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Sixth Annual Conference on Financial Market Regulation (Archive)

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Viewing: 1 - 9 of 9 papers

1.

Does Economic Comparability Discipline Financial Reporting?

Sixth Annual Conference on Financial Market Regulation
Number of pages: 69 Posted: 17 Jun 2019 Last Revised: 17 Apr 2020
Working Paper Series
Texas Christian University - M.J. Neeley School of Business, Texas Christian University, University of Alabama - Department of Economics, Finance and Legal Studies and Securities and Exchange Commission (SEC)
Downloads 276
2.

Encouraging Broker and Adviser Background Checks: A Randomized Study on Twitter

Sixth Annual Conference on Financial Market Regulation
Number of pages: 22 Posted: 12 Nov 2018 Last Revised: 04 Nov 2019
Working Paper Series
Securities and Exchange Commission, Division of Economic and Risk Analysis, U.S. Securities and Exchange Commission and Securities and Exchange Commission (SEC)
Downloads 81
3.

The Cost of Exposing Large Institutional Orders to Electronic Liquidity Providers

Sixth Annual Conference on Financial Market Regulation
Number of pages: 47 Posted: 08 Nov 2018 Last Revised: 18 Sep 2019
Working Paper Series
University of Notre Dame - Department of Finance, University of Cincinnati - Department of Finance - Real Estate and University of Cincinnati - Department of Finance - Real Estate
Downloads 334
4.

Fiduciary Duty and the Market for Financial Advice

Sixth Annual Conference on Financial Market Regulation
Number of pages: 73 Posted: 08 Nov 2018 Last Revised: 06 May 2019
Working Paper Series
Northwestern University, Northwestern University and University of California, Berkeley - School of Law

Multiple version iconThere are 2 versions of this paper

Downloads 195
5.

Why do Short Selling Bans Increase Adverse Selection and Decrease Price Efficiency?

Forthcoming: Review of Asset Pricing Studies
Number of pages: 63 Posted: 08 Nov 2018 Last Revised: 26 May 2020
Accepted Paper Series
U.S. Securities and Exchange Commission
Downloads 148
6.

Swing Pricing and Fragility in Open-end Mutual Funds

Number of pages: 63 Posted: 08 Nov 2018 Last Revised: 31 Mar 2020
Working Paper Series
The University of Hong Kong - Faculty of Business and Economics, Imperial College London - Accounting, Finance, and Macroeconomics, University of Oxford - Said Business School and International Monetary Fund (IMF) - Monetary and Capital Markets Department

Multiple version iconThere are 3 versions of this paper

Downloads 193
7.

Informational Efficiency in Securitization After Dodd-Frank

Sixth Annual Conference on Financial Market Regulation (2018)
Number of pages: 57 Posted: 05 Nov 2018 Last Revised: 23 May 2019
Working Paper Series
Tulane University, University of North Carolina (UNC) at Chapel Hill - Finance Area and University of Illinois at Urbana-Champaign - Department of Finance
Downloads 78
8.

Corporate Disclosure as a Tacit Coordination Mechanism: Evidence from Cartel Enforcement Regulations

Sixth Annual Conference on Financial Market Regulation
Number of pages: 89 Posted: 20 Apr 2017 Last Revised: 11 Feb 2020
Working Paper Series
Columbia Business School - Accounting, Business Law & Taxation, The University of Hong Kong - Faculty of Business and Economics and Hong Kong University of Science & Technology (HKUST) - Department of Finance

Multiple version iconThere are 2 versions of this paper

Downloads 714
9.

Angels, Entrepreneurship, and Employment Dynamics: Evidence from Investor Accreditation Rules

Sixth Annual Conference on Financial Market Regulation
Number of pages: 55 Posted: 25 Mar 2017 Last Revised: 10 Feb 2020
Working Paper Series
Arizona State University (ASU) - Finance Department and Babson College
Downloads 260