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Viewing: 1 - 50 of 135 papers

1.

The Market for Financial Adviser Misconduct

Journal of Political Economy, Forthcoming
Number of pages: 78 Posted: 29 Feb 2016 Last Revised: 29 Aug 2018
Accepted Paper Series
Harvard University - Business School (HBS), University of Texas at Austin - Department of Finance and Stanford University

Multiple version iconThere are 2 versions of this paper

Downloads 8,649
2.

The ICO Gold Rush: It's a Scam, It's a Bubble, It's a Super Challenge for Regulators

University of Luxembourg Law Working Paper No. 11/2017
Number of pages: 43 Posted: 19 Nov 2017 Last Revised: 18 Aug 2018
Working Paper Series
Universite du Luxembourg - Faculty of Law, Economics and Finance, University of New South Wales (UNSW) - Faculty of Law, The University of Hong Kong - Faculty of Law and Research Assistant @ ADA Chair in Financial Law (inclusive finance)
Downloads 7,132
3.

Madoff: A Riot of Red Flags

Number of pages: 24 Posted: 02 Feb 2009 Last Revised: 24 Jan 2012
Working Paper Series
SUNY College at Plattsburgh and Kedge Capital Fund Management
Downloads 5,900
4.

Detecting and Predicting Financial Statement Fraud: The Effectiveness of the Fraud Triangle and SAS No. 99

Number of pages: 40 Posted: 06 Nov 2008
Working Paper Series
Utah State University - School of Accountancy, Utah Valley University -- Woodbury School of Business and Oklahoma State University - Stillwater
Downloads 4,775
5.

A Cognitive Approach to Fraud Detection

Journal of Forensic Accounting, Vol. VII, Issue 1, pp. 65-88, 2006
Number of pages: 35 Posted: 31 Jul 2006 Last Revised: 10 Jun 2013
Accepted Paper Series
University of Virginia, University of Minnesota, Twin Cities - Carlson School of Management and University of Alberta - Department of Accounting, Operations & Information Systems
Downloads 3,570
6.

Fake It Till You Make It: Reputation, Competition, and Yelp Review Fraud

Harvard Business School NOM Unit Working Paper No. 14-006
Number of pages: 35 Posted: 13 Jul 2013 Last Revised: 05 May 2015
Working Paper Series
Harvard University - Business School (HBS) and Questrom School of Business, Boston University
Downloads 3,025
7.

Pump and Dump: An Empirical Analysis of the Relation between Corporate Financing Activities and Sell-Side Analyst Research

Number of pages: 43 Posted: 22 May 2003
Working Paper Series
Boston College, AQR Capital Management, LLC and University of Southern California - Leventhal School of Accounting
Downloads 2,539
8.

Finding Bernie Madoff: Detecting Fraud by Investment Managers

Number of pages: 62 Posted: 11 Sep 2009 Last Revised: 18 Jan 2011
Working Paper Series
National University of Singapore and University of Kentucky - Finance
Downloads 2,486
9.

Risk Management Lessons from Madoff Fraud

Number of pages: 39 Posted: 18 Mar 2009 Last Revised: 08 Apr 2009
Working Paper Series
Société Générale, Amundi Asset Management and affiliation not provided to SSRN
Downloads 2,484
10.

Predatory Structured Finance

Cardozo Law Review, Vol. 28, No. 5, 2007
Number of pages: 100 Posted: 10 Sep 2006 Last Revised: 05 Feb 2013
Accepted Paper Series
University of Utah - S.J. Quinney College of Law
Downloads 2,462
11.

Cryptocurrency Pump-and-Dump Schemes

Number of pages: 60 Posted: 23 Oct 2018 Last Revised: 03 Mar 2019
Working Paper Series
University of Florida - Department of Finance, Insurance and Real Estate, University of North Carolina at Chapel Hill, Kenan-Flagler Business School and University of Florida - Department of Finance, Insurance and Real Estate
Downloads 2,140
12.

Corporate Fraud, Governance and Auditing

EFA 2009 Bergen Meetings Paper
Number of pages: 40 Posted: 05 Feb 2009 Last Revised: 02 Mar 2009
Working Paper Series
University of Salerno - Centre for Studies in Economics and Finance (CSEF) and University of Naples Federico II - Department of Economics and Statistics

Multiple version iconThere are 2 versions of this paper

Downloads 1,968
13.

Scam Compliance and the Psychology of Persuasion

Number of pages: 34 Posted: 04 Jan 2014
Working Paper Series
University of Exeter and University of Exeter - College of Life and Environmental Sciences
Downloads 1,825
14.

Evil Has a New Name (and a New Narrative): Bernard Madoff

Michigan State Law Review, p. 947, 2009
Number of pages: 42 Posted: 21 Aug 2010 Last Revised: 07 Oct 2010
Accepted Paper Series
Brigham Young University - J. Reuben Clark Law School
Downloads 1,428
15.

Madoff’s Dirty Money

Number of pages: 24 Posted: 28 Feb 2011 Last Revised: 21 Mar 2018
Working Paper Series
University of Louisiana at Lafayette - College of Business Administration
Downloads 1,342
16.

Spear-Phishing in the Wild: A Real-World Study of Personality, Phishing Self-Efficacy and Vulnerability to Spear-Phishing Attacks

Number of pages: 10 Posted: 04 Jan 2015
Working Paper Series
New York University (NYU) - NYU Tandon School of Engineering, New York University (NYU) - NYU Polytechnic School of Engineering and New York University
Downloads 1,168
17.

Corporate Fraud and Business Conditions: Evidence from IPOs

Journal of Finance, Forthcoming
Number of pages: 72 Posted: 22 Mar 2008 Last Revised: 14 May 2014
Accepted Paper Series
University of Minnesota - Twin Cities - Carlson School of Management, Indiana University - Kelley School of Business - Department of Finance and University of Minnesota - Twin Cities - Carlson School of Management
Downloads 1,152
18.

Trust Busting: The Effect of Fraud on Investor Behavior

Kelley School of Business Research Paper No. 15-70
Number of pages: 53 Posted: 24 Sep 2015 Last Revised: 31 Aug 2017
Working Paper Series
University of Texas at Dallas, Indiana University - Kelley School of Business - Department of Finance and Cornell University - Dyson School of Applied Economics and Management
Downloads 1,136
19.

Impact of Cyber Crime on Virtual Banking

Number of pages: 6 Posted: 24 Oct 2008
Working Paper Series
S.T. Hindu College
Downloads 1,066
20.

Preventing Madoff-Style Ponzi Enabled by Jewish Reputation, Incompetent Regulators and Auditors

Number of pages: 8 Posted: 26 Dec 2008 Last Revised: 08 Jun 2009
Working Paper Series
Fordham University - Department of Economics
Downloads 1,064
21.

The Gordon Gekko Effect: The Role of Culture in the Financial Industry

Number of pages: 45 Posted: 08 Jun 2015 Last Revised: 30 Mar 2016
Working Paper Series
Massachusetts Institute of Technology (MIT) - Sloan School of Management

Multiple version iconThere are 3 versions of this paper

Downloads 1,061
22.

Cyber Crimes

Number of pages: 14 Posted: 27 Jun 2011
Working Paper Series
Central University College
Downloads 1,058
23.

Combined Algorithm for Detection of Manipulation in Financial Statements

Number of pages: 27 Posted: 22 Jun 2009 Last Revised: 16 Nov 2009
Working Paper Series
Far Eastern Federal University
Downloads 943
24.

The Madoff Scandal, Market Regulatory Failure, and the Business Education of Lawyers

U of Maryland Legal Studies Research Paper No. 2009-30
Number of pages: 29 Posted: 21 May 2009 Last Revised: 22 Sep 2015
Accepted Paper Series
University of Florida Levin College of Law
Downloads 926
25.

Financial Fraud, Cyber Scams and India – A Small Survey of Popular Recent Cases

Number of pages: 9 Posted: 15 May 2010
Working Paper Series
Sathyabama University and
Downloads 847
26.

Does Audit Tenure Lead to More Fraud? A Game-Theoretic Approach

Number of pages: 14 Posted: 18 Jun 2007
Working Paper Series
University of Bath - School of Management
Downloads 783
27.

How Do Investment Ideas Spread through Social Interaction? Evidence from a Ponzi Scheme

Journal of Finance, Forthcoming
Number of pages: 92 Posted: 19 Mar 2015 Last Revised: 14 Feb 2019
Accepted Paper Series
University of Miami - Department of Finance
Downloads 765
28.

Is Fraud Contagious? Co-Worker Influence on Misconduct by Financial Advisors

Journal of Finance, Forthcoming
Number of pages: 66 Posted: 13 Mar 2015 Last Revised: 25 Jan 2018
Accepted Paper Series
National University of Singapore, University of Kentucky - Finance and Texas A&M International University
Downloads 720
29.

Attitude, Machiavellianism and the Rationalization of Misreporting

Queen's School of Business Research Paper No. 01-08
Number of pages: 49 Posted: 14 Aug 2008 Last Revised: 30 May 2012
Accepted Paper Series
Queen's University - Smith School of Business
Downloads 619
30.

Can Ethics be Taught? Evidence from Securities Exams and Investment Adviser Misconduct

Number of pages: 46 Posted: 10 Oct 2019 Last Revised: 26 Dec 2019
Working Paper Series
University of Notre Dame - Department of Accountancy, Massachusetts Institute of Technology (MIT) - Sloan School of Management and London School of Economics & Political Science (LSE) - London School of Economics
Downloads 499
31.

Who Falls Prey to the Wolf of Wall Street? Investor Participation in Market Manipulation

European Corporate Governance Institute (ECGI) - Law Working Paper No. 446/2019
Number of pages: 78 Posted: 29 Nov 2017 Last Revised: 14 Apr 2019
Working Paper Series
Goethe University Frankfurt - Faculty of Economics and Business Administration, University of Chicago - Booth School of Business, , Humboldt University of Berlin and Harvard University - Business School (HBS)

Multiple version iconThere are 3 versions of this paper

Downloads 497
32.

Multi-Level Marketing and its Brethren: The Legal and Regulatory Environment in the Down Economy

Atlantic Law Journal, Vol. 12, pp. 91-121, 2010
Number of pages: 18 Posted: 03 Oct 2010 Last Revised: 11 Mar 2013
Accepted Paper Series
Central Michigan University - Department of Finance and Law
Downloads 482
33.

Who Gets Swindled in Ponzi Schemes?

Number of pages: 35 Posted: 29 Mar 2015
Working Paper Series
Emory University, Columbia Business School and Emory University - Department of Accounting
Downloads 470
34.

Auditors are Known by the Companies They Keep

Number of pages: 72 Posted: 19 Feb 2019 Last Revised: 04 Feb 2020
Working Paper Series
Public Company Accounting Oversight Board, University of Notre Dame - Department of Accountancy, University of Chicago - Booth School of Business, Massachusetts Institute of Technology (MIT) - Sloan School of Management and University of Wisconsin - Madison - Department of Accounting and Information Systems
Downloads 459
35.

Do Investors Have Valuable Information About Brokers?

FINRA Office of the Chief Economist Working Paper, August 2015
Number of pages: 34 Posted: 29 Aug 2015
Working Paper Series
FINRA and FINRA
Downloads 437
36.

How Neurotic are Scam Victims, Really? The Big Five and Internet Scams

Number of pages: 34 Posted: 10 Jun 2014
Working Paper Series
University of Exeter and University of Exeter - College of Life and Environmental Sciences
Downloads 417
37.

Sarbanes-Oxley's Purported Over-Criminalization of Corporate Offenders

Journal of Business & Technology Law, Vol. 2, p. 43, 2007
Number of pages: 16 Posted: 09 Nov 2007
Accepted Paper Series
University of Louisville - Louis D. Brandeis School of Law
Downloads 410
38.

Price Manipulation by Intermediaries

İmişiker, S., Özcan, R. and Taş, B.K.O., 2015. Price manipulation by intermediaries. Emerging Markets Finance and Trade, 51(4), pp.788-797.
Number of pages: 23 Posted: 26 Feb 2012 Last Revised: 10 Jan 2019
Accepted Paper Series
TOBB University of Economics and Technology - Department of Economics, Independent and Independent
Downloads 388
39.

'Banging the Close': Price Manipulation or Optimal Execution?

Number of pages: 43 Posted: 22 Mar 2016 Last Revised: 17 Sep 2016
Working Paper Series
BI Norwegian Business School
Downloads 356
40.

Fleecing Grandma: A Regulatory Ponzi Scheme

16 Lewis & Clark L. Rev. 993 (2012)
Number of pages: 22 Posted: 03 Aug 2012 Last Revised: 19 Sep 2012
Accepted Paper Series
Lewis & Clark Law School
Downloads 352
41.

Brandeis' Policeman: Results from a Laboratory Experiment on How to Prevent Corporate Fraud

Journal of Empirical Legal Studies, Vol. 5, No. 2, July 2008
Number of pages: 37 Posted: 10 Oct 2008 Last Revised: 27 Mar 2012
Accepted Paper Series
Loyola Marymount University, University of Southern California - Marshall School of Business and Gregory P. Joseph Law Offices LLC
Downloads 341
42.

Price Manipulation and Industry Momentum: Evidence from the Chinese Stock Market

Number of pages: 38 Posted: 23 Apr 2009
Working Paper Series
Brock University, Goodman School of Business and Jinan University - Finance Department
Downloads 336
43.

Identity Theft in Cyberspace: Crime Control Methods and Their Effectiveness in Combating Phishing Attacks

Berkeley Technology Law Journal, Vol. 20, No. 259, 2005
Number of pages: 42 Posted: 13 Apr 2010 Last Revised: 01 Feb 2014
Accepted Paper Series
Electronic Frontier Foundation (EFF)
Downloads 325
44.

Civil or Criminal Penalties for Corporate Misconduct- Which Way Ahead?

Australian Business Law Review, Vol. 34, No. 6, pp. 428-446, 2006
Number of pages: 31 Posted: 05 Jan 2009
Accepted Paper Series
The University of Queensland - T.C. Beirne School of Law
Downloads 314
45.

Increasing Firm Value Through Detection and Prevention of White-Collar Crime

Strategic Management Journal, Vol. 24, pp. 587-614, 2003
Number of pages: 28 Posted: 05 Feb 2008 Last Revised: 23 Jun 2018
Accepted Paper Series
University of Missouri-Columbia
Downloads 288
46.

Robo-Advisors: A Substitute for Human Financial Advice?

Number of pages: 14 Posted: 05 Jul 2019 Last Revised: 10 Jul 2019
Working Paper Series
University of Marburg | Institute of Accounting and Finance and University of Giessen - Department of Financial Services
Downloads 288
47.

Securities Fraud, Recidivism, and Deterrence

Penn State Law Review, 2008
Number of pages: 39 Posted: 11 Mar 2009
Accepted Paper Series
William & Mary Law School
Downloads 284
48.

Ponzis: The Science and Mystique of a Class of Financial Frauds

World Bank Policy Research Working Paper No. 6967
Number of pages: 15 Posted: 20 Apr 2016
Working Paper Series
Cornell University - Department of Economics
Downloads 274
49.

Misconduct and Fraud by Investment Managers

Finance & Quantitative Methods Research Data, 2018, DOI/10.13023/nsjd-rk62.
Number of pages: 52 Posted: 21 Aug 2018
Accepted Paper Series
National University of Singapore, University of Richmond - E. Claiborne Robins School of Business and University of Kentucky - Finance
Downloads 272
50.

The Rise and Fall of the Pyramid Schemes in Albania

IMF Working Paper No. 99/98
Number of pages: 36 Posted: 15 Feb 2006
Working Paper Series
affiliation not provided to SSRN
Downloads 261