Janet Austin

University of New Brunswick - Faculty of Law

Professor

P.O. Box 4400

Fredericton, New Brunswick E3B 5A3

Canada

  • University of New Brunswick - Faculty of Law

SCHOLARLY PAPERS

15

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Top 22,074

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3,944

SSRN CITATIONS
Rank 48,028

SSRN RANKINGS

Top 48,028

in Total Papers Citations

10

CROSSREF CITATIONS

5

Scholarly Papers (15)

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1.

What Exactly Is Market Integrity? An Analysis of One of the Core Objectives of Securities Regulation

2017 8 (2) William & Mary Business Law Review 215
Number of pages: 23 Posted: 28 Jul 2016 Last Revised: 27 May 2017
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 1,284 (26,868)
Citation 7

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securities, market integrity, market fairness, exchanges, market manipulation, insider trading

2.

Shareholder Primacy Revisited: Does the Public Interest Have Any Role in Statutory Duties?

Company and Securities Law Journal, Vol. 26, p. 355, 2008, UNSW Australian School of Business Research Paper No. 2009 BLAT 07
Number of pages: 23 Posted: 28 Oct 2008 Last Revised: 11 Oct 2009
Jason Harris, Anil Hargovan and Janet Austin
The University of Sydney - Faculty of Law, University of New South Wales and University of New Brunswick - Faculty of Law
Downloads 755 (56,526)

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Corporations Act, directors, duties, public interest, Maxwell, ASIC, shareholders, ratification, James Hardie

3.

Unusual Trade or Market Manipulation? How Market Abuse Is Detected by Securities Regulators, Trading Venues and Self-Regulatory Organizations

(2015) 1 Oxford Journal of Financial Regulation 263
Number of pages: 21 Posted: 15 Aug 2015 Last Revised: 21 Aug 2017
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 283 (180,349)
Citation 2

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securities regulators, market abuse, market manipulation, insider trading, market surveillance, enforcement, SEC, BaFin, ASIC, FSA, OSC

4.

IOSCO’s Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information – A Model for International Regulatory Convergence

Criminal Law Forum, Vol. 23, No. 4, 2012 393-423
Number of pages: 28 Posted: 03 Sep 2011 Last Revised: 22 Jul 2014
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 221 (229,953)
Citation 5

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IOSCO, enforcement, global governance, securities regulation, securities regulators, IOSCO MMoU, memorandum of understanding, networks, regulatory convergence, soft law, network governance

5.

The Power and Influence of IOSCO in Formulating and Enforcing Securities Regulations

Asper Review of International Business and Trade Law (Forthcoming)
Number of pages: 31 Posted: 19 Jan 2016
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 214 (237,043)

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Securities Regulation, IOSCO, Transnational Regulatory Networks, Soft Law

6.

Does the Westpoint Litigation Signal a Revival of the ASIC Section 50 Class Action?

Australian Journal of Corporate Law, Vol. 22, September 2008
Number of pages: 23 Posted: 24 Oct 2008 Last Revised: 06 Oct 2009
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 214 (237,043)

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Corporations Act, Australian Securities and Investments Commission, ASIC, Westpoint,

7.

Stock Markets Play ‘Whack a Mole’ with Pump and Dump Schemes

23(1) UC Davis Business Law Journal 1-24 (2022-2023)
Number of pages: 25 Posted: 28 Nov 2021 Last Revised: 30 Jan 2023
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 185 (270,495)

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Market Integrity, Pump and Dump, Market Manipulation,Small Cap Markets

8.

Is My Client's Conduct Dishonest or Merely Excusable Sharp Practice?

University of Queensland Law Journal, Vol. 2010, p. 263, 2010
Number of pages: 34 Posted: 28 Oct 2008 Last Revised: 17 Mar 2011
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 165 (298,534)

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Dishonesty, Corporations Act, Trade Practices Act, Commercial Crime, lawyers ethics

9.

A Rapid Response to Questionable Trading - Moving Towards Better Enforcement of Australia's Securities Laws

Companies and Securities Law Journal, Vol. 27, p. 203, 2009, UNSW Australian School of Business Research Paper No. 1338374
Number of pages: 16 Posted: 06 Feb 2009 Last Revised: 13 Oct 2010
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 160 (306,373)
Citation 4

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insider trading, market manipulation, ASX, ASIC, stock exchange, enforcement, telephone intercepts, bounties, penalties

10.

Protecting Market Integrity in an Era of Fragmentation and Cross Border Trading

(2014-2015) 46.1 Ottawa Law Review 25
Number of pages: 54 Posted: 17 Jul 2014 Last Revised: 19 Jan 2016
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 143 (335,997)
Citation 1

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Market Integrity, Market Fairness, Insider Trading, Market Manipulation, Market Abuse, Securities Regulators, Framentation

11.

How Do I Sell My Crowdfunded Shares? Developing Exchanges and Markets to Trade Securities Issued by Start-Ups and Small Companies

Harvard Business Law Review Online, Vol. 8, (2017-2018)
Number of pages: 15 Posted: 30 Aug 2017 Last Revised: 29 Jan 2018
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 120 (384,024)

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Crowdfunding, OTC, Secondary Markets, Pump and Dump, Market Manipulation, SME

12.

The Impact of Whistleblowing Awards Programs on Corporate Governance

Vol 36 (2019): Windsor Yearbook of Access to Justice 63
Number of pages: 21 Posted: 14 Jan 2020
Janet Austin and Sulette Lombard
University of New Brunswick - Faculty of Law and Flinders University
Downloads 108 (414,379)

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Whistleblowing, Corporate Governance, Regulation, Risk Management

13.

Governments to the Rescue: ASIC Takes the Reins of the Stock Markets

Company and Securities Law Journal, Vol. 28, p. 444, 2010
Number of pages: 16 Posted: 13 Oct 2010 Last Revised: 14 Aug 2015
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 49 (644,489)

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ASIC, Australian Securities and Investments Commission, stock market, surveillance, enforcement, securities regulators, iosco, market integrity, market manipulation, insider trading

14.

The Offering Memorandum Prospectus Exemption

29 Banking and Finance Law Review 217, 2013
Number of pages: 25 Posted: 17 Jul 2014 Last Revised: 14 Aug 2015
Janet Austin
University of New Brunswick - Faculty of Law
Downloads 43 (679,754)

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Offering Memorandum, Canada, Securities, Prospectus, Exemptions

15.

To Reward or Not to Reward: A Cross-Jurisdictional Comparison of the Reasons Why Securities Regulators Have Adopted or Rejected Policies to Pay Whistleblowers

Corporate Whistleblowing Regulation Theory, Practice, and Design, 2020
Posted: 09 Oct 2018 Last Revised: 23 Dec 2019
Janet Austin
University of New Brunswick - Faculty of Law

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Whistleblower, Whistleblowing, Rewards, SEC, Dodd-Frank, FCA, ASIC, Ontario Securiites Commission, Securities Regulation, Bounties