Syren Johnstone

Department of Law, University of Hong Kong

Principal Lecturer and Executive Director LLM(CR) Programme

Faculty of Law, Pokfulam Road

Pokfulam

Hong Kong

Hong Kong

http://www.law.hku.hk/faculty/staff/syren_johnstone.php

Asian Institute of International Financial Law

Fellow

Faculty of Law, Pokfulam Road

Pokfulam

Hong Kong

Hong Kong

http://www.law.hku.hk/faculty/staff/syren_johnstone.php

  • Department of Law, University of Hong Kong

  • Asian Institute of International Financial Law

SCHOLARLY PAPERS

17

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Scholarly Papers (17)

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1.

The Global Financial Crisis and the Future of Financial Regulation in Hong Kong

AIIFL Working Paper No. 4
Number of pages: 98 Posted: 26 Feb 2009
Douglas W. Arner, Berry Fong Chung Hsu, Antonio M. Da Roza, Francisco A. Da Roza, Syren Johnstone and Paul Lejot
The University of Hong Kong - Faculty of Law, Asian Institute of International Financial Law, The University of Hong Kong - Faculty of Law, affiliation not provided to SSRN, Department of Law, University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 1,876 (7,687)
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Global financial crisis, Hong Kong, financial regulation, regulatory structure, Lehman Brothers

2.

Regulating Cryptographic Consensus Technology: Oxymoron or Necessity?

Number of pages: 41 Posted: 02 Nov 2018
Syren Johnstone
Department of Law, University of Hong Kong
Downloads 409 (68,217)

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blockchain, crypto, cryptocurency, consensus, securities regulation, policy development, securities law, Securities Act 1933, DLT, immutability, taxonomy, distributed ledger technology

3.

Equity Crowdfunding: Caveat Emptor?

International Financial Law Review, May 2016, University of Hong Kong Faculty of Law Research Paper No. 2016/023
Number of pages: 7 Posted: 19 Jul 2016 Last Revised: 24 Aug 2016
Syren Johnstone
Department of Law, University of Hong Kong
Downloads 275 (106,706)

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fintech, crowfunding, equity crowdfunding, investor protection, regulation

4.

Moving Forward on Listing Reform

University of Hong Kong Faculty of Law Research Paper No. 2017/033, AIIFL Working Paper No. 22, October 2017
Number of pages: 17 Posted: 25 Oct 2017 Last Revised: 16 Dec 2017
Syren Johnstone, Nigel Davis and Douglas W. Arner
Department of Law, University of Hong Kong, University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 263 (111,902)

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listing reform, stock exchange, hong kong, sfc, securities and futures commission,weighted voting rights,dual class shares, WVR,securities regulation, HKEX, hongkong exchanges and clearing limited

5.

IPO Sponsors and Prospectus Liability: The Bridge Too Far?

Asian Institute of International Financial Law (AIIFL) Working Paper No. 17
Number of pages: 46 Posted: 06 Jul 2016
Syren Johnstone, Antonio M. Da Roza and Nigel Davis
Department of Law, University of Hong Kong, The University of Hong Kong - Faculty of Law and University of Hong Kong
Downloads 221 (133,359)

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IPO, initial public offering, sponsor, underwriter, hong kong, prospectus, public offer, securities law, financial regulation

6.

A Principles-Based Response to the Proposed Reform of the Governance Structure for Listing Regulation in Hong Kong

University of Hong Kong Faculty of Law Research Paper No. 2016/036
Number of pages: 29 Posted: 11 Nov 2016 Last Revised: 13 Dec 2016
Syren Johnstone, Nigel Davis and Douglas W. Arner
Department of Law, University of Hong Kong, University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 182 (159,762)

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Hong Kong, listing regulation, securities offerings, IOSCO Principles, listing reform, listing rules, securities and futures commission, SFC, Stock Exchange of Hong Kong, Hong Kong Exchange, HKEX

7.

Regulator Accountability

International Financial Law Review, May 2009, University of Hong Kong Faculty of Law Research Paper No. 2016/021
Number of pages: 6 Posted: 19 Jul 2016 Last Revised: 24 Aug 2016
Syren Johnstone, Antonio M. Da Roza and Berry Fong Chung Hsu
Department of Law, University of Hong Kong, The University of Hong Kong - Faculty of Law and Asian Institute of International Financial Law
Downloads 161 (177,882)

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regulatory architecture, regulator accountability, minibonds, lehman brothers, investor protection

8.

Class Actions and Weighted Voting Rights – A Flawed Debate?

International Financial Law Review, May 2015, University of Hong Kong Faculty of Law Research Paper No. 2016/022
Number of pages: 5 Posted: 19 Jul 2016 Last Revised: 24 Aug 2016
Syren Johnstone
Department of Law, University of Hong Kong
Downloads 126 (217,089)

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class action rights, weighted voting rights, listed companies, shareholder protection

9.

A Red Flag for Hong Kong Credit Ratings

University of Hong Kong Faculty of Law Research Paper No. 2016/025
Number of pages: 51 Posted: 22 Jul 2016 Last Revised: 24 Aug 2016
Syren Johnstone
Department of Law, University of Hong Kong
Downloads 116 (230,862)

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10.

ICO Utility Tokens and the Relevance of Securities Law

Hong Kong Lawyer, March 2018, pp30-33
Number of pages: 4 Posted: 24 Aug 2018
Syren Johnstone
Department of Law, University of Hong Kong
Downloads 103 (251,236)

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ICO, Utility Token, Cryptocurrency, Securities Regulation, SEC, SFC, Abraham Lincoln

11.

Transparency of Information in the Market: The Citic Case Before the Market Misconduct Tribunal

Hong Kong Lawyer, Forthcoming, University of Hong Kong Faculty of Law Research Paper No. 2017/014
Number of pages: 4 Posted: 24 Jul 2017 Last Revised: 07 Sep 2017
Syren Johnstone and Nigel Davis
Department of Law, University of Hong Kong and University of Hong Kong
Downloads 69 (320,854)

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securities and futures ordinance, SFO, CITIC, SFC, securities and futures commission, information, transparency, listing rules

12.

How Can Blockchain and Other Consensus Driven Cryptographic Technology be Regulated?

Number of pages: 6 Posted: 07 Nov 2018 Last Revised: 09 Nov 2018
Syren Johnstone
Department of Law, University of Hong Kong
Downloads 58 (350,581)

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blockchain, cryptocurrency, exchange regulation, securities regulation, secondary market, dlt, distributed ledger technology, policy development, bitcoin

13.

Does Hong Kong Remain an Equivalent Jurisdiction for the EU Credit Rating Regime?

University of Hong Kong Faculty of Law Research Paper No. 2017/005
Number of pages: 20 Posted: 10 Apr 2017 Last Revised: 02 Jun 2017
Syren Johnstone
Department of Law, University of Hong Kong
Downloads 39 (414,013)

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credit rating regulation, Hong Kong, EU equivalence, Moody’s

14.

Report on Improving Corporate Governance in Hong Kong - A Comparative Based Study

Number of pages: 281 Posted: 27 Sep 2018
Syren Johnstone and Say Hak Goo
Department of Law, University of Hong Kong and The University of Hong Kong - Faculty of Law
Downloads 36 (426,022)

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corporate governance, HKEX, listing rules, HKICPA, regulatory agencies, enforcement, SFC

15.

A Red Flag for the Licensing Regime (A Postscript to ‘A Red Flag for Hong Kong Credit Ratings’)

AIIFL Working Paper No. 29
Number of pages: 26 Posted: 04 Aug 2018 Last Revised: 09 Aug 2018
Syren Johnstone
Department of Law, University of Hong Kong
Downloads 26 (476,565)

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SFC, Moody’s, Credit Ratings, Regulatory Discipline, Court of Final Appeal, Hong Kong

16.

Credit Ratings: The Moody's Case

Hong Kong Law Journal 47(1) 193-219, 2017, University of Hong Kong Faculty of Law Research Paper No. 2017/009
Posted: 18 May 2017 Last Revised: 26 Jul 2017
Syren Johnstone
Department of Law, University of Hong Kong

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credit rating regulation, Hong Kong, Moody's, SFAT, Securities and Futures Appeals Tribunal, SFC, Securities and Futures Commission

17.

Deconstructing Sponsor Prospectus Liability

Hong Kong Law Journal 46(1) 13, 2016 , University of Hong Kong Faculty of Law Research Paper No. 2016/024
Posted: 19 Jul 2016 Last Revised: 19 May 2017
Syren Johnstone, Antonio M. Da Roza and Nigel Davis
Department of Law, University of Hong Kong, The University of Hong Kong - Faculty of Law and University of Hong Kong

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sponsor, prospectus, initial public offering, IPO, regulation