1.
The Evolution of Fintech: A New Post-Crisis Paradigm?
University of Hong Kong Faculty of Law Research Paper No. 2015/047, UNSW Law Research Paper No. 2016-62
Number of pages: 45
Posted: 20 Oct 2015
Last Revised: 07 Sep 2016
Accepted Paper Series
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads
19,831
2.
The Essential Elements of Corporate Law
Oxford Legal Studies Research Paper No. 20/2009, Yale Law, Economics & Public Policy Research Paper No. 387, Harvard Law and Economics Research Paper No. 643, Harvard Public Law Working Paper No. 09-39, European Corporate Governance Institute (ECGI) - Law Working Paper No. 134/2009
Number of pages: 37
Posted: 21 Jul 2009
Last Revised: 10 Dec 2018
Accepted Paper Series
University of Oxford - Faculty of Law, Yale University - Law School and Harvard Law School
Downloads
11,718
3.
FinTech, RegTech and the Reconceptualization of Financial Regulation
Northwestern Journal of International Law & Business, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2016/035
Number of pages: 51
Posted: 05 Oct 2016
Last Revised: 26 Oct 2016
Accepted Paper Series
The University of Hong Kong - Faculty of Law, The University of Hong Kong - Faculty of Law and University of New South Wales (UNSW) - Faculty of Law
Downloads
10,517
4.
Regulating the Shadow Banking System
Number of pages: 41
Posted: 15 Sep 2010
Last Revised: 12 Nov 2010
Working Paper Series
Yale School of Management and Yale School of Management
Downloads
9,995
5.
Secret Liens and the Financial Crisis of 2008
American Bankruptcy Law Journal, Vol. 83, p. 253, 2009
Number of pages: 44
Posted: 05 Jan 2009
Last Revised: 16 Oct 2009
Accepted Paper Series
University of Southern California Gould School of Law
Downloads
6,929
6.
Agency Problems, Legal Strategies, and Enforcement
Oxford Legal Studies Research Paper No. 21/2009, Yale Law, Economics & Public Policy Research Paper No. 388, Harvard Law and Economics Research Paper Series No. 644
, European Corporate Governance Institute (ECGI) - Law Working Paper No. 135/2009
Number of pages: 23
Posted: 21 Jul 2009
Last Revised: 10 Dec 2018
Accepted Paper Series
University of Oxford - Faculty of Law, Yale University - Law School and Harvard Law School
Downloads
6,527
7.
SOX after Ten Years: A Multidisciplinary Review
Harvard Law and Economics Discussion Paper No. 758
Number of pages: 86
Posted: 23 Oct 2013
Last Revised: 29 May 2014
Working Paper Series
Harvard Law School and Harvard Business School
There are 2 versions of this paper
SOX after Ten Years: A Multidisciplinary Review
Harvard Law and Economics Discussion Paper No. 758
Number of pages: 86
Posted: 23 Oct 2013
Last Revised: 29 May 2014
Downloads
6,301
SOX after Ten Years: A Multidisciplinary Review
Accounting Horizons, Forthcoming
Number of pages: 86
Posted: 17 Jan 2014
Last Revised: 14 May 2015
Downloads
887
Downloads
6,301
8.
Finding Order in the Morass: The Three Real Justifications for Piercing the Corporate Veil
Cornell Law Review, Forthcoming, Yale Law & Economics Research Paper No. 488
Number of pages: 80
Posted: 19 Feb 2014
Last Revised: 25 Sep 2014
Accepted Paper Series
Yale Law School and Columbia Law School
Downloads
5,614
9.
From FinTech to TechFin: The Regulatory Challenges of Data-Driven Finance
New York University Journal of Law and Business, Forthcoming, European Banking Institute Working Paper Series 2017 - No. 6, University of Hong Kong Faculty of Law Research Paper No. 2017/007, University of Luxembourg Law Working Paper No. 2017-001
Number of pages: 41
Posted: 29 Apr 2017
Last Revised: 04 Sep 2017
Accepted Paper Series
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads
5,593
10.
Crowdfunding and the Federal Securities Laws
Columbia Business Law Review, Vol. 2012, No. 1, 2012
Number of pages: 150
Posted: 25 Aug 2011
Last Revised: 18 May 2014
Accepted Paper Series
University of Nebraska College of Law
Downloads
5,387
11.
Blockchain-Based Token Sales, Initial Coin Offerings, and the Democratization of Public Capital Markets
Cardozo Legal Studies Research Paper No. 527, University of Tennessee Legal Studies Research Paper No. 338
Number of pages: 115
Posted: 05 Oct 2017
Last Revised: 24 Mar 2018
Working Paper Series
University of Tennessee, Knoxville, College of Law (deceased) and Yeshiva University - Benjamin N. Cardozo School of Law
Downloads
5,141
12.
Financial Regulation, Behavioural Finance, and the Global Credit Crisis: In Search of a New Regulatory Model
Number of pages: 58
Posted: 13 May 2008
Last Revised: 28 Jul 2019
Working Paper Series
University of Edinburgh - School of Law
Downloads
4,785
13.
Asymmetric Information and the Choice of Corporate Governance Arrangements
Harvard Law and Economics Discussion Paper No. 398
Number of pages: 33
Posted: 04 Nov 2002
Last Revised: 08 May 2009
Working Paper Series
Harvard Law School
Downloads
4,611
14.
Complexity, Innovation and the Regulation of Modern Financial Markets
(2012) 2:2 Harvard Business Law Review 235-294, Oxford Legal Studies Research Paper No. 49/2011
Number of pages: 60
Posted: 25 Aug 2011
Last Revised: 16 Jan 2017
Accepted Paper Series
Cornell Law School
Downloads
4,603
15.
The New Financial Deal: Understanding the Dodd-Frank Act and its (Unintended) Consequences
THE NEW FINANCIAL DEAL: UNDERSTANDING THE DODD-FRANK ACT AND ITS (UNINTENDED) CONSEQUENCES, Wiley, November 2010
, U of Penn, Inst for Law & Econ Research Paper No. 10-21
Number of pages: 14
Posted: 13 Oct 2010
Last Revised: 28 Oct 2010
Accepted Paper Series
University of Pennsylvania Law School
Downloads
4,548
16.
Satyam Scam in the Contemporary Corporate World: A Case Study in Indian Perspective
IUP Journal, 2010
Number of pages: 48
Posted: 24 Aug 2009
Last Revised: 13 Apr 2013
Accepted Paper Series
University of Petroleum & Energy Studies (UPES) School of Law, Ghent University-Universiteit Gent - Faculty of Law, Calcutta high Court and Amicorp
Downloads
4,536
17.
Hedge Funds, Insiders, and the Decoupling of Economic and Voting Ownership: Empty Voting and Hidden (Morphable) Ownership
Journal of Corporate Finance, vol. 13, pp. 343-367, 2007, ECGI - Law Working Paper No. 56/2006, McCombs Research Paper Series No. FIN-02-06, U of Texas Law, Law and Econ Research Paper No. 53
Number of pages: 31
Posted: 10 Jan 2006
Accepted Paper Series
University of Texas at Austin - School of Law and Northwestern University - Pritzker School of Law
Downloads
4,515
18.
International Differences in the Cost of Equity Capital: Do Legal Institutions and Securities Regulation Matter?
ECGI - Law Working Paper No. 15/2003, Rodney L. White Center for Financial Research Working Paper No. 17-04, AFA 2005 Philadelphia Meetings
Number of pages: 65
Posted: 21 Dec 2004
Working Paper Series
University of Pennsylvania - The Wharton School and University of Chicago - Booth School of Business
There are 2 versions of this paper
International Differences in the Cost of Equity Capital: Do Legal Institutions and Securities Regulation Matter?
ECGI - Law Working Paper No. 15/2003, Rodney L. White Center for Financial Research Working Paper No. 17-04, AFA 2005 Philadelphia Meetings
Number of pages: 65
Posted: 21 Dec 2004
Downloads
4,495
International Differences in the Cost of Equity Capital: Do Legal Institutions and Securities Regulation Matter?
Journal of Accounting Research, Vol. 44, No. 3, pp. 485-531, 2006
Posted: 17 Jan 2006
Last Revised: 20 Nov 2011
Downloads
4,495
19.
Crypto-Securities Regulation: ICOs, Token Sales and Cryptocurrencies under EU Financial Law
15 European Company and Financial Law Review 645-696 (2018)
Number of pages: 45
Posted: 30 Nov 2017
Last Revised: 17 Apr 2019
Accepted Paper Series
Humboldt University of Berlin and Ruprecht-Karls Universität Heidelberg
Downloads
4,413
20.
Public and Private Enforcement of Securities Laws: Resource-Based Evidence
Journal of Financial Economics (JFE), Vol. 93, 2009, Harvard Public Law Working Paper No. 0-28, Harvard Law and Economics Discussion Paper No. 638
Number of pages: 55
Posted: 11 Jul 2007
Last Revised: 13 Jan 2015
Accepted Paper Series
Harvard Law School and Harvard Law School
Downloads
4,185
21.
Lifting of Corporate Veil
Number of pages: 24
Posted: 14 Dec 2010
Working Paper Series
affiliation not provided to SSRN
Downloads
4,092
22.
The Shadow Banking System: Implications for Financial Regulation
FRB of New York Staff Report No. 382
Number of pages: 18
Posted: 30 Jul 2009
Working Paper Series
International Monetary Fund and Bank for International Settlements (BIS)
Downloads
4,084
23.
Exploring the Role Delaware Plays as a Domestic Tax Haven
Journal of Financial Economics (JFE), Forthcoming
Number of pages: 48
Posted: 12 Jan 2011
Last Revised: 11 Apr 2013
Accepted Paper Series
Duke University - Accounting, Utah State University - Huntsman School of Business and Brigham Young University
Downloads
3,956
24.
The Future of Securities Regulation
Chicago Booth School of Business Research Paper No. 08-27, FEEM Working Paper No. 7.2009
Number of pages: 50
Posted: 23 Dec 2008
Last Revised: 11 Feb 2009
Working Paper Series
University of Chicago - Booth School of Business
There are 3 versions of this paper
The Future of Securities Regulation
Chicago Booth School of Business Research Paper No. 08-27, FEEM Working Paper No. 7.2009
Number of pages: 50
Posted: 23 Dec 2008
Last Revised: 11 Feb 2009
Downloads
3,803
The Future of Securities Regulation
CEPR Discussion Paper No. DP7110
Number of pages: 50
Posted: 18 Feb 2009
Downloads
10
Downloads
3,803
25.
Пределы Автономии Воли в Корпоративном Праве (The Limits of Freedom of Contract in Corporate Law)
Кузнецов А.А. Пределы автономии воли в корпоративном праве: краткий очерк. –
М.: Статут, 2017 (Kuznetsov A.A., The limits of freedom of contract in corporate law. Moscow, 2017).,
Number of pages: 159
Posted: 09 Oct 2017
Last Revised: 01 Mar 2018
Accepted Paper Series
affiliation not provided to SSRN
Downloads
3,764
26.
Proxies and Databases in Financial Misconduct Research
Accounting Review, Forthcoming, Georgetown McDonough School of Business Research Paper No. 2811778
Number of pages: 67
Posted: 16 Feb 2017
Accepted Paper Series
University of Washington - Michael G. Foster School of Business, Georgetown University, University of Nevada, Las Vegas - Lee Business School and American University - Kogod School of Business
Downloads
3,668
27.
Entrepreneurial Finance and Moral Hazard: Evidence from Token Offerings
Number of pages: 51
Posted: 04 Apr 2019
Last Revised: 21 Oct 2019
Working Paper Series
University of California, Los Angeles (UCLA) - Anderson School of Management
Downloads
3,617
28.
A Transactional Genealogy of Scandal: From Michael Milken to Enron to Goldman Sachs
Southern California Law Review, Vol. 86, pp. 783-868 (2013), U of Penn, Inst for Law & Econ Research Paper No. 12-26, Georgetown Law and Economics Research Paper No. 12-034, Georgetown Public Law Research Paper No. 12-126
Number of pages: 86
Posted: 15 Aug 2012
Last Revised: 13 Dec 2014
Accepted Paper Series
University of Pennsylvania Law School and Georgetown University Law Center
Downloads
3,577
29.
Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement
ECGI - Finance Working Paper No. 407/2014, Chicago Booth Research Paper No. 12-04
Number of pages: 79
Posted: 23 Jan 2011
Last Revised: 06 Apr 2016
Working Paper Series
University of Chicago - Booth School of Business, University of Pennsylvania - The Wharton School and University of Chicago - Booth School of Business
There are 3 versions of this paper
Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement
ECGI - Finance Working Paper No. 407/2014, Chicago Booth Research Paper No. 12-04
Number of pages: 79
Posted: 23 Jan 2011
Last Revised: 06 Apr 2016
Downloads
3,466
Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement
Review of Financial Studies, Vol. 29, No. 11, pp. 2885-2924, 2016
Number of pages: 79
Posted: 15 Oct 2016
Downloads
249
Capital-Market Effects of Securities Regulation: Prior Conditions, Implementation, and Enforcement
NBER Working Paper No. w16737
Number of pages: 80
Posted: 31 Jan 2011
Downloads
76
Downloads
3,466
30.
Learning and the Disappearing Association Between Governance and Returns
Journal of Financial Economics, Vol. 108, No. 2, pp. 323-348, May 2013, Harvard Law School John M. Olin Center Discussion Paper No. 667
Number of pages: 56
Posted: 14 Apr 2010
Last Revised: 12 Jun 2014
Accepted Paper Series
Harvard Law School, Tel Aviv University - Eitan Berglas School of Economics and Harvard Business School
There are 2 versions of this paper
Learning and the Disappearing Association Between Governance and Returns
Journal of Financial Economics, Vol. 108, No. 2, pp. 323-348, May 2013, Harvard Law School John M. Olin Center Discussion Paper No. 667
Number of pages: 56
Posted: 14 Apr 2010
Last Revised: 12 Jun 2014
Downloads
3,343
Learning and the Disappearing Association between Governance and Returns
NBER Working Paper No. w15912
Number of pages: 44
Posted: 26 Apr 2010
Last Revised: 25 Jun 2010
Downloads
233
Downloads
3,343
31.
Regulating a Revolution: From Regulatory Sandboxes to Smart Regulation
23 Fordham Journal of Corporate and Financial Law 31-103 (2017), European Banking Institute Working Paper Series 2017 - No. 11, University of Luxembourg Law Working Paper No. 006/2017, University of Hong Kong Faculty of Law Research Paper No. 2017/019, UNSW Law Research Paper No. 17-71, Center for Business and Corporate Law (CBC) Working Paper Series 001/2017
Number of pages: 67
Posted: 19 Aug 2017
Last Revised: 13 Jul 2018
Accepted Paper Series
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and The University of Hong Kong - Faculty of Law
Downloads
3,343
32.
Different Approaches to Corporate Reporting Regulation: How Jurisdictions Differ and Why
Chicago Booth Initiative on Global Markets Research Paper No. 53, ECGI - Law Working Paper No. 156/2010
Number of pages: 68
Posted: 30 Mar 2010
Last Revised: 31 May 2010
Working Paper Series
University of Chicago - Booth School of Business
Downloads
3,306
33.
The Elusive Quest for Global Governance Standards
University of Pennsylvania Law Review, Vol. 157, pp. 1263-1317, 2009, Harvard Law and Economics Discussion Paper No. 633
Number of pages: 55
Posted: 08 Apr 2009
Last Revised: 15 Apr 2015
Accepted Paper Series
Harvard Law School and Tel Aviv University Buchman Faculty of Law; ECGI
Downloads
3,256
34.
An Empirical Examination of the Antecedents and Consequences of Contribution Patterns in Crowd-Funded Markets
Information Systems Research, Forthcoming
Number of pages: 40
Posted: 19 Sep 2011
Last Revised: 31 Aug 2016
Accepted Paper Series
University of Minnesota - Twin Cities - Carlson School of Management, New York University (NYU) - Leonard N. Stern School of Business and Temple University - Department of Management Information Systems
Downloads
3,226
35.
Initial Coin Offerings: The Top 25 Jurisdictions and Their Comparative Regulatory Responses
CodeX Stanford Journal of Blockchain Law & Policy (2018), U of St. Thomas (Minnesota) Legal Studies Research Paper No. 18-07
Number of pages: 29
Posted: 15 Feb 2018
Last Revised: 18 May 2018
Working Paper Series
University of St. Thomas, Minnesota - School of Law
Downloads
3,136
36.
Developing Blockchain Real-Time Clearing and Settlement in the EU, U.S., and Globally
Columbia Journal of European Law: Preliminary Reference (June 22, 2016)
Number of pages: 11
Posted: 12 Jul 2016
Accepted Paper Series
University of Oxford, Nanotechnology for Medicine and Health Care
Downloads
3,120
37.
Behavioral Studies of the Effects of Regulation on Earnings Management and Accounting Choice
ACCOUNTING, ORGANIZATIONS, AND INSTITUTIONS: ESSAYS FOR ANTHONY HOPWOOD, Oxford University Press, 2009, Johnson School Research Paper Series No. #16-09
Number of pages: 40
Posted: 23 Mar 2009
Last Revised: 14 Apr 2009
Accepted Paper Series
Cornell University - Samuel Curtis Johnson Graduate School of Management and University of Maryland - Department of Accounting & Information Assurance
Downloads
2,942
38.
Algorithmic Entities
95 Washington University Law Review (Forthcoming)., UCLA School of Law, Law-Econ Research Paper No. 17-09
Number of pages: 69
Posted: 18 Apr 2017
Last Revised: 23 Feb 2018
Accepted Paper Series
University of California, Los Angeles (UCLA) - School of Law
Downloads
2,936
39.
Enforcement Strategies in UK Corporate Governance: A Roadmap and Empirical Assessment
ECGI - Law Working Paper No. 106/2008
Number of pages: 64
Posted: 21 May 2008
Working Paper Series
University of Oxford - Faculty of Law
Downloads
2,924
40.
Legal Challenges of Initial Coin Offerings (ICO)
Revue Trimestrielle de Droit Financier (RTDF), n° 3, 2017, pp. 54-65,
Number of pages: 12
Posted: 04 Nov 2017
Last Revised: 19 Dec 2017
Accepted Paper Series
University Paris-Est Créteil (UPEC)
Downloads
2,873
41.
After Enron: Improving Corporate Law and Modernising Securities Regulation in Europe and the Us
Amsterdam Center for Law & Economics Working Paper No. 2006-07
Number of pages: 30
Posted: 21 Jun 2006
Working Paper Series
University of Oxford - Faculty of Law and Tilburg University - School of Law; European Banking Center (EBC)
Downloads
2,871
42.
Asset Reclassifications and Bank Recapitalization during the Financial Crisis
Number of pages: 62
Posted: 23 Jun 2010
Last Revised: 06 Jun 2019
Working Paper Series
University of Mannheim - Accounting and Taxation, Humboldt University of Berlin - School of Business and Economics and University of Mannheim - Accounting and Taxation
Downloads
2,850
43.
Thirty Years of Shareholder Rights and Firm Valuation
Journal of Finance, Forthcoming
Number of pages: 61
Posted: 04 Jun 2009
Last Revised: 13 Jan 2015
Accepted Paper Series
University of Notre Dame and Harvard Law School
Downloads
2,850
44.
Crowdfunding or Fraudfunding? Social Networks and the Securities Laws – Why the Specially Tailored Exemption Must be Conditioned on Meaningful Disclosure
North Carolina Law Review, Forthcoming
Number of pages: 36
Posted: 03 Nov 2011
Last Revised: 03 Jan 2013
Accepted Paper Series
University of North Carolina School of Law
Downloads
2,828
45.
Shackling Short Sellers: The 2008 Shorting Ban
Number of pages: 55
Posted: 02 Jun 2009
Last Revised: 01 Nov 2012
Working Paper Series
Singapore Management University - Lee Kong Chian School of Business, Columbia Business School and Tsinghua University - PBC School of Finance
Downloads
2,773
46.
Corporate Governance in an Era of Compliance
William & Mary Law Review, Vol. 57, No. 6, 2016, Fordham Law Legal Studies Research Paper No. 2766661
Number of pages: 66
Posted: 20 Apr 2016
Accepted Paper Series
Fordham University School of Law
Downloads
2,753
47.
A Macroprudential Approach to Financial Regulation
Chicago Booth Research Paper No. 10-29
Number of pages: 42
Posted: 14 Nov 2010
Working Paper Series
Harvard University - Business School (HBS), University of Chicago, Booth School of Business and Harvard University - Department of Economics
Downloads
2,735
48.
The Future of Financial Regulation
Yale Law & Economics Research Paper No. 386
Number of pages: 158
Posted: 06 Jun 2009
Last Revised: 16 Jun 2010
Working Paper Series
Yale Law School and Yale Law School
Downloads
2,687
49.
Disclosure and Financial Market Regulation
Forthcoming Draft Chapter in The Oxford Handbook on Financial Regulation, edited by Eilís Ferran, Niamh Moloney, and Jennifer Payne, (Oxford University Press)., European Corporate Governance Institute (ECGI) - Law Working Paper No. 252/2014, Oxford Legal Studies Research Paper No. 68/2014,
Number of pages: 38
Posted: 12 Apr 2014
Accepted Paper Series
University of Oxford Faculty of Law and University of Bologna - Department of Legal Studies
Downloads
2,677
50.
Regulatory Reform in the Wake of the Financial Crisis of 2007-2008
Number of pages: 43
Posted: 04 May 2009
Working Paper Series
Massachusetts Institute of Technology (MIT) - Sloan School of Management
Downloads
2,655
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