Search Results
Consumer Legal & Oversight eJournal

Sponsored by:    CFP Logo
131,882 Total downloads | Link to this page | Subscribe to this eJournal (requires login)

Viewing: 1 - 50 of 307 papers

1.

The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators

University of Luxembourg Law Working Paper No. 11/2017, UNSW Law Research Paper No. 17-83, University of Hong Kong Faculty of Law Research Paper No. 2017/035, European Banking Institute Working Paper Series 18/2018, Harvard International Law Journal, Vol. 63, No. 2, 2019
Number of pages: 43 Posted: 19 Nov 2017 Last Revised: 18 Aug 2018
Working Paper Series
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and Research Assistant @ ADA Chair in Financial Law (inclusive finance)
Downloads 9,461
2.

The Market for Financial Adviser Misconduct

Journal of Political Economy, Forthcoming
Number of pages: 78 Posted: 29 Feb 2016 Last Revised: 29 Aug 2018
Accepted Paper Series
Harvard University - Business School (HBS), University of Texas at Austin - Department of Finance and Stanford University

Multiple version iconThere are 2 versions of this paper

Downloads 9,336
3.

Madoff: A Riot of Red Flags

Number of pages: 24 Posted: 02 Feb 2009 Last Revised: 24 Jan 2012
Working Paper Series
SUNY College at Plattsburgh and Kedge Capital Fund Management
Downloads 6,547
4.

Detecting and Predicting Financial Statement Fraud: The Effectiveness of the Fraud Triangle and SAS No. 99

Number of pages: 40 Posted: 06 Nov 2008
Working Paper Series
Utah State University - School of Accountancy, Utah Valley University -- Woodbury School of Business and Oklahoma State University - Stillwater
Downloads 6,096
5.

Cryptocurrency Pump-and-Dump Schemes

Number of pages: 69 Posted: 23 Oct 2018 Last Revised: 11 Feb 2021
Working Paper Series
University of Florida - Department of Finance, Insurance and Real Estate, University of North Carolina at Chapel Hill, Kenan-Flagler Business School and University of Florida - Department of Finance, Insurance and Real Estate
Downloads 5,340
6.

How Elon Musk's Twitter Activity Moves Cryptocurrency Markets

Number of pages: 28 Posted: 15 Feb 2021 Last Revised: 13 Jan 2022
Working Paper Series
Blockchain Research Lab

Multiple version iconThere are 2 versions of this paper

Downloads 4,148
7.

A Cognitive Approach to Fraud Detection

Journal of Forensic Accounting, Vol. VII, Issue 1, pp. 65-88, 2006, University of Alberta School of Business Research Paper No. 2013-676
Number of pages: 35 Posted: 31 Jul 2006 Last Revised: 10 Jun 2013
Accepted Paper Series
University of Virginia, University of Minnesota, Twin Cities - Carlson School of Management and University of Alberta - Department of Accounting, Operations & Information Systems
Downloads 3,841
8.

Fake It Till You Make It: Reputation, Competition, and Yelp Review Fraud

Harvard Business School NOM Unit Working Paper No. 14-006
Number of pages: 35 Posted: 13 Jul 2013 Last Revised: 05 May 2015
Working Paper Series
Harvard University - Business School (HBS) and Questrom School of Business, Boston University
Downloads 3,252
9.

Finding Bernie Madoff: Detecting Fraud by Investment Managers

Number of pages: 62 Posted: 11 Sep 2009 Last Revised: 18 Jan 2011
Working Paper Series
National University of Singapore and University of Kentucky - Finance
Downloads 2,806
10.

Pump and Dump: An Empirical Analysis of the Relation between Corporate Financing Activities and Sell-Side Analyst Research

Number of pages: 43 Posted: 22 May 2003
Working Paper Series
Boston College, AQR Capital Management, LLC and University of Southern California - Leventhal School of Accounting
Downloads 2,775
11.

Scam Compliance and the Psychology of Persuasion

Number of pages: 34 Posted: 04 Jan 2014
Working Paper Series
University of CambridgeUniversity of Exeter and University of Exeter - College of Life and Environmental Sciences
Downloads 2,655
12.

Risk Management Lessons from Madoff Fraud

Number of pages: 39 Posted: 18 Mar 2009 Last Revised: 08 Apr 2009
Working Paper Series
Société Générale, Amundi Asset Management and affiliation not provided to SSRN
Downloads 2,632
13.

Gamestonk: What Happened and What to Do about It

Georgetown McDonough School of Business Research Paper No. 3782195
Number of pages: 44 Posted: 10 Feb 2021 Last Revised: 24 May 2021
Working Paper Series
Georgetown University - Department of Finance
Downloads 2,537
14.

Predatory Structured Finance

Cardozo Law Review, Vol. 28, No. 5, 2007
Number of pages: 100 Posted: 10 Sep 2006 Last Revised: 05 Feb 2013
Accepted Paper Series
University of Utah - S.J. Quinney College of Law
Downloads 2,521
15.

Spear-Phishing in the Wild: A Real-World Study of Personality, Phishing Self-Efficacy and Vulnerability to Spear-Phishing Attacks

Number of pages: 10 Posted: 04 Jan 2015
Working Paper Series
New York University (NYU) - NYU Tandon School of Engineering, New York University (NYU) - NYU Polytechnic School of Engineering and New York University
Downloads 2,090
16.

Corporate Fraud, Governance and Auditing

EFA 2009 Bergen Meetings Paper
Number of pages: 40 Posted: 05 Feb 2009 Last Revised: 02 Mar 2009
Working Paper Series
University of Naples Federico II and CSEF and University of Naples Federico II - Department of Economics and Statistics

Multiple version iconThere are 2 versions of this paper

Downloads 2,006
17.

Robbing Peter to Pay Paul? The Redistribution of Wealth Caused by Rent Control

Number of pages: 92 Posted: 27 Mar 2022 Last Revised: 23 May 2022
Working Paper Series
University of Southern California - Marshall School of Business and Marshall School of Business

Multiple version iconThere are 2 versions of this paper

Downloads 1,929
18.

Evil Has a New Name (and a New Narrative): Bernard Madoff

Michigan State Law Review, p. 947, 2009, U Illinois Law & Economics Research Paper No. LE10-021, Illinois Public Law Research Paper No. 10-07
Number of pages: 42 Posted: 21 Aug 2010 Last Revised: 07 Oct 2010
Accepted Paper Series
Brigham Young University - J. Reuben Clark Law School
Downloads 1,489
19.

Disentangling Crowdfunding from Fraudfunding

Max Planck Institute for Innovation & Competition Research Paper No. 16-09
Number of pages: 86 Posted: 26 Aug 2016 Last Revised: 18 Nov 2020
Working Paper Series
Florida Atlantic University, University of Bremen - Faculty of Business Studies and Economics, Concordia University and Concordia University
Downloads 1,468
20.

Financial Fraud, Cyber Scams and India – A Small Survey of Popular Recent Cases

Number of pages: 9 Posted: 15 May 2010
Working Paper Series
Sathyabama University and
Downloads 1,390
21.

Madoff’s Dirty Money

Number of pages: 24 Posted: 28 Feb 2011 Last Revised: 21 Mar 2018
Working Paper Series
University of Louisiana at Lafayette - College of Business Administration
Downloads 1,389
22.

Disclosure, Dapps and DeFi

Forthcoming, Stanford Journal of Blockchain Law and Policy
Number of pages: 49 Posted: 27 Mar 2022
Accepted Paper Series
Georgetown University Law Center
Downloads 1,345
23.

Trust Busting: The Effect of Fraud on Investor Behavior

Kelley School of Business Research Paper No. 15-70
Number of pages: 53 Posted: 24 Sep 2015 Last Revised: 31 Aug 2017
Working Paper Series
University of Texas at Dallas, Indiana University - Kelley School of Business - Department of Finance and Cornell University - SC Johnson College of Business
Downloads 1,329
24.

Cyber Crimes

Number of pages: 14 Posted: 27 Jun 2011
Working Paper Series
Central University College
Downloads 1,285
25.

Impact of Cyber Crime on Virtual Banking

Number of pages: 6 Posted: 24 Oct 2008
Working Paper Series
S.T. Hindu College
Downloads 1,243
26.

Corporate Fraud and Business Conditions: Evidence from IPOs

Journal of Finance, Forthcoming
Number of pages: 72 Posted: 22 Mar 2008 Last Revised: 14 May 2014
Accepted Paper Series
University of Minnesota - Twin Cities - Carlson School of Management, Indiana University Kelley School of Business and University of Minnesota - Twin Cities - Carlson School of Management
Downloads 1,191
27.

Preventing Madoff-Style Ponzi Enabled by Jewish Reputation, Incompetent Regulators and Auditors

Number of pages: 8 Posted: 26 Dec 2008 Last Revised: 08 Jun 2009
Working Paper Series
Fordham University - Department of Economics
Downloads 1,115
28.

The Gordon Gekko Effect: The Role of Culture in the Financial Industry

Number of pages: 45 Posted: 08 Jun 2015 Last Revised: 05 Mar 2021
Working Paper Series
Massachusetts Institute of Technology (MIT) - Laboratory for Financial Engineering

Multiple version iconThere are 3 versions of this paper

Downloads 1,110
29.

Combined Algorithm for Detection of Manipulation in Financial Statements

Number of pages: 27 Posted: 22 Jun 2009 Last Revised: 16 Nov 2009
Working Paper Series
Far Eastern Federal University
Downloads 1,097
30.

The Madoff Scandal, Market Regulatory Failure, and the Business Education of Lawyers

U of Maryland Legal Studies Research Paper No. 2009-30, Journal of Corporation Law, Vol. 35, 2010
Number of pages: 29 Posted: 21 May 2009 Last Revised: 22 Sep 2015
Accepted Paper Series
University of Florida Levin College of Law
Downloads 958
31.

How Do Investment Ideas Spread through Social Interaction? Evidence from a Ponzi Scheme

Journal of Finance, Forthcoming, 6th Miami Behavioral Finance Conference
Number of pages: 92 Posted: 19 Mar 2015 Last Revised: 14 Feb 2019
Accepted Paper Series
University of Miami - Department of Finance
Downloads 888
32.

Is Fraud Contagious? Co-Worker Influence on Misconduct by Financial Advisors

Journal of Finance, Forthcoming
Number of pages: 66 Posted: 13 Mar 2015 Last Revised: 25 Jan 2018
Accepted Paper Series
National University of Singapore, University of Kentucky - Finance and Texas A&M International University
Downloads 885
33.

Regulating Robo-Advisory

Texas International Law Journal, Volume 55, Issue 1 (Fall 2019), pp. 49-87
Number of pages: 40 Posted: 06 Nov 2019 Last Revised: 24 Jan 2020
Accepted Paper Series
TUM School of Management
Downloads 873
34.

Does Audit Tenure Lead to More Fraud? A Game-Theoretic Approach

Number of pages: 14 Posted: 18 Jun 2007
Working Paper Series
University of Bath - School of Management
Downloads 864
35.

Can Ethics be Taught? Evidence from Securities Exams and Investment Adviser Misconduct

Number of pages: 46 Posted: 10 Oct 2019 Last Revised: 26 Dec 2019
Working Paper Series
University of Notre Dame - Department of Accountancy, Massachusetts Institute of Technology and University of Mannheim
Downloads 818
36.

Who Gets Swindled in Ponzi Schemes?

Number of pages: 35 Posted: 29 Mar 2015
Working Paper Series
Emory University, Columbia University - Columbia Business School, Accounting, Business Law & Taxation and Emory University - Department of Accounting
Downloads 778
37.

How Neurotic are Scam Victims, Really? The Big Five and Internet Scams

Number of pages: 34 Posted: 10 Jun 2014
Working Paper Series
University of CambridgeUniversity of Exeter and University of Exeter - College of Life and Environmental Sciences
Downloads 727
38.

Who Falls Prey to the Wolf of Wall Street? Investor Participation in Market Manipulation

European Corporate Governance Institute (ECGI) - Law Working Paper No. 446/2019
Number of pages: 80 Posted: 29 Nov 2017 Last Revised: 25 Apr 2022
Working Paper Series
University of Chicago - Booth School of Business, University of Southern Denmark - Department of Business and Economics, University of Chicago - Booth School of Business, Harvard University - Business School (HBS) and Goethe University Frankfurt - Faculty of Economics and Business Administration

Multiple version iconThere are 3 versions of this paper

Downloads 725
39.

The Unintended Consequences of Investing for the Long Run: Evidence from Target Date Funds

Number of pages: 86 Posted: 30 Nov 2020 Last Revised: 22 Apr 2022
Working Paper Series
INSEAD - Finance, Villanova University - Department of Finance and Michigan State University - Eli Broad Graduate School of Management
Downloads 717
40.

Robo-Advisors: A Substitute for Human Financial Advice?

Number of pages: 14 Posted: 05 Jul 2019 Last Revised: 10 Jul 2019
Working Paper Series
University of Marburg | Institute of Accounting and Finance and University of Giessen - Department of Financial Services
Downloads 709
41.

Attitude, Machiavellianism and the Rationalization of Misreporting

Queen's School of Business Research Paper No. 01-08
Number of pages: 49 Posted: 14 Aug 2008 Last Revised: 30 May 2012
Accepted Paper Series
Queen's University - Smith School of Business
Downloads 666
42.

Auditors are Known by the Companies They Keep

Number of pages: 72 Posted: 19 Feb 2019 Last Revised: 04 Feb 2020
Working Paper Series
U.S. Securities and Exchange Commissionaffiliation not provided to SSRN, University of Notre Dame - Department of Accountancy, University of Chicago - Booth School of Business, Massachusetts Institute of Technology and University of Wisconsin - Madison - Department of Accounting and Information Systems
Downloads 644
43.

Robo-Advising

Number of pages: 28 Posted: 24 Mar 2020
Working Paper Series
Boston College and Georgetown University

Multiple version iconThere are 2 versions of this paper

Downloads 612
44.

GameStop and the Reemergence of the Retail Investor

U of Penn, Inst for Law & Econ Research Paper No. 22-16, Boston University Law Review, Forthcoming, European Corporate Governance Institute - Law Working Paper No. 637/2022
Number of pages: 48 Posted: 07 Mar 2022 Last Revised: 11 Apr 2022
Accepted Paper Series
University of Pennsylvania Carey Law School
Downloads 596
45.

Robo-Advisors - Market Impact and Fiduciary Duty of Care to Retail Investors

Number of pages: 25 Posted: 18 Feb 2020
Working Paper Series
UMUC
Downloads 592
46.

Conflicting Interests and the Effect of Fiduciary Duty — Evidence from Variable Annuities

Number of pages: 107 Posted: 25 Sep 2020 Last Revised: 04 May 2022
Working Paper Series
Harvard University - Business School (HBS), New York University (NYU) - Department of Finance and Harvard University, Department of Economics

Multiple version iconThere are 2 versions of this paper

Downloads 583
47.

Earned Wage Access and the End of Payday Lending

101 Boston University Law Review 706 (2021), U of Houston Law Center No. 2020-A-1, 101 Boston University Law Review 706 (2021)
Number of pages: 55 Posted: 28 Jan 2020 Last Revised: 29 Apr 2021
Accepted Paper Series
University of Houston Law Center
Downloads 581
48.

Multi-Level Marketing and its Brethren: The Legal and Regulatory Environment in the Down Economy

Atlantic Law Journal, Vol. 12, pp. 91-121, 2010
Number of pages: 18 Posted: 03 Oct 2010 Last Revised: 11 Mar 2013
Accepted Paper Series
Central Michigan University - Department of Finance and Law
Downloads 545
49.

Victim Characteristics of Investment Fraud

2019 Academic Research Colloquium for Financial Planning and Related Disciplines
Number of pages: 28 Posted: 02 Oct 2018 Last Revised: 03 Feb 2019
Working Paper Series
Northcentral University, The American College of Financial Services and Swarthmore College
Downloads 544
50.

Do Investors Have Valuable Information About Brokers?

FINRA Office of the Chief Economist Working Paper, August 2015
Number of pages: 34 Posted: 29 Aug 2015
Working Paper Series
Investment Company Institute and FINRA
Downloads 526