Dan Awrey

University of Oxford, Faculty of Law

Associate Professor of Law and Finance

St. Cross Building

St. Cross Road

Oxford, OX1 3UL

United Kingdom

SCHOLARLY PAPERS

16

DOWNLOADS
Rank 2,128

SSRN RANKINGS

Top 2,128

in Total Papers Downloads

13,221

CITATIONS

1

Scholarly Papers (16)

1.

Complexity, Innovation and the Regulation of Modern Financial Markets

(2012) 2:2 Harvard Business Law Review 235-294, Oxford Legal Studies Research Paper No. 49/2011
Number of pages: 60 Posted: 25 Aug 2011 Last Revised: 16 Jan 2017
Dan Awrey
University of Oxford, Faculty of Law
Downloads 4,018 (1,647)
Citation 1

Abstract:

Complexity, financial innovation, financial regulation, shadow banking system, OTC derivatives, securitization, collateral swaps, synthetic exchange-traded funds, ETFs, Dodd-Frank Act, European Market Infrastructure Regulation

Between Law and Markets: Is There a Role for Culture and Ethics in Financial Regulation?

LSE Legal Studies Working Paper No. 14/2012
Number of pages: 44 Posted: 06 Oct 2012 Last Revised: 12 Sep 2013
Dan Awrey, William Blair and David Kershaw
University of Oxford, Faculty of Law, Independent and London School of Economics - Law Department
Downloads 1,536 (8,658)

Abstract:

Culture, ethics, finance, financial regulation, process-oriented regulation, corporate governance

Between Law and Markets: Is There a Role for Culture and Ethics in Financial Regulation?

Delaware Journal of Corporate Law (DJCL), Vol. 38, p. 191, 2013
Number of pages: 55 Posted: 22 Aug 2013 Last Revised: 12 Sep 2013
Dan Awrey, William Blair and David Kershaw
University of Oxford, Faculty of Law, Independent and London School of Economics - Law Department
Downloads 299 (83,538)

Abstract:

Delaware, Journal, Corporate, Law, Culture, Ethics

3.

Regulating Financial Innovation: A More Principles-Based Alternative?

(2011) 5:2 Brooklyn Journal of Corporate, Financial and Commercial Law 273-315, Oxford Legal Studies Research Paper No. 79/2010
Number of pages: 59 Posted: 05 Nov 2010 Last Revised: 10 Jan 2017
Dan Awrey
University of Oxford, Faculty of Law
Downloads 835 (18,745)

Abstract:

Financial Regulation, Financial Innovation, Principles-Based Regulation, New Governance, Derivatives, Centralized Counterparties, CCPs, Dodd-Frank Act

4.

Law and Finance in the Chinese Shadow Banking System

(2015) 48:1 Cornell International Law Journal 1-50, Oxford Legal Studies Research Paper No. 9/2014
Number of pages: 54 Posted: 19 Jan 2014 Last Revised: 09 Jan 2017
Dan Awrey
University of Oxford, Faculty of Law
Downloads 728 (18,030)

Abstract:

law and finance, legal theory of finance, shadow banking system, China, wealth management products, WMPs

5.

The Limits of EU Hedge Fund Regulation

(2011) 5:2 Law and Financial Markets Review 119-127, Oxford Legal Studies Research Paper No. 8/2011
Number of pages: 27 Posted: 12 Feb 2011 Last Revised: 10 Jan 2017
Dan Awrey
University of Oxford, Faculty of Law
Downloads 728 (24,005)

Abstract:

Shadow banking, hedge funds, alternative investment funds, financial regulation, systemic risk, EU, directive

6.

Principles of Financial Regulation

This is the introductory chapter to a book entitled Principles of Financial Regulation, which will be published by Oxford University Press in 2016., European Corporate Governance Institute (ECGI) - Law Working Paper No. 277/2014, Columbia Public Law Research Paper No. 14-430, Saïd Business School WP 2014-12,
Number of pages: 23 Posted: 21 Nov 2014 Last Revised: 10 Jun 2016
University of Oxford - Faculty of Law, University of Oxford, Faculty of Law, University of Oxford- Faculty of Law, University of Oxford Faculty of Law, Columbia Law School, University of Oxford - Said Business School and University of Oxford - Faculty of Law
Downloads 658 (9,391)

Abstract:

Financial regulation, Financial crisis, Banking regulation, Securities Regulation, Financial markets, Shadow Banking, Macro-Prudential Regulation, Principles of Financial Regulation

7.

The FSA, Integrated Regulation and the Curious Case of OTC Derivatives

(2010) 13:1 University of Pennsylvania Journal of Business Law 1-58, Oxford Legal Studies Research Paper No. 61/2010
Number of pages: 78 Posted: 21 Jul 2010 Last Revised: 10 Jan 2017
Dan Awrey
University of Oxford, Faculty of Law
Downloads 559 (34,691)

Abstract:

financial regulation, OTC derivatives, integrated regulation, institutional structure, political economy, financial market complexity, Dodd-Frank Act

8.

Toward a Supply-Side Theory of Financial Innovation

Journal of Comparative Economics, Vol. 41, No. 2, 2013, Oxford Legal Studies Research Paper No. 44/2012
Number of pages: 60 Posted: 27 Jun 2012 Last Revised: 19 Aug 2014
Dan Awrey
University of Oxford, Faculty of Law
Downloads 430 (38,223)

Abstract:

financial innovation, Modigliani and Miller, OTC derivatives, securitization, structured finance, swaps, collateral swaps, synthetic exchange-traded funds, ETFs, Dodd-Frank Act

9.

The Limits of Private Ordering Within Modern Financial Markets

(2015) 34:1 Review of Banking and Financial Law 183-255
Number of pages: 58 Posted: 10 May 2013 Last Revised: 09 Jan 2017
Dan Awrey
University of Oxford, Faculty of Law
Downloads 268 (64,844)

Abstract:

private ordering; market structure; financial regulation; London Interbank Offered Rate; Libor; International Swaps and Derivatives Association; ISDA; credit default swaps; CDS; determination committees.

10.

Macro-Prudential Financial Regulation: Panacea or Placebo?

Amsterdam Law Forum, Vol. 1, No. 3, 2009
Number of pages: 6 Posted: 03 Jun 2009 Last Revised: 20 Nov 2009
Dan Awrey
University of Oxford, Faculty of Law
Downloads 225 (94,137)

Abstract:

financial crisis, macro-economic, risk, markets, dan, awrey, macro-prudential

11.

Principles, Prescriptions and Polemics: Regulating Conflicts of Interest in the Canadian Investment Fund Industry

Dalhousie Law Journal, Vol. 32, No. 1, p. 69, 2009
Number of pages: 40 Posted: 17 Feb 2010
Dan Awrey
University of Oxford, Faculty of Law
Downloads 108 (186,146)

Abstract:

Financial Regulation, Conflicts of Interest, Principles-Based Regulation, Investment Fund Regulation

12.

The Mechanisms of Derivatives Market Efficiency

(2016) 91:5 New York University Law Review 1104-1182, Oxford Legal Studies Research Paper No. 51/2015
Number of pages: 79 Posted: 17 Sep 2015 Last Revised: 09 Jan 2017
Dan Awrey
University of Oxford, Faculty of Law
Downloads 34 (66,079)

Abstract:

derivatives, dealers, market efficiency, Dodd-Frank Act, central clearing, prudential regulation, private ordering

13.

Brother, Can You Spare a Dollar? Designing an Effective Framework for Foreign Currency Liquidity Assistance

Columbia Business Law Review, Forthcoming, Oxford Legal Studies Research Paper No. 33/2017
Number of pages: 63 Posted: 20 Apr 2017 Last Revised: 26 Jun 2017
Dan Awrey
University of Oxford, Faculty of Law
Downloads 0 (291,475)

Abstract:

Lender of Last Resort, Emergency Liquidity Assistance, ELA, Foreign Currency Liquidity Assistance, FCLA, Eurodollar Market, Financial Stability, Money Creation, IMF

14.

The Shadow Payment System

43 Journal of Corporation Law, Forthcoming, Oxford Legal Studies Research Paper No. 55/2016
Number of pages: 56 Posted: 27 Sep 2016 Last Revised: 23 Apr 2017
Dan Awrey and Kristin van Zwieten
University of Oxford, Faculty of Law and University of Oxford - Faculty of Law
Downloads 0 (95,987)

Abstract:

Fintech, shadow payment system, payment system, bank regulation, financial regulation, peer-to-peer payment system, PayPal, mobile money, M-Pesa, crypto-currency exchange, Bitcoin, Mt Gox, bankruptcy law

15.

Bank Governance

Principles of Financial Regulation (New York/Oxford: Oxford University Press, 2016), European Corporate Governance Institute (ECGI) - Law Working Paper No. 316/2016
Number of pages: 31 Posted: 11 Jun 2016 Last Revised: 15 Jun 2016
University of Oxford - Faculty of Law, University of Oxford, Faculty of Law, University of Oxford- Faculty of Law, University of Oxford Faculty of Law, Columbia Law School, University of Oxford - Said Business School and University of Oxford - Faculty of Law
Downloads 0 (46,851)

Abstract:

Financial regulation, bank governance, executive compensation, financial sector pay, independent directors, board structure

16.

The Dynamics of OTC Derivatives Regulation: Bridging the Public-Private Divide

(2010) 11:2 European Business Organization Law Review 155-193, Oxford Legal Studies Research Paper
Posted: 06 Apr 2010 Last Revised: 10 Jan 2017
Dan Awrey
University of Oxford, Faculty of Law

Abstract:

Financial Market Regulation, Over-The-Counter (OTC) Derivatives Regulation, Public and Private Ordering, Private and Social Costs of Regulation, Asymmetries of Information and Expertise, Complexity within Financial Markets