume 1, Issue 1, April 2013, Forthcoming
Number of pages: 35 Posted: 16 Nov 2012
Accepted Paper Series
King's College London
Downloads 1,615
2.

Revisiting a Foreign Corrupt Practices Act Compliance Defense

2012 Wisconsin Law Review 609
Number of pages: 52 Posted: 11 Jan 2012 Last Revised: 11 Jul 2012
Accepted Paper Series
Southern Illinois University School of Law
Downloads 1,502
3.

Evolution of Corporate Criminal Liability: Implications for Managers

NYU, Law and Economics Research Paper No. 04-022, LEADERSHIP AND GOVERNANCE FROM THE INSIDE OUT, Jeffrey Sonnenfeld & Robert Gandossey, ed., 2004
Number of pages: 12 Posted: 15 Sep 2004 Last Revised: 27 May 2008
Accepted Paper Series
New York University School of Law
Downloads 1,175
4.

Rethinking Criminal Corporate Liability

Indiana Law Journal, Vol. 82, No. 2, Spring 2007
Number of pages: 41 Posted: 07 Apr 2007
Accepted Paper Series
Jenner & Block, LLC
Downloads 1,173
5.

'C' is for Crucible: Behavioral Ethics, Culture, and the Board's Role in C-Suite Compliance

RAND Center for Corporate Ethics and Governance Symposium White Paper Series, Symposium on "Culture, Compliance & the C-Suite: How Executives and Policymakers Can Better Safeguard Against Misconduct at the Top" (2013)
Number of pages: 24 Posted: 30 May 2013 Last Revised: 19 Nov 2014
Accepted Paper Series
Bryan Cave LLP
Downloads 1,049
6.

Cartels, Corporate Compliance and What Practitioners Really Think About Enforcement

Antitrust Law Journal, Vol. 78, 2012
Number of pages: 40 Posted: 07 Jun 2012
Accepted Paper Series
University of Florida - Levin College of Law
Downloads 1,034
7.

Betting the Corporation: Compliance or Defiance? Compliance Programs in the Context of Deferred and Non-Prosecution Agreements - Corporate Pre-Trial Agreement Update - 2008

Corporate Counsel Review, Forthcoming
Number of pages: 25 Posted: 23 Jan 2009 Last Revised: 26 Jan 2009
Accepted Paper Series
affiliation not provided to SSRN, Haynes and Boone LLP and OCEG
Downloads 941
8.

The Development and Implementation of IMF and World Bank Conditionality

HWWA Discussion Paper No. 165
Number of pages: 66 Posted: 11 Feb 2003
Working Paper Series
University of Heidelberg
Downloads 918
9.

Perception is Not Reality: The FCPA, Brazil, and the Mismeasurement of Corruption

Minnesota Journal of International Law, Vol. 22, No. 1, p. 247, 2013
Number of pages: 35 Posted: 02 Feb 2013 Last Revised: 24 Feb 2013
Accepted Paper Series
University of Minnesota - Twin Cities - School of Law
Downloads 862
10.

Sarbanes-Oxley: Legislating in Haste, Repenting in Leisure

UCLA School of Law, Law-Econ Research Paper No. 06-14
Number of pages: 16 Posted: 01 May 2006
Working Paper Series
University of California, Los Angeles (UCLA) - School of Law
Downloads 804
11.

Rethinking Compliance

3 J. of Antitrust Enforcement 31 (2015), University of Florida Levin College of Law Research Paper No. 16-3
Number of pages: 47 Posted: 05 Aug 2014 Last Revised: 18 Jan 2016
Accepted Paper Series
Independent and University of Florida - Levin College of Law
Downloads 745
12.

Classifying Institutional Investors

Number of pages: 35 Posted: 09 Aug 2004
Working Paper Series
Camara & Sibley LLP
Downloads 730
13.

Corporate Governance Dynamics and Tax Compliance

International Trade and Business Law Review, 2009, U of Michigan Law & Economics, SJD Working Paper No. 1361895
Number of pages: 27 Posted: 19 Mar 2009 Last Revised: 29 Jun 2009
Accepted Paper Series
Università degli Studi di Milano-Bicocca
Downloads 716
14.

Two Ways to Think About the Punishment of Corporations

American Criminal Law Review, 2009, Northwestern Public Law Research Paper No. 09-19
Number of pages: 45 Posted: 22 Oct 2009 Last Revised: 27 Oct 2009
Accepted Paper Series
University of Chicago Law School
Downloads 654
15.

The Economic Espionage Act: Bear Trap or Mousetrap?

Texas Intellectual Property Law Journal, Vol. 8, No. 2, Pp. 159-209, Winter 2000
Number of pages: 51 Posted: 22 May 2002
Accepted Paper Series
California Polytechnic State University, San Luis Obispo, University of Montana - School of Business Administration and University of Montana - School of Business Administration
Downloads 641
16.

Tracing the Historical Development of Corporate Social Responsibility and Corporate Social Reporting

Marina Nehme and Claudia Wee, ‘Tracing the Historical Development of Corporate Social Responsibility and Corporate Social Reporting’ (2008) 15 James Cook University Law Review, 129-168,
Number of pages: 40 Posted: 31 Oct 2013
Accepted Paper Series
UNSW Australia and University of New South Wales (UNSW) - Australian School of Business, Banking & Finance
Downloads 638
17.

The Privatization of Compliance

RAND Center for Corporate Ethics and Governance Symposium White Paper Series, Symposium on "Transforming Compliance: Emerging Paradigms for Boards, Management, Compliance Officers, and Government" (2014).
Number of pages: 13 Posted: 01 Jun 2014 Last Revised: 13 Jan 2015
Accepted Paper Series
Bryan Cave LLP
Downloads 637
18.

Because That's Where the Money Is: Toward a Theory and Strategy of Corporate Legal Compliance

Number of pages: 134 Posted: 07 Jan 2007
Working Paper Series
affiliation not provided to SSRN
Downloads 636
19.

The Corporate Director's Compliance Oversight Responsibility in the Post Caremark Era

Delaware Journal of Corporate Law, Vol. 26, No. 1, pp. 1-145, 2001
Number of pages: 145 Posted: 14 Oct 2001
Accepted Paper Series
Independent
Downloads 636
20.

Shining Light on Global Supply Chains

Harvard International Law Journal, Vol. 56, p. 419, 2015
Number of pages: 46 Posted: 22 Oct 2014 Last Revised: 16 Feb 2016
Accepted Paper Series
University of British Columbia – Faculty of Law
Downloads 633
21.

The Effect of Deferred and Non-Prosecution Agreements on Corporate Governance: Evidence from 1993-2013

The Business Lawyer , Vol. 70, 2014
Number of pages: 60 Posted: 27 Aug 2014 Last Revised: 20 Nov 2014
Accepted Paper Series
University of St. Thomas, Minnesota - School of Law and University of St. Thomas
Downloads 577
22.

Governing Corporate Compliance

Boston College Law Review, Vol. 50, No. 1, 2009, Brooklyn Law School, Legal Studies Paper No. 166
Number of pages: 72 Posted: 16 Sep 2009 Last Revised: 24 Sep 2009
Accepted Paper Series
Brooklyn Law School
Downloads 563
23.

Policies in Conflict: Undermining Corporate Self-Policing,

69 Rutgers U.L. Rev. 2, Forthcoming
Number of pages: 68 Posted: 24 Aug 2016
Working Paper Series
Independent
Downloads 550
24.

Insuring Corporate Crime

Indiana Law Journal, Vol. 83, 2008, NYU Law and Economics Research Paper No. 07-15, NYU Law School, Public Law Research Paper No. 07-06
Number of pages: 62 Posted: 26 Apr 2007 Last Revised: 21 Sep 2008
Accepted Paper Series
Brooklyn Law School
Downloads 546
25.

The Story of Allis-Chalmers, Caremark, and Stone: Directors' Evolving Duty to Monitor

NYU Law and Economics Research Paper No. 08-57
Number of pages: 25 Posted: 23 Nov 2008
Working Paper Series
New York University School of Law
Downloads 510
26.

The Importance of Compliance Programs for the Health Care Industry

As published in the University of Miami Business Law Review, Vol. 7, pp. 503-512, 1999
Number of pages: 15 Posted: 13 Jul 2000
Accepted Paper Series
White & Case LLP and White & Case LLP
Downloads 496
27.

The Air Cargo Cartel: Lessons for Compliance

ANTI-CARTEL ENFORCEMENT IN A CONTEMPORARY AGE - LENIENCY RELIGION (Caron Beaton-Wells and Christopher Tran, editors, Hart Publishing 2015).
Number of pages: 14 Posted: 14 Jul 2014 Last Revised: 18 Dec 2015
Accepted Paper Series
Howard J. Bergman Consulting and University of Florida - Levin College of Law
Downloads 485
28.

Better Bounty Hunting: How the SEC's New Whistleblower Program Changes the Securities Fraud Class Action Debate

Northwestern University Law Review, Forthcoming, Vanderbilt Public Law Research Paper No. 13-34
Number of pages: 69 Posted: 04 Aug 2013 Last Revised: 04 Dec 2014
Accepted Paper Series
Vanderbilt University - Law School
Downloads 467
29.

The Law of Insider Trading: Legal Theories, Common Defenses, and Best Practices for Ensuring Compliance

New York University Journal of Law and Business, Vol. 8, p. 151, 2012
Number of pages: 51 Posted: 25 Mar 2012
Accepted Paper Series
Cahill Gordon & Reindel LLP and affiliation not provided to SSRN
Downloads 451
30.

Expert Networks and Insider Trading: An Introduction and Recommendation

32 Rev. Banking & Fin. Law 245 (2013)
Number of pages: 13 Posted: 09 May 2013 Last Revised: 19 Mar 2014
Accepted Paper Series
Proskauer Rose LLP
Downloads 424
31.

The Rise of the Prosecutorial Efforts in Foreign Corruption: Lessons Learned from Recent FCPA Cases

Number of pages: 17 Posted: 29 Mar 2010
Working Paper Series
Columbia University - Columbia Journal of Asian Law
Downloads 420
32.

Compelled Cooperation and the New Corporate Criminal Procedure

New York University Law Review, Vol. 82, 2007, UCLA School of Law Research Paper No. 07-08
Number of pages: 69 Posted: 14 Mar 2007
Accepted Paper Series
Duke University School of Law
Downloads 408
33.

Corporate Criminal Liability: Myriad Complexity in the Scope of Senior Officer

2013 50(3) Criminal Law Quarterly
Number of pages: 19 Posted: 15 Nov 2013
Accepted Paper Series
York University - Osgoode Hall Law School, Gardiner Roberts LLP and University of Toronto - Faculty of Law
Downloads 408
34.

Policing Corporate Crime: The Dilemma of Internal Compliance Programs

Vanderbilt Law Review, Vol. 50, No. 1, January 1997
Number of pages: 50 Posted: 31 Mar 2006
Accepted Paper Series
Brigham Young University and Brigham Young University
Downloads 400
35.

Board to Death: How Busy Directors Could Cause the Next Financial Crisis

59 B.C. L. Rev. ___ (2018 Forthcoming), Ross School of Business Paper No. 1370
Number of pages: 43 Posted: 23 Jun 2017 Last Revised: 22 Aug 2017
Accepted Paper Series
University of Michigan, Stephen M. Ross School of Business
Downloads 392
36.

The Federal Sentencing Guidelines for Organizations: A Decade of Promoting Compliance and Ethics

Iowa Law Review, Vol. 87, No. 2, March 2002
Number of pages: 23 Posted: 05 Jan 2004
Accepted Paper Series
Government of the United States of America - Sentencing Commission
Downloads 368
37.

Internal Corporate Compliance Management Systems: Structure, Culture and Agency

EXPLAINING COMPLIANCE: BUSINESS RESPONSES TO REGULATION, Christine Parker and Vibeke Nielsen, eds., Edward Elgar, 2011
Number of pages: 46 Posted: 20 Mar 2011 Last Revised: 22 Jul 2014
Accepted Paper Series
Melbourne Law School, University of Melbourne and Hebrew University of Jerusalem - School of Public Policy
Downloads 354
38.

The Criminalization of Compliance

92 Notre Dame Law Review 1215 (2017), Kelley School of Business Research Paper No. 16-28
Number of pages: 56 Posted: 22 Mar 2016 Last Revised: 05 Apr 2017
Accepted Paper Series
Indiana University - Kelley School of Business
Downloads 350
39.

Can Corporate Monitorships Improve Corporate Compliance?

Journal of Corporation Law, Forthcoming
Number of pages: 60 Posted: 03 Jan 2009
Accepted Paper Series
University of British Columbia Faculty of Law and The Stephen M. Ross School of Business at the University of Michigan
Downloads 349
40.

Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation

Fordham Journal of Corporate and Financial Law, Forthcoming, European Banking Institute Working Paper Series 2017 - No. 11, University of Luxembourg Law Working Paper No. 006/2017, Center for Business and Corporate Law (CBC) Working Paper Series 001/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/019
Number of pages: 66 Posted: 19 Aug 2017 Last Revised: 19 Sep 2017
Accepted Paper Series
ADA Chair in Financial Law / Inclusive Finance, University of Luxembourg, University of New South Wales (UNSW) - Faculty of Law, University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads 349
41.

In Defense of Imperfect Compliance Programs

FSU College of Law, Public Law Research Paper No. 119; FSU College of Law, Law and Economics Paper No. 05-14
Number of pages: 18 Posted: 06 Aug 2004
Working Paper Series
University of Illinois College of Law
Downloads 339
42.

Corporate Governance Regulation Through Non-Prosecution

NYU School of Law, Public Law Research Paper No. 16-04, NYU Law and Economics Research Paper No. 16-06
Number of pages: 42 Posted: 13 Feb 2016
Working Paper Series
New York University School of Law and New York University School of Law

Multiple version iconThere are 2 versions of this paper

Downloads 312
43.

The Monitor-'Client' Relationship

100 VIRGINIA LAW REVIEW 523-585, Notre Dame Legal Studies Paper No. 1440
Number of pages: 65 Posted: 13 Aug 2013 Last Revised: 18 Jul 2014
Accepted Paper Series
Notre Dame Law School
Downloads 293
44.

Financial Reporting Fraud and Other Forms of Misconduct: A Multidisciplinary Review of the Literature

Review of Accounting Studies, Forthcoming, Columbia Business School Research Paper No. 17-87
Number of pages: 90 Posted: 22 Aug 2017
Accepted Paper Series
Columbia Business School - Accounting, Business Law & Taxation, Ohio State University (OSU) - Fisher College of Business, Duke University School of Law, University of Washington - Michael G. Foster School of Business, University of Washington - Michael G. Foster School of Business and University of California, Berkeley - Accounting Group
Downloads 292
45.

Corporate Human Rights Violations: A Case for Extraterritorial Regulation

Handbook of the Philosophical Foundations of Business Ethics, pp. 1077-1090, Christoph Luetge, ed., Dordrecht; New York: Springer, 2012
Number of pages: 14 Posted: 04 Jan 2013
Accepted Paper Series
City University of Hong Kong
Downloads 290
46.

From Contracts to Compliance? An Early Look at Implementation Under China's New Labor Legislation

Columbia Journal of Asian Law, Vol. 23, No. 1, p. 34, 2009
Number of pages: 75 Posted: 11 Jul 2009 Last Revised: 14 Aug 2010
Accepted Paper Series
University of Kansas - School of Law
Downloads 290
47.

The Dangers of Decoupling: The Relationship between Compliance Programs, Legitimacy Perceptions, and Institutionalized Misconduct

Academy of Management Journal, Vol. 53, No. 6, pp. 1499-1520, 2010
Number of pages: 23 Posted: 10 Mar 2012 Last Revised: 17 Mar 2012
Accepted Paper Series
Suffolk University - Department of Management and Suffolk University
Downloads 276
48.

'Monitoring' Corporate Corruption: DOJ's Use of Deferred Prosecution Agreements

American Journal of Law & Medicine, 2009, Seton Hall Public Law Research Paper No. 1317072
Number of pages: 43 Posted: 17 Dec 2008 Last Revised: 10 Mar 2009
Accepted Paper Series
Seton Hall School of Law and Center for Health & Pharmaceutical Law & Policy
Downloads 275
49.

Tracking Berle’s Footsteps: The Trail of The Modern Corporation’s Last Chapter

Seattle University Law Review, Vol. 33, p. 849, 2010, U of Penn, Inst for Law & Econ Research Paper No. 10-16
Number of pages: 28 Posted: 12 Sep 2010
Accepted Paper Series
University of Pennsylvania Law School and University of Pennsylvania Law School - Institute for Law and Economics
Downloads 275
50.

The Domains of Corporate Counsel in an Era of Compliance

American Business Law Journal, Vol. 53, No. 2, 2016
Number of pages: 42 Posted: 13 Jul 2015 Last Revised: 29 Apr 2016
Accepted Paper Series
University of Connecticut - School of Business and University of Connecticut - School of Business
Downloads 273