Ioannis V. Floros

University of Wisconsin - Milwaukee - Department of Finance

Milwaukee, WI 53201-0742

United States

  • University of Wisconsin - Milwaukee - Department of Finance

SCHOLARLY PAPERS

22

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SSRN CITATIONS
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116

CROSSREF CITATIONS

29

Scholarly Papers (22)

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1.

Shell Games: On the Value of Shell Companies

Journal of Corporate Finance, Vol. 17, pp. 850-867, 2011
Number of pages: 52 Posted: 18 Aug 2009 Last Revised: 20 Sep 2011
Ioannis V. Floros and Travis Sapp
University of Wisconsin - Milwaukee - Department of Finance and Iowa State University - Department of Finance
Downloads 1,867 (17,666)
Citation 9

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Shell Company, Reverse Merger, Reverse Takeover, Reverse Acquisition, Alternative Asset, SPACs, PIPEs

2.

A Comparison of Penny Stock Initial Public Offerings and Reverse Mergers as Alternative Mechanisms to Going Public

Number of pages: 51 Posted: 26 Aug 2009 Last Revised: 05 Dec 2009
Ioannis V. Floros and Kuldeep Shastri
University of Wisconsin - Milwaukee - Department of Finance and University of Pittsburgh - Finance Group
Downloads 898 (51,666)
Citation 14

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Reverse mergers, reverse takeovers, penny stock IPOs, shell companies, going public, PIPEs

3.

Redacting Proprietary Information at the Initial Public Offering

Finance Down Under 2014 Building on the Best from the Cellars of Finance
Number of pages: 57 Posted: 04 Nov 2013 Last Revised: 19 May 2015
Audra L. Boone, Ioannis V. Floros and Shane A. Johnson
Texas Christian University - M.J. Neeley School of Business, University of Wisconsin - Milwaukee - Department of Finance and Texas A&M University - Department of Finance
Downloads 626 (82,988)
Citation 11

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IPO, Product Markets, Underpricing, Proprietary information, Information asymmetry, Disclosure

4.

At-the-Market (ATM) Offerings

Forthcoming in the Journal of Financial and Quantitative Analysis
Number of pages: 55 Posted: 19 Nov 2012 Last Revised: 21 Jan 2018
Matthew T. Billett, Ioannis V. Floros and Jon A. Garfinkel
Indiana University - Kelley School of Business - Department of Finance, University of Wisconsin - Milwaukee - Department of Finance and University of Iowa - Tippie College of Business
Downloads 541 (99,815)
Citation 5

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At-the-market offering; ATM; seasoned equity offering; equity issuance; certification

5.

Why Do Firms Issue Private Equity Repeatedly? On the Motives and Information Content of Multiple PIPE Offerings

Journal of Banking and Finance, Vol. 36, pp. 3469-3481, 2012
Number of pages: 35 Posted: 08 Dec 2009 Last Revised: 06 Jan 2020
Ioannis V. Floros and Travis Sapp
University of Wisconsin - Milwaukee - Department of Finance and Iowa State University - Department of Finance
Downloads 491 (112,244)
Citation 11

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Private placements, hedge funds, cash balances, market feedback

6.

Proprietary Costs and the Equity Financing Choice

Floros, I.V., Sivaramakrishnan, K. & Zufarov, R. Proprietary costs and the equity financing choice. Rev Account Stud 29, 1276–1319 (2024). https://doi.org/10.1007/s11142-022-09745-6
Number of pages: 62 Posted: 22 Apr 2019 Last Revised: 28 May 2024
Ioannis V. Floros, Shiva Sivaramakrishnan and Rustam Zufarov
University of Wisconsin - Milwaukee - Department of Finance, Rice University and University of Illinois at Chicago
Downloads 381 (151,163)

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Corporate Disclosures, Proprietary Cost, SEO, PIPE

7.

Walking the Line between Reducing Information Asymmetry and Protecting Proprietary Information: the Provision and Attributes of Management Forecasts by Newly Public Firms

Number of pages: 62 Posted: 02 Aug 2018 Last Revised: 02 Jun 2021
Mei Feng, Ioannis V. Floros, Shane A. Johnson and Zhejia Ling
University of Pittsburgh - Katz Graduate School of Business, University of Wisconsin - Milwaukee - Department of Finance, Texas A&M University - Department of Finance and California State University, Fullerton
Downloads 330 (176,333)

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Proprietary information, Management forecasts, Information redaction, Information asymmetry, Initial public offerings

8.

Redaction as Cross-Regulatory Disclosure Avoidance

Number of pages: 76 Posted: 15 Feb 2022 Last Revised: 17 May 2024
Ioannis V. Floros, Shane A. Johnson and Wanjia Zhao
University of Wisconsin - Milwaukee - Department of Finance, Texas A&M University - Department of Finance and Monash University - Department of Accounting
Downloads 278 (211,036)

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Cross-regulatory disclosure avoidance, regulatory avoidance, segment disclosure, information redaction, proprietary costs, agency costs

9.

Raising Capital When the Going Gets Tough: U.S. Bank Equity Issuance from 2001 to 2014

Federal Reserve Bank of Kansas City Working Paper No. 16-05
Number of pages: 50 Posted: 15 Aug 2016
Lamont Black, Ioannis V. Floros and Rajdeep Sengupta
DePaul University - Driehaus College of Business, University of Wisconsin - Milwaukee - Department of Finance and Federal Reserve Bank of Kansas City
Downloads 276 (212,717)

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Commercial Banks, Equity Issuance, Financial Crisis

10.

The Certification Role of Insider Participation in PIPEs

Forthcoming, Review of Quantitative Finance and Accounting
Number of pages: 52 Posted: 23 Jan 2015 Last Revised: 10 Jun 2020
Ioannis V. Floros, Nandu J. Nagarajan and Shiva Sivaramakrishnan
University of Wisconsin - Milwaukee - Department of Finance, University of Texas at Arlington and Rice University
Downloads 264 (222,375)

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Private Investment in Public Equity; PIPEs; Insiders; Contract Terms; Certification and Monitoring; Shareholder Approval Rule

11.

The Influence of Investor Identity and Contract Terms on Firm Value: Evidence from PIPEs

Journal of Financial Intermediation, Forthcoming
Number of pages: 46 Posted: 14 Mar 2011 Last Revised: 22 Jan 2015
Matthew T. Billett, Redouane Elkamhi and Ioannis V. Floros
Indiana University - Kelley School of Business - Department of Finance, University of Toronto - Rotman School of Management and University of Wisconsin - Milwaukee - Department of Finance
Downloads 245 (239,330)
Citation 14

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PIPE, private placement, investor identity, contract terms, financial contracting

12.

Qualified Residential Mortgages and Default Risk

Journal of Banking and Finance, Forthcoming
Number of pages: 66 Posted: 16 Aug 2014 Last Revised: 16 Jun 2016
Ioannis V. Floros and Joshua T. White
University of Wisconsin - Milwaukee - Department of Finance and Vanderbilt University - Finance
Downloads 244 (240,281)

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Qualifi ed Residential Mortgage, Qualified Mortgage, QRM, QM, Risk retention, Mortgage default risk, Dodd-Frank, Residential mortgage-backed securities

13.

Interfirm collaboration, ownership stakes, and incomplete contracts: Evidence from the pharmaceutical industry

Number of pages: 47 Posted: 14 Dec 2021 Last Revised: 09 Jan 2024
Matthew T. Billett, Ioannis V. Floros and Xuan Tian
Indiana University - Kelley School of Business - Department of Finance, University of Wisconsin - Milwaukee - Department of Finance and Tsinghua University - PBC School of Finance
Downloads 237 (247,329)

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Equity stakes; ownership stakes; incomplete contracts; license agreements; pharmaceutical and biotechnology industry

14.

Access to Private Equity and Real Firm Activity: Evidence from PIPEs

Journal of Corporate Finance, Forthcoming
Number of pages: 38 Posted: 02 Nov 2011
James R. Brown and Ioannis V. Floros
Iowa State University - Department of Finance and University of Wisconsin - Milwaukee - Department of Finance
Downloads 232 (252,284)

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Private equity, R&D, innovation, private investment in public equity, cash holdings, value of liquidity, PIPEs

15.

U.S. Exchange Upgrades: Reducing Uncertainty Through a Two-Stage IPO

Journal of Financial Intermediation, Forthcoming
Number of pages: 35 Posted: 14 Jul 2016 Last Revised: 07 Aug 2018
Rebel A. Cole, Ioannis V. Floros and Vladimir I. Ivanov
Florida Atlantic University, University of Wisconsin - Milwaukee - Department of Finance and US Securities & Exchange Commission
Downloads 221 (264,374)
Citation 4

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Initial Public Offering, Two-stage IPO, Pre-IPO market, Exchange upgrade, Underpricing, Information asymmetry, Stock volatility, Difference-in-difference test

16.

An Analysis of Alternate Paths Used by Non-US Firms to List in US Markets: Revisiting the Bonding Hypothesis

Number of pages: 52 Posted: 04 Dec 2009
Ioannis V. Floros and Kuldeep Shastri
University of Wisconsin - Milwaukee - Department of Finance and University of Pittsburgh - Finance Group
Downloads 208 (279,644)
Citation 3

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Reverse mergers, reverse takeovers, shell companies, bonding hypothesis, cross-listings

17.

Characterizing the Risk of IPO Long-Run Returns: The Impact of Momentum, Liquidity, Skewness, and Investment

Financial Management, Vol. 40, pp. 1067-1086, 2011
Number of pages: 36 Posted: 27 Aug 2009 Last Revised: 03 May 2012
Richard B. Carter, Rick Dark, Ioannis V. Floros and Travis Sapp
Iowa State University, Iowa State University - College of Business, University of Wisconsin - Milwaukee - Department of Finance and Iowa State University - Department of Finance
Downloads 194 (298,077)
Citation 1

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Initial public offering, momentum, liquidity, skewness, investment, new issues puzzle

18.

Corporate PIPEs and the Boundaries of the Firm: Evidence From Innovation

Kelley School of Business Research Paper No. 2022-07, PBCSF-NIFR Research Paper Forthcoming
Number of pages: 50 Posted: 09 Feb 2022 Last Revised: 16 Apr 2023
Matthew T. Billett, Ioannis V. Floros and Xuan Tian
Indiana University - Kelley School of Business - Department of Finance, University of Wisconsin - Milwaukee - Department of Finance and Tsinghua University - PBC School of Finance
Downloads 193 (299,451)

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Innovation activity; strategic collaboration; corporate private placements; knowledge sharing; contracting

19.

Litigation and Information Effects on Private Sales of Securities

Journal of Corporate Finance, volume 88, 2024 [10.1016/j.jcorpfin.2024.102628]
Number of pages: 56 Posted: 13 Aug 2021 Last Revised: 29 Aug 2024
Onur Bayar, Ioannis V. Floros, Yini Liu and Juan Mao
University of Texas at San Antonio - Alvarez College of Business, University of Wisconsin - Milwaukee - Department of Finance, University of Western Ontario and University of Texas at San Antonio - Department of Accounting
Downloads 90 (541,727)

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JEL classification: G14, G23, G32, K41, K42 Law and Finance, Information Effects, Private Investments in Public Equity (PIPEs), Private Placements, Mitigation Actions

20.

Non-underwritten Placements and Their Agents

Number of pages: 54 Posted: 28 May 2021 Last Revised: 25 Mar 2024
Siyuan Fan, Ioannis V. Floros, Leonardo Madureira and Ajai K. Singh
University of Wisconsin - Stevens Point, University of Wisconsin - Milwaukee - Department of Finance, Case Western Reserve University - Weatherhead School of Management and Department of Finance, University of Central Florida
Downloads 58 (688,318)

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Placement Agents; Intermediated; Direct Placements; PIPEs; Private Investments in Public Equity; Analyst Coverage

21.

Information Absorption in Stocks with Short-Selling Constraints

Downloads 45 (768,334)

Information Absorption in Stocks with Short-Selling Constraints

Number of pages: 43 Posted: 17 Feb 2022 Last Revised: 21 Mar 2023
Ioannis V. Floros, Ajai K. Singh and Katsushi Suzuki
University of Wisconsin - Milwaukee - Department of Finance, Department of Finance, University of Central Florida and affiliation not provided to SSRN
Downloads 25 (959,781)

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G14, G15, G32

Information Absorption in Stocks with Short-Selling Constraints

Number of pages: 43 Posted: 09 Jun 2023 Last Revised: 15 Mar 2024
Ioannis V. Floros, Ajai K. Singh and Katsushi Suzuki
University of Wisconsin - Milwaukee - Department of Finance, Department of Finance, University of Central Florida and Hitotsubashi University - Graduate School of International Corporate Strategy
Downloads 20 (1,013,412)

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Short-sales Constraints, Stale Information, Increased Supply, Relative Offer Size

22.

Premium PIPEs: Share Issuances that Exceed the Market Price

Number of pages: 71 Posted: 11 Jul 2024
Leonce Bargeron and Ioannis V. Floros
University of Kentucky - Gatton College of Business and Economics and University of Wisconsin - Milwaukee - Department of Finance
Downloads 43 (782,306)

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JEL classification: G14, G23, G24, G32, G34 Premium offerings, Private Information Sharing, Private Investments in Public Equity (PIPEs), Private Placements, Undervaluation, Certification