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Annual Conferences on Financial Market Regulation

20,611 Total downloads

Viewing: 1 - 50 of 114 papers

1.

Initial Coin Offerings and Platform Building

2018 WFA, 2019 AFA
Number of pages: 47 Posted: 18 Dec 2017 Last Revised: 07 Nov 2018
Working Paper Series
George Mason University - Department of Finance and University of California, Los Angeles (UCLA) - Anderson School of Management
Downloads 2,133
2.

Mutual Funds As Venture Capitalists? Evidence from Unicorns

Number of pages: 50 Posted: 11 Jan 2017 Last Revised: 08 Nov 2017
Working Paper Series
Purdue University - Department of Management, Harvard Business School - Finance Unit and University of Washington - Michael G. Foster School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 719
3.

The Dollar Profits to Insider Trading

TILEC Discussion Paper No. DP 2017-005
Number of pages: 77 Posted: 19 Dec 2016 Last Revised: 14 Dec 2018
Working Paper Series
University of Toronto - Department of Economics and Tilburg University - School of Economics and Management
Downloads 661
4.

The Wisdom of Crowds in FinTech: Evidence from Initial Coin Offerings

Number of pages: 63 Posted: 21 Jun 2018 Last Revised: 08 Nov 2018
Working Paper Series
University of Florida - Warrington College of Business Administration, University of Florida - Department of Finance, Insurance and Real Estate and Princeton University - Department of Economics, Bendheim Center for Finance
Downloads 571
5.

The Volcker Rule and Market-Making in Times of Stress

Journal of Financial Economics (JFE), Forthcoming, Fourth Annual Conference on Financial Market Regulation
Number of pages: 50 Posted: 11 Sep 2016 Last Revised: 26 Jan 2018
Accepted Paper Series
University of Delaware - Department of Finance, Cornell University - Samuel Curtis Johnson Graduate School of Management and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 554
6.

Do Buy-Side Institutions Supply Liquidity in Bond Markets? Evidence from Mutual Funds

28th Annual Conference on Financial Economics and Accounting, SMU Cox School of Business Research Paper No. 18-5
Number of pages: 65 Posted: 19 Jul 2017 Last Revised: 13 Jul 2018
Working Paper Series
Syracuse University - Whitman School of Management, Southern Methodist University (SMU) - Finance Department and Southern Methodist University (SMU) - Finance Department
Downloads 548
7.

Persuasion in Relationship Finance

Number of pages: 60 Posted: 15 Aug 2017 Last Revised: 23 Oct 2018
Working Paper Series
University of Chicago, Booth School of Business and University of Chicago - Booth School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 544
8.

Information Cascades and Threshold Implementation

2nd Emerging Trends in Entrepreneurial Finance Conference
Number of pages: 60 Posted: 22 Feb 2018 Last Revised: 21 Oct 2018
Working Paper Series
University of Chicago - Booth School of Business and The Chinese University of Hong Kong (CUHK) - CUHK Business School
Downloads 542
9.

Governance Changes through Shareholder Initiatives: The Case of Proxy Access

Fourth Annual Conference on Financial Market Regulation
Number of pages: 57 Posted: 26 Jul 2015 Last Revised: 21 Mar 2017
Working Paper Series
U. S. Securities and Exchange Commission, Pennsylvania State University - Department of Finance and Oregon State University - College of Business
Downloads 526
10.

China’s Anti-Corruption Campaign and Credit Reallocation from SOEs to Non-SOEs

PBCSF-NIFR Research Paper No. 17-01
Number of pages: 69 Posted: 01 Feb 2017 Last Revised: 06 Jul 2018
Working Paper Series
Tsinghua University - PBC School of Finance, Tsinghua University - PBC School of Finance and Tsinghua University - PBC School of Finance
Downloads 483
11.

IQ from IP: Simplifying Search in Portfolio Choice

8th Miami Behavioral Finance Conference 2017
Number of pages: 54 Posted: 18 Sep 2017 Last Revised: 13 Jul 2018
Working Paper Series
Harvard Business School - Finance Unit, Harvard Business School, University of Texas at Dallas, London School of Economics & Political Science (LSE) and Harvard Business School

Multiple version iconThere are 2 versions of this paper

Downloads 450
12.

Brokers or Dealers? Trading Intermediation Across Markets and Over Time

Number of pages: 40 Posted: 17 Apr 2016 Last Revised: 21 Sep 2018
Working Paper Series
Stanford University, Graduate School of Business, Students and Stanford University, Graduate School of Business
Downloads 441
13.

Investment Consultants’ Claims About Their Own Performance: What Lies Beneath?

Number of pages: 40 Posted: 08 Aug 2018 Last Revised: 26 Oct 2018
Working Paper Series
Financial Conduct Authority, University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 438
14.

Consumer Lending Discrimination in the FinTech Era

UC Berkeley Public Law Research Paper
Number of pages: 50 Posted: 06 Nov 2017 Last Revised: 08 Dec 2017
Working Paper Series
University of California, Berkeley - School of Law, University of California, Berkeley - Haas School of Business, University of California, Berkeley - Haas School of Business and University of California, Berkeley - Real Estate Group
Downloads 415
15.

Information Revelation Through Regulatory Process: Interactions between the SEC and Companies Ahead of the IPO

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 02 Jul 2016 Last Revised: 16 Jun 2018
Working Paper Series
Drexel University, University of Geneva - Geneva Finance Research Institute (GFRI) and University of Melbourne - Faculty of Business and Economics
Downloads 381
16.

Do Labor Markets Discipline? Evidence from RMBS Bankers

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 62 Posted: 01 Jun 2017 Last Revised: 14 Nov 2018
Working Paper Series
University of Texas at Austin - Department of Finance, University of Texas at Austin - Department of Finance and Emory University - Goizueta Business School
Downloads 374
17.

Corporate Disclosure as a Tacit Coordination Mechanism: Evidence from Cartel Enforcement Regulations

Number of pages: 79 Posted: 20 Apr 2017 Last Revised: 01 Dec 2018
Working Paper Series
Columbia Business School - Accounting, Business Law & Taxation, Hong Kong University of Science & Technology (HKUST) - Department of Accounting and Hong Kong University of Science & Technology (HKUST) - Department of Finance
Downloads 371
18.

Uncertainty in Managers’ Reporting Objectives and Investors’ Response to Earnings Reports: Evidence from the 2006 Executive Compensation Disclosures

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 59 Posted: 19 Jan 2017 Last Revised: 04 Oct 2018
Accepted Paper Series
Associate Professor, University of Texas at Austin and Columbia Business School - Accounting, Business Law & Taxation
Downloads 370
19.

The Implications of Financial Innovation for Capital Markets and Household Welfare

INSEAD Working Paper No. 2017/52/FIN
Number of pages: 43 Posted: 09 Aug 2017 Last Revised: 22 Aug 2018
Working Paper Series
INSEAD - Finance, EDHEC Business School and Frankfurt School of Finance & Management

Multiple version iconThere are 3 versions of this paper

Downloads 361
20.

Economics of Voluntary Information Sharing

Number of pages: 60 Posted: 14 Nov 2017 Last Revised: 21 Sep 2018
Working Paper Series
Northwestern University - Kellogg School of Management, Queen Mary University of London and Massachusetts Institute of Technology (MIT) - Sloan School of Management
Downloads 340
21.

Regulatory Integration of International Capital Markets

Number of pages: 42 Posted: 15 Mar 2017 Last Revised: 06 Nov 2018
Working Paper Series
University of Texas at Dallas
Downloads 338
22.

On Index Investing

Number of pages: 49 Posted: 20 Oct 2017 Last Revised: 11 Jun 2018
Working Paper Series
University of Utah - Department of Finance, University of Utah David Eccles School of Business and University of Utah - Department of Finance
Downloads 321
23.

The Price Effects of Liquidity Shocks: A Study of SEC's Tick-Size Experiment

Number of pages: 61 Posted: 07 Dec 2017 Last Revised: 31 Oct 2018
Working Paper Series
Boston College, Carroll School of Management, University of Warwick - Warwick Business School and The Chinese University of Hong Kong (CUHK) - CUHK Business School

Multiple version iconThere are 2 versions of this paper

Downloads 299
24.

Related Securities and the Cross-Section of Stock Return Momentum: Evidence From Credit Default Swaps (CDS)

Number of pages: 98 Posted: 09 Aug 2016 Last Revised: 07 Nov 2018
Working Paper Series
University of Florida - Warrington College of Business Administration, University of Florida - Warrington College of Business Administration and Auburn University

Multiple version iconThere are 2 versions of this paper

Downloads 276
25.

Institutional Investors and Information Acquisition: Implications for Asset Prices and Informational Efficiency

INSEAD Working Paper No. 2017/21/FIN
Number of pages: 56 Posted: 01 Feb 2017 Last Revised: 19 Oct 2018
Working Paper Series
University of Turin - Collegio Carlo Alberto and INSEAD - Finance

Multiple version iconThere are 3 versions of this paper

Downloads 271
26.

How Are Shareholder Votes and Trades Related?

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 05 Jan 2018 Last Revised: 25 May 2018
Working Paper Series
Rutgers, The State University of New Jersey - Rutgers Business School at Newark & New Brunswick and Michigan State University - Department of Finance
Downloads 263
27.

Pre-Trade Hedging

Number of pages: 48 Posted: 10 Nov 2017 Last Revised: 09 May 2018
Working Paper Series
George Washington University - Department of Finance, University of Illinois at Urbana-Champaign - Department of Finance and Case Western Reserve University
Downloads 263
28.

Regulator Jurisdiction and Investment Adviser Misconduct

Fifth Annual Conference on Financial Market Regulation
Number of pages: 62 Posted: 16 Jan 2017 Last Revised: 14 Mar 2018
Working Paper Series
National University of Singapore, The University of Hong Kong and Rice University
Downloads 262
29.

Regulating Information

Number of pages: 50 Posted: 19 Oct 2016 Last Revised: 11 Nov 2017
Working Paper Series
Carnegie Mellon University, Carnegie Mellon University - David A. Tepper School of Business and Carnegie Mellon University - David A. Tepper School of Business
Downloads 254
30.

The Sound of Many Funds Rebalancing

Number of pages: 36 Posted: 16 Apr 2016 Last Revised: 11 Nov 2017
Working Paper Series
University of Illinois at Urbana-Champaign - College of Business and Boston College - Department of Finance
Downloads 253
31.

Do ETFs Increase the Commonality in Liquidity of Underlying Stocks?

28th Annual Conference on Financial Economics and Accounting, Fifth Annual Conference on Financial Market Regulation 2018
Number of pages: 53 Posted: 13 Jul 2017 Last Revised: 11 Dec 2018
Working Paper Series
Georgia State University, Villanova University - School of Business, Villanova University - Department of Finance and Independent
Downloads 237
32.

Portfolio Pumping in Mutual Fund Families

Fifth Annual Conference on Financial Market Regulation
Number of pages: 53 Posted: 18 Mar 2017 Last Revised: 08 Jun 2018
Working Paper Series
University of Rochester, Simon Business School, Students
Downloads 234
33.

Who Provides Liquidity and When?

Finance Down Under 2018 Building on the Best from the Cellars of Finance Paper
Number of pages: 71 Posted: 21 Jan 2017 Last Revised: 22 Nov 2018
Working Paper Series
University of Illinois at Urbana-Champaign, Nanyang Technological University (NTU) - Division of Banking & Finance and University of Illinois at Urbana-Champaign
Downloads 233
34.

Illiquidity Contagion and Information Spillover from CDS to Equity Markets

Number of pages: 44 Posted: 15 May 2015 Last Revised: 10 Nov 2017
Working Paper Series
Independent and University of Lugano - Institute of Finance
Downloads 228
35.

Cultural Diversity on Wall Street: Evidence from Sell-Side Analysts’ Forecasts

Number of pages: 50 Posted: 10 Nov 2017 Last Revised: 16 Jun 2018
Working Paper Series
Indiana University - Kelley School of Business - Department of Accounting, University of Geneva - Geneva Finance Research Institute (GFRI) and Indiana University - Kelley School of Business - Department of Accounting
Downloads 224
36.

Public Short Selling by Activist Hedge Funds

Number of pages: 56 Posted: 12 Sep 2018 Last Revised: 16 Nov 2018
Working Paper Series
Boston College - Carroll School of Management, Boston College - Carroll School of Management and Boston College - Department of Finance
Downloads 217
37.

Regulatory Certification, Risk Factor Disclosure and Investor Behavior

Number of pages: 54 Posted: 13 Aug 2016 Last Revised: 30 Aug 2018
Working Paper Series
Erasmus University Rotterdam (EUR) - Erasmus School of Economics (ESE) and Tilburg University
Downloads 196
38.

The Impact of the Current Expected Credit Loss Standard (CECL) on the Timing and Comparability of Reserves

Number of pages: 26 Posted: 01 Nov 2017
Working Paper Series
Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System, Board of Governors of the Federal Reserve System and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 195
39.

Best Buys and Own Brands: Investment Platforms’ Recommendations of Mutual Funds

Number of pages: 54 Posted: 23 Aug 2017 Last Revised: 26 Oct 2018
Working Paper Series
Financial Conduct Authority, University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 181
40.

Distortions Caused by Asset Managers Retaining Securities Lending Income

Number of pages: 56 Posted: 06 Dec 2017 Last Revised: 31 Oct 2018
Working Paper Series
The University of Texas at Austin and University of Texas at Austin - Department of Finance
Downloads 181
41.

When do executives actually sell vested restricted equity?

Columbia Business School Research Paper No. 17-101, Baruch College Zicklin School of Business Research Paper No. 2018-10-05
Number of pages: 47 Posted: 17 Oct 2017 Last Revised: 28 Nov 2018
Working Paper Series
City University of NY, Baruch College, Zicklin School of Business and Baruch College, City University of New York
Downloads 171
42.

Investment in Human Capital and Labor Mobility: Evidence from a Shock to Property Rights

Number of pages: 46 Posted: 03 Nov 2017 Last Revised: 21 Nov 2017
Working Paper Series
University of Kentucky and University of Kentucky - Finance
Downloads 170
43.

The Real Effects of Financial Technology: Marketplace Lending and Personal Bankruptcy

Number of pages: 51 Posted: 26 Jul 2018 Last Revised: 20 Oct 2018
Working Paper Series
University of Bristol and Shanghai University of International Business and Economics
Downloads 165
44.

The Consequences of Mandated Compensation Disclosure

Number of pages: 58 Posted: 30 Mar 2016 Last Revised: 11 Nov 2017
Working Paper Series
Virginia Tech - Pamplin College of Business and Virginia Tech - Pamplin College of Business
Downloads 162
45.

Passive Investors are Passive Monitors

Number of pages: 50 Posted: 29 Oct 2018 Last Revised: 08 Dec 2018
Working Paper Series
University of Utah David Eccles School of Business, University of Utah - David Eccles School of Business, University of Geneva - Geneva Finance Research Institute (GFRI) and University of Utah - Department of Finance
Downloads 157
46.

Policy Uncertainty and Household Stock Market Participation

AFA 2019 Annual Meeting Paper, 29th Annual Conference on Financial Economics & Accounting 2018
Number of pages: 55 Posted: 10 Nov 2017 Last Revised: 08 Oct 2018
Working Paper Series
Georgia State University, Georgia State University - Department of Finance, Georgia State University and Georgia State University - J. Mack Robinson College of Business
Downloads 153
47.

The Bright Side of Fair Value Accounting: Evidence from Private Company Valuation

Number of pages: 51 Posted: 21 Sep 2017 Last Revised: 07 Dec 2018
Working Paper Series
University of Melbourne - Department of Finance and Nanyang Technological University (NTU)
Downloads 149
48.

Personal Trading by Brokers, Analysts, and Fund Managers

Number of pages: 67 Posted: 08 Nov 2018
Working Paper Series
University of Auckland - Business School, Iowa State University and University of Sydney Business School
Downloads 137
49.

Is the Sentiment in Corporate Annual Reports Informative? Evidence from Deep Learning

Number of pages: 52 Posted: 25 Oct 2018 Last Revised: 06 Nov 2018
Working Paper Series
University of Alabama, Culverhouse College of Business and University of Alabama - Culverhouse College of Commerce & Business Administration
Downloads 134
50.

What Do Mutual Fund Managers' Private Portfolios Tell Us About Their Skills?

Number of pages: 55 Posted: 21 Nov 2017 Last Revised: 08 Nov 2018
Working Paper Series
Board of Governors of the Federal Reserve System
Downloads 132