Edward Pekarek

Pace Law School

John Jay Legal Services, Inc.

80 North Broadway

White Plains, NY 10603

United States

http://www.pace.edu/page.cfm?doc_id=31582

SCHOLARLY PAPERS

20

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Top 25,106

in Total Papers Downloads

2,834

SSRN CITATIONS
Rank 45,320

SSRN RANKINGS

Top 45,320

in Total Papers Citations

5

CROSSREF CITATIONS

10

Scholarly Papers (20)

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1.

The Due Diligence Defense and the Refco IPO

Number of pages: 83 Posted: 16 Jun 2008
Edward Pekarek
Pace Law School
Downloads 489 (81,441)

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Refco, IPO, underwriters, 1933 Securities Act, Commodity Exchange Act, due diligence defense, Thomas H. Lee, Neiderhoffer, James Rogers

2.

The BAWAG Banking Scandal: How Over a Billion in Concealed Currency Trading Losses Caught Up with an Austrian Bank Almost a Decade Later

Number of pages: 63 Posted: 16 Jun 2008
Edward Pekarek
Pace Law School
Downloads 485 (82,213)

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BAWAG, REFCO, Flottl, Helmýt Elsner, Nowotny, Ross Capital Markets, currency trading, Austrian central bank

3.

The Goldman Sachs Swaps Shop: An Examination of Synthetic Short Selling Through Credit Default Swaps and the Implications of SEC v. Goldman Sachs & Co., et al.

Chapter Two, The Short Selling Handbook, Elsevier Publishing (2011).
Number of pages: 3 Posted: 07 Aug 2010 Last Revised: 04 Jun 2011
Christopher Lufrano and Edward Pekarek
affiliation not provided to SSRN and Pace Law School
Downloads 482 (82,834)

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Goldman Sachs, Credit Default Swaps, CDS, Collateralized Debt Obligations, CDO, SEC, DOJ, 10b-5, Paulson & Co., Synthetic Short Selling, TARP, Commodities Futures Modernization Act, Dodd-Frank

4.

Banks and Brokers and Bricks and Clicks: An Evaluation of FINRA’s Proposal to Modify the 'Bank Broker-Dealer Rule'

73 ALB. L. REV. 465 (2010)
Number of pages: 20 Posted: 10 Jan 2010 Last Revised: 11 Apr 2012
Jill Gross and Edward Pekarek
Pace Law School and Pace Law School
Downloads 212 (198,400)
Citation 1

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FINRA, NASD, SEC, federal reserve, comptroller of currency, bank, broker-dealer, stockbroker, networking arrangements, financial institution, 2350, 3160

5.

Hogging the Hedge? Bulldog's 13F Theory May Not Be So Lucky

Fordham Journal of Corporate and Financial Law, Vol. 12, No. 6, p. 1079, 2007
Number of pages: 103 Posted: 15 Jun 2008 Last Revised: 16 Jun 2008
Edward Pekarek
Pace Law School
Downloads 186 (223,224)

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trade secret, due process, hedge fund, phillip goldstein, 13F, disclosure, SEC

6.

Bank Merger Reform Takes an Extended Philadelphia National Bank Holiday

Fordham Journal of Corporate and Financial Law, Vol. 13, No. 4, 2008
Number of pages: 109 Posted: 16 Jun 2008
Edward Pekarek and Michela Huth
Pace Law School and affiliation not provided to SSRN
Downloads 151 (265,928)

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bank merger, acquisition, antitrust, philadelphia national bank, geographic market, product market

7.

The Shifting Tide of ESI Discovery Cost Allocation

Securities Arbitration, 1899 PLI/Corp 405 (2011)
Number of pages: 61 Posted: 28 May 2011 Last Revised: 11 Apr 2012
Edward Pekarek
Pace Law School
Downloads 133 (293,619)

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Discovery, e-Discovery, Electronically Stored Information, ESI, Zubulake, Scheindlin, Rowe, FINRA, Securities Arbitration, SEC, NASD, Records Retention, Broker-Dealer, Lipco, Requester Pays, MBIA v. Countrywide, Bransten

8.

Pruning the Hedge: Who is a 'Client' and Whom Does an Adviser Advise?

Fordham Journal of Corporate and Financial Law, Vol. 12, No. 5, 2007
Number of pages: 63 Posted: 16 Jun 2008
Edward Pekarek
Pace Law School
Downloads 107 (343,155)

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Hedge-Fund Rule, SEC,Phillip Goldstein, Investment Advisers Act

9.

French Disconnection - 'Terrorist' Trader is Toast, Bank Relatively Unscathed Despite Risk-Taking Culture and Glaring Lack of Controls

New York State Bar Assoc. Securities Litigation and Arbitration, Forthcoming
Number of pages: 14 Posted: 13 Oct 2011 Last Revised: 11 Apr 2012
Edward Pekarek and Bryn Nicole Fuller
Pace Law School and affiliation not provided to SSRN
Downloads 97 (366,011)

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Société Générale (“Soc-Gen”), BAWAG, UBS, Barings Bank, Allied Irish Banks, Refco, UBS, rogue trader, Leeson, Kerviel, Adoboli, Flöttl, Delta One, moral hazard, Pekarek

10.

Is the 'Sophisticated Investor' Theory Still Relevant?

New York State Bar Assoc. Securities Litigation and Arbitration, Forthcoming
Number of pages: 6 Posted: 19 Dec 2011 Last Revised: 11 Apr 2012
Edward Pekarek and Christian Obremski
Pace Law School and Pace University - School of Law
Downloads 86 (394,315)

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11.

The Make Believe of Janus - A Brief Case Comment Examining Janus Capital Group, Inc. v. First Derivative Traders

New York State Bar Assoc. Securities Litigation and Arbitration, Forthcoming
Number of pages: 12 Posted: 13 Oct 2011 Last Revised: 11 Apr 2012
Edward Pekarek and Genavieve Shingle
Pace Law School and Pace Law School
Downloads 67 (453,163)
Citation 10

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SEC, 10b-5, Janus, Supreme Court, speech, first amendment, libel, Lanham Act, Dodd-Frank, false advertising, securities, DMCA 512, CDA 230, Pekarek

12.

The Land of Litigation Make Believe: Janus Capital Group, Inc., et al. v. First Derivative Traders

PIABA Bar Journal , 2012
Number of pages: 40 Posted: 08 Apr 2012 Last Revised: 11 Apr 2012
Edward Pekarek and Genavieve Shingle
Pace Law School and Pace Law School
Downloads 64 (463,692)

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Janus, Securities Act, Exchange Act, 10b-5, 17(a), 20(a), Supreme Court, Justice Clarence Thomas, Justice Stephen Breyer, Justice John Roberts, make, securities fraud

13.

Shareholder Demands and the Delaware Derivative Action

THE HANDBOOK OF TRADING: STRATEGIES FOR NAVIGATING AND PROFITING FROM CURRENCY, BOND AND STOCK MARKETS, Chapter 12, p. 171, McGraw-Hill Professional, 2010
Number of pages: 3 Posted: 10 Jun 2011
Edward Pekarek
Pace Law School
Downloads 60 (478,713)

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shareholders, derivative action, delaware law, section 220, corporate law, chancery court, shreholder litigation, board of directors, business judgment, futility

14.

Sudden Death: Examining the Duty of Care in Football Training Camp Fatalities

Number of pages: 76 Posted: 29 May 2011
Edward Pekarek
Pace Law School
Downloads 60 (478,713)

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training camp deaths, football, NCAA, NFL, duty of care, ephedra, heat stroke, northwestern wildcats, minnesota vikings, workers compensation, death benefit limits, kleinknecht, OSHA

15.

Let It Bleed: Playboy Entertainment Group, Inc. v. United States - Adult Programming, Cable Television and the First Amendment - An Analytical Comment

Number of pages: 60 Posted: 29 May 2011 Last Revised: 03 Jun 2011
Edward Pekarek
Pace Law School
Downloads 43 (551,880)

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signal bleed, playboy, first amendment, FCC, CDA, supreme court, cable television, content-based, free speech, janet reno, obscenity, indecency, strict scrutiny

16.

Through the Janus Looking Glass

Bloomberg/BNA Securities Regulation & Law Report, Vol. 44, No. 22, p. 1074 (May 28, 2012)
Number of pages: 10 Posted: 10 Jan 2013
Edward Pekarek and Genavieve Shingle
Pace Law School and Pace Law School
Downloads 35 (593,830)

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SEC, 10b-5, Janus, Supreme Court, speech, first amendment, libel, Lanham Act, Dodd-Frank, false advertising, securities, DMCA 512, CDA 230, Pekarek

17.

The Long and Winding Litigation Road of Race and Referenda

Cleveland-Marshall Law Notes Magazine, pp. 22-28, Spring 2003,
Number of pages: 7 Posted: 15 Jun 2008
Edward Pekarek
Pace Law School
Downloads 32 (611,022)

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Fair Housing Act, discrimination, racism, referenda, building permit, affordable housing, Buckeye Community Hope, Cuyahoga Falls, Cleveland-Marshall College of Law, John Marshall Law School, Edward Kramer, Diane Citrino, Kenneth Kowalski, Stephen Lazarus, Michael Seng

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copyright, public domain, retrospective extension, limited times, U.S. CONST. art. I, § 8, cl. 8., sonny bono, mickey mouse, john ashcroft, eric eldred

19.

Brief for the Respondents, City of Cuyahoga Falls v. Buckeye Community Hope Foundation (United States Supreme Court No. 01-1269)

Number of pages: 61 Posted: 05 Sep 2010 Last Revised: 17 Sep 2010
Michael P. Seng and Edward Pekarek
The John Marshall Law School and Pace Law School
Downloads 15 (734,158)
Citation 1

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20.

Off-Shore Short Sales after Morrison: Will the Securities and Exchange Commission be Emboldened or Constrained?

Chapter Three, THE SHORT SELLING HANDBOOK, Elsevier Publishing, 2011
Posted: 04 Jun 2011 Last Revised: 11 Apr 2012
Edward Pekarek and Soufiane Cherkaoui
Pace Law School and Fordham Law School

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ABACUS 2007-AC1, Collateralized Debt Obligation, Credit Default Swap, Dodd–Frank Wall Street Reform, Consumer Protection Act, Morrison v. National Australian Bank Ltd., Residential Mortgage-Backed Securities, Securities and Exchange Commission, Securities and Exchange Commission v. Goldman Sachs