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Fifth Annual Conference on Financial Market Regulation

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Viewing: 1 - 5 of 5 papers

1.

Information Revelation Through Regulatory Process: Interactions between the SEC and Companies Ahead of the IPO

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 02 Jul 2016 Last Revised: 16 Jun 2018
Working Paper Series
Drexel University, Cornell University - Cornell Tech NYC and The University of Melbourne - Faculty of Business and Economics
Downloads 329
2.

How Are Shareholder Votes and Trades Related?

Fifth Annual Conference on Financial Market Regulation
Number of pages: 67 Posted: 05 Jan 2018 Last Revised: 25 May 2018
Working Paper Series
Rutgers, The State University of New Jersey - Rutgers Business School at Newark & New Brunswick and Michigan State University - Department of Finance
Downloads 241
3.

Portfolio Pumping in Mutual Fund Families

Fifth Annual Conference on Financial Market Regulation
Number of pages: 53 Posted: 18 Mar 2017 Last Revised: 08 Jun 2018
Working Paper Series
University of Rochester, Simon Business School, Students
Downloads 213
4.

Regulator Jurisdiction and Investment Adviser Misconduct

Fifth Annual Conference on Financial Market Regulation
Number of pages: 62 Posted: 16 Jan 2017 Last Revised: 14 Mar 2018
Working Paper Series
National University of Singapore, The University of Hong Kong and Rice University
Downloads 205
5.

Do ETFs Increase the Commonality in Liquidity of Underlying Stocks?

28th Annual Conference on Financial Economics and Accounting, Fifth Annual Conference on Financial Market Regulation 2018
Number of pages: 46 Posted: 13 Jul 2017
Working Paper Series
Georgia State University, Villanova University - School of Business, Villanova University - Department of Finance and affiliation not provided to SSRN
Downloads 144