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Annual Conferences on Financial Market Regulation

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Viewing: 1 - 50 of 61 papers

1.

Mutual Funds As Venture Capitalists? Evidence from Unicorns

Number of pages: 50 Posted: 11 Jan 2017 Last Revised: 08 Nov 2017
Working Paper Series
Purdue University - Department of Management, Harvard Business School - Finance Unit and University of Washington - Michael G. Foster School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 682
2.

Persuasion in Relationship Finance

Number of pages: 59 Posted: 15 Aug 2017 Last Revised: 14 Aug 2018
Working Paper Series
University of Chicago, Booth School of Business and University of Chicago - Booth School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 527
3.

The Volcker Rule and Market-Making in Times of Stress

Journal of Financial Economics (JFE), Forthcoming, Fourth Annual Conference on Financial Market Regulation
Number of pages: 50 Posted: 11 Sep 2016 Last Revised: 26 Jan 2018
Accepted Paper Series
University of Delaware - Department of Finance, Cornell University - Samuel Curtis Johnson Graduate School of Management and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 521
4.

Do Buy-Side Institutions Supply Liquidity in Bond Markets? Evidence from Mutual Funds

28th Annual Conference on Financial Economics and Accounting, SMU Cox School of Business Research Paper No. 18-5
Number of pages: 65 Posted: 19 Jul 2017 Last Revised: 13 Jul 2018
Working Paper Series
Syracuse University - Whitman School of Management, Southern Methodist University (SMU) - Finance Department and Southern Methodist University (SMU) - Finance Department
Downloads 505
5.

Governance Changes through Shareholder Initiatives: The Case of Proxy Access

Fourth Annual Conference on Financial Market Regulation
Number of pages: 57 Posted: 26 Jul 2015 Last Revised: 21 Mar 2017
Working Paper Series
U. S. Securities and Exchange Commission, Pennsylvania State University - Department of Finance and Oregon State University - College of Business
Downloads 498
6.

Up-Cascaded Wisdom of the Crowd

2nd Emerging Trends in Entrepreneurial Finance Conference
Number of pages: 54 Posted: 22 Feb 2018 Last Revised: 10 Jun 2018
Working Paper Series
University of Chicago - Booth School of Business and The Chinese University of Hong Kong (CUHK) - CUHK Business School
Downloads 451
7.

China’s Anti-Corruption Campaign and Credit Reallocation from SOEs to Non-SOEs

PBCSF-NIFR Research Paper No. 17-01
Number of pages: 69 Posted: 01 Feb 2017 Last Revised: 06 Jul 2018
Working Paper Series
Tsinghua University - PBC School of Finance, Tsinghua University - PBC School of Finance and Tsinghua University - PBC School of Finance
Downloads 425
8.

Agency Trading and Principal Trading

Number of pages: 36 Posted: 17 Apr 2016 Last Revised: 24 Sep 2017
Working Paper Series
Stanford University, Graduate School of Business, Students and Stanford University, Graduate School of Business
Downloads 391
9.

IQ from IP: Simplifying Search in Portfolio Choice

8th Miami Behavioral Finance Conference 2017
Number of pages: 54 Posted: 18 Sep 2017 Last Revised: 13 Jul 2018
Working Paper Series
Harvard Business School - Finance Unit, Harvard Business School, University of Texas at Dallas, London School of Economics & Political Science (LSE) and Harvard Business School

Multiple version iconThere are 2 versions of this paper

Downloads 382
10.

Financial Innovation and Asset Prices

INSEAD Working Paper No. 2017/52/FIN
Number of pages: 64 Posted: 09 Aug 2017 Last Revised: 09 Nov 2017
Working Paper Series
INSEAD - Finance, EDHEC Business School and Frankfurt School of Finance & Management

Multiple version iconThere are 2 versions of this paper

Downloads 343
11.

Information Revelation Through Regulatory Process: Interactions between the SEC and Companies Ahead of the IPO

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 02 Jul 2016 Last Revised: 16 Jun 2018
Working Paper Series
Drexel University, Cornell University - Cornell Tech NYC and The University of Melbourne - Faculty of Business and Economics
Downloads 342
12.

Uncertainty in Managers’ Reporting Objectives and Investors’ Response to Earnings Reports: Evidence from the 2006 Executive Compensation Disclosures

Columbia Business School Research Paper No. 17-14, Fourth Annual Conference on Financial Market Regulation
Number of pages: 59 Posted: 19 Jan 2017 Last Revised: 15 Oct 2017
Working Paper Series
Miami Business School, University of Texas at Austin and Columbia Business School - Accounting, Business Law & Taxation
Downloads 333
13.

Do Labor Markets Discipline? Evidence from RMBS Bankers

Number of pages: 62 Posted: 01 Jun 2017 Last Revised: 18 Jan 2018
Working Paper Series
University of Texas at Austin - Department of Finance, University of Texas at Austin - Department of Finance and Emory University - Goizueta Business School
Downloads 324
14.

Regulatory Integration of International Capital Markets

Number of pages: 42 Posted: 15 Mar 2017 Last Revised: 26 Jul 2018
Working Paper Series
University of Texas at Dallas
Downloads 305
15.

Consumer Lending Discrimination in the FinTech Era

UC Berkeley Public Law Research Paper
Number of pages: 50 Posted: 06 Nov 2017 Last Revised: 08 Dec 2017
Working Paper Series
University of California, Berkeley - School of Law, University of California, Berkeley - Haas School of Business, University of California, Berkeley - Haas School of Business and University of California, Berkeley - Real Estate Group
Downloads 304
16.

Economics of Voluntary Information Sharing

Number of pages: 57 Posted: 14 Nov 2017 Last Revised: 11 Dec 2017
Working Paper Series
Northwestern University - Kellogg School of Management, Queen Mary University of London and Massachusetts Institute of Technology (MIT) - Sloan School of Management
Downloads 292
17.

Pre-Trade Hedging

Number of pages: 48 Posted: 10 Nov 2017 Last Revised: 09 May 2018
Working Paper Series
George Washington University - Department of Finance, University of Illinois at Urbana-Champaign - Department of Finance and Case Western Reserve University
Downloads 255
18.

On Index Investing

Number of pages: 49 Posted: 20 Oct 2017 Last Revised: 11 Jun 2018
Working Paper Series
University of Utah - Department of Finance, University of Utah David Eccles School of Business and University of Utah - Department of Finance
Downloads 254
19.

How Are Shareholder Votes and Trades Related?

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 05 Jan 2018 Last Revised: 25 May 2018
Working Paper Series
Rutgers, The State University of New Jersey - Rutgers Business School at Newark & New Brunswick and Michigan State University - Department of Finance
Downloads 245
20.

Regulating Information

Number of pages: 50 Posted: 19 Oct 2016 Last Revised: 11 Nov 2017
Working Paper Series
Carnegie Mellon University, Carnegie Mellon University - David A. Tepper School of Business and Carnegie Mellon University - David A. Tepper School of Business
Downloads 245
21.

Institutional Investors and Information Acquisition: Implications for Asset Prices and Informational Efficiency

INSEAD Working Paper No. 2017/21/FIN
Number of pages: 49 Posted: 01 Feb 2017 Last Revised: 30 Apr 2018
Working Paper Series
University of Turin - Collegio Carlo Alberto and INSEAD - Finance

Multiple version iconThere are 3 versions of this paper

Downloads 240
22.

The Sound of Many Funds Rebalancing

Number of pages: 36 Posted: 16 Apr 2016 Last Revised: 11 Nov 2017
Working Paper Series
University of Illinois at Urbana-Champaign - College of Business and Boston College - Department of Finance
Downloads 232
23.

Illiquidity Contagion and Information Spillover from CDS to Equity Markets

Number of pages: 44 Posted: 15 May 2015 Last Revised: 10 Nov 2017
Working Paper Series
Independent and University of Lugano - Institute of Finance
Downloads 221
24.

Regulator Jurisdiction and Investment Adviser Misconduct

Fifth Annual Conference on Financial Market Regulation
Number of pages: 62 Posted: 16 Jan 2017 Last Revised: 14 Mar 2018
Working Paper Series
National University of Singapore, The University of Hong Kong and Rice University
Downloads 219
25.

Portfolio Pumping in Mutual Fund Families

Fifth Annual Conference on Financial Market Regulation
Number of pages: 53 Posted: 18 Mar 2017 Last Revised: 08 Jun 2018
Working Paper Series
University of Rochester, Simon Business School, Students
Downloads 218
26.

Regulatory Certification, Risk Factor Disclosure and Investor Behavior

Number of pages: 56 Posted: 13 Aug 2016 Last Revised: 08 Jan 2018
Working Paper Series
Erasmus University Rotterdam (EUR) - Erasmus School of Economics (ESE) and CentER, Tilburg Law and Economics Center (TILEC), Tilburg University
Downloads 192
27.

Cultural Diversity on Wall Street: Evidence from Sell-Side Analysts’ Forecasts

Number of pages: 50 Posted: 10 Nov 2017 Last Revised: 16 Jun 2018
Working Paper Series
Indiana University - Kelley School of Business - Department of Accounting, Cornell University - Cornell Tech NYC and Indiana University - Kelley School of Business - Department of Accounting
Downloads 186
28.

Who Provides Liquidity and When?

Finance Down Under 2018 Building on the Best from the Cellars of Finance Paper
Number of pages: 61 Posted: 21 Jan 2017 Last Revised: 12 May 2018
Working Paper Series
University of Illinois at Urbana-Champaign, University of Illinois at Urbana-Champaign and University of Illinois at Urbana-Champaign
Downloads 175
29.

Do ETFs Increase the Commonality in Liquidity of Underlying Stocks?

28th Annual Conference on Financial Economics and Accounting, Fifth Annual Conference on Financial Market Regulation 2018
Number of pages: 46 Posted: 13 Jul 2017
Working Paper Series
Georgia State University, Villanova University - School of Business, Villanova University - Department of Finance and affiliation not provided to SSRN
Downloads 161
30.

The Consequences of Mandated Compensation Disclosure

Number of pages: 58 Posted: 30 Mar 2016 Last Revised: 11 Nov 2017
Working Paper Series
Virginia Tech - Pamplin College of Business and Virginia Tech - Pamplin College of Business
Downloads 155
31.

The Impact of the Current Expected Credit Loss Standard (CECL) on the Timing and Comparability of Reserves

Number of pages: 26 Posted: 01 Nov 2017
Working Paper Series
Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 155
32.

Investment in Human Capital and Labor Mobility: Evidence from a Shock to Property Rights

Number of pages: 46 Posted: 03 Nov 2017 Last Revised: 21 Nov 2017
Working Paper Series
University of Kentucky and University of Kentucky - Finance
Downloads 146
33.

Invested in Vested Stock: Abnormal Returns on Retained Equity

Columbia Business School Research Paper No. 17-101
Number of pages: 45 Posted: 17 Oct 2017 Last Revised: 26 Mar 2018
Working Paper Series
Columbia University - Columbia Business School and Baruch College, City University of New York
Downloads 132
34.

The Bright Side of Fair Value Accounting: Evidence from Private Company Valuation

Number of pages: 50 Posted: 21 Sep 2017 Last Revised: 08 Nov 2017
Working Paper Series
Vanderbilt University - Finance and Nanyang Technological University (NTU)
Downloads 121
35.

Trading Ahead of Treasury Auctions

Number of pages: 44 Posted: 06 Jun 2016 Last Revised: 04 May 2018
Working Paper Series
European Central Bank (ECB)
Downloads 103
36.

Claim Dilution in the Municipal Debt Market

Number of pages: 39 Posted: 20 Oct 2017 Last Revised: 05 Jun 2018
Working Paper Series
Board of Governors of the Federal Reserve System and QuantCo, Inc.

Multiple version iconThere are 2 versions of this paper

Downloads 95
37.

Information and Optimal Trading Strategies with Dark Pools

Number of pages: 60 Posted: 05 Jul 2017 Last Revised: 10 Nov 2017
Working Paper Series
ESADE Business School, ESADE Business School and Universitat Rovira Virgili
Downloads 91
38.

The Economic Consequences of Mutual Fund Advisory Misconduct

Asian Finance Association (AsianFA) 2018 Conference
Number of pages: 63 Posted: 13 Nov 2017 Last Revised: 30 Apr 2018
Working Paper Series
Central University of Finance and Economics (CUFE) - School of Finance
Downloads 91
39.

Institutionalization of Capital and the Changing Role of Public Equity Markets: International Evidence

Claremont McKenna College Robert Day School of Economics and Finance Research Paper No. 2979490
Number of pages: 52 Posted: 03 Jun 2017 Last Revised: 12 Nov 2017
Working Paper Series
University of California, Riverside, Claremont McKenna College - Robert Day School of Economics and Finance and University of California, Riverside - Anderson Graduate School of Management
Downloads 87
40.

Can Relationship Banking Reduce Firms' IPO Underpricing?

Number of pages: 47 Posted: 21 Mar 2017 Last Revised: 26 Sep 2017
Working Paper Series
Washington University in St. Louis - John M. Olin Business School
Downloads 82
41.

Investor Attention and Municipal Bond Returns

Number of pages: 59 Posted: 20 Sep 2017 Last Revised: 16 Aug 2018
Working Paper Series
Pennsylvania State University - Department of Finance, University of Georgia and Pennsylvania State University - Smeal College of Business
Downloads 81
42.

Private Equity, Jobs, and Productivity: A Comment

Number of pages: 25 Posted: 11 Oct 2017 Last Revised: 07 Nov 2017
Working Paper Series
California State Polytechnic University, San Luis Obispo - Finance Area and Orfalea College of Business, California State Polytechnic University
Downloads 80
43.

Asset Pricing with Large Investors

Swiss Finance Institute Research Paper No. 17-57
Number of pages: 58 Posted: 06 Nov 2017 Last Revised: 09 Jan 2018
Working Paper Series
Ecole Polytechnique Federale de Lausanne and Rice University, Jesse H. Jones Graduate School of Business, Students
Downloads 77
44.

Reciprocal Lending Relationships in Shadow Banking

Number of pages: 54 Posted: 01 Sep 2017 Last Revised: 27 Jul 2018
Working Paper Series
Federal Reserve Board
Downloads 70
45.

Executives’ Legal Records and Insider Trading Activities

Fourth Annual Conference on Financial Market Regulation
Number of pages: 40 Posted: 27 Feb 2017
Working Paper Series
Virginia Polytechnic Institute & State University - Department of Accounting and Information Systems, Harvard Business School and University of Chicago - Booth School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 65
46.

Voice of the Customers: Local Trusting Culture and Consumers’ Whistle-Blowing in the Financial Services Industry

Number of pages: 50 Posted: 06 Nov 2017 Last Revised: 27 Jul 2018
Working Paper Series
University at Buffalo - School of Management and University of Utah - Department of Finance
Downloads 63
47.

The Third Dimension of Financialization: Electronification, Intraday Institutional Trading, and Commodity Market Quality

WBS Finance Group Research Paper
Number of pages: 62 Posted: 10 Nov 2017
Working Paper Series
Lancaster University - Department of Accounting and Finance, University of Illinois at Urbana-Champaign and University of Oklahoma Price College of Business
Downloads 58
48.

To Disclose or Not to Disclose Climate-Change Risk in Form 10-K: Does Materiality Lie in the Eyes of the Beholder?

Number of pages: 60 Posted: 14 Jul 2017 Last Revised: 04 Nov 2017
Working Paper Series
University of Wisconsin-Madison - Department of Accounting and Information Systems, University of Mississippi - Patterson School of Accountancy and University of Notre Dame - Department of Accountancy

Multiple version iconThere are 2 versions of this paper

Downloads 43
49.

Do Directors Suffer External Consequences for Failing to Align Executive Pay Practices with Shareholder Preferences? Evidence from Say-on-Pay Votes

Number of pages: 68 Posted: 10 Nov 2017
Working Paper Series
Miami University of Ohio - Department of Finance, Miami University of Ohio - Department of Finance, University of Cincinnati - Department of Finance - Real Estate and Miami University
Downloads 40
50.

Bank Credit Supply and Shadow Mortgage Growth

Number of pages: 43 Posted: 09 Oct 2017 Last Revised: 11 Nov 2017
Working Paper Series
Carnegie Mellon University, David A. Tepper School of Business, Students
Downloads 39