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Strategic Rulemaking Disclosure

62 Pages Posted: 12 Feb 2016 Last revised: 12 Oct 2016

Jennifer Nou

University of Chicago - Law School

Edward Stiglitz

Cornell University - Law School

Date Written: February 10, 2016

Abstract

Congressional enactments and executive orders instruct agencies to publish their anticipated rules in what is known as the Unified Agenda. The Agenda’s stated purpose is to ensure that political actors can monitor regulatory development. Agencies have come under fire in recent years, however, for conspicuous omissions and irregularities. Critics allege that agencies hide their regulations from the public strategically, that is, to thwart potential political opposition. Others contend that such behavior is benign, perhaps the inevitable result of changing internal priorities or unforeseen events.

To examine these competing hypotheses, this Article uses a new dataset spanning over thirty years of rulemaking (1983-2014). Uniquely, the dataset is drawn directly from the Federal Register. The resulting findings confirm that agencies substantially under-report their rulemaking activities — about 70 percent of their proposed rules do not appear on the Unified Agenda before publication. Importantly, agencies also appear to disclose strategically with respect to Congress, though not with respect to the President. The Unified Agenda is thus not a successful tool for Congress to monitor and influence regulatory development. The results suggest that legislative, not executive, innovations may help to augment public participation and democratic oversight, though the net effects of more transparency remain uncertain. The findings also raise further inquiries, such as why Congress does not render disclosure requirements judicially enforceable.

Keywords: strategic disclosure, Unified Agenda, rulemaking, transparency, democratic accountability

Suggested Citation

Nou, Jennifer and Stiglitz, Edward, Strategic Rulemaking Disclosure (February 10, 2016). 89 Southern California Law Review 733 (2016); Cornell Legal Studies Research Paper No. 16-9; University of Chicago Coase-Sandor Institute for Law & Economics Research Paper No. 748; U of Chicago, Public Law Working Paper No. 564. Available at SSRN: https://ssrn.com/abstract=2730920

Jennifer Nou

University of Chicago - Law School ( email )

1111 E. 60th St.
Chicago, IL 60637
United States

Edward Stiglitz (Contact Author)

Cornell University - Law School ( email )

Myron Taylor Hall
Cornell University
Ithaca, NY 14853-4901
United States

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