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Viewing: 1 - 50 of 148 papers

1.

The Market for Financial Adviser Misconduct

Journal of Political Economy, Forthcoming
Number of pages: 78 Posted: 29 Feb 2016 Last Revised: 29 Aug 2018
Accepted Paper Series
Harvard University - Business School (HBS), University of Texas at Austin - Department of Finance and Stanford University

Multiple version iconThere are 2 versions of this paper

Downloads 8,993
2.

The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators

University of Luxembourg Law Working Paper No. 11/2017, UNSW Law Research Paper No. 17-83, University of Hong Kong Faculty of Law Research Paper No. 2017/035, European Banking Institute Working Paper Series 18/2018, Harvard International Law Journal, Vol. 63, No. 2, 2019
Number of pages: 43 Posted: 19 Nov 2017 Last Revised: 18 Aug 2018
Working Paper Series
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and Research Assistant @ ADA Chair in Financial Law (inclusive finance)
Downloads 8,263
3.

Madoff: A Riot of Red Flags

Number of pages: 24 Posted: 02 Feb 2009 Last Revised: 24 Jan 2012
Working Paper Series
SUNY College at Plattsburgh and Kedge Capital Fund Management
Downloads 6,294
4.

Detecting and Predicting Financial Statement Fraud: The Effectiveness of the Fraud Triangle and SAS No. 99

Number of pages: 40 Posted: 06 Nov 2008
Working Paper Series
Utah State University - School of Accountancy, Utah Valley University -- Woodbury School of Business and Oklahoma State University - Stillwater
Downloads 5,379
5.

A Cognitive Approach to Fraud Detection

Journal of Forensic Accounting, Vol. VII, Issue 1, pp. 65-88, 2006, University of Alberta School of Business Research Paper No. 2013-676
Number of pages: 35 Posted: 31 Jul 2006 Last Revised: 10 Jun 2013
Accepted Paper Series
University of Virginia, University of Minnesota, Twin Cities - Carlson School of Management and University of Alberta - Department of Accounting, Operations & Information Systems
Downloads 3,704
6.

Cryptocurrency Pump-and-Dump Schemes

Number of pages: 69 Posted: 23 Oct 2018 Last Revised: 11 Feb 2021
Working Paper Series
University of Florida - Department of Finance, Insurance and Real Estate, University of North Carolina at Chapel Hill, Kenan-Flagler Business School and University of Florida - Department of Finance, Insurance and Real Estate
Downloads 3,425
7.

Fake It Till You Make It: Reputation, Competition, and Yelp Review Fraud

Harvard Business School NOM Unit Working Paper No. 14-006
Number of pages: 35 Posted: 13 Jul 2013 Last Revised: 05 May 2015
Working Paper Series
Harvard University - Business School (HBS) and Questrom School of Business, Boston University
Downloads 3,136
8.

Pump and Dump: An Empirical Analysis of the Relation between Corporate Financing Activities and Sell-Side Analyst Research

Number of pages: 43 Posted: 22 May 2003
Working Paper Series
Boston College, AQR Capital Management, LLC and University of Southern California - Leventhal School of Accounting
Downloads 2,715
9.

Finding Bernie Madoff: Detecting Fraud by Investment Managers

Number of pages: 62 Posted: 11 Sep 2009 Last Revised: 18 Jan 2011
Working Paper Series
National University of Singapore and University of Kentucky - Finance
Downloads 2,672
10.

Risk Management Lessons from Madoff Fraud

Number of pages: 39 Posted: 18 Mar 2009 Last Revised: 08 Apr 2009
Working Paper Series
Société Générale, Amundi Asset Management and affiliation not provided to SSRN
Downloads 2,570
11.

Predatory Structured Finance

Cardozo Law Review, Vol. 28, No. 5, 2007
Number of pages: 100 Posted: 10 Sep 2006 Last Revised: 05 Feb 2013
Accepted Paper Series
University of Utah - S.J. Quinney College of Law
Downloads 2,493
12.

Scam Compliance and the Psychology of Persuasion

Number of pages: 34 Posted: 04 Jan 2014
Working Paper Series
University of Exeter and University of Exeter - College of Life and Environmental Sciences
Downloads 2,211
13.

Corporate Fraud, Governance and Auditing

EFA 2009 Bergen Meetings Paper
Number of pages: 40 Posted: 05 Feb 2009 Last Revised: 02 Mar 2009
Working Paper Series
University of Salerno - Centre for Studies in Economics and Finance (CSEF) and University of Naples Federico II - Department of Economics and Statistics

Multiple version iconThere are 2 versions of this paper

Downloads 1,992
14.

Spear-Phishing in the Wild: A Real-World Study of Personality, Phishing Self-Efficacy and Vulnerability to Spear-Phishing Attacks

Number of pages: 10 Posted: 04 Jan 2015
Working Paper Series
New York University (NYU) - NYU Tandon School of Engineering, New York University (NYU) - NYU Polytechnic School of Engineering and New York University
Downloads 1,528
15.

Evil Has a New Name (and a New Narrative): Bernard Madoff

Michigan State Law Review, p. 947, 2009, U Illinois Law & Economics Research Paper No. LE10-021, Illinois Public Law Research Paper No. 10-07
Number of pages: 42 Posted: 21 Aug 2010 Last Revised: 07 Oct 2010
Accepted Paper Series
Brigham Young University - J. Reuben Clark Law School
Downloads 1,468
16.

Madoff’s Dirty Money

Number of pages: 24 Posted: 28 Feb 2011 Last Revised: 21 Mar 2018
Working Paper Series
University of Louisiana at Lafayette - College of Business Administration
Downloads 1,373
17.

Disentangling Crowdfunding from Fraudfunding

Max Planck Institute for Innovation & Competition Research Paper No. 16-09
Number of pages: 86 Posted: 26 Aug 2016 Last Revised: 18 Nov 2020
Working Paper Series
Florida Atlantic University, University of Bremen - Faculty of Business Studies and Economics, Concordia University and Concordia University
Downloads 1,319
18.

Trust Busting: The Effect of Fraud on Investor Behavior

Kelley School of Business Research Paper No. 15-70
Number of pages: 53 Posted: 24 Sep 2015 Last Revised: 31 Aug 2017
Working Paper Series
University of Texas at Dallas, Indiana University - Kelley School of Business - Department of Finance and Cornell University - Dyson School of Applied Economics and Management
Downloads 1,246
19.

Corporate Fraud and Business Conditions: Evidence from IPOs

Journal of Finance, Forthcoming
Number of pages: 72 Posted: 22 Mar 2008 Last Revised: 14 May 2014
Accepted Paper Series
University of Minnesota - Twin Cities - Carlson School of Management, Indiana University Kelley School of Business and University of Minnesota - Twin Cities - Carlson School of Management
Downloads 1,167
20.

Cyber Crimes

Number of pages: 14 Posted: 27 Jun 2011
Working Paper Series
Central University College
Downloads 1,154
21.

Impact of Cyber Crime on Virtual Banking

Number of pages: 6 Posted: 24 Oct 2008
Working Paper Series
S.T. Hindu College
Downloads 1,144
22.

Financial Fraud, Cyber Scams and India – A Small Survey of Popular Recent Cases

Number of pages: 9 Posted: 15 May 2010
Working Paper Series
Sathyabama University and
Downloads 1,099
23.

The Gordon Gekko Effect: The Role of Culture in the Financial Industry

Number of pages: 45 Posted: 08 Jun 2015 Last Revised: 05 Mar 2021
Working Paper Series
Massachusetts Institute of Technology (MIT) - Laboratory for Financial Engineering

Multiple version iconThere are 3 versions of this paper

Downloads 1,088
24.

Preventing Madoff-Style Ponzi Enabled by Jewish Reputation, Incompetent Regulators and Auditors

Number of pages: 8 Posted: 26 Dec 2008 Last Revised: 08 Jun 2009
Working Paper Series
Fordham University - Department of Economics
Downloads 1,085
25.

Combined Algorithm for Detection of Manipulation in Financial Statements

Number of pages: 27 Posted: 22 Jun 2009 Last Revised: 16 Nov 2009
Working Paper Series
Far Eastern Federal University
Downloads 1,006
26.

The Madoff Scandal, Market Regulatory Failure, and the Business Education of Lawyers

U of Maryland Legal Studies Research Paper No. 2009-30, Journal of Corporation Law, Vol. 35, 2010
Number of pages: 29 Posted: 21 May 2009 Last Revised: 22 Sep 2015
Accepted Paper Series
University of Florida Levin College of Law
Downloads 946
27.

How Do Investment Ideas Spread through Social Interaction? Evidence from a Ponzi Scheme

Journal of Finance, Forthcoming, 6th Miami Behavioral Finance Conference
Number of pages: 92 Posted: 19 Mar 2015 Last Revised: 14 Feb 2019
Accepted Paper Series
University of Miami - Department of Finance
Downloads 825
28.

Does Audit Tenure Lead to More Fraud? A Game-Theoretic Approach

Number of pages: 14 Posted: 18 Jun 2007
Working Paper Series
University of Bath - School of Management
Downloads 823
29.

Is Fraud Contagious? Co-Worker Influence on Misconduct by Financial Advisors

Journal of Finance, Forthcoming
Number of pages: 66 Posted: 13 Mar 2015 Last Revised: 25 Jan 2018
Accepted Paper Series
National University of Singapore, University of Kentucky - Finance and Texas A&M International University
Downloads 799
30.

Can Ethics be Taught? Evidence from Securities Exams and Investment Adviser Misconduct

Number of pages: 46 Posted: 10 Oct 2019 Last Revised: 26 Dec 2019
Working Paper Series
University of Notre Dame - Department of Accountancy, Massachusetts Institute of Technology (MIT) - Sloan School of Management and University of Mannheim
Downloads 676
31.

Attitude, Machiavellianism and the Rationalization of Misreporting

Queen's School of Business Research Paper No. 01-08
Number of pages: 49 Posted: 14 Aug 2008 Last Revised: 30 May 2012
Accepted Paper Series
Queen's University - Smith School of Business
Downloads 639
32.

Who Gets Swindled in Ponzi Schemes?

Number of pages: 35 Posted: 29 Mar 2015
Working Paper Series
Emory University, Columbia Business School and Emory University - Department of Accounting
Downloads 592
33.

Who Falls Prey to the Wolf of Wall Street? Investor Participation in Market Manipulation

European Corporate Governance Institute (ECGI) - Law Working Paper No. 446/2019
Number of pages: 78 Posted: 29 Nov 2017 Last Revised: 14 Apr 2019
Working Paper Series
Goethe University Frankfurt - Faculty of Economics and Business Administration, University of Chicago - Booth School of Business, , University of Chicago - Booth School of Business and Harvard University - Business School (HBS)

Multiple version iconThere are 3 versions of this paper

Downloads 590
34.

Auditors are Known by the Companies They Keep

Number of pages: 72 Posted: 19 Feb 2019 Last Revised: 04 Feb 2020
Working Paper Series
Unaffiliated Authors, University of Notre Dame - Department of Accountancy, University of Chicago - Booth School of Business, Massachusetts Institute of Technology (MIT) - Sloan School of Management and University of Wisconsin - Madison - Department of Accounting and Information Systems
Downloads 559
35.

How Neurotic are Scam Victims, Really? The Big Five and Internet Scams

Number of pages: 34 Posted: 10 Jun 2014
Working Paper Series
University of Exeter and University of Exeter - College of Life and Environmental Sciences
Downloads 531
36.

Multi-Level Marketing and its Brethren: The Legal and Regulatory Environment in the Down Economy

Atlantic Law Journal, Vol. 12, pp. 91-121, 2010
Number of pages: 18 Posted: 03 Oct 2010 Last Revised: 11 Mar 2013
Accepted Paper Series
Central Michigan University - Department of Finance and Law
Downloads 515
37.

Do Investors Have Valuable Information About Brokers?

FINRA Office of the Chief Economist Working Paper, August 2015
Number of pages: 34 Posted: 29 Aug 2015
Working Paper Series
Investment Company Institute and FINRA
Downloads 473
38.

Robo-Advisors: A Substitute for Human Financial Advice?

Number of pages: 14 Posted: 05 Jul 2019 Last Revised: 10 Jul 2019
Working Paper Series
University of Marburg | Institute of Accounting and Finance and University of Giessen - Department of Financial Services
Downloads 443
39.

Sarbanes-Oxley's Purported Over-Criminalization of Corporate Offenders

Journal of Business & Technology Law, Vol. 2, p. 43, 2007
Number of pages: 16 Posted: 09 Nov 2007
Accepted Paper Series
University of Louisville - Louis D. Brandeis School of Law
Downloads 411
40.

Victim Characteristics of Investment Fraud

2019 Academic Research Colloquium for Financial Planning and Related Disciplines
Number of pages: 28 Posted: 02 Oct 2018 Last Revised: 03 Feb 2019
Working Paper Series
The American College of Financial Services, The American College of Financial Services and Swarthmore College
Downloads 399
41.

Price Manipulation by Intermediaries

İmişiker, S., Özcan, R. and Taş, B.K.O., 2015. Price manipulation by intermediaries. Emerging Markets Finance and Trade, 51(4), pp.788-797.
Number of pages: 23 Posted: 26 Feb 2012 Last Revised: 10 Jan 2019
Accepted Paper Series
TOBB University of Economics and Technology - Department of Economics, Independent and Independent
Downloads 396
42.

'Banging the Close': Price Manipulation or Optimal Execution?

Number of pages: 43 Posted: 22 Mar 2016 Last Revised: 17 Sep 2016
Working Paper Series
BI Norwegian Business School
Downloads 387
43.

Misconduct and Fraud by Investment Managers

Finance & Quantitative Methods Research Data, 2018, DOI/10.13023/nsjd-rk62.
Number of pages: 52 Posted: 21 Aug 2018
Accepted Paper Series
National University of Singapore, University of Richmond - E. Claiborne Robins School of Business and University of Kentucky - Finance
Downloads 376
44.

Fleecing Grandma: A Regulatory Ponzi Scheme

16 Lewis & Clark L. Rev. 993 (2012), Lewis & Clark Law School Legal Studies Research Paper No. 2012-21
Number of pages: 22 Posted: 03 Aug 2012 Last Revised: 19 Sep 2012
Accepted Paper Series
Lewis & Clark Law School
Downloads 360
45.

Identity Theft in Cyberspace: Crime Control Methods and Their Effectiveness in Combating Phishing Attacks

Berkeley Technology Law Journal, Vol. 20, No. 259, 2005
Number of pages: 42 Posted: 13 Apr 2010 Last Revised: 01 Feb 2014
Accepted Paper Series
Electronic Frontier Foundation (EFF)
Downloads 351
46.

Price Manipulation and Industry Momentum: Evidence from the Chinese Stock Market

Number of pages: 38 Posted: 23 Apr 2009
Working Paper Series
Brock University, Goodman School of Business and Jinan University - Finance Department
Downloads 350
47.

Brandeis' Policeman: Results from a Laboratory Experiment on How to Prevent Corporate Fraud

Journal of Empirical Legal Studies, Vol. 5, No. 2, July 2008, Loyola-LA Legal Studies Paper No. 2009-24
Number of pages: 37 Posted: 10 Oct 2008 Last Revised: 27 Mar 2012
Accepted Paper Series
Loyola Marymount University, University of Southern California - Marshall School of Business and Gregory P. Joseph Law Offices LLC
Downloads 349
48.

Civil or Criminal Penalties for Corporate Misconduct- Which Way Ahead?

Australian Business Law Review, Vol. 34, No. 6, pp. 428-446, 2006, University of Queensland TC Beirne School of Law Research Paper No. 09-01
Number of pages: 31 Posted: 05 Jan 2009
Accepted Paper Series
The University of Queensland - T.C. Beirne School of Law
Downloads 331
49.

Ponzi Schemes in the Caribbean

IMF Working Paper No. 09/95
Number of pages: 46 Posted: 19 May 2009
Working Paper Series
International Monetary Fund (IMF), International Monetary Fund (IMF), International Monetary Fund (IMF) and International Monetary Fund (IMF) - Research Division
Downloads 324
50.

Increasing Firm Value Through Detection and Prevention of White-Collar Crime

Strategic Management Journal, Vol. 24, pp. 587-614, 2003
Number of pages: 28 Posted: 05 Feb 2008 Last Revised: 23 Jun 2018
Accepted Paper Series
Virginia Tech
Downloads 297