Utpal Bhattacharya

Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Clear Water Bay

Kowloon

Hong Kong

  • Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

SCHOLARLY PAPERS

42

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46,947

CITATIONS
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696

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  • Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Scholarly Papers (42)

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1.

The World Price of Insider Trading

Journal of Finance, February 2002
Number of pages: 47 Posted: 22 Dec 2000
Utpal Bhattacharya and Hazem Daouk
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Cornell University - School of Applied Economics and Management
Downloads 6,914 (774)
Citation 242

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Insider trading, cost of equity, international finance

2.

The Global Rise of the Value-Weighted Portfolio

Downloads 4,451 ( 1,659)
Citation 6

The Global Rise of the Value-Weighted Portfolio

AFA 2007 Chicago Meetings Paper
Number of pages: 35 Posted: 18 Nov 2005
Utpal Bhattacharya and Neal Galpin
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Melbourne - Department of Finance
Downloads 4,247 (1,779)
Citation 6

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portfolio theory, value-weighted portfolio, diversification, indexing, stock picking

The Global Rise of the Value-Weighted Portfolio

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 35 Posted: 27 Dec 2009
Utpal Bhattacharya and Neal Galpin
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Melbourne - Department of Finance
Downloads 204 (139,329)
Citation 6

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Modern Portfolio Theory, Value-Weighted Portfolio, Diversification, Stock Picking, Asymmetric Information

3.

When an Event is Not an Event: The Curious Case of an Emerging Market

Downloads 3,129 ( 3,105)

When an Event is Not an Event: The Curious Case of an Emerging Market

Number of pages: 42 Posted: 10 Feb 1999
Utpal Bhattacharya, Hazem Daouk, Brian Jorgenson and Carl-Heinrich Kehr
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Cornell University - School of Applied Economics and Management, Carreker-Antinori and BankBetriebsWirtschaft Jacob & Co. KG
Downloads 3,129 (3,041)
Citation 71

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Insider trading; Event studies; Emerging markets

When an Event is Not an Event: The Curious Case of an Emerging Market

Journal of Financial Economics, January 2000
Posted: 27 Jan 1999
Utpal Bhattacharya, Hazem Daouk, Brian Jorgenson and Carl-Heinrich Kehr
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Cornell University - School of Applied Economics and Management, Carreker-Antinori and BankBetriebsWirtschaft Jacob & Co. KG

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4.

Abusing ETFs

Forthcoming in the Review of Finance
Number of pages: 55 Posted: 15 Mar 2012 Last Revised: 13 Sep 2017
Utpal Bhattacharya, Benjamin Loos, Steffen Meyer and Andreas Hackethal
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, UTS Business School, Leibniz Universität Hannover and Goethe University Frankfurt - Faculty of Economics and Business Administration
Downloads 2,567 (4,338)

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household finance, retail investors, ETFs, passive investing, active investing, security selection, market timing

5.

The World Price of Earnings Opacity

Downloads 2,289 ( 5,264)
Citation 159

The World Price of Earnings Opacity

EFA 2002 Berlin Meetings Presented Paper
Number of pages: 52 Posted: 05 Sep 2001
Utpal Bhattacharya, Hazem Daouk and Michael Welker
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Cornell University - School of Applied Economics and Management and Queen's University - Queen's School of Business
Downloads 2,289 (5,148)
Citation 159

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Earnings Opacity; Cost of Equity; Turnover

The World Price of Earnings Opacity

The Accounting Review, July 2003
Posted: 18 Feb 2003
Utpal Bhattacharya, Hazem Daouk and Michael Welker
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Cornell University - School of Applied Economics and Management and Queen's University - Queen's School of Business

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earnings opacity, earnings aggressiveness, loss avoidance, earnings smoothing, cost of equity, trading volume

6.

The Share Repurchase Announcement Puzzle: Theory and Evidence

Review of Finance, Forthcoming, Kelley School of Business Research Paper No. 2014-45
Number of pages: 46 Posted: 02 Jan 2001 Last Revised: 30 Apr 2015
Utpal Bhattacharya and Stacey E. Jacobsen
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Southern Methodist University (SMU) - Finance Department
Downloads 2,053 (6,306)
Citation 3

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Cheap talk, costly signal, share repurchases

7.

Is Unbiased Financial Advice To Retail Investors Sufficient? Answers from a Large Field Study

Downloads 1,703 ( 8,671)
Citation 11

Is Unbiased Financial Advice To Retail Investors Sufficient? Answers from a Large Field Study

Number of pages: 70 Posted: 20 May 2011 Last Revised: 12 May 2014
Utpal Bhattacharya, Andreas Hackethal, Simon Kaesler, Benjamin Loos and Steffen Meyer
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Goethe University Frankfurt - Faculty of Economics and Business Administration, Goethe University Frankfurt - Department of Finance, UTS Business School and Leibniz Universität Hannover
Downloads 1,412 (11,528)
Citation 11

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retail investors, brokers, financial advice, efficient portfolios

Is Unbiased Financial Advice to Retail Investors Sufficient? Answers from a Large Field Study

Review of Financial Studies, Forthcoming
Number of pages: 70 Posted: 24 Sep 2011
Utpal Bhattacharya, Andreas Hackethal, Simon Kaesler, Benjamin Loos and Steffen Meyer
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Goethe University Frankfurt - Faculty of Economics and Business Administration, Goethe University Frankfurt - Department of Finance, UTS Business School and Leibniz Universität Hannover
Downloads 291 (97,005)
Citation 11

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retail investors, brokers, financial advice, efficient portfolios

8.

The Role of the Media in the Internet IPO Bubble

Downloads 1,578 ( 9,847)
Citation 26

The Role of the Media in the Internet IPO Bubble

EFA 2005 Moscow Meetings
Number of pages: 51 Posted: 19 Oct 2004
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance, University of Melbourne - Department of Finance and University of Colorado at Denver
Downloads 1,093 (17,181)
Citation 26

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Initial public offerings, media, internet bubble

The Role of the Media in the Internet IPO Bubble

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 51 Posted: 04 Sep 2007
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance, University of Melbourne - Department of Finance and University of Colorado at Denver
Downloads 485 (52,963)
Citation 26

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Initial public offering, media, internet bubble

9.

What's Hot in Finance? (2008-2012)

Number of pages: 65 Posted: 05 Sep 2012 Last Revised: 11 May 2014
Utpal Bhattacharya, Michael Flores, Betsy Laydon, Fangzhou Liu and Jun Wu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance, Indiana University - Kelley School of Business - Department of Finance, Shanghai University of Finance and Economics - Department of Finance and Indiana University - Kelley School of Business - Department of Finance
Downloads 1,519 (10,441)

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asset pricing, corporate finance, investments

10.

From Cronies to Professionals: The Evolution of Family Firms

Downloads 1,424 ( 11,601)
Citation 9

From Cronies to Professionals: The Evolution of Family Firms

Number of pages: 19 Posted: 19 Apr 2002
Utpal Bhattacharya and B. Ravikumar
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Federal Reserve Bank of Saint Louis
Downloads 1,066 (17,831)
Citation 9

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Family business, agency theory, corporate governance

From Cronies to Professionals: The Evolution of Family Firms

CAPITAL FORMATION, GOVERNANCE AND BANKING, Klein E., ed., Financial Institutions and Services, Nova Science Publishers, Hauppauge, NY, 2004
Number of pages: 19 Posted: 05 Feb 2005
Utpal Bhattacharya and B. Ravikumar
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Federal Reserve Bank of Saint Louis
Downloads 358 (76,645)
Citation 9

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Family business, agency theory, corporate governance

11.

Insider Trading Controversies: A Literature Review

Downloads 1,307 ( 13,338)
Citation 2

Insider Trading Controversies: A Literature Review

Forthcoming, Annual Review of Financial Economics, vol 6, December 2014, Kelley School of Business Research Paper No. 2014-29
Number of pages: 34 Posted: 16 Oct 2013 Last Revised: 26 Aug 2014
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 1,307 (13,049)
Citation 2

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Insider Trading, Securities Law, Enforcement, Efficient Markets, Cost of Capital, Liquidity

Insider Trading Controversies: A Literature Review

Annual Review of Financial Economics, Vol. 6, pp. 385-403, 2014
Posted: 25 Nov 2014
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Abstract:

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12.

When No Law is Better than a Good Law

Downloads 1,190 ( 15,382)
Citation 34

When No Law is Better than a Good Law

AFA 2008 New Orleans Meetings Paper
Number of pages: 64 Posted: 19 Mar 2005 Last Revised: 12 May 2014
Utpal Bhattacharya and Hazem Daouk
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Cornell University - School of Applied Economics and Management
Downloads 1,031 (18,716)
Citation 34

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insider trading, cost of capital, emerging markets, securities law, enforcement

When No Law is Better Than a Good Law

Review of Finance, Forthcoming
Number of pages: 64 Posted: 28 Apr 2009
Utpal Bhattacharya and Hazem Daouk
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Cornell University - School of Applied Economics and Management
Downloads 159 (174,922)
Citation 34

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insider trading, cost of capital, emerging markets, securities law, enforcement

When No Law is Better than a Good Law

Review of Finance, Vol. 13, Issue 4, pp. 577-627, 2009
Posted: 08 Dec 2009
Utpal Bhattacharya and Hazem Daouk
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Cornell University - School of Applied Economics and Management

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13.

What Affects Innovation More: Policy or Policy Uncertainty?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 58 Posted: 18 Dec 2013 Last Revised: 13 Aug 2017
Utpal Bhattacharya, Po-Hsuan Hsu, Xuan Tian and Yan Xu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Hong Kong, Tsinghua University - PBC School of Finance and HKU, Faculty of Business and Economics
Downloads 1,184 (15,523)

Abstract:

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Innovation, Policy uncertainty, Policy, Political party

14.

To Believe or Not to Believe

Downloads 1,175 ( 15,721)
Citation 6

To Believe or Not to Believe

Number of pages: 40 Posted: 25 Jul 1994
Utpal Bhattacharya and Murugappa (Murgie) Krishnan
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Yeshiva University
Downloads 1,175 (15,409)
Citation 6

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Cheap talk; Earnings disclosure, Market microstructure

To Believe or Not to Believe

Journal of Financial Markets, February 1999
Posted: 29 Dec 1998
Utpal Bhattacharya and Murugappa (Murgie) Krishnan
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Yeshiva University

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15.

What's Hot in Finance (2011-2015)?

Number of pages: 91 Posted: 04 Mar 2016 Last Revised: 07 Mar 2016
Utpal Bhattacharya, Ailin Dong, Frank Weikai Li, Fangyuan Ma and Beichen Wang
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Hong Kong University of Science & Technology (HKUST) - Department of Finance, Singapore Management University - Lee Kong Chian School of Business, Chinese University of Hong Kong (CUHK) - Department of Finance and Hong Kong University of Science & Technology (HKUST)
Downloads 1,170 (15,824)

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corporate finance, asset pricing, investments, market microstructure, financial intermediation

16.

Do They Do It For The Money?

Downloads 1,024 ( 19,248)
Citation 4

Do They Do It For The Money?

AFA 2011 Denver Meetings Paper
Number of pages: 32 Posted: 11 Mar 2009 Last Revised: 12 May 2014
Utpal Bhattacharya and Cassandra D. Marshall
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Richmond - Department of Finance
Downloads 688 (33,498)
Citation 4

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white-collar crime, insider trading, SEC enforcement, CEO compensation

Do They Do It for the Money?

Journal of Corporate Finance, Forthcoming
Number of pages: 32 Posted: 09 Nov 2011
Utpal Bhattacharya and Cassandra D. Marshall
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Richmond - Department of Finance
Downloads 336 (82,528)
Citation 4

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white-collar crime, insider trading, SEC enforcement, CEO compensation

17.

Penny Wise, Dollar Foolish: Buy-Sell Imbalances On and Around Round Numbers

Downloads 929 ( 22,329)
Citation 3

Penny Wise, Dollar Foolish: Buy-Sell Imbalances On and Around Round Numbers

Management Science 15, 413-431, 2012.
Number of pages: 45 Posted: 15 Mar 2010 Last Revised: 02 Sep 2017
Utpal Bhattacharya, Craig W. Holden and Stacey E. Jacobsen
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance and Southern Methodist University (SMU) - Finance Department
Downloads 501 (50,861)
Citation 3

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Left-digit effect, nine-ending prices, round numbers, trading strategies, clustering

Penny Wise, Dollar Foolish: The Left-Digit Effect in Security Trading

Number of pages: 40 Posted: 19 Nov 2008 Last Revised: 12 May 2014
Utpal Bhattacharya, Craig W. Holden and Stacey E. Jacobsen
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance and Southern Methodist University (SMU) - Finance Department
Downloads 428 (61,933)
Citation 3

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Price clustering, left-digit effect, nine-ending prices, trading strategies

18.

Melting Pot or Salad Bowl: Some Evidence from U.S. Investments Abroad

Downloads 917 ( 22,751)
Citation 20

Melting Pot or Salad Bowl: Some Evidence from U.S. Investments Abroad

EFA 2003 Annual Conference Paper No. 650
Number of pages: 49 Posted: 06 Aug 2003
Utpal Bhattacharya and Peter Groznik
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Ljubljana - Faculty of Economics
Downloads 766 (28,883)
Citation 20

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Economic Geography, Foreign Direct Investment, Foreign Stockholdings

Melting Pot or Salad Bowl: Some Evidence from U.S. Investments Abroad

Journal of Financial Markets, 2007, U of Alabama Public Law Research Paper No. 1004984
Number of pages: 49 Posted: 12 Aug 2007
Utpal Bhattacharya and Peter Groznik
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Ljubljana - Faculty of Economics
Downloads 151 (182,762)
Citation 20

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Economic geography, Foreign direct investment, Foreign stockholdings, Home bias, Immigration

19.

Do Superstitious Traders Lose Money?

Forthcoming: Management Science
Number of pages: 80 Posted: 10 Aug 2014 Last Revised: 14 Oct 2016
Utpal Bhattacharya, Weiyu Kuo, Tse-Chun Lin and Jing Zhao
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, National Chengchi University (NCCU) - Department of International Business, The University of Hong Kong - Faculty of Business and Economics and Hong Kong Polytechnic University - School of Accounting and Finance
Downloads 890 (23,759)

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superstition, limit order clustering, investment performance, individual investors

20.

The Optimal Design of Ponzi Schemes in Finite Economies

Downloads 850 ( 25,364)
Citation 5

The Optimal Design of Ponzi Schemes in Finite Economies

Number of pages: 33 Posted: 17 Jun 1998
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 850 (24,959)
Citation 5

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Ponzi schemes, bubbles, bailouts, moral hazard

The Optimal Design of Ponzi Schemes in Finite Economies

Journal of Financial Intermediation, January 2003
Posted: 01 Oct 2002
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

Abstract:

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Ponzi schemes, bubbles, bailouts, moral hazard

21.

Capital Markets and the Evolution of Family Businesses

Downloads 835 ( 26,048)
Citation 21

Capital Markets and the Evolution of Family Businesses

Number of pages: 46 Posted: 05 Feb 1997
Utpal Bhattacharya and B. Ravikumar
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Federal Reserve Bank of Saint Louis
Downloads 835 (25,626)
Citation 21

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Capital Markets and the Evolution of Family Businesses

Journal of Business, April 2001
Posted: 11 Feb 2000
Utpal Bhattacharya and B. Ravikumar
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Federal Reserve Bank of Saint Louis

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22.

Is CEO Certification of Earnings Numbers Value-Relevant?

Downloads 833 ( 26,154)
Citation 15

Is CEO Certification of Earnings Numbers Value-Relevant?

FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 32 Posted: 27 Oct 2002 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 668 (34,920)
Citation 15

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earnings transparency, CEO certification, credible signal, accounting regulation, Sarbanes-Oxley Act

Is CEO Certification of Earnings Numbers Value-Relevant?

Journal of Empirical Finance, Forthcoming, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 32 Posted: 25 Apr 2007 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 165 (169,417)
Citation 15

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corporate governance, earnings transparency, CEO certification, credible signal, accounting regulation, Sarbanes-Oxley Act

23.

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

Downloads 786 ( 28,363)
Citation 5

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

Review of Financial Studies, 2007
Number of pages: 15 Posted: 11 Sep 2007 Last Revised: 12 May 2014
Utpal Bhattacharya and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Indiana University - Kelley School of Business - Department of Finance
Downloads 786 (27,914)
Citation 5

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Asset Pricing Bubbles

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

The Review of Financial Studies, Vol. 21, No. 1, pp. 3-10, 2008
Posted: 26 Jun 2008
Utpal Bhattacharya and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Indiana University - Kelley School of Business - Department of Finance

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24.

Conflicting Family Values in Mutual Fund Families

Downloads 711 ( 32,520)
Citation 9

Conflicting Family Values in Mutual Fund Families

Forthcoming: Journal of Finance
Number of pages: 64 Posted: 12 Sep 2010 Last Revised: 12 May 2014
Utpal Bhattacharya, Jung Hoon Lee and Veronika Krepely Pool
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Tulane University - A.B. Freeman School of Business and Indiana University - Kelley School of Business - Department of Finance
Downloads 570 (43,070)
Citation 9

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mutual fund family, fund of funds, internal capital market, conflict of interest, fiduciary responsibility

Conflicting Family Values in Mutual Fund Families

Journal of Finance, Forthcoming
Number of pages: 64 Posted: 02 Apr 2012
Utpal Bhattacharya, Jung Hoon Lee and Veronika Krepely Pool
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Tulane University - A.B. Freeman School of Business and Indiana University - Kelley School of Business - Department of Finance
Downloads 141 (193,436)
Citation 9

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mutual fund family, fund of funds, internal capital market, conflict of interest, fiduciary responsibility

25.

The Home Court Advantage in International Corporate Litigation

Downloads 602 ( 40,632)
Citation 6

The Home Court Advantage in International Corporate Litigation

AFA 2006 Boston Meetings Paper, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 58 Posted: 21 Nov 2005 Last Revised: 12 May 2014
Utpal Bhattacharya, Neal Galpin and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Melbourne - Department of Finance and Southern Utah University - Department of Economics and Finance
Downloads 388 (69,708)
Citation 6

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Corporate litigation, ADR, event study, home bias

The Home Court Advantage in International Corporate Litigation

Journal of Law and Economics, 2006
Number of pages: 58 Posted: 28 Sep 2006
Utpal Bhattacharya, Neal Galpin and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Melbourne - Department of Finance and Southern Utah University - Department of Economics and Finance
Downloads 214 (133,126)
Citation 6

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corporate litigation, event studies, discrimination

26.

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Number of pages: 43 Posted: 01 Apr 2003
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 592 (41,546)
Citation 4

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27.

Anatomy of a Market Failure: NYSE Trading Suspensions (1974-1988)

Downloads 591 ( 41,636)

Anatomy of a Market Failure: NYSE Trading Suspensions (1974-1988)

Number of pages: 33 Posted: 12 May 1997
Utpal Bhattacharya and Matthew I. Spiegel
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Yale University - Yale School of Management, International Center for Finance
Downloads 591 (41,049)
Citation 11

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Trading halts; Market resiliency; Liquidity; Inventory control; Adverse selection

Anatomy of a Market Failure: NYSE Trading Suspensions (1974-1988)

Journal of Business and Economic Statistics, Vol. 16, April 1998
Posted: 25 Aug 1998
Utpal Bhattacharya and Matthew I. Spiegel
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Yale University - Yale School of Management, International Center for Finance

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28.

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 91 Posted: 28 Jul 2010 Last Revised: 12 May 2014
Utpal Bhattacharya, Alexander Borisov and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Cincinnati - Department of Finance - Real Estate and Indiana University - Kelley School of Business - Department of Finance
Downloads 581 (42,604)
Citation 1

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firm mortality, survival risk, initial public offerings, underwriters, venture capital

29.

Enforcement and its Impact on Cost of Equity and Liquidity of the Market

Number of pages: 28 Posted: 21 Dec 2006 Last Revised: 12 May 2014
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 577 (43,014)
Citation 6

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enforcement, securities laws, corporate governance, insider trading

30.

The Causes and Consequences of Recent Financial Market Bubbles: An Introduction

Number of pages: 14 Posted: 11 Sep 2007
Utpal Bhattacharya and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Indiana University - Kelley School of Business - Department of Finance
Downloads 476 (54,829)
Citation 5

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Asset Pricing Bubbles

31.

The Role of the Media in the Launch of Internet Ipos

Downloads 418 ( 64,347)
Citation 5

The Role of the Media in the Launch of Internet Ipos

Number of pages: 28 Posted: 18 Apr 2006
Utpal Bhattacharya, Neal Galpin, Xiaoyun Yu and Rina Ray
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Melbourne - Department of Finance, Indiana University - Kelley School of Business - Department of Finance and University of Colorado at Denver
Downloads 249 (114,387)
Citation 5

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Initial public offering, media, underpricing, internet bubble

The Role of the Media in the Launch of Internet Ipos

Betriebswirtschaftliche Forschung und Praxis, Forthcoming
Number of pages: 28 Posted: 19 Jun 2006
Utpal Bhattacharya, Xiaoyun Yu, Neal Galpin and Rina Ray
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Indiana University - Kelley School of Business - Department of Finance, University of Melbourne - Department of Finance and University of Colorado at Denver
Downloads 169 (165,830)
Citation 5

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initial public offerings, media, underpricing, internet bubble

32.

Financial Liberalization and the Stability of Currency Pegs

Downloads 404 ( 67,087)

Financial Liberalization and the Stability of Currency Pegs

Number of pages: 38 Posted: 10 Feb 2004
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
Downloads 404 (66,480)

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Corporate borrowing, currency speculators, central bank intervention, exchange rate pegs

Financial Liberalization and the Stability of Currency Pegs

Journal of Corporate Finance, March 2005
Posted: 11 Nov 2003
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

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Corporate borrowing, currency short sellers, central bank intervention, exchange rate pegs

33.

Is CEO Certification Credible?

Regulation, Vol. 26, No. 3, pp. 8-10, Fall 2003, FSU College of Law, Law, Business & Economics Paper No. #
Number of pages: 4 Posted: 24 Mar 2004 Last Revised: 12 May 2014
Utpal Bhattacharya, Peter Groznik and Bruce Haslem
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Ljubljana - Faculty of Economics and Southern Utah University - Department of Economics and Finance
Downloads 387 (70,501)
Citation 3

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Sarbanes-Oxley Act, CEO certification, CFO certification, securities regulation, shareholder opinion, regulation, securities and exchange commission, SEC, market reaction

34.

Do Japanese CEOS Matter?

Downloads 258 (110,689)
Citation 2

Do Japanese CEOS Matter?

Number of pages: 36 Posted: 28 Jun 2004 Last Revised: 12 May 2014
Sanghoon Ahn, Utpal Bhattacharya, Taehun Jung and Giseok Nam
Hitotsubashi University - Faculty of Economics, Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Hitotsubashi University - Institute of Economic Research and Hitotsubashi University - Institute of Economic Research
Downloads 185 (152,874)
Citation 2

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CEO Turnover, Agency Theory, Corporate Governance, Japanese Firms

Do Japanese CEOS Matter?

Pacific-Basin Finance Journal, Forthcoming
Number of pages: 36 Posted: 27 Mar 2009
Sanghoon Ahn, Utpal Bhattacharya, Taehun Jung and Giseok Nam
Hitotsubashi University - Faculty of Economics, Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Hitotsubashi University - Institute of Economic Research and Hitotsubashi University - Institute of Economic Research
Downloads 73 (305,839)
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corporate governance, CEO turnover, Japanese firms

35.

Follow the Money: Investor Trading Around Investor-Paid Credit Rating Changes

Number of pages: 54 Posted: 01 Aug 2014 Last Revised: 06 Feb 2018
Utpal Bhattacharya, Kelsey D. Wei and Han Xia
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Texas at Dallas and University of Texas at Dallas - Naveen Jindal School of Management
Downloads 185 (152,926)

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Investor-Paid Credit Rating Agencies, Credit Ratings, Capital Market Regulation

36.

Spillovers in Asset Prices: The Curious Case of Haunted Houses

8th Miami Behavioral Finance Conference 2017
Number of pages: 45 Posted: 30 Nov 2017
Utpal Bhattacharya, Daisy J. Huang and Kasper Meisner Nielsen
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, Nanjing Audit University and Hong Kong University of Science & Technology (HKUST) - Department of Finance
Downloads 122 (216,118)

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spillovers in prices, price pressure channel, quality channel, haunted houses

37.

Firm Mortality and Natal Financial Care

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 91 Posted: 19 Mar 2013 Last Revised: 12 May 2014
Utpal Bhattacharya, Alexander Borisov and Xiaoyun Yu
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, University of Cincinnati - Department of Finance - Real Estate and Indiana University - Kelley School of Business - Department of Finance
Downloads 121 (217,512)

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firm mortality, survival risk, initial public offering, underwriters, venture capital

38.

Can Acquisition Failure Be Predicted?

SMU Cox School of Business Research Paper No. 18-14
Number of pages: 66 Posted: 25 Feb 2018 Last Revised: 11 Oct 2018
Utpal Bhattacharya and Stacey E. Jacobsen
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Southern Methodist University (SMU) - Finance Department
Downloads 117 (222,986)

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Mergers, Acquisitions, Value Destruction, Acquisition Failure, Acquirer Abnormal Return, Overpayment, Goodwill, Impairment

39.

The Relative Grading Bias

Number of pages: 38 Posted: 21 Nov 2017 Last Revised: 22 Oct 2018
Utpal Bhattacharya and Ariel Yu Zhang
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and Hong Kong University of Science & Technology (HKUST)
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Analyst Ratings, Bounded Rationality, Limited Attention Bias, Market Efficiency

40.

Nominal Stock Price Anchors: A Global Phenomenon?

Journal of Financial Markets, Forthcoming
Number of pages: 32 Posted: 12 Nov 2018
Kee-Hong Bae, Utpal Bhattacharya, Jisok Kang and Ghon Rhee
York University - Schulich School of Business, Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management, John Carroll University - Department of Economics & Finance and University of Hawaii at Manoa
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anchoring, norms, nominal share price, stock splits, reverse stock splits

41.

The Advantage to Hiding One's Hand: Speculation and Central Bank Intervention in the Foreign Exchange Market

JOURNAL OF MONETARY ECONOMICS, August 1997
Posted: 25 Nov 1996
Utpal Bhattacharya and Paul A. Weller
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management and University of Iowa - Department of Finance

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42.

Communication Costs, Information Acquisition, and Voting Decisions in Proxy Contests

Review of Financial Studies, Winter 1997
Posted: 25 Nov 1996
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management

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Other Papers (1)

Total Downloads: 22    Citations: 0
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1.

Fintech: Observations of a Skeptic

Number of pages: 4 Posted: 12 May 2017
Utpal Bhattacharya
Hong Kong University of Science & Technology (HKUST) - HKUST School of Business and Management
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Fintech, e-Payments, Robo-Advisers, Peer-To-Peer Lending, Cybersecurity, Big Data, Machine Learning, Artificial Intelligence, Cryptocurrencies, Blockchain