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Annual Conferences on Financial Market Regulation

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Viewing: 1 - 50 of 63 papers

1.

Mutual Funds As Venture Capitalists? Evidence from Unicorns

Number of pages: 50 Posted: 11 Jan 2017 Last Revised: 08 Nov 2017
Working Paper Series
Purdue University - Department of Management, Harvard Business School - Finance Unit and University of Washington - Michael G. Foster School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 704
2.

The Volcker Rule and Market-Making in Times of Stress

Journal of Financial Economics (JFE), Forthcoming, Fourth Annual Conference on Financial Market Regulation
Number of pages: 50 Posted: 11 Sep 2016 Last Revised: 26 Jan 2018
Accepted Paper Series
University of Delaware - Department of Finance, Cornell University - Samuel Curtis Johnson Graduate School of Management and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 543
3.

Persuasion in Relationship Finance

Number of pages: 59 Posted: 15 Aug 2017 Last Revised: 30 Sep 2018
Working Paper Series
University of Chicago, Booth School of Business and University of Chicago - Booth School of Business
Downloads 540
4.

Do Buy-Side Institutions Supply Liquidity in Bond Markets? Evidence from Mutual Funds

28th Annual Conference on Financial Economics and Accounting, SMU Cox School of Business Research Paper No. 18-5
Number of pages: 65 Posted: 19 Jul 2017 Last Revised: 13 Jul 2018
Working Paper Series
Syracuse University - Whitman School of Management, Southern Methodist University (SMU) - Finance Department and Southern Methodist University (SMU) - Finance Department
Downloads 535
5.

Governance Changes through Shareholder Initiatives: The Case of Proxy Access

Fourth Annual Conference on Financial Market Regulation
Number of pages: 57 Posted: 26 Jul 2015 Last Revised: 21 Mar 2017
Working Paper Series
U. S. Securities and Exchange Commission, Pennsylvania State University - Department of Finance and Oregon State University - College of Business
Downloads 511
6.

Information Cascades and Threshold Implementation

2nd Emerging Trends in Entrepreneurial Finance Conference
Number of pages: 53 Posted: 22 Feb 2018 Last Revised: 20 Aug 2018
Working Paper Series
University of Chicago - Booth School of Business and The Chinese University of Hong Kong (CUHK) - CUHK Business School
Downloads 507
7.

China’s Anti-Corruption Campaign and Credit Reallocation from SOEs to Non-SOEs

PBCSF-NIFR Research Paper No. 17-01
Number of pages: 69 Posted: 01 Feb 2017 Last Revised: 06 Jul 2018
Working Paper Series
Tsinghua University - PBC School of Finance, Tsinghua University - PBC School of Finance and Tsinghua University - PBC School of Finance
Downloads 454
8.

Brokers or Dealers? Trading Intermediation Across Markets and Over Time

Number of pages: 40 Posted: 17 Apr 2016 Last Revised: 21 Sep 2018
Working Paper Series
Stanford University, Graduate School of Business, Students and Stanford University, Graduate School of Business
Downloads 421
9.

IQ from IP: Simplifying Search in Portfolio Choice

8th Miami Behavioral Finance Conference 2017
Number of pages: 54 Posted: 18 Sep 2017 Last Revised: 13 Jul 2018
Working Paper Series
Harvard Business School - Finance Unit, Harvard Business School, University of Texas at Dallas, London School of Economics & Political Science (LSE) and Harvard Business School

Multiple version iconThere are 2 versions of this paper

Downloads 418
10.

Information Revelation Through Regulatory Process: Interactions between the SEC and Companies Ahead of the IPO

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 02 Jul 2016 Last Revised: 16 Jun 2018
Working Paper Series
Drexel University, University of Geneva - Geneva Finance Research Institute (GFRI) and The University of Melbourne - Faculty of Business and Economics
Downloads 363
11.

Do Labor Markets Discipline? Evidence from RMBS Bankers

Number of pages: 62 Posted: 01 Jun 2017 Last Revised: 18 Jan 2018
Working Paper Series
University of Texas at Austin - Department of Finance, University of Texas at Austin - Department of Finance and Emory University - Goizueta Business School
Downloads 361
12.

The Implications of Financial Innovation for Capital Markets and Household Welfare

INSEAD Working Paper No. 2017/52/FIN
Number of pages: 43 Posted: 09 Aug 2017 Last Revised: 22 Aug 2018
Working Paper Series
INSEAD - Finance, EDHEC Business School and Frankfurt School of Finance & Management

Multiple version iconThere are 3 versions of this paper

Downloads 356
13.

Uncertainty in Managers’ Reporting Objectives and Investors’ Response to Earnings Reports: Evidence from the 2006 Executive Compensation Disclosures

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 59 Posted: 19 Jan 2017 Last Revised: 04 Oct 2018
Accepted Paper Series
Associate Professor, University of Texas at Austin and Columbia Business School - Accounting, Business Law & Taxation
Downloads 354
14.

Consumer Lending Discrimination in the FinTech Era

UC Berkeley Public Law Research Paper
Number of pages: 50 Posted: 06 Nov 2017 Last Revised: 08 Dec 2017
Working Paper Series
University of California, Berkeley - School of Law, University of California, Berkeley - Haas School of Business, University of California, Berkeley - Haas School of Business and University of California, Berkeley - Real Estate Group
Downloads 349
15.

Regulatory Integration of International Capital Markets

Number of pages: 42 Posted: 15 Mar 2017 Last Revised: 26 Jul 2018
Working Paper Series
University of Texas at Dallas
Downloads 324
16.

Economics of Voluntary Information Sharing

Number of pages: 60 Posted: 14 Nov 2017 Last Revised: 21 Sep 2018
Working Paper Series
Northwestern University - Kellogg School of Management, Queen Mary University of London and Massachusetts Institute of Technology (MIT) - Sloan School of Management
Downloads 323
17.

On Index Investing

Number of pages: 49 Posted: 20 Oct 2017 Last Revised: 11 Jun 2018
Working Paper Series
University of Utah - Department of Finance, University of Utah David Eccles School of Business and University of Utah - Department of Finance
Downloads 296
18.

Pre-Trade Hedging

Number of pages: 48 Posted: 10 Nov 2017 Last Revised: 09 May 2018
Working Paper Series
George Washington University - Department of Finance, University of Illinois at Urbana-Champaign - Department of Finance and Case Western Reserve University
Downloads 259
19.

Institutional Investors and Information Acquisition: Implications for Asset Prices and Informational Efficiency

INSEAD Working Paper No. 2017/21/FIN
Number of pages: 56 Posted: 01 Feb 2017 Last Revised: 19 Oct 2018
Working Paper Series
University of Turin - Collegio Carlo Alberto and INSEAD - Finance

Multiple version iconThere are 3 versions of this paper

Downloads 254
20.

How Are Shareholder Votes and Trades Related?

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 05 Jan 2018 Last Revised: 25 May 2018
Working Paper Series
Rutgers, The State University of New Jersey - Rutgers Business School at Newark & New Brunswick and Michigan State University - Department of Finance
Downloads 252
21.

Regulating Information

Number of pages: 50 Posted: 19 Oct 2016 Last Revised: 11 Nov 2017
Working Paper Series
Carnegie Mellon University, Carnegie Mellon University - David A. Tepper School of Business and Carnegie Mellon University - David A. Tepper School of Business
Downloads 248
22.

The Sound of Many Funds Rebalancing

Number of pages: 36 Posted: 16 Apr 2016 Last Revised: 11 Nov 2017
Working Paper Series
University of Illinois at Urbana-Champaign - College of Business and Boston College - Department of Finance
Downloads 245
23.

Regulator Jurisdiction and Investment Adviser Misconduct

Fifth Annual Conference on Financial Market Regulation
Number of pages: 62 Posted: 16 Jan 2017 Last Revised: 14 Mar 2018
Working Paper Series
National University of Singapore, The University of Hong Kong and Rice University
Downloads 244
24.

Portfolio Pumping in Mutual Fund Families

Fifth Annual Conference on Financial Market Regulation
Number of pages: 53 Posted: 18 Mar 2017 Last Revised: 08 Jun 2018
Working Paper Series
University of Rochester, Simon Business School, Students
Downloads 228
25.

Illiquidity Contagion and Information Spillover from CDS to Equity Markets

Number of pages: 44 Posted: 15 May 2015 Last Revised: 10 Nov 2017
Working Paper Series
Independent and University of Lugano - Institute of Finance
Downloads 223
26.

Cultural Diversity on Wall Street: Evidence from Sell-Side Analysts’ Forecasts

Number of pages: 50 Posted: 10 Nov 2017 Last Revised: 16 Jun 2018
Working Paper Series
Indiana University - Kelley School of Business - Department of Accounting, University of Geneva - Geneva Finance Research Institute (GFRI) and Indiana University - Kelley School of Business - Department of Accounting
Downloads 206
27.

Who Provides Liquidity and When?

Finance Down Under 2018 Building on the Best from the Cellars of Finance Paper
Number of pages: 61 Posted: 21 Jan 2017 Last Revised: 12 May 2018
Working Paper Series
University of Illinois at Urbana-Champaign, Nanyang Technological University (NTU) - Division of Banking & Finance and University of Illinois at Urbana-Champaign
Downloads 204
28.

Do ETFs Increase the Commonality in Liquidity of Underlying Stocks?

28th Annual Conference on Financial Economics and Accounting, Fifth Annual Conference on Financial Market Regulation 2018
Number of pages: 46 Posted: 13 Jul 2017
Working Paper Series
Georgia State University, Villanova University - School of Business, Villanova University - Department of Finance and affiliation not provided to SSRN
Downloads 198
29.

Regulatory Certification, Risk Factor Disclosure and Investor Behavior

Number of pages: 54 Posted: 13 Aug 2016 Last Revised: 30 Aug 2018
Working Paper Series
Erasmus University Rotterdam (EUR) - Erasmus School of Economics (ESE) and CentER, Tilburg Law and Economics Center (TILEC), Tilburg University
Downloads 195
30.

The Impact of the Current Expected Credit Loss Standard (CECL) on the Timing and Comparability of Reserves

Number of pages: 26 Posted: 01 Nov 2017
Working Paper Series
Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 173
31.

The Consequences of Mandated Compensation Disclosure

Number of pages: 58 Posted: 30 Mar 2016 Last Revised: 11 Nov 2017
Working Paper Series
Virginia Tech - Pamplin College of Business and Virginia Tech - Pamplin College of Business
Downloads 159
32.

Investment in Human Capital and Labor Mobility: Evidence from a Shock to Property Rights

Number of pages: 46 Posted: 03 Nov 2017 Last Revised: 21 Nov 2017
Working Paper Series
University of Kentucky and University of Kentucky - Finance
Downloads 158
33.

Invested in Vested Stock: Abnormal Returns on Retained Equity

Columbia Business School Research Paper No. 17-101
Number of pages: 45 Posted: 17 Oct 2017 Last Revised: 26 Mar 2018
Working Paper Series
Columbia University - Columbia Business School and Baruch College, City University of New York
Downloads 138
34.

The Bright Side of Fair Value Accounting: Evidence from Private Company Valuation

Number of pages: 50 Posted: 21 Sep 2017 Last Revised: 08 Nov 2017
Working Paper Series
The University of Melbourne - Department of Finance and Nanyang Technological University (NTU)
Downloads 137
35.

Policy Uncertainty and Household Stock Market Participation

AFA 2019 Annual Meeting Paper
Number of pages: 55 Posted: 10 Nov 2017 Last Revised: 08 Oct 2018
Working Paper Series
Georgia State University, Georgia State University - Department of Finance, Georgia State University and Georgia State University - J. Mack Robinson College of Business
Downloads 116
36.

Trading Ahead of Treasury Auctions

Number of pages: 46 Posted: 06 Jun 2016 Last Revised: 27 Sep 2018
Working Paper Series
European Central Bank (ECB)
Downloads 115
37.

Claim Dilution in the Municipal Debt Market

Number of pages: 39 Posted: 20 Oct 2017 Last Revised: 05 Jun 2018
Working Paper Series
Board of Governors of the Federal Reserve System and QuantCo, Inc.

Multiple version iconThere are 2 versions of this paper

Downloads 109
38.

The Real Effects of Financial Technology: Marketplace Lending and Personal Bankruptcy

Number of pages: 51 Posted: 26 Jul 2018 Last Revised: 20 Oct 2018
Working Paper Series
University of Bristol and Shanghai University of International Business and Economics
Downloads 107
39.

Economic Consequences of Mutual Fund Advisory Misconduct

Asian Finance Association (AsianFA) 2018 Conference
Number of pages: 59 Posted: 13 Nov 2017 Last Revised: 30 Sep 2018
Working Paper Series
Central University of Finance and Economics (CUFE) - School of Finance
Downloads 104
40.

Information and Optimal Trading Strategies with Dark Pools

Number of pages: 60 Posted: 05 Jul 2017 Last Revised: 10 Nov 2017
Working Paper Series
ESADE Business School, ESADE Business School and Universitat Rovira Virgili
Downloads 94
41.

Investor Attention and Municipal Bond Returns

Number of pages: 59 Posted: 20 Sep 2017 Last Revised: 22 Aug 2018
Working Paper Series
Pennsylvania State University - Department of Finance, University of Georgia and Pennsylvania State University - Smeal College of Business
Downloads 90
42.

Institutionalization of Capital and the Changing Role of Public Equity Markets: International Evidence

Claremont McKenna College Robert Day School of Economics and Finance Research Paper No. 2979490
Number of pages: 52 Posted: 03 Jun 2017 Last Revised: 12 Nov 2017
Working Paper Series
University of California, Riverside, Claremont McKenna College - Robert Day School of Economics and Finance and University of California, Riverside - Anderson Graduate School of Management
Downloads 88
43.

Can Relationship Banking Reduce Firms' IPO Underpricing?

Number of pages: 47 Posted: 21 Mar 2017 Last Revised: 26 Sep 2017
Working Paper Series
Washington University in St. Louis - John M. Olin Business School
Downloads 87
44.

Asset Pricing with Large Investors

Swiss Finance Institute Research Paper No. 17-57
Number of pages: 58 Posted: 06 Nov 2017 Last Revised: 09 Jan 2018
Working Paper Series
Ecole Polytechnique Federale de Lausanne and Rice University, Jesse H. Jones Graduate School of Business, Students
Downloads 85
45.

Reciprocal Lending Relationships in Shadow Banking

Number of pages: 54 Posted: 01 Sep 2017 Last Revised: 27 Jul 2018
Working Paper Series
Federal Reserve Board
Downloads 81
46.

Voice of the Customers: Local Trusting Culture and Consumers’ Whistle-Blowing in the Financial Services Industry

Number of pages: 50 Posted: 06 Nov 2017 Last Revised: 27 Jul 2018
Working Paper Series
University at Buffalo - School of Management and University of Utah - Department of Finance
Downloads 72
47.

Executives’ Legal Records and Insider Trading Activities

Fourth Annual Conference on Financial Market Regulation
Number of pages: 40 Posted: 27 Feb 2017
Working Paper Series
Virginia Polytechnic Institute & State University - Department of Accounting and Information Systems, Harvard Business School and University of Chicago - Booth School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 67
48.

The Third Dimension of Financialization: Electronification, Intraday Institutional Trading, and Commodity Market Quality

WBS Finance Group Research Paper
Number of pages: 62 Posted: 10 Nov 2017
Working Paper Series
Lancaster University - Department of Accounting and Finance, University of Illinois at Urbana-Champaign and University of Oklahoma Price College of Business
Downloads 63
49.

Bank Credit Supply and Shadow Mortgage Growth

Number of pages: 43 Posted: 09 Oct 2017 Last Revised: 11 Nov 2017
Working Paper Series
Carnegie Mellon University, David A. Tepper School of Business, Students
Downloads 53
50.

To Disclose or Not to Disclose Climate-Change Risk in Form 10-K: Does Materiality Lie in the Eyes of the Beholder?

Number of pages: 60 Posted: 14 Jul 2017 Last Revised: 04 Nov 2017
Working Paper Series
University of Wisconsin-Madison - Department of Accounting and Information Systems, University of Mississippi - Patterson School of Accountancy and University of Notre Dame - Department of Accountancy

Multiple version iconThere are 2 versions of this paper

Downloads 46