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Sixth Annual Conference on Financial Market Regulation

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Viewing: 1 - 9 of 9 papers

1.

Product Differentiation, Benchmarking, and Corporate Fraud

Sixth Annual Conference on Financial Market Regulation
Number of pages: 60 Posted: 17 Jun 2019 Last Revised: 17 Jun 2019
Working Paper Series
Texas Christian University - M.J. Neeley School of Business, Texas Christian University, Michigan State University and Securities and Exchange Commission (SEC)
Downloads 180
2.

Encouraging Broker and Adviser Background Checks: A Randomized Study on Twitter

Sixth Annual Conference on Financial Market Regulation
Number of pages: 20 Posted: 12 Nov 2018 Last Revised: 05 Dec 2018
Working Paper Series
Securities and Exchange Commission, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission and Securities and Exchange Commission (SEC)
Downloads 59
3.

The Cost of Routing Orders to High Frequency Traders

Sixth Annual Conference on Financial Market Regulation
Number of pages: 62 Posted: 08 Nov 2018
Working Paper Series
University of Notre Dame - Department of Finance, University of Cincinnati - Department of Finance - Real Estate and University of Cincinnati - Department of Finance - Real Estate
Downloads 148
4.

Fiduciary Duty and the Market for Financial Advice

Sixth Annual Conference on Financial Market Regulation
Number of pages: 73 Posted: 08 Nov 2018 Last Revised: 06 May 2019
Working Paper Series
Northwestern University, Northwestern University and University of Chicago - Law School

Multiple version iconThere are 2 versions of this paper

Downloads 134
5.

Why Do Short Selling Bans Increase Adverse Selection?

Sixth Annual Conference on Financial Market Regulation
Number of pages: 61 Posted: 08 Nov 2018 Last Revised: 28 Apr 2019
Working Paper Series
U.S. Securities and Exchange Commission
Downloads 95
6.

Swing Pricing and Fragility in Open-end Mutual Funds

Sixth Annual Conference on Financial Market Regulation
Number of pages: 53 Posted: 08 Nov 2018 Last Revised: 17 Jun 2019
Working Paper Series
University of Oxford - Said Business School, Imperial College London - Accounting, Finance, and Macroeconomics, University of Oxford - Said Business School and International Monetary Fund (IMF) - Monetary and Capital Markets Department
Downloads 55
7.

Informational Efficiency in Securitization After Dodd-Frank

Sixth Annual Conference on Financial Market Regulation (2018)
Number of pages: 57 Posted: 05 Nov 2018 Last Revised: 23 May 2019
Working Paper Series
Colorado State University - Department of Finance and Real Estate, University of North Carolina (UNC) at Chapel Hill - Finance Area and University of Illinois at Urbana-Champaign - Department of Finance
Downloads 38
8.

Corporate Disclosure as a Tacit Coordination Mechanism: Evidence from Cartel Enforcement Regulations

Sixth Annual Conference on Financial Market Regulation
Number of pages: 89 Posted: 20 Apr 2017 Last Revised: 01 May 2019
Working Paper Series
Columbia Business School - Accounting, Business Law & Taxation, Hong Kong University of Science & Technology (HKUST) - Department of Accounting and Hong Kong University of Science & Technology (HKUST) - Department of Finance
Downloads 516
9.

Angels, Entrepreneurship, and Employment Dynamics: Evidence from Investor Accreditation Rules

Sixth Annual Conference on Financial Market Regulation
Number of pages: 50 Posted: 25 Mar 2017 Last Revised: 03 Feb 2019
Working Paper Series
Arizona State University (ASU) - Finance Department and Arizona State University (ASU) - Finance Department
Downloads 168