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Utpal Bhattacharya

Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Clear Water Bay

Kowloon

Hong Kong

  • Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

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SCHOLARLY PAPERS

38

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CITATIONS
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698

Scholarly Papers (38)

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1.

The World Price of Insider Trading

Journal of Finance, February 2002
Number of pages: 47 Posted: 22 Dec 2000
Utpal Bhattacharya and Hazem Daouk
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Cornell University - School of Applied Economics and Management
Downloads 6,408 (668)
Citation 244

Abstract:

Insider trading, cost of equity, international finance

2.

The Global Rise of the Value-Weighted Portfolio

Downloads 4,371 ( 1,413)
Citation 6

The Global Rise of the Value-Weighted Portfolio

AFA 2007 Chicago Meetings Paper
Number of pages: 35 Posted: 18 Nov 2005
Utpal Bhattacharya and Neal Galpin
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Melbourne - Department of Finance
Downloads 4,186 (1,495)
Citation 6

Abstract:

portfolio theory, value-weighted portfolio, diversification, indexing, stock picking

The Global Rise of the Value-Weighted Portfolio

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 35 Posted: 27 Dec 2009
Utpal Bhattacharya and Neal Galpin
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Melbourne - Department of Finance
Downloads 185 (135,826)
Citation 6

Abstract:

Modern Portfolio Theory, Value-Weighted Portfolio, Diversification, Stock Picking, Asymmetric Information

3.

When an Event is Not an Event: The Curious Case of an Emerging Market

Downloads 3,084 ( 2,632)
Citation 70

When an Event is Not an Event: The Curious Case of an Emerging Market

Number of pages: 42 Posted: 10 Feb 1999
Utpal Bhattacharya, Hazem Daouk, Brian Jorgenson and Carl-Heinrich Kehr
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Cornell University - School of Applied Economics and Management, Carreker-Antinori and BankBetriebsWirtschaft Jacob & Co. KG
Downloads 3,084 (2,569)
Citation 70

Abstract:

Insider trading; Event studies; Emerging markets

When an Event is Not an Event: The Curious Case of an Emerging Market

Journal of Financial Economics, January 2000
Posted: 27 Jan 1999
Utpal Bhattacharya, Hazem Daouk, Brian Jorgenson and Carl-Heinrich Kehr
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Cornell University - School of Applied Economics and Management, Carreker-Antinori and BankBetriebsWirtschaft Jacob & Co. KG

Abstract:

4.

The World Price of Earnings Opacity

Downloads 2,244 ( 4,566)
Citation 159

The World Price of Earnings Opacity

EFA 2002 Berlin Meetings Presented Paper
Number of pages: 52 Posted: 05 Sep 2001
Utpal Bhattacharya, Hazem Daouk and Michael Welker
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Cornell University - School of Applied Economics and Management and Queen's University - Queen's School of Business
Downloads 2,244 (4,464)
Citation 159

Abstract:

Earnings Opacity; Cost of Equity; Turnover

The World Price of Earnings Opacity

The Accounting Review, July 2003
Posted: 18 Feb 2003
Utpal Bhattacharya, Hazem Daouk and Michael Welker
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Cornell University - School of Applied Economics and Management and Queen's University - Queen's School of Business

Abstract:

earnings opacity, earnings aggressiveness, loss avoidance, earnings smoothing, cost of equity, trading volume

5.

The Share Repurchase Announcement Puzzle: Theory and Evidence

Review of Finance, Forthcoming, Kelley School of Business Research Paper No. 2014-45
Number of pages: 46 Posted: 02 Jan 2001 Last Revised: 30 Apr 2015
Utpal Bhattacharya and Stacey E. Jacobsen
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Southern Methodist University (SMU) - Edwin L. Cox School of Business - Department of Finance
Downloads 1,826 (5,884)
Citation 3

Abstract:

Cheap talk, costly signal, share repurchases

6.

Is Unbiased Financial Advice To Retail Investors Sufficient? Answers from a Large Field Study

Downloads 1,591 ( 8,228)
Citation 11

Is Unbiased Financial Advice To Retail Investors Sufficient? Answers from a Large Field Study

Number of pages: 70 Posted: 20 May 2011 Last Revised: 12 May 2014
Utpal Bhattacharya, Andreas Hackethal, Simon Kaesler, Benjamin Loos and Steffen Meyer
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Goethe University Frankfurt - Faculty of Economics and Business Administration, Goethe University Frankfurt - Department of Finance, University of Mannheim - Area Banking, Finance, and Insurance and Leibniz Universität Hannover
Downloads 1,329 (10,841)
Citation 11

Abstract:

retail investors, brokers, financial advice, efficient portfolios

Is Unbiased Financial Advice to Retail Investors Sufficient? Answers from a Large Field Study

Review of Financial Studies, Forthcoming
Number of pages: 70 Posted: 24 Sep 2011
Utpal Bhattacharya, Andreas Hackethal, Simon Kaesler, Benjamin Loos and Steffen Meyer
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Goethe University Frankfurt - Faculty of Economics and Business Administration, Goethe University Frankfurt - Department of Finance, University of Mannheim - Area Banking, Finance, and Insurance and Leibniz Universität Hannover
Downloads 262 (95,861)
Citation 11

Abstract:

retail investors, brokers, financial advice, efficient portfolios

7.

The Role of the Media in the Internet IPO Bubble

Downloads 1,537 ( 8,724)
Citation 26

The Role of the Media in the Internet IPO Bubble

EFA 2005 Moscow Meetings
Number of pages: 51 Posted: 19 Oct 2004
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance, University of Melbourne - Department of Finance and University of Colorado at Denver
Downloads 1,060 (15,512)
Citation 26

Abstract:

Initial public offerings, media, internet bubble

The Role of the Media in the Internet IPO Bubble

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 51 Posted: 04 Sep 2007
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance, University of Melbourne - Department of Finance and University of Colorado at Denver
Downloads 477 (47,377)
Citation 26

Abstract:

Initial public offering, media, internet bubble

8.

From Cronies to Professionals: The Evolution of Family Firms

Downloads 1,379 ( 10,412)
Citation 9

From Cronies to Professionals: The Evolution of Family Firms

Number of pages: 19 Posted: 19 Apr 2002
Utpal Bhattacharya and B. Ravikumar
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Federal Reserve Bank of Saint Louis
Downloads 1,027 (16,212)
Citation 9

Abstract:

Family business, agency theory, corporate governance

From Cronies to Professionals: The Evolution of Family Firms

CAPITAL FORMATION, GOVERNANCE AND BANKING, Klein E., ed., Financial Institutions and Services, Nova Science Publishers, Hauppauge, NY, 2004
Number of pages: 19 Posted: 05 Feb 2005
Utpal Bhattacharya and B. Ravikumar
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Federal Reserve Bank of Saint Louis
Downloads 352 (68,639)
Citation 9

Abstract:

Family business, agency theory, corporate governance

9.

What's Hot in Finance? (2008-2012)

Number of pages: 65 Posted: 05 Sep 2012 Last Revised: 11 May 2014
Utpal Bhattacharya, Michael Flores, Betsy Laydon, Fangzhou Liu and Jun Wu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance, Indiana University - Kelley School of Business - Department of Finance, Indiana University - Kelley School of Business - Department of Finance and Indiana University - Kelley School of Business - Department of Finance
Downloads 1,268 (9,724)

Abstract:

asset pricing, corporate finance, investments

10.

To Believe or Not to Believe

Downloads 1,169 ( 13,570)
Citation 6

To Believe or Not to Believe

Number of pages: 40 Posted: 25 Jul 1994
Utpal Bhattacharya and Murugappa (Murgie) Krishnan
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Yeshiva University
Downloads 1,169 (13,306)
Citation 6

Abstract:

Cheap talk; Earnings disclosure, Market microstructure

To Believe or Not to Believe

Journal of Financial Markets, February 1999
Posted: 29 Dec 1998
Utpal Bhattacharya and Murugappa (Murgie) Krishnan
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Yeshiva University

Abstract:

11.

When No Law is Better than a Good Law

Downloads 1,165 ( 13,655)
Citation 34

When No Law is Better than a Good Law

AFA 2008 New Orleans Meetings Paper
Number of pages: 64 Posted: 19 Mar 2005 Last Revised: 12 May 2014
Utpal Bhattacharya and Hazem Daouk
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Cornell University - School of Applied Economics and Management
Downloads 1,015 (16,511)
Citation 34

Abstract:

insider trading, cost of capital, emerging markets, securities law, enforcement

When No Law is Better Than a Good Law

Review of Finance, Forthcoming
Number of pages: 64 Posted: 28 Apr 2009
Utpal Bhattacharya and Hazem Daouk
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Cornell University - School of Applied Economics and Management
Downloads 150 (163,755)
Citation 34

Abstract:

insider trading, cost of capital, emerging markets, securities law, enforcement

When No Law is Better than a Good Law

Review of Finance, Vol. 13, Issue 4, pp. 577-627, 2009
Posted: 08 Dec 2009
Utpal Bhattacharya and Hazem Daouk
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Cornell University - School of Applied Economics and Management

Abstract:

12.

Insider Trading Controversies: A Literature Review

Downloads 1,146 ( 13,997)
Citation 2

Insider Trading Controversies: A Literature Review

Forthcoming, Annual Review of Financial Economics, vol 6, December 2014, Kelley School of Business Research Paper No. 2014-29
Number of pages: 34 Posted: 16 Oct 2013 Last Revised: 26 Aug 2014
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 1,146 (13,712)
Citation 2

Abstract:

Insider Trading, Securities Law, Enforcement, Efficient Markets, Cost of Capital, Liquidity

Insider Trading Controversies: A Literature Review

Annual Review of Financial Economics, Vol. 6, pp. 385-403, 2014
Posted: 25 Nov 2014
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Abstract:

13.

Abusing ETFs

Forthcoming in the Review of Finance
Number of pages: 55 Posted: 15 Mar 2012 Last Revised: 22 Jul 2016
Utpal Bhattacharya, Benjamin Loos, Steffen Meyer and Andreas Hackethal
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Mannheim - Area Banking, Finance, and Insurance, Leibniz Universität Hannover and Goethe University Frankfurt - Faculty of Economics and Business Administration
Downloads 1,049 (5,490)

Abstract:

household finance, retail investors, ETFs, passive investing, active investing, security selection, market timing

14.

Do They Do It For The Money?

Downloads 983 ( 17,665)
Citation 4

Do They Do It For The Money?

AFA 2011 Denver Meetings Paper
Number of pages: 32 Posted: 11 Mar 2009 Last Revised: 12 May 2014
Utpal Bhattacharya and Cassandra D. Marshall
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Richmond - Department of Finance
Downloads 665 (30,594)
Citation 4

Abstract:

white-collar crime, insider trading, SEC enforcement, CEO compensation

Do They Do It for the Money?

Journal of Corporate Finance, Forthcoming
Number of pages: 32 Posted: 09 Nov 2011
Utpal Bhattacharya and Cassandra D. Marshall
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Richmond - Department of Finance
Downloads 318 (77,217)
Citation 4

Abstract:

white-collar crime, insider trading, SEC enforcement, CEO compensation

15.

Melting Pot or Salad Bowl: Some Evidence from U.S. Investments Abroad

Downloads 904 ( 20,049)
Citation 20

Melting Pot or Salad Bowl: Some Evidence from U.S. Investments Abroad

EFA 2003 Annual Conference Paper No. 650
Number of pages: 49 Posted: 06 Aug 2003
Utpal Bhattacharya and Peter Groznik
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Ljubljana - Faculty of Economics
Downloads 753 (25,706)
Citation 20

Abstract:

Economic Geography, Foreign Direct Investment, Foreign Stockholdings

Melting Pot or Salad Bowl: Some Evidence from U.S. Investments Abroad

Journal of Financial Markets, 2007, U of Alabama Public Law Research Paper No. 1004984
Number of pages: 49 Posted: 12 Aug 2007
Utpal Bhattacharya and Peter Groznik
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Ljubljana - Faculty of Economics
Downloads 151 (162,799)
Citation 20

Abstract:

Economic geography, Foreign direct investment, Foreign stockholdings, Home bias, Immigration

16.

Penny Wise, Dollar Foolish: Buy-Sell Imbalances On and Around Round Numbers

Downloads 871 ( 21,195)
Citation 3

Penny Wise, Dollar Foolish: Buy-Sell Imbalances On and Around Round Numbers

AFA 2011 Denver Meetings Paper, Management Science, (special issue on Behavioral Economics and Finance), Forthcoming
Number of pages: 45 Posted: 15 Mar 2010 Last Revised: 12 May 2014
Utpal Bhattacharya, Craig W. Holden and Stacey E. Jacobsen
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance and Southern Methodist University (SMU) - Edwin L. Cox School of Business - Department of Finance
Downloads 469 (48,391)
Citation 3

Abstract:

Left-digit effect, nine-ending prices, round numbers, trading strategies, clustering

Penny Wise, Dollar Foolish: The Left-Digit Effect in Security Trading

Number of pages: 40 Posted: 19 Nov 2008 Last Revised: 12 May 2014
Utpal Bhattacharya, Craig W. Holden and Stacey E. Jacobsen
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance and Southern Methodist University (SMU) - Edwin L. Cox School of Business - Department of Finance
Downloads 402 (58,613)
Citation 3

Abstract:

Price clustering, left-digit effect, nine-ending prices, trading strategies

17.

Capital Markets and the Evolution of Family Businesses

Downloads 827 ( 22,854)
Citation 21

Capital Markets and the Evolution of Family Businesses

Number of pages: 46 Posted: 05 Feb 1997
Utpal Bhattacharya and B. Ravikumar
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Federal Reserve Bank of Saint Louis
Downloads 827 (22,477)
Citation 21

Abstract:

Capital Markets and the Evolution of Family Businesses

Journal of Business, April 2001
Posted: 11 Feb 2000
Utpal Bhattacharya and B. Ravikumar
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Federal Reserve Bank of Saint Louis

Abstract:

18.

Is CEO Certification of Earnings Numbers Value-Relevant?

Downloads 823 ( 23,035)
Citation 15

Is CEO Certification of Earnings Numbers Value-Relevant?

FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 32 Posted: 27 Oct 2002 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 661 (30,854)
Citation 15

Abstract:

earnings transparency, CEO certification, credible signal, accounting regulation, Sarbanes-Oxley Act

Is CEO Certification of Earnings Numbers Value-Relevant?

Journal of Empirical Finance, Forthcoming, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 32 Posted: 25 Apr 2007 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 162 (153,171)
Citation 15

Abstract:

corporate governance, earnings transparency, CEO certification, credible signal, accounting regulation, Sarbanes-Oxley Act

19.

The Optimal Design of Ponzi Schemes in Finite Economies

Downloads 799 ( 24,019)
Citation 5

The Optimal Design of Ponzi Schemes in Finite Economies

Number of pages: 33 Posted: 17 Jun 1998
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 799 (23,627)
Citation 5

Abstract:

Ponzi schemes, bubbles, bailouts, moral hazard

The Optimal Design of Ponzi Schemes in Finite Economies

Journal of Financial Intermediation, January 2003
Posted: 01 Oct 2002
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Abstract:

Ponzi schemes, bubbles, bailouts, moral hazard

20.

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

Downloads 775 ( 25,088)
Citation 5

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

Review of Financial Studies, 2007
Number of pages: 15 Posted: 11 Sep 2007 Last Revised: 12 May 2014
Utpal Bhattacharya and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Indiana University - Kelley School of Business - Department of Finance
Downloads 775 (24,676)
Citation 5

Abstract:

Asset Pricing Bubbles

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

The Review of Financial Studies, Vol. 21, No. 1, pp. 3-10, 2008
Posted: 26 Jun 2008
Utpal Bhattacharya and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Indiana University - Kelley School of Business - Department of Finance

Abstract:

21.

Conflicting Family Values in Mutual Fund Families

Downloads 678 ( 30,267)
Citation 10

Conflicting Family Values in Mutual Fund Families

Forthcoming: Journal of Finance
Number of pages: 64 Posted: 12 Sep 2010 Last Revised: 12 May 2014
Utpal Bhattacharya, Jung Hoon Lee and Veronika Krepely Pool
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Tulane University - A.B. Freeman School of Business and Indiana University - Kelley School of Business - Department of Finance
Downloads 542 (40,229)
Citation 10

Abstract:

mutual fund family, fund of funds, internal capital market, conflict of interest, fiduciary responsibility

Conflicting Family Values in Mutual Fund Families

Journal of Finance, Forthcoming
Number of pages: 64 Posted: 02 Apr 2012
Utpal Bhattacharya, Jung Hoon Lee and Veronika Krepely Pool
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Tulane University - A.B. Freeman School of Business and Indiana University - Kelley School of Business - Department of Finance
Downloads 136 (177,590)
Citation 10

Abstract:

mutual fund family, fund of funds, internal capital market, conflict of interest, fiduciary responsibility

22.

The Home Court Advantage in International Corporate Litigation

Downloads 588 ( 36,657)
Citation 6

The Home Court Advantage in International Corporate Litigation

AFA 2006 Boston Meetings Paper, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 58 Posted: 21 Nov 2005 Last Revised: 12 May 2014
Utpal Bhattacharya, Neal Galpin and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Melbourne - Department of Finance and Southern Utah University - Department of Economics and Finance
Downloads 381 (62,508)
Citation 6

Abstract:

Corporate litigation, ADR, event study, home bias

The Home Court Advantage in International Corporate Litigation

Journal of Law and Economics, 2006
Number of pages: 58 Posted: 28 Sep 2006
Utpal Bhattacharya, Neal Galpin and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Melbourne - Department of Finance and Southern Utah University - Department of Economics and Finance
Downloads 207 (122,001)
Citation 6

Abstract:

corporate litigation, event studies, discrimination

23.

Anatomy of a Market Failure: NYSE Trading Suspensions (1974-1988)

Downloads 584 ( 36,989)
Citation 11

Anatomy of a Market Failure: NYSE Trading Suspensions (1974-1988)

Number of pages: 33 Posted: 12 May 1997
Utpal Bhattacharya and Matthew I. Spiegel
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Yale University - Yale School of Management, International Center for Finance
Downloads 584 (36,424)
Citation 11

Abstract:

Trading halts; Market resiliency; Liquidity; Inventory control; Adverse selection

Anatomy of a Market Failure: NYSE Trading Suspensions (1974-1988)

Journal of Business and Economic Statistics, Vol. 16, April 1998
Posted: 25 Aug 1998
Utpal Bhattacharya and Matthew I. Spiegel
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Yale University - Yale School of Management, International Center for Finance

Abstract:

24.

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Number of pages: 43 Posted: 01 Apr 2003
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 581 (36,821)
Citation 4

Abstract:

25.

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 91 Posted: 28 Jul 2010 Last Revised: 12 May 2014
Utpal Bhattacharya, Alexander Borisov and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Cincinnati and Indiana University - Kelley School of Business - Department of Finance
Downloads 563 (38,839)
Citation 1

Abstract:

firm mortality, survival risk, initial public offerings, underwriters, venture capital

26.

Do Superstitious Traders Lose Money?

Forthcoming: Management Science
Number of pages: 80 Posted: 10 Aug 2014 Last Revised: 14 Oct 2016
Utpal Bhattacharya, Weiyu Kuo, Tse-Chun Lin and Jing Zhao
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, National Chengchi University (NCCU) - Department of International Business, The University of Hong Kong - Faculty of Business and Economics and The Hong Kong Polytechnic University - School of Accounting and Finance
Downloads 545 (23,557)

Abstract:

superstition, limit order clustering, investment performance, individual investors

27.

Enforcement and its Impact on Cost of Equity and Liquidity of the Market

Number of pages: 28 Posted: 21 Dec 2006 Last Revised: 12 May 2014
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 513 (39,836)
Citation 6

Abstract:

enforcement, securities laws, corporate governance, insider trading

28.

What Affects Innovation More: Policy or Policy Uncertainty?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 58 Posted: 18 Dec 2013 Last Revised: 13 Aug 2017
Utpal Bhattacharya, Po-Hsuan Hsu, Xuan Tian and Yan Xu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Hong Kong, Tsinghua University - PBC School of Finance and HKU, Faculty of Business and Economics
Downloads 469 (19,065)

Abstract:

Innovation, Policy uncertainty, Policy, Political party

29.

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

Number of pages: 14 Posted: 11 Sep 2007
Utpal Bhattacharya and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Indiana University - Kelley School of Business - Department of Finance
Downloads 464 (48,690)
Citation 5

Abstract:

Asset Pricing Bubbles

30.

The Role of the Media in the Launch of Internet IPOs

Downloads 407 ( 58,257)
Citation 5

The Role of the Media in the Launch of Internet IPOs

Number of pages: 28 Posted: 18 Apr 2006
Utpal Bhattacharya, Neal Galpin, Xiaoyun Yu and Rina Ray
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Melbourne - Department of Finance, Indiana University - Kelley School of Business - Department of Finance and University of Colorado at Denver
Downloads 244 (103,317)
Citation 5

Abstract:

Initial public offering, media, underpricing, internet bubble

The Role of the Media in the Launch of Internet IPOs

Betriebswirtschaftliche Forschung und Praxis, Forthcoming
Number of pages: 28 Posted: 19 Jun 2006
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance, University of Melbourne - Department of Finance and University of Colorado at Denver
Downloads 163 (152,349)
Citation 5

Abstract:

initial public offerings, media, underpricing, internet bubble

31.

Financial Liberalization and the Stability of Currency Pegs

Downloads 398 ( 59,933)

Financial Liberalization and the Stability of Currency Pegs

Number of pages: 38 Posted: 10 Feb 2004
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 398 (59,327)

Abstract:

Corporate borrowing, currency speculators, central bank intervention, exchange rate pegs

Financial Liberalization and the Stability of Currency Pegs

Journal of Corporate Finance, March 2005
Posted: 11 Nov 2003
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Abstract:

Corporate borrowing, currency short sellers, central bank intervention, exchange rate pegs

32.

Is CEO Certification Credible?

Regulation, Vol. 26, No. 3, pp. 8-10, Fall 2003, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 4 Posted: 24 Mar 2004 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 375 (62,726)
Citation 3

Abstract:

Sarbanes-Oxley Act, CEO certification, CFO certification, securities regulation, shareholder opinion, regulation, securities and exchange commission, SEC, market reaction

33.

Do Japanese CEOS Matter?

Downloads 254 ( 99,519)
Citation 2

Do Japanese CEOS Matter?

Number of pages: 36 Posted: 28 Jun 2004 Last Revised: 12 May 2014
Sanghoon Ahn, Utpal Bhattacharya, Taehun Jung and Giseok Nam
Hitotsubashi University - Faculty of Economics, Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Hitotsubashi University - Institute of Economic Research and Hitotsubashi University - Institute of Economic Research
Downloads 182 (137,953)
Citation 2

Abstract:

CEO Turnover, Agency Theory, Corporate Governance, Japanese Firms

Do Japanese CEOS Matter?

Pacific-Basin Finance Journal, Forthcoming
Number of pages: 36 Posted: 27 Mar 2009
Sanghoon Ahn, Utpal Bhattacharya, Taehun Jung and Giseok Nam
Hitotsubashi University - Faculty of Economics, Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Hitotsubashi University - Institute of Economic Research and Hitotsubashi University - Institute of Economic Research
Downloads 72 (276,479)
Citation 2

Abstract:

corporate governance, CEO turnover, Japanese firms

34.

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 91 Posted: 19 Mar 2013 Last Revised: 12 May 2014
Utpal Bhattacharya, Alexander Borisov and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Cincinnati and Indiana University - Kelley School of Business - Department of Finance
Downloads 95 (200,411)

Abstract:

firm mortality, survival risk, initial public offering, underwriters, venture capital

35.

What's Hot in Finance (2011-2015)?

Number of pages: 91 Posted: 04 Mar 2016 Last Revised: 07 Mar 2016
Utpal Bhattacharya, Ailin Dong, Frank Weikai Li, Fangyuan Ma and Beichen Wang
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Hong Kong University of Science & Technology (HKUST) - Department of Finance, Singapore Management University - Lee Kong Chian School of Business, HKUST and Hong Kong University of Science & Technology (HKUST)
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Abstract:

corporate finance, asset pricing, investments, market microstructure, financial intermediation

36.

Follow the Money: Investor Trading Around Investor-Paid Credit Rating Changes

Number of pages: 53 Posted: 01 Aug 2014 Last Revised: 31 May 2017
Utpal Bhattacharya, Kelsey D. Wei and Han Xia
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Texas at Dallas and University of Texas at Dallas - Naveen Jindal School of Management
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Abstract:

Investor-Paid Credit Rating Agencies, Credit Ratings, Capital Market Regulation

37.

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Review of Financial Studies, Winter 1997
Posted: 25 Nov 1996
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Abstract:

38.

The Advantage to Hiding One's Hand: Speculation and Central Bank Intervention in the Foreign Exchange Market

JOURNAL OF MONETARY ECONOMICS, August 1997
Posted: 25 Nov 1996
Utpal Bhattacharya and Paul A. Weller
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Iowa - Department of Finance

Abstract:

Other Papers (1)

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1.

Fintech: Observations of a Skeptic

Number of pages: 4 Posted: 12 May 2017
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
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Abstract:

Fintech, e-Payments, Robo-Advisers, Peer-To-Peer Lending, Cybersecurity, Big Data, Machine Learning, Artificial Intelligence, Cryptocurrencies, Blockchain

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