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Annual Conferences on Financial Market Regulation (CFMR)

45,335 Total downloads

Viewing: 1 - 50 of 126 papers

1.

Digital Tokens and Platform Building

2018 WFA, 2019 AFA
Number of pages: 48 Posted: 18 Dec 2017 Last Revised: 11 May 2020
Working Paper Series
George Mason University - Department of Finance and Emory University - Department of Finance
Downloads 3,512
2.

ETF Arbitrage Under Liquidity Mismatch

Fourth Annual Conference on Financial Market Regulation, Jacobs Levy Equity Management Center for Quantitative Financial Research Paper
Number of pages: 57 Posted: 08 Jan 2017 Last Revised: 19 Feb 2021
Working Paper Series
Harvard University, Department of Economics, Students and University of Pennsylvania - The Wharton School

Multiple version iconThere are 2 versions of this paper

Downloads 1,545
3.

The Wisdom of Crowds in FinTech: Evidence from Initial Coin Offerings

Number of pages: 75 Posted: 21 Jun 2018 Last Revised: 09 Jan 2021
Working Paper Series
Seoul National University, University of Florida - Department of Finance, Insurance and Real Estate and University of North Carolina at Chapel Hill, Kenan-Flagler Business School
Downloads 1,319
4.

Do Index Funds Monitor?

Swiss Finance Institute Research Paper No. 19-08, European Corporate Governance Institute – Finance Working Paper No. 638/2019, Accepted, Review of Financial Studies
Number of pages: 75 Posted: 29 Oct 2018 Last Revised: 03 Mar 2021
Accepted Paper Series
University of Utah - David Eccles School of Business, University of Miami Herbert Business School, The University of Hong Kong and University of Utah - Department of Finance
Downloads 1,124
5.

Mutual Funds As Venture Capitalists? Evidence from Unicorns

European Corporate Governance Institute – Finance Working Paper No. 675/2020
Number of pages: 94 Posted: 11 Jan 2017 Last Revised: 28 Apr 2020
Working Paper Series
Purdue University - Department of Management, Harvard Business School - Finance Unit and University of Pennsylvania - The Wharton School

Multiple version iconThere are 2 versions of this paper

Downloads 1,077
6.

Active Short Selling by Hedge Funds

European Corporate Governance Institute (ECGI) - Finance Working Paper No. 609/2019
Number of pages: 58 Posted: 12 Sep 2018 Last Revised: 21 Jul 2020
Working Paper Series
Boston College - Carroll School of Management and Boston College - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 1,058
7.

The Dollar Profits to Insider Trading

Review of Finance, Forthcoming, TILEC Discussion Paper No. DP 2017-005, 14th Annual Mid-Atlantic Research Conference in Finance (MARC)
Number of pages: 101 Posted: 19 Dec 2016 Last Revised: 23 Apr 2021
Accepted Paper Series
University of Toronto - Department of Economics and Tilburg University - Tilburg University School of Economics and Management
Downloads 1,046
8.

IQ from IP: Simplifying Search in Portfolio Choice

8th Miami Behavioral Finance Conference 2017
Number of pages: 56 Posted: 18 Sep 2017 Last Revised: 20 Apr 2019
Working Paper Series
University of Notre Dame - Department of Finance, Harvard University - Business School (HBS), University of Texas at Dallas, London School of Economics & Political Science (LSE) and Harvard Business School

Multiple version iconThere are 2 versions of this paper

Downloads 944
9.

Consumer Lending Discrimination in the FinTech Era

UC Berkeley Public Law Research Paper
Number of pages: 43 Posted: 06 Nov 2017 Last Revised: 11 Sep 2019
Working Paper Series
University of California, Berkeley - School of Law, University of California, Berkeley - Haas School of Business, University of California, Berkeley - Haas School of Business and University of California, Berkeley - Real Estate Group

Multiple version iconThere are 2 versions of this paper

Downloads 890
10.

Information Cascades and Threshold Implementation: An Application to Crowdfunding

University of Chicago, Becker Friedman Institute for Economics Working Paper Forthcoming
Number of pages: 96 Posted: 22 Feb 2018 Last Revised: 29 Apr 2021
Working Paper Series
Cornell University - Samuel Curtis Johnson Graduate School of Management and The Chinese University of Hong Kong (CUHK) - CUHK Business School

Multiple version iconThere are 2 versions of this paper

Downloads 886
11.

The Volcker Rule and Market-Making in Times of Stress

Journal of Financial Economics (JFE), Forthcoming, Fourth Annual Conference on Financial Market Regulation
Number of pages: 50 Posted: 11 Sep 2016 Last Revised: 26 Jan 2018
Accepted Paper Series
University of Delaware - Department of Finance, Cornell University - Samuel Curtis Johnson Graduate School of Management and Board of Governors of the Federal Reserve System

Multiple version iconThere are 2 versions of this paper

Downloads 836
12.

Do ETFs Increase the Commonality in Liquidity of Underlying Stocks?

28th Annual Conference on Financial Economics and Accounting, Fifth Annual Conference on Financial Market Regulation 2018
Number of pages: 53 Posted: 13 Jul 2017 Last Revised: 11 Dec 2018
Working Paper Series
Georgia State University, Villanova University - School of Business, Villanova University - Department of Finance and ICI
Downloads 800
13.

China’s Anti-Corruption Campaign and Credit Reallocation from SOEs to Non-SOEs

PBCSF-NIFR Research Paper No. 17-01
Number of pages: 55 Posted: 01 Feb 2017 Last Revised: 12 Mar 2021
Working Paper Series
Tsinghua University - PBC School of Finance, Tsinghua University - PBC School of Finance and Tsinghua University - PBC School of Finance
Downloads 797
14.

Virtual Reality? Investment Consultants’ Claims About Their Own Performance

Number of pages: 48 Posted: 08 Aug 2018 Last Revised: 26 Jan 2021
Working Paper Series
Office of Communications (Ofcom), University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 781
15.

The Real Effects of Financial Technology: Marketplace Lending and Personal Bankruptcy

Number of pages: 69 Posted: 26 Jul 2018 Last Revised: 15 May 2021
Working Paper Series
University of Bristol and New York University Shanghai
Downloads 779
16.

Mutual Fund Trading Style and Bond Market Fragility

Review of Financial Studies, forthcoming
Number of pages: 71 Posted: 19 Jul 2017 Last Revised: 08 Jun 2020
Accepted Paper Series
Syracuse University - Whitman School of Management, Southern Methodist University (SMU) - Finance Department and Southern Methodist University (SMU) - Finance Department
Downloads 775
17.

Is Positive Sentiment in Corporate Annual Reports Informative? Evidence from Deep Learning

Forthcoming, Review of Asset Pricing Studies, 2021
Number of pages: 59 Posted: 15 Aug 2019 Last Revised: 06 Jan 2021
Accepted Paper Series
University of Alabama, Culverhouse College of Commerce & Business Administration, Students and University of Alabama - Culverhouse College of Commerce & Business Administration
Downloads 756
18.

Information Revelation Through Regulatory Process: Interactions Between the SEC and Companies Ahead of the IPO

Fifth Annual Conference on Financial Market Regulation, Swiss Finance Institute Research Paper No. 19-47, Forthcoming in Review of Financial Studies
Number of pages: 67 Posted: 02 Jul 2016 Last Revised: 26 Sep 2019
Working Paper Series
Drexel University, The University of Hong Kong and University of Melbourne - Faculty of Business and Economics
Downloads 749
19.

Corporate Disclosure as a Tacit Coordination Mechanism: Evidence from Cartel Enforcement Regulations

Sixth Annual Conference on Financial Market Regulation
Number of pages: 89 Posted: 20 Apr 2017 Last Revised: 11 Feb 2020
Working Paper Series
Columbia Business School - Accounting, Business Law & Taxation, The University of Hong Kong - Faculty of Business and Economics and Hong Kong University of Science & Technology (HKUST) - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 744
20.

The Price Effects of Liquidity Shocks: A Study of SEC's Tick-Size Experiment

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 71 Posted: 07 Dec 2017 Last Revised: 07 Apr 2020
Accepted Paper Series
Boston College, Carroll School of Management, The Vanguard Group, Inc. and The Chinese University of Hong Kong (CUHK) - CUHK Business School

Multiple version iconThere are 2 versions of this paper

Downloads 696
21.

On Index Investing

Number of pages: 53 Posted: 20 Oct 2017 Last Revised: 28 Aug 2020
Working Paper Series
University of Utah - Department of Finance, University of Utah - David Eccles School of Business and University of Utah - Department of Finance
Downloads 684
22.

Governance Changes through Shareholder Initiatives: The Case of Proxy Access

Fourth Annual Conference on Financial Market Regulation
Number of pages: 75 Posted: 26 Jul 2015 Last Revised: 21 Feb 2019
Working Paper Series
U. S. Securities and Exchange Commission, Pennsylvania State University - Department of Finance and Oregon State University - College of Business
Downloads 666
23.

Does Regulatory Jurisdiction Affect the Quality of Investment-Adviser Regulation?

Fifth Annual Conference on Financial Market Regulation
Number of pages: 48 Posted: 16 Jan 2017 Last Revised: 12 Apr 2019
Working Paper Series
National University of Singapore - Department of Finance, The University of Hong Kong and Rice University
Downloads 660
24.

Persuasion in Relationship Finance

Number of pages: 49 Posted: 15 Aug 2017 Last Revised: 01 Nov 2019
Working Paper Series
University of Chicago, Booth School of Business and Cornell University - Samuel Curtis Johnson Graduate School of Management

Multiple version iconThere are 2 versions of this paper

Downloads 657
25.

Cultural Diversity on Wall Street: Evidence from Consensus Earnings Forecasts

Journal of Accounting & Economics (JAE), Forthcoming, Swiss Finance Institute Research Paper No. 19-07
Number of pages: 56 Posted: 10 Nov 2017 Last Revised: 05 Mar 2021
Accepted Paper Series
Indiana University - Kelley School of Business - Department of Accounting, The University of Hong Kong and Indiana University - Kelley School of Business - Department of Accounting
Downloads 608
26.

When Shareholders Disagree: Trading After Shareholder Meetings

Forthcoming in the Review of Financial Studies, Fifth Annual Conference on Financial Market Regulation, European Corporate Governance Institute (ECGI) - Finance Working Paper No. 594/2019
Number of pages: 79 Posted: 31 Jan 2021 Last Revised: 02 Apr 2021
Accepted Paper Series
Rutgers, The State University of New Jersey - Rutgers Business School at Newark & New Brunswick, University of Mannheim Business School and Hebrew University of Jerusalem - Department of Finance and Banking
Downloads 567
27.

Who Provides Liquidity and When?

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 54 Posted: 21 Jan 2017 Last Revised: 08 Jun 2020
Accepted Paper Series
University of Illinois at Urbana-Champaign, Nanyang Technological University (NTU) - Division of Banking & Finance and University of Illinois at Urbana-Champaign

Multiple version iconThere are 2 versions of this paper

Downloads 521
28.

The Democratization of Investment Research and the Informativeness of Retail Investor Trading

Number of pages: 78 Posted: 22 Aug 2018 Last Revised: 22 Jul 2020
Working Paper Series
University of Virginia - Darden School of Business, Emory University - Department of Finance, University of Kentucky - Gatton College of Business and Economics and University of Texas at Dallas - Naveen Jindal School of Management
Downloads 513
29.

Political Uncertainty and Household Stock Market Participation

Journal of Financial and Quantitative Analysis--forthcoming, AFA 2019 Annual Meeting Paper, 29th Annual Conference on Financial Economics & Accounting 2018, 2019 Academic Research Colloquium for Financial Planning and Related Disciplines
Number of pages: 49 Posted: 10 Nov 2017 Last Revised: 20 Apr 2021
Accepted Paper Series
Georgia State University, Georgia State University - Department of Finance, Georgia State University and Renmin University of China - School of Business
Downloads 507
30.

Regulatory Integration of International Capital Markets

Number of pages: 42 Posted: 15 Mar 2017 Last Revised: 29 Jun 2019
Working Paper Series
University of Texas at Dallas
Downloads 490
31.

Uncertainty in Managers’ Reporting Objectives and Investors’ Response to Earnings Reports: Evidence from the 2006 Executive Compensation Disclosures

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 59 Posted: 19 Jan 2017 Last Revised: 04 Oct 2018
Accepted Paper Series
University of Miami - Miami Business School, The University of Texas at Austin - McCombs School of Business and Harvard University - Business School (HBS)
Downloads 473
32.

Dark Pool Trading and Information Acquisition

The Review of Financial Studies, Forthcoming
Number of pages: 66 Posted: 09 Nov 2018 Last Revised: 20 Apr 2021
Accepted Paper Series
University of Utah - David Eccles School of Business and Southern Methodist University (SMU)
Downloads 463
33.

Do Labor Markets Discipline? Evidence from RMBS Bankers

Journal of Financial Economics (JFE) 133 (3): 726-750 (2019)
Number of pages: 62 Posted: 01 Jun 2017 Last Revised: 19 Aug 2019
Working Paper Series
University of Texas at Austin - Department of Finance, University of Texas at Austin - Department of Finance and Emory University - Goizueta Business School
Downloads 441
34.

The Implications of Financial Innovation for Capital Markets and Household Welfare

INSEAD Working Paper No. 2017/52/FIN
Number of pages: 43 Posted: 09 Aug 2017 Last Revised: 22 Aug 2018
Working Paper Series
INSEAD - Finance, EDHEC Business School and Frankfurt School of Finance & Management

Multiple version iconThere are 3 versions of this paper

Downloads 419
35.

Institutional Investors and Information Acquisition: Implications for Asset Prices and Informational Efficiency

INSEAD Working Paper No. 2017/21/FIN
Number of pages: 56 Posted: 01 Feb 2017 Last Revised: 19 Oct 2018
Working Paper Series
University of Turin - Collegio Carlo Alberto and INSEAD - Finance

Multiple version iconThere are 3 versions of this paper

Downloads 407
36.

The Sound of Many Funds Rebalancing

Number of pages: 59 Posted: 16 Apr 2016 Last Revised: 12 May 2020
Working Paper Series
University of Chicago - Booth School of Business and Boston College - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 398
37.

Pre-Trade Hedging: Evidence from the Issuance of Retail Structured Products

Number of pages: 66 Posted: 10 Nov 2017 Last Revised: 08 Feb 2019
Working Paper Series
George Washington University - Department of Finance, University of Illinois at Urbana-Champaign - Department of Finance and Case Western Reserve University
Downloads 395
38.

Simultaneous Debt-Equity Holdings and The Resolution of Financial Distress

Kelley School of Business Research Paper No. 18-66, 31st Australasian Finance and Banking Conference 2018
Number of pages: 65 Last Revised: 17 Jul 2020
Working Paper Series
Belk College of Business, UNC Charlotte, Purdue University, Krannert School of Management, University of Western Ontario - DAN Department of Management and Organizational Studies, Queen's University - Smith School of Business and Indiana University - Kelley School of Business - Department of Finance
Downloads 387
39.

The Cost of Exposing Large Institutional Orders to Electronic Liquidity Providers

Sixth Annual Conference on Financial Market Regulation
Number of pages: 47 Posted: 08 Nov 2018 Last Revised: 18 Sep 2019
Working Paper Series
University of Notre Dame - Department of Finance, University of Cincinnati - Department of Finance - Real Estate and University of Cincinnati - Department of Finance - Real Estate
Downloads 383
40.

The Bright Side of Fair Value Accounting: Evidence from Private Company Valuation

Number of pages: 51 Posted: 21 Sep 2017 Last Revised: 07 Dec 2018
Working Paper Series
University of Melbourne - Department of Finance and Nanyang Technological University (NTU)
Downloads 372
41.

Distortions Caused by Lending Fee Retention

Number of pages: 54 Posted: 06 Dec 2017 Last Revised: 05 Jan 2021
Working Paper Series
The University of Texas at Austin and McGill University
Downloads 363
42.

Related Securities and the Cross-Section of Stock Return Momentum: Evidence From Credit Default Swaps (CDS)

Number of pages: 97 Posted: 09 Aug 2016 Last Revised: 03 Jan 2019
Working Paper Series
Seoul National University, University of Florida - Warrington College of Business Administration and Auburn University

Multiple version iconThere are 2 versions of this paper

Downloads 358
43.

Property Rights to Client Relationships and Financial Advisor Incentives

Journal of Finance, Forthcoming
Number of pages: 65 Posted: 03 Nov 2017 Last Revised: 01 Dec 2020
Accepted Paper Series
University of Kentucky and University of Kentucky - Finance
Downloads 341
44.

Sitting Bucks: Stale Pricing in Fixed Income Funds

Number of pages: 72 Posted: 23 Sep 2018 Last Revised: 25 Mar 2021
Working Paper Series
University of Illinois at Urbana-Champaign - Department of Finance, Tulane University and Hanyang University
Downloads 336
45.

Swing Pricing and Fragility in Open-end Mutual Funds

The Review of Financial Studies, Forthcoming
Number of pages: 71 Posted: 08 Nov 2018 Last Revised: 07 Jan 2021
Accepted Paper Series
The University of Hong Kong - Faculty of Business and Economics, Imperial College London - Accounting, Finance, and Macroeconomics, University of Oxford - Said Business School and International Monetary Fund (IMF) - Monetary and Capital Markets Department

Multiple version iconThere are 3 versions of this paper

Downloads 324
46.

Portfolio Pumping in Mutual Fund Families

Fifth Annual Conference on Financial Market Regulation
Number of pages: 52 Posted: 18 Mar 2017 Last Revised: 17 Aug 2019
Working Paper Series
University of Texas at Dallas, Naveen Jindal School of Management, Department of Finance
Downloads 318
47.

Best Buys and Own Brands: Investment Platforms’ Recommendations of Mutual Funds

Number of pages: 46 Posted: 23 Aug 2017 Last Revised: 22 Dec 2019
Working Paper Series
Office of Communications (Ofcom), University of Oxford - Said Business School, University of Oxford, Saïd Business School and University of Connecticut
Downloads 311
48.

Regulating Information

Number of pages: 50 Posted: 19 Oct 2016 Last Revised: 11 Nov 2017
Working Paper Series
Carnegie Mellon University, Carnegie Mellon University - David A. Tepper School of Business and Carnegie Mellon University - Department of Accounting
Downloads 309
49.

Does Economic Comparability Discipline Financial Reporting?

Sixth Annual Conference on Financial Market Regulation
Number of pages: 64 Posted: 17 Jun 2019 Last Revised: 13 Jan 2021
Working Paper Series
Texas Christian University - M.J. Neeley School of Business, Texas Christian University, University of Alabama - Department of Economics, Finance and Legal Studies and University of Alabama - Department of Economics, Finance and Legal Studies
Downloads 306
50.

Flight to Bitcoin

Number of pages: 68 Posted: 07 Nov 2018 Last Revised: 27 Oct 2020
Working Paper Series
Singapore Management University - Lee Kong Chian School of Business and INSEAD
Downloads 302