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Annual Conferences on Financial Market Regulation

25,603 Total downloads

Viewing: 1 - 50 of 123 papers

1.

Initial Coin Offerings and Platform Building

2018 WFA, 2019 AFA
Number of pages: 47 Posted: 18 Dec 2017 Last Revised: 07 Nov 2018
Working Paper Series
George Mason University - Department of Finance and University of California, Los Angeles (UCLA) - Anderson School of Management
Downloads 2,522
2.

ETF Arbitrage Under Liquidity Mismatch

Fourth Annual Conference on Financial Market Regulation
Number of pages: 57 Posted: 08 Jan 2017 Last Revised: 30 Mar 2019
Working Paper Series
Harvard University, Department of Economics, Students and University of Washington - Michael G. Foster School of Business
Downloads 902
3.

Mutual Funds As Venture Capitalists? Evidence from Unicorns

Number of pages: 70 Posted: 11 Jan 2017 Last Revised: 21 Dec 2018
Working Paper Series
Purdue University - Department of Management, Harvard Business School - Finance Unit and University of Washington - Michael G. Foster School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 769
4.

The Dollar Profits to Insider Trading

TILEC Discussion Paper No. DP 2017-005, 14th Annual Mid-Atlantic Research Conference in Finance (MARC)
Number of pages: 78 Posted: 19 Dec 2016 Last Revised: 22 Mar 2019
Working Paper Series
University of Toronto - Department of Economics and Tilburg University - School of Economics and Management
Downloads 758
5.

The Wisdom of Crowds in FinTech: Evidence from Initial Coin Offerings

Number of pages: 63 Posted: 21 Jun 2018 Last Revised: 08 Nov 2018
Working Paper Series
University of Florida - Warrington College of Business Administration, University of Florida - Department of Finance, Insurance and Real Estate and Princeton University - Department of Economics, Bendheim Center for Finance
Downloads 729
6.

The Volcker Rule and Market-Making in Times of Stress

Journal of Financial Economics (JFE), Forthcoming, Fourth Annual Conference on Financial Market Regulation
Number of pages: 50 Posted: 11 Sep 2016 Last Revised: 26 Jan 2018
Accepted Paper Series
University of Delaware - Department of Finance, Cornell University - Samuel Curtis Johnson Graduate School of Management and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 590
7.

Information Cascades and Threshold Implementation

University of Chicago, Becker Friedman Institute for Economics Working Paper Forthcoming
Number of pages: 61 Posted: 22 Feb 2018 Last Revised: 28 Feb 2019
Working Paper Series
University of Chicago - Booth School of Business and The Chinese University of Hong Kong (CUHK) - CUHK Business School

Multiple version iconThere are 2 versions of this paper

Downloads 588
8.

Do Buy-Side Institutions Supply Liquidity in Bond Markets? Evidence from Mutual Funds

28th Annual Conference on Financial Economics and Accounting, SMU Cox School of Business Research Paper No. 18-5
Number of pages: 65 Posted: 19 Jul 2017 Last Revised: 13 Jul 2018
Working Paper Series
Syracuse University - Whitman School of Management, Southern Methodist University (SMU) - Finance Department and Southern Methodist University (SMU) - Finance Department
Downloads 579
9.

China’s Anti-Corruption Campaign and Credit Reallocation from SOEs to Non-SOEs

PBCSF-NIFR Research Paper No. 17-01
Number of pages: 69 Posted: 01 Feb 2017 Last Revised: 06 Jul 2018
Working Paper Series
Tsinghua University - PBC School of Finance, Tsinghua University - PBC School of Finance and Tsinghua University - PBC School of Finance
Downloads 567
10.

Persuasion in Relationship Finance

Number of pages: 69 Posted: 15 Aug 2017 Last Revised: 27 Mar 2019
Working Paper Series
University of Chicago, Booth School of Business and University of Chicago - Booth School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 552
11.

Governance Changes through Shareholder Initiatives: The Case of Proxy Access

Fourth Annual Conference on Financial Market Regulation
Number of pages: 75 Posted: 26 Jul 2015 Last Revised: 21 Feb 2019
Working Paper Series
U. S. Securities and Exchange Commission, Pennsylvania State University - Department of Finance and Oregon State University - College of Business
Downloads 544
12.

Consumer Lending Discrimination in the FinTech Era

UC Berkeley Public Law Research Paper
Number of pages: 50 Posted: 06 Nov 2017 Last Revised: 08 Dec 2017
Working Paper Series
University of California, Berkeley - School of Law, University of California, Berkeley - Haas School of Business, University of California, Berkeley - Haas School of Business and University of California, Berkeley - Real Estate Group
Downloads 512
13.

IQ from IP: Simplifying Search in Portfolio Choice

8th Miami Behavioral Finance Conference 2017
Number of pages: 54 Posted: 18 Sep 2017 Last Revised: 13 Jul 2018
Working Paper Series
Harvard Business School - Finance Unit, Harvard Business School, University of Texas at Dallas, London School of Economics & Political Science (LSE) and Harvard Business School
Downloads 512
14.

Virtual Reality? Investment Consultants’ Claims About Their Own Performance

Number of pages: 34 Posted: 08 Aug 2018 Last Revised: 12 Apr 2019
Working Paper Series
Financial Conduct Authority, University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 504
15.

Brokers or Dealers? Trading Intermediation Across Markets and Over Time

Number of pages: 40 Posted: 17 Apr 2016 Last Revised: 21 Sep 2018
Working Paper Series
Stanford University, Graduate School of Business, Students and Stanford University, Graduate School of Business
Downloads 472
16.

Corporate Disclosure as a Tacit Coordination Mechanism: Evidence from Cartel Enforcement Regulations

Number of pages: 79 Posted: 20 Apr 2017 Last Revised: 01 Dec 2018
Working Paper Series
Columbia Business School - Accounting, Business Law & Taxation, Hong Kong University of Science & Technology (HKUST) - Department of Accounting and Hong Kong University of Science & Technology (HKUST) - Department of Finance
Downloads 446
17.

Economics of Voluntary Information Sharing

Number of pages: 60 Posted: 14 Nov 2017 Last Revised: 21 Sep 2018
Working Paper Series
Northwestern University - Kellogg School of Management, Queen Mary University of London and Massachusetts Institute of Technology (MIT) - Sloan School of Management
Downloads 420
18.

Information Revelation Through Regulatory Process: Interactions between the SEC and Companies Ahead of the IPO

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 02 Jul 2016 Last Revised: 16 Jun 2018
Working Paper Series
Drexel University, University of Geneva - Geneva Finance Research Institute (GFRI) and University of Melbourne - Faculty of Business and Economics
Downloads 415
19.

Do Labor Markets Discipline? Evidence from RMBS Bankers

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 62 Posted: 01 Jun 2017 Last Revised: 14 Nov 2018
Working Paper Series
University of Texas at Austin - Department of Finance, University of Texas at Austin - Department of Finance and Emory University - Goizueta Business School
Downloads 401
20.

Uncertainty in Managers’ Reporting Objectives and Investors’ Response to Earnings Reports: Evidence from the 2006 Executive Compensation Disclosures

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 59 Posted: 19 Jan 2017 Last Revised: 04 Oct 2018
Accepted Paper Series
Associate Professor, University of Texas at Austin and Columbia Business School - Accounting, Business Law & Taxation
Downloads 394
21.

The Implications of Financial Innovation for Capital Markets and Household Welfare

INSEAD Working Paper No. 2017/52/FIN
Number of pages: 43 Posted: 09 Aug 2017 Last Revised: 22 Aug 2018
Working Paper Series
INSEAD - Finance, EDHEC Business School and Frankfurt School of Finance & Management

Multiple version iconThere are 3 versions of this paper

Downloads 375
22.

Regulatory Integration of International Capital Markets

Number of pages: 44 Posted: 15 Mar 2017 Last Revised: 09 Apr 2019
Working Paper Series
University of Texas at Dallas
Downloads 372
23.

On Index Investing

Number of pages: 49 Posted: 20 Oct 2017 Last Revised: 11 Jun 2018
Working Paper Series
University of Utah - Department of Finance, University of Utah David Eccles School of Business and University of Utah - Department of Finance
Downloads 361
24.

The Price Effects of Liquidity Shocks: A Study of SEC's Tick-Size Experiment

Number of pages: 61 Posted: 07 Dec 2017 Last Revised: 31 Oct 2018
Working Paper Series
Boston College, Carroll School of Management, University of Warwick - Warwick Business School and The Chinese University of Hong Kong (CUHK) - CUHK Business School

Multiple version iconThere are 2 versions of this paper

Downloads 357
25.

Does Regulatory Jurisdiction Affect the Quality of Investment-Adviser Regulation?

Fifth Annual Conference on Financial Market Regulation
Number of pages: 48 Posted: 16 Jan 2017 Last Revised: 12 Apr 2019
Working Paper Series
National University of Singapore - Department of Finance, The University of Hong Kong and Rice University
Downloads 333
26.

Public Short Selling by Activist Hedge Funds

Number of pages: 55 Posted: 12 Sep 2018 Last Revised: 03 Feb 2019
Working Paper Series
Boston College - Carroll School of Management, Boston College - Carroll School of Management and Boston College - Department of Finance
Downloads 333
27.

Do ETFs Increase the Commonality in Liquidity of Underlying Stocks?

28th Annual Conference on Financial Economics and Accounting, Fifth Annual Conference on Financial Market Regulation 2018
Number of pages: 53 Posted: 13 Jul 2017 Last Revised: 11 Dec 2018
Working Paper Series
Georgia State University, Villanova University - School of Business, Villanova University - Department of Finance and Independent
Downloads 320
28.

When Shareholders Disagree: Trading After Shareholder Meetings

Fifth Annual Conference on Financial Market Regulation, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 594/2019
Number of pages: 73 Posted: 05 Jan 2018 Last Revised: 31 Jan 2019
Working Paper Series
Rutgers, The State University of New Jersey - Rutgers Business School at Newark & New Brunswick, University of Mannheim Business School and Michigan State University - Department of Finance
Downloads 300
29.

Institutional Investors and Information Acquisition: Implications for Asset Prices and Informational Efficiency

INSEAD Working Paper No. 2017/21/FIN
Number of pages: 56 Posted: 01 Feb 2017 Last Revised: 19 Oct 2018
Working Paper Series
University of Turin - Collegio Carlo Alberto and INSEAD - Finance

Multiple version iconThere are 3 versions of this paper

Downloads 287
30.

Related Securities and the Cross-Section of Stock Return Momentum: Evidence From Credit Default Swaps (CDS)

Number of pages: 97 Posted: 09 Aug 2016 Last Revised: 03 Jan 2019
Working Paper Series
University of Florida - Warrington College of Business Administration, University of Florida - Warrington College of Business Administration and Auburn University
Downloads 287
31.

The Sound of Many Funds Rebalancing

Number of pages: 36 Posted: 16 Apr 2016 Last Revised: 11 Nov 2017
Working Paper Series
University of Illinois at Urbana-Champaign - College of Business and Boston College - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 284
32.

Cultural Diversity on Wall Street: Evidence from Sell-Side Analysts’ Forecasts

Swiss Finance Institute Research Paper No. 19-07
Number of pages: 50 Posted: 10 Nov 2017 Last Revised: 13 Mar 2019
Working Paper Series
Indiana University - Kelley School of Business - Department of Accounting, University of Geneva - Geneva Finance Research Institute (GFRI) and Indiana University - Kelley School of Business - Department of Accounting
Downloads 283
33.

The Real Effects of Financial Technology: Marketplace Lending and Personal Bankruptcy

Number of pages: 60 Posted: 26 Jul 2018 Last Revised: 08 Jan 2019
Working Paper Series
University of Bristol and Shanghai University of International Business and Economics
Downloads 283
34.

Passive Investors are Passive Monitors

Swiss Finance Institute Research Paper No. 19-08
Number of pages: 73 Posted: 29 Oct 2018 Last Revised: 09 Apr 2019
Working Paper Series
University of Utah David Eccles School of Business, University of Utah - David Eccles School of Business, University of Geneva - Geneva Finance Research Institute (GFRI) and University of Utah - Department of Finance
Downloads 280
35.

Pre-Trade Hedging: Evidence from the Issuance of Retail Structured Products

Number of pages: 66 Posted: 10 Nov 2017 Last Revised: 08 Feb 2019
Working Paper Series
George Washington University - Department of Finance, University of Illinois at Urbana-Champaign - Department of Finance and Case Western Reserve University
Downloads 277
36.

Who Provides Liquidity and When?

Finance Down Under 2018 Building on the Best from the Cellars of Finance Paper
Number of pages: 64 Posted: 21 Jan 2017 Last Revised: 03 Feb 2019
Working Paper Series
University of Illinois at Urbana-Champaign, Nanyang Technological University (NTU) - Division of Banking & Finance and University of Illinois at Urbana-Champaign
Downloads 266
37.

Regulating Information

Number of pages: 50 Posted: 19 Oct 2016 Last Revised: 11 Nov 2017
Working Paper Series
Carnegie Mellon University, Carnegie Mellon University - David A. Tepper School of Business and Carnegie Mellon University - David A. Tepper School of Business
Downloads 264
38.

Political Uncertainty and Household Stock Market Participation

AFA 2019 Annual Meeting Paper, 29th Annual Conference on Financial Economics & Accounting 2018, 2019 Academic Research Colloquium for Financial Planning and Related Disciplines
Number of pages: 58 Posted: 10 Nov 2017 Last Revised: 25 Feb 2019
Working Paper Series
Georgia State University, Georgia State University - Department of Finance, Georgia State University and Georgia State University - J. Mack Robinson College of Business
Downloads 255
39.

Portfolio Pumping in Mutual Fund Families

Fifth Annual Conference on Financial Market Regulation
Number of pages: 53 Posted: 18 Mar 2017 Last Revised: 08 Jun 2018
Working Paper Series
University of Rochester, Simon Business School, Students
Downloads 248
40.

Illiquidity Contagion and Information Spillover from CDS to Equity Markets

Number of pages: 44 Posted: 15 May 2015 Last Revised: 10 Nov 2017
Working Paper Series
Independent and University of Lugano - Institute of Finance
Downloads 240
41.

Distortions Caused by Lending Fee Retention

Number of pages: 52 Posted: 06 Dec 2017 Last Revised: 21 Mar 2019
Working Paper Series
The University of Texas at Austin and University of Texas at Austin - Department of Finance
Downloads 222
42.

Regulatory Certification, Risk Factor Disclosure and Investor Behavior

Number of pages: 54 Posted: 13 Aug 2016 Last Revised: 09 Jan 2019
Working Paper Series
Erasmus University Rotterdam (EUR) - Erasmus School of Economics (ESE) and Tilburg University
Downloads 213
43.

The Impact of the Current Expected Credit Loss Standard (CECL) on the Timing and Comparability of Reserves

Number of pages: 26 Posted: 01 Nov 2017
Working Paper Series
Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 211
44.

Selection into Informative Consumer Credit Markets

Number of pages: 48 Posted: 05 Dec 2016 Last Revised: 02 Jan 2019
Working Paper Series
University of Texas at Austin - Department of Finance and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 205
45.

Investment in Human Capital and Labor Mobility: Evidence from a Shock to Property Rights

Number of pages: 46 Posted: 03 Nov 2017 Last Revised: 21 Nov 2017
Working Paper Series
University of Kentucky and University of Kentucky - Finance
Downloads 194
46.

When do executives actually sell vested restricted equity?

Columbia Business School Research Paper No. 17-101, Baruch College Zicklin School of Business Research Paper No. 2018-10-05
Number of pages: 47 Posted: 17 Oct 2017 Last Revised: 28 Nov 2018
Working Paper Series
City University of NY, Baruch College, Zicklin School of Business and Baruch College, City University of New York
Downloads 188
47.

Best Buys and Own Brands: Investment Platforms’ Recommendations of Mutual Funds

Number of pages: 54 Posted: 23 Aug 2017 Last Revised: 26 Oct 2018
Working Paper Series
Financial Conduct Authority, University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 187
48.

The Bright Side of Fair Value Accounting: Evidence from Private Company Valuation

Number of pages: 51 Posted: 21 Sep 2017 Last Revised: 07 Dec 2018
Working Paper Series
University of Melbourne - Department of Finance and Nanyang Technological University (NTU)
Downloads 181
49.

Is the Sentiment in Corporate Annual Reports Informative? Evidence from Deep Learning

Number of pages: 52 Posted: 25 Oct 2018 Last Revised: 06 Nov 2018
Working Paper Series
University of Alabama, Culverhouse College of Business and University of Alabama - Culverhouse College of Commerce & Business Administration
Downloads 175
50.

The Consequences of Mandated Compensation Disclosure

Number of pages: 58 Posted: 30 Mar 2016 Last Revised: 11 Nov 2017
Working Paper Series
Virginia Tech - Pamplin College of Business and Virginia Tech - Pamplin College of Business
Downloads 170