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Annual Conferences on Financial Market Regulation (CFMR)

36,240 Total downloads

Viewing: 1 - 50 of 129 papers

1.

Digital Tokens and Platform Building

2018 WFA, 2019 AFA
Number of pages: 48 Posted: 18 Dec 2017 Last Revised: 11 May 2020
Working Paper Series
George Mason University - Department of Finance and Emory University - Department of Finance
Downloads 3,126
2.

ETF Arbitrage Under Liquidity Mismatch

Fourth Annual Conference on Financial Market Regulation
Number of pages: 57 Posted: 08 Jan 2017 Last Revised: 30 Mar 2019
Working Paper Series
Harvard University, Department of Economics, Students and University of Pennsylvania - The Wharton School
Downloads 1,301
3.

The Wisdom of Crowds in FinTech: Evidence from Initial Coin Offerings

Number of pages: 81 Posted: 21 Jun 2018 Last Revised: 12 Sep 2019
Working Paper Series
University of Florida - Warrington College of Business Administration, University of Florida - Department of Finance, Insurance and Real Estate and University of North Carolina at Chapel Hill, Kenan-Flagler Business School
Downloads 1,073
4.

Mutual Funds As Venture Capitalists? Evidence from Unicorns

European Corporate Governance Institute – Finance Working Paper No. 675/2020
Number of pages: 94 Posted: 11 Jan 2017 Last Revised: 28 Apr 2020
Working Paper Series
Purdue University - Department of Management, Harvard Business School - Finance Unit and University of Pennsylvania - The Wharton School

Multiple version iconThere are 2 versions of this paper

Downloads 942
5.

The Dollar Profits to Insider Trading

TILEC Discussion Paper No. DP 2017-005
Number of pages: 81 Posted: 19 Dec 2016 Last Revised: 15 Dec 2019
Working Paper Series
University of Toronto - Department of Economics and Tilburg University - Tilburg University School of Economics and Management
Downloads 933
6.

IQ from IP: Simplifying Search in Portfolio Choice

8th Miami Behavioral Finance Conference 2017
Number of pages: 56 Posted: 18 Sep 2017 Last Revised: 20 Apr 2019
Working Paper Series
University of Notre Dame - Department of Finance, Harvard University - Business School (HBS), University of Texas at Dallas, London School of Economics & Political Science (LSE) and Harvard Business School

Multiple version iconThere are 2 versions of this paper

Downloads 788
7.

The Volcker Rule and Market-Making in Times of Stress

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 50 Posted: 11 Sep 2016 Last Revised: 26 Jan 2018
Accepted Paper Series
University of Delaware - Department of Finance, Cornell University - Samuel Curtis Johnson Graduate School of Management and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 735
8.

Consumer Lending Discrimination in the FinTech Era

UC Berkeley Public Law Research Paper
Number of pages: 43 Posted: 06 Nov 2017 Last Revised: 11 Sep 2019
Working Paper Series
University of California, Berkeley - School of Law, University of California, Berkeley - Haas School of Business, University of California, Berkeley - Haas School of Business and University of California, Berkeley - Real Estate Group

Multiple version iconThere are 3 versions of this paper

Downloads 733
9.

Do Index Funds Monitor?

Swiss Finance Institute Research Paper No. 19-08
Number of pages: 62 Posted: 29 Oct 2018 Last Revised: 29 Apr 2020
Working Paper Series
University of Utah - David Eccles School of Business, University of Miami Herbert Business School, University of Geneva - Geneva Finance Research Institute (GFRI) and University of Utah - Department of Finance
Downloads 730
10.

Information Cascades and Threshold Implementation

University of Chicago, Becker Friedman Institute for Economics Working Paper Forthcoming
Number of pages: 61 Posted: 22 Feb 2018 Last Revised: 28 Feb 2019
Working Paper Series
Cornell University - Samuel Curtis Johnson Graduate School of Management and The Chinese University of Hong Kong (CUHK) - CUHK Business School

Multiple version iconThere are 2 versions of this paper

Downloads 730
11.

China’s Anti-Corruption Campaign and Credit Reallocation from SOEs to Non-SOEs

PBCSF-NIFR Research Paper No. 17-01
Number of pages: 69 Posted: 01 Feb 2017 Last Revised: 06 Jul 2018
Working Paper Series
Tsinghua University - PBC School of Finance, Tsinghua University - PBC School of Finance and Tsinghua University - PBC School of Finance
Downloads 704
12.

Corporate Disclosure as a Tacit Coordination Mechanism: Evidence from Cartel Enforcement Regulations

Sixth Annual Conference on Financial Market Regulation
Number of pages: 89 Posted: 20 Apr 2017 Last Revised: 11 Feb 2020
Working Paper Series
Columbia Business School - Accounting, Business Law & Taxation, Hong Kong University of Science & Technology (HKUST) - Department of Accounting and Hong Kong University of Science & Technology (HKUST) - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 699
13.

Mutual Fund Trading Style and Bond Market Fragility

Review of Financial Studies, forthcoming
Number of pages: 71 Posted: 19 Jul 2017 Last Revised: 08 Jun 2020
Accepted Paper Series
Syracuse University - Whitman School of Management, Southern Methodist University (SMU) - Finance Department and Southern Methodist University (SMU) - Finance Department
Downloads 669
14.

Governance Changes through Shareholder Initiatives: The Case of Proxy Access

Fourth Annual Conference on Financial Market Regulation
Number of pages: 75 Posted: 26 Jul 2015 Last Revised: 21 Feb 2019
Working Paper Series
U. S. Securities and Exchange Commission, Pennsylvania State University - Department of Finance and Oregon State University - College of Business
Downloads 617
15.

Persuasion in Relationship Finance

Number of pages: 49 Posted: 15 Aug 2017 Last Revised: 01 Nov 2019
Working Paper Series
University of Chicago, Booth School of Business and Cornell University - Samuel Curtis Johnson Graduate School of Management

Multiple version iconThere are 2 versions of this paper

Downloads 614
16.

Information Revelation Through Regulatory Process: Interactions Between the SEC and Companies Ahead of the IPO

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 02 Jul 2016 Last Revised: 26 Sep 2019
Working Paper Series
Drexel University, University of Geneva - Geneva Finance Research Institute (GFRI) and University of Melbourne - Faculty of Business and Economics
Downloads 607
17.

The Price Effects of Liquidity Shocks: A Study of SEC's Tick-Size Experiment

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 71 Posted: 07 Dec 2017 Last Revised: 07 Apr 2020
Accepted Paper Series
Boston College, Carroll School of Management, The Vanguard Group, Inc. and The Chinese University of Hong Kong (CUHK) - CUHK Business School

Multiple version iconThere are 2 versions of this paper

Downloads 603
18.

Virtual Reality? Investment Consultants’ Claims About Their Own Performance

Number of pages: 36 Posted: 08 Aug 2018 Last Revised: 04 Sep 2019
Working Paper Series
KPMG LLP, University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 603
19.

Do ETFs Increase the Commonality in Liquidity of Underlying Stocks?

28th Annual Conference on Financial Economics and Accounting
Number of pages: 53 Posted: 13 Jul 2017 Last Revised: 11 Dec 2018
Working Paper Series
Georgia State University, Villanova University - School of Business, Villanova University - Department of Finance and Independent
Downloads 594
20.

Does Regulatory Jurisdiction Affect the Quality of Investment-Adviser Regulation?

Fifth Annual Conference on Financial Market Regulation
Number of pages: 48 Posted: 16 Jan 2017 Last Revised: 12 Apr 2019
Working Paper Series
National University of Singapore - Department of Finance, The University of Hong Kong and Rice University
Downloads 582
21.

The Real Effects of Financial Technology: Marketplace Lending and Personal Bankruptcy

Number of pages: 62 Posted: 26 Jul 2018 Last Revised: 24 Mar 2020
Working Paper Series
University of Bristol and New York University Shanghai
Downloads 557
22.

Is Positive Sentiment in Corporate Annual Reports Informative? Evidence from Deep Learning

Number of pages: 54 Posted: 15 Aug 2019 Last Revised: 15 Aug 2019
Working Paper Series
University of Alabama, Culverhouse College of Commerce & Business Administration, Students and University of Alabama - Culverhouse College of Commerce & Business Administration
Downloads 543
23.

On Index Investing

Number of pages: 48 Posted: 20 Oct 2017 Last Revised: 08 May 2020
Working Paper Series
University of Utah - Department of Finance, University of Utah - David Eccles School of Business and University of Utah - Department of Finance
Downloads 516
24.

Brokers or Dealers? Trading Intermediation and Market Liquidity

Number of pages: 52 Posted: 17 Apr 2016 Last Revised: 25 Jun 2020
Working Paper Series
David Eccles School of Business, University of Utah and University of Southern California - Marshall School of Business
Downloads 507
25.

Economics of Voluntary Information Sharing

Number of pages: 55 Posted: 14 Nov 2017 Last Revised: 21 Apr 2020
Working Paper Series
Northwestern University - Kellogg School of Management, Queen Mary University of London and Massachusetts Institute of Technology (MIT) - Sloan School of Management
Downloads 505
26.

Cultural Diversity on Wall Street: Evidence from Consensus Earnings Forecasts

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 56 Posted: 10 Nov 2017 Last Revised: 05 May 2020
Accepted Paper Series
Indiana University - Kelley School of Business - Department of Accounting, University of Geneva - Geneva Finance Research Institute (GFRI) and Indiana University - Kelley School of Business - Department of Accounting
Downloads 464
27.

Regulatory Integration of International Capital Markets

Number of pages: 42 Posted: 15 Mar 2017 Last Revised: 29 Jun 2019
Working Paper Series
University of Texas at Dallas
Downloads 446
28.

Uncertainty in Managers’ Reporting Objectives and Investors’ Response to Earnings Reports: Evidence from the 2006 Executive Compensation Disclosures

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 59 Posted: 19 Jan 2017 Last Revised: 04 Oct 2018
Accepted Paper Series
University of Miami - Miami Business School, University of Texas at Austin - McCombs School of Business and Harvard University - Business School (HBS)
Downloads 441
29.

Do Labor Markets Discipline? Evidence from RMBS Bankers

Journal of Financial Economics (JFE) 133 (3): 726-750 (2019)
Number of pages: 62 Posted: 01 Jun 2017 Last Revised: 19 Aug 2019
Working Paper Series
University of Texas at Austin - Department of Finance, University of Texas at Austin - Department of Finance and Emory University - Goizueta Business School
Downloads 432
30.

The Implications of Financial Innovation for Capital Markets and Household Welfare

INSEAD Working Paper No. 2017/52/FIN
Number of pages: 43 Posted: 09 Aug 2017 Last Revised: 22 Aug 2018
Working Paper Series
INSEAD - Finance, EDHEC Business School and Frankfurt School of Finance & Management

Multiple version iconThere are 3 versions of this paper

Downloads 403
31.

Political Uncertainty and Household Stock Market Participation

AFA 2019 Annual Meeting Paper
Number of pages: 66 Posted: 10 Nov 2017 Last Revised: 05 Jun 2020
Working Paper Series
Georgia State University, Georgia State University - Department of Finance, Georgia State University and Cornerstone Research
Downloads 402
32.

Who Provides Liquidity and When?

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 54 Posted: 21 Jan 2017 Last Revised: 08 Jun 2020
Accepted Paper Series
University of Illinois at Urbana-Champaign, Nanyang Technological University (NTU) - Division of Banking & Finance and University of Illinois at Urbana-Champaign

Multiple version iconThere are 2 versions of this paper

Downloads 382
33.

Institutional Investors and Information Acquisition: Implications for Asset Prices and Informational Efficiency

INSEAD Working Paper No. 2017/21/FIN
Number of pages: 56 Posted: 01 Feb 2017 Last Revised: 19 Oct 2018
Working Paper Series
University of Turin - Collegio Carlo Alberto and INSEAD - Finance

Multiple version iconThere are 3 versions of this paper

Downloads 374
34.

Pre-Trade Hedging: Evidence from the Issuance of Retail Structured Products

Number of pages: 66 Posted: 10 Nov 2017 Last Revised: 08 Feb 2019
Working Paper Series
George Washington University - Department of Finance, University of Illinois at Urbana-Champaign - Department of Finance and Case Western Reserve University
Downloads 361
35.

The Sound of Many Funds Rebalancing

Number of pages: 59 Posted: 16 Apr 2016 Last Revised: 12 May 2020
Working Paper Series
University of Illinois at Urbana-Champaign - College of Business and Boston College - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 344
36.

Related Securities and the Cross-Section of Stock Return Momentum: Evidence From Credit Default Swaps (CDS)

Number of pages: 97 Posted: 09 Aug 2016 Last Revised: 03 Jan 2019
Working Paper Series
University of Florida - Warrington College of Business Administration, University of Florida - Warrington College of Business Administration and Auburn University
Downloads 330
37.

The Cost of Exposing Large Institutional Orders to Electronic Liquidity Providers

Sixth Annual Conference on Financial Market Regulation
Number of pages: 47 Posted: 08 Nov 2018 Last Revised: 18 Sep 2019
Working Paper Series
University of Notre Dame - Department of Finance, University of Cincinnati - Department of Finance - Real Estate and University of Cincinnati - Department of Finance - Real Estate
Downloads 317
38.

Distortions Caused by Lending Fee Retention

Number of pages: 52 Posted: 06 Dec 2017 Last Revised: 18 Nov 2019
Working Paper Series
The University of Texas at Austin and University of Texas at Austin - Department of Finance
Downloads 307
39.

Portfolio Pumping in Mutual Fund Families

Fifth Annual Conference on Financial Market Regulation
Number of pages: 52 Posted: 18 Mar 2017 Last Revised: 17 Aug 2019
Working Paper Series
University of Rochester, Simon Business School
Downloads 292
40.

Regulating Information

Number of pages: 50 Posted: 19 Oct 2016 Last Revised: 11 Nov 2017
Working Paper Series
Carnegie Mellon University, Carnegie Mellon University - David A. Tepper School of Business and Carnegie Mellon University - Department of Accounting
Downloads 292
41.

Investment in Human Capital and Labor Mobility: Evidence from a Shock to Property Rights

Number of pages: 56 Posted: 03 Nov 2017 Last Revised: 03 Jun 2019
Working Paper Series
University of Kentucky and University of Kentucky - Finance
Downloads 287
42.

CDS Market Transparency and Equity Market Quality

Number of pages: 29 Posted: 15 May 2015 Last Revised: 05 Sep 2019
Working Paper Series
Independent and University of Lugano - Institute of Finance
Downloads 276
43.

Simultaneous Debt-Equity Holdings and The Resolution of Financial Distress

Kelley School of Business Research Paper No. 18-66
Number of pages: 61 Last Revised: 30 Sep 2019
Working Paper Series
Belk College of Business, UNC Charlotte, Purdue University, Krannert School of Management, University of Western Ontario - DAN Department of Management and Organizational Studies, Queen's University - Smith School of Business and Indiana University - Kelley School of Business - Department of Finance
Downloads 275
44.

Dark Pool Trading and Information Acquisition

Number of pages: 66 Posted: 09 Nov 2018 Last Revised: 06 May 2020
Working Paper Series
University of Utah - David Eccles School of Business and Southern Methodist University
Downloads 265
45.

Does Economic Comparability Discipline Financial Reporting?

Sixth Annual Conference on Financial Market Regulation
Number of pages: 69 Posted: 17 Jun 2019 Last Revised: 17 Apr 2020
Working Paper Series
Texas Christian University - M.J. Neeley School of Business, Texas Christian University, University of Alabama - Department of Economics, Finance and Legal Studies and Securities and Exchange Commission (SEC)
Downloads 260
46.

The Democratization of Investment Research and the Informativeness of Retail Investor Trading

Number of pages: 62 Posted: 22 Aug 2018 Last Revised: 18 Oct 2019
Working Paper Series
University of Kentucky, Gatton College of Business and Economics, Department of Finance & Quantitative Methods, Emory University - Department of Finance, University of Kentucky - Gatton College of Business and Economics and University of Texas at Dallas - Naveen Jindal School of Management
Downloads 257
47.

The Bright Side of Fair Value Accounting: Evidence from Private Company Valuation

Number of pages: 51 Posted: 21 Sep 2017 Last Revised: 07 Dec 2018
Working Paper Series
University of Melbourne - Department of Finance and Nanyang Technological University (NTU)
Downloads 254
48.

Best Buys and Own Brands: Investment Platforms’ Recommendations of Mutual Funds

Number of pages: 46 Posted: 23 Aug 2017 Last Revised: 22 Dec 2019
Working Paper Series
KPMG LLP, University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 251
49.

Regulatory Certification, Risk Factor Disclosure and Investor Behavior

Number of pages: 58 Posted: 13 Aug 2016 Last Revised: 12 Dec 2019
Working Paper Series
Erasmus University Rotterdam (EUR) - Erasmus School of Economics (ESE) and Tilburg University
Downloads 248
50.

Selection into Informative Consumer Credit Markets

Number of pages: 48 Posted: 05 Dec 2019 Last Revised: 05 Dec 2019
Working Paper Series
University of Texas at Austin - Department of Finance and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 242