James A. Fanto

Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation

Gerald Baylin Professor of Law

250 Joralemon Street

Brooklyn, NY 11201

United States

SCHOLARLY PAPERS

20

DOWNLOADS
Rank 16,010

SSRN RANKINGS

Top 16,010

in Total Papers Downloads

4,425

SSRN CITATIONS
Rank 32,751

SSRN RANKINGS

Top 32,751

in Total Papers Citations

5

CROSSREF CITATIONS

20

Scholarly Papers (20)

1.

Quasi-Rationality in Action: A Study of Psychological Factors in Merger Decision-Making

Number of pages: 82 Posted: 28 Mar 2001
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 716 (50,151)
Citation 3

Abstract:

Loading...

Mergers, decision-making, psychology, law

2.

Persuasion and Resistance: The Use of Psychology by Anglo-American Corporate Governance Advocates in France

Number of pages: 94 Posted: 20 Mar 2002
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 640 (58,051)
Citation 3

Abstract:

Loading...

French corporate goverance, psychology

3.

Braking the Merger Momentum: Reforming Corporate Law Governing Mega-Mergers

Number of pages: 101 Posted: 13 Jul 2000
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 571 (67,144)
Citation 3

Abstract:

Loading...

4.

Justifying Board Diversity

North Carolina Law Review, Vol. 89, 2011, Brooklyn Law School, Legal Studies Paper No. 224
Number of pages: 37 Posted: 28 Mar 2011
James A. Fanto, Lawrence M. Solan and John M. Darley
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation, Brooklyn Law School and Princeton University
Downloads 489 (81,282)

Abstract:

Loading...

board, directors, corporations, diversity

5.

Whistleblowing and the Public Director: Countering Corporate Inner Circles

Number of pages: 80 Posted: 21 Nov 2003
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 475 (84,193)
Citation 5

Abstract:

Loading...

corporate governance, directors, social psychology

6.

Paternalistic Regulation of Public Company Management: Lessons from Bank Regulation

Brooklyn Law School Legal Studies Paper No. 49
Number of pages: 54 Posted: 10 Jan 2006
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 377 (110,070)
Citation 5

Abstract:

Loading...

corporate governance, public companies, bank regulation

7.

Anticipating the Unthinkable: The Adequacy of Risk Management in Finance and Environmental Studies

Wake Forest Law Review, Vol. 44, No. 3, 2009, Brooklyn Law School, Legal Studies Paper No. 174
Number of pages: 26 Posted: 24 Oct 2009 Last Revised: 29 Jun 2014
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 260 (162,966)

Abstract:

Loading...

risk management, risks

8.

Subtle Hazards Revisited: The Corruption of a Financial Holding Company by a Corporate Client's Inner Circle

Number of pages: 31 Posted: 22 Nov 2004
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 236 (179,035)

Abstract:

Loading...

Banking, corporate governance

9.

A Social Defense of Sarbanes-Oxley

New York Law School Law Review, Vol. 52, 2007/2008, Brooklyn Law School, Legal Studies Research Paper No. 111
Number of pages: 19 Posted: 14 Jul 2008
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 128 (301,966)

Abstract:

Loading...

Sarbanes-Oxley, regulation of business

10.

Surveillant and Counselor: A Reorientation in Compliance for Financial Firms

Brooklyn Law School, Legal Studies Paper No. 358
Number of pages: 65 Posted: 07 Sep 2013 Last Revised: 17 Oct 2013
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 104 (349,264)
Citation 3

Abstract:

Loading...

compliance, securities law, broker-dealer

11.

The Vanishing Supervisor

Brooklyn Law School, Legal Studies Paper No. 405
Number of pages: 46 Posted: 25 Jan 2015 Last Revised: 13 Feb 2015
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 103 (351,488)

Abstract:

Loading...

supervision, compliance, broker-dealers

12.

The Professionalization of Compliance: Its Progress, Impediments and Outcomes

Brooklyn Law School, Legal Studies Paper, No.651, Notre Dame Journal of Law, Ethics and Public Policy, Vol. 35, No. 1, 2021
Number of pages: 78 Posted: 09 Oct 2020 Last Revised: 18 Aug 2021
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 92 (377,834)

Abstract:

Loading...

compliance, professionalism, business organizations

13.

Advising Compliance in Financial Firms: A New Mission for the Legal Academy

8 Brooklyn Journal of Corporate, Financial & Commercial Law 1 (2013), Brooklyn Law School, Legal Studies Paper No. 381
Number of pages: 23 Posted: 19 Jan 2014 Last Revised: 12 Aug 2014
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 86 (393,753)

Abstract:

Loading...

compliance

14.

The Continuing Need for Broker-Dealer Professionalism in IPOs

Ohio State Entrepreneurial Business Law Journal, Vol. 2, No. 2, pp. 679-701, 2008, Brooklyn Law School, Legal Studies Paper No. 104
Number of pages: 24 Posted: 31 Mar 2008 Last Revised: 07 Jul 2008
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 84 (399,179)

Abstract:

Loading...

broker-dealer, professionalism

15.

The Governing Authority’s Responsibilities in Compliance and Risk Management, As Seen in the American Law Institute’s Draft Principles of Compliance, Risk Management, and Enforcement

Temple Law Review, Vol. 90, No. 4, 2018, Brooklyn Law School, Legal Studies Paper No. 574
Number of pages: 29 Posted: 13 Oct 2018 Last Revised: 18 Oct 2018
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 40 (566,242)

Abstract:

Loading...

Governance, Compliance

16.

Techniques of Regulatory Implementation: The Case of Reg BI and Form CRS

Brooklyn Law School, Legal Studies Paper No. 687
Number of pages: 43 Posted: 20 Aug 2021 Last Revised: 02 Nov 2021
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation
Downloads 24 (662,873)

Abstract:

Loading...

Regulation Best Interest, compliance, broker-dealers

17.

The Contribution of the Fund Profile to Investor Education

Posted: 07 Feb 2000
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation

Abstract:

Loading...

18.

We're All Capitalists Now: The Importance, Provision and Regulation of Investor Education

Posted: 28 Sep 1998
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation

Abstract:

Loading...

19.

The Absence of Cross-Cultural Communication: Sec Mandatory Disclosure and Foreign Corporate Governance

Northwestern Journal of International Law & Business, Vol. 17, Issue 1 (1996).
Posted: 04 May 1998
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation

Abstract:

Loading...

20.

The Role of Corporate Law in the Adaptation of French Enterprises

Posted: 14 Mar 1997
James A. Fanto
Brooklyn Law School and Co-Director of the Center for the Study of Business Law & Regulation

Abstract:

Loading...