Paul Brockman

Lehigh University - College of Business

Professor

Bethlehem, PA 18015

United States

SCHOLARLY PAPERS

35

DOWNLOADS
Rank 5,685

SSRN RANKINGS

Top 5,685

in Total Papers Downloads

7,379

CITATIONS
Rank 5,328

SSRN RANKINGS

Top 5,328

in Total Papers Citations

104

Scholarly Papers (35)

1.

Stock Market Liquidity and the Decision to Repurchase

Journal of Corporate Finance, Forthcoming
Number of pages: 41 Posted: 02 Mar 2006 Last Revised: 14 Jul 2013
Paul Brockman, John S. Howe and Sandra Mortal
Lehigh University - College of Business, University of Missouri at Columbia - Department of Finance and University of Alabama - Culverhouse College of Commerce & Business Administration
Downloads 787 (30,006)
Citation 9

Abstract:

Loading...

payout policy, repurchases, dividends, liquidity

2.

Executive Compensation and the Maturity Structure of Corporate Debt

Journal of Finance, Forthcoming
Number of pages: 59 Posted: 28 Sep 2009
Paul Brockman, Xiumin Martin and Emre Unlu
Lehigh University - College of Business, Washington University in Saint Louis - Olin School of Business and University of Nebraska at Lincoln
Downloads 773 (30,753)
Citation 71

Abstract:

Loading...

Executive compensation, Agency costs, Debt maturity

3.

Is Idiosyncratic Risk Priced? The International Evidence

Number of pages: 51 Posted: 21 Mar 2009 Last Revised: 05 Nov 2012
Paul Brockman, Maria G. Schutte and Wayne Yu
Lehigh University - College of Business, Michigan Technological University and City University of Hong Kong
Downloads 712 (34,394)
Citation 10

Abstract:

Loading...

Idiosyncratic risk, Expected returns, Pricing, International markets

4.

Form 13F (Mis)Filings

Number of pages: 43 Posted: 14 Jul 2016 Last Revised: 25 Oct 2016
Anne M. Anderson and Paul Brockman
Middle Tennessee State and Lehigh University - College of Business
Downloads 658 (38,332)
Citation 3

Abstract:

Loading...

13F Filing, Disclosure, Institutional Investor

5.

Commonality in Liquidity: A Global Perspective

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 55 Posted: 27 Feb 2007 Last Revised: 29 Sep 2008
Lehigh University - College of Business, Simon Fraser University and HEC Paris - Finance Department
Downloads 539 (49,686)
Citation 42

Abstract:

Loading...

Liquidity, Commonality, Bid-Ask Spreads, Depths

6.

Voluntary Disclosure around Actual Share Repurchases

Journal of Financial Economics, Forthcoming
Number of pages: 52 Posted: 06 Sep 2007
Paul Brockman, Inder K. Khurana and Xiumin Martin
Lehigh University - College of Business, University of Missouri at Columbia - Robert J. Trulaske, Sr. College of Business and Washington University in Saint Louis - Olin School of Business
Downloads 460 (60,675)
Citation 22

Abstract:

Loading...

Voluntary disclosures, Management forecasts, Share repurchases

7.

Differences in Conference Call Tones: Managers Versus Analysts

Financial Analysts Journal, Vol. 71, No. 4, pp. 24-42, July/August 2015
Number of pages: 46 Posted: 01 Jan 2015 Last Revised: 13 Aug 2015
Paul Brockman, Xu Li and S. McKay Price
Lehigh University - College of Business, The University of Hong Kong and Lehigh University - Perella Department of Finance
Downloads 373 (77,877)
Citation 4

Abstract:

Loading...

Conference calls, Textual analysis, Managers, Financial analysts, Market reaction

8.

Voluntary Disclosures and the Exercise of CEO Stock Options

AFA 2009 San Francisco Meetings Paper
Number of pages: 62 Posted: 25 Mar 2008 Last Revised: 20 Jun 2009
Paul Brockman, Xiumin Martin and Andy Puckett
Lehigh University - College of Business, Washington University in Saint Louis - Olin School of Business and University of Tennessee, Knoxville
Downloads 311 (95,754)
Citation 4

Abstract:

Loading...

Voluntary Disclosures, Management Forecasts, Executive Stock Options

9.

Anticipating the 2007–2008 Financial Crisis: Who Knew What and When Did They Know it?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 43 Posted: 07 Nov 2013
Lehigh University - College of Business, University of San Diego and University of Missouri - Columbia
Downloads 296 (100,988)
Citation 4

Abstract:

Loading...

financial crisis; institutional investors; financial analysts; insiders

10.

Block Ownership, Trading Activity, and Market Liquidity

Number of pages: 40 Posted: 08 Apr 2008
Lehigh University - College of Business, Simon Fraser University and University of Missouri - Columbia
Downloads 284 (105,631)
Citation 20

Abstract:

Loading...

Block ownership, liquidity; bid-ask spreads, depths, adverse selection

11.

It's All in the Name: Evidence of Founder-Firm Endowment Effects

Number of pages: 44 Posted: 20 Mar 2017
Lehigh University - College of Business, Fordham University - Accounting Area, University of Oklahoma and Lehigh University
Downloads 262 (114,972)

Abstract:

Loading...

Founder firms, Family firms, Endowment effect

12.

How Does Financial Literacy Affect the Savings Decision?

CIFR Paper No. 078/2015
Number of pages: 28 Posted: 01 Oct 2015
Paul Brockman and David Michayluk
Lehigh University - College of Business and University of Technology Sydney (UTS) - School of Finance and Economics
Downloads 240 (125,781)
Citation 1

Abstract:

Loading...

Financial literacy; Savings rates

13.

Government Ownership and Corporate Governance: Evidence from the EU

Journal of Banking and Finance 36 (2012), pp. 2917-2934, Finance and Corporate Governance Conference 2010 Paper
Number of pages: 47 Posted: 09 Jan 2010 Last Revised: 18 Aug 2013
Iowa State University - Department of Finance, Lehigh University - College of Business, Lehigh University and Rhodes College - Department of Business
Downloads 240 (125,781)
Citation 25

Abstract:

Loading...

Corporate governance, Government ownership, Legal origin, Golden shares

14.

The Time-Series Behavior and Pricing of Idiosyncratic Volatility: Evidence from 1926 to 1962

Number of pages: 46 Posted: 08 Apr 2008
Paul Brockman and Xuemin Sterling Yan
Lehigh University - College of Business and University of Missouri - Columbia
Downloads 225 (134,094)
Citation 7

Abstract:

Loading...

Idiosyncratic Volatility, Expected Return, Holdout Sample

15.

Words versus Deeds: Evidence from Post-Call Manager Trades

Financial Management, Vol. 46, No. 4, pp. 965-994, 2017.
Number of pages: 51 Posted: 14 Jan 2013 Last Revised: 08 Nov 2017
Paul Brockman, Jim Cicon, Xu Li and S. McKay Price
Lehigh University - College of Business, University of Central Missouri, The University of Hong Kong and Lehigh University - Perella Department of Finance
Downloads 217 (138,850)

Abstract:

Loading...

Conference calls, Textual analysis, Disclosure, Analysts, Insider Trading

16.

What Triggers People to Save for Retirement?

CIFR Paper No. 092/2016
Number of pages: 53 Posted: 24 Feb 2016
Paul Brockman and David Michayluk
Lehigh University - College of Business and University of Technology Sydney (UTS) - School of Finance and Economics
Downloads 187 (159,481)

Abstract:

Loading...

Retirement, retirement drivers, retirement savings

CEO Internal Experience and Voluntary Disclosure Quality: Evidence from Management Forecasts

Journal of Business, Finance, and Accounting, forthcoming
Number of pages: 59 Posted: 30 Nov 2017 Last Revised: 25 Nov 2018
Lehigh University - College of Business, University of Georgia - J.M. Tull School of Accounting, Fordham University - Accounting Area and Lehigh University
Downloads 154 (189,210)

Abstract:

Loading...

Voluntary Disclosure, CEO Turnover, CEO Inside Experience, Management Forecasts, Financial Reporting Quality

CEO Internal Experience and Voluntary Disclosure Quality: Evidence from Management Forecasts

Journal of Business Finance & Accounting, Vol. 46, Issue 3-4, pp. 420-456, 2019
Number of pages: 37 Posted: 25 Apr 2019
Lehigh University - College of Business, University of Georgia - J.M. Tull School of Accounting, Fordham University and Lehigh University
Downloads 1 (675,498)
  • Add to Cart

Abstract:

Loading...

CEO internal experience, CEO succession, management forecasts, voluntary disclosure quality

18.

Short Selling and Price Discovery: Evidence from American Depositary Receipts

Journal of Financial Research, Forthcoming
Number of pages: 37 Posted: 14 Apr 2011
Paul Brockman and Grace Qing Hao
Lehigh University - College of Business and Department of Finance and Real Estate, The University of Texas at Arlington
Downloads 147 (196,276)
Citation 2

Abstract:

Loading...

American Depositary Receipts (ADRs), Short Sales, Price Discovery

19.

Cross-Listing, Firm-Specific Information, and Corporate Governance: Evidence from Chinese A-Shares and H-Shares

Journal of Corporate Finance, Forthcoming
Number of pages: 39 Posted: 09 Nov 2014 Last Revised: 13 Nov 2014
Shan Li, Paul Brockman and Ralf Zurbruegg
Xiamen University - Institute for Financial and Accounting Studies, Lehigh University - College of Business and University of Adelaide
Downloads 120 (230,209)
Citation 35

Abstract:

Loading...

Cross-listing; Firm-specific information; Corporate governance

20.

Is the CEO’s In-House Experience Informative About Audit Risk?

Number of pages: 47 Posted: 06 Jul 2013
Lehigh University - College of Business, Bentley University, Fordham University - Accounting Area and Lehigh University
Downloads 113 (240,541)

Abstract:

Loading...

CEO succession, audit fees, audit risk, corporate governance

21.

CEO Compensation and the Role of In-House Experience

Number of pages: 45 Posted: 19 Mar 2012
Paul Brockman, Hye Seung Lee and Jesus M. Salas
Lehigh University - College of Business, Fordham University - Accounting Area and Lehigh University
Downloads 89 (282,260)

Abstract:

Loading...

CEO succession, executive compensation, corporate governance

22.

Determinants of CEO Compensation: Generalist-Specialist Versus Insider-Outsider Attributes

Journal of Corporate Finance, Vol. 39, No. C, 2016
Number of pages: 56 Posted: 17 Mar 2017
Paul Brockman, Hye Seung Lee and Jesus M. Salas
Lehigh University - College of Business, Fordham University - Accounting Area and Lehigh University
Downloads 84 (292,611)
Citation 3

Abstract:

Loading...

Executive compensation, CEO insiderness, Generalist skills

23.

Investor Conferences, Firm Visibility, and Stock Liquidity

The Financial Review, Forthcoming
Number of pages: 64 Posted: 06 Jul 2017 Last Revised: 10 Apr 2018
Paul Brockman, Musa Subasi and Cihan Uzmanoglu
Lehigh University - College of Business, University of Maryland-College Park - Robert H. Smith School of Business and Binghamton University, The State University of New York
Downloads 61 (349,348)

Abstract:

Loading...

Conference Presentations, Liquidity Risk, Cost of Equity Capital

24.

The Impact of Short-Selling Pressure on Corporate Employee Relations

30th Australasian Finance and Banking Conference 2017
Number of pages: 42 Posted: 14 Aug 2017 Last Revised: 06 Dec 2018
Paul Brockman, Juan Luo and Limin Xu
Lehigh University - College of Business, University of Adelaide - Business School and University of Adelaide - Business School
Downloads 46 (397,129)
Citation 1

Abstract:

Loading...

Employee relations; Labor disputes; Short-selling; Regulation SHO

25.

Does Social Trust Affect International Contracting? Evidence from Foreign Bond Covenants

Posted: 16 Feb 2018 Last Revised: 04 Sep 2018
Lehigh University - College of Business, University of Alberta - Campus Saint-Jean, University of South Carolina - Moore School of Business and Bryant University

Abstract:

Loading...

Trust; Contracts; Covenants; Institutions; Corporate Governance

26.

Investor Conferences, Firm Visibility, and Stock Liquidity

Financial Review, Vol. 52, Issue 4, pp. 661-699, 2017
Number of pages: 39 Posted: 10 Oct 2017
Paul Brockman, Musa Subasi and Cihan Uzmanoglu
Lehigh University - College of Business, University of Maryland-College Park - Robert H. Smith School of Business and Binghamton University, The State University of New York
Downloads 0 (661,710)
  • Add to Cart

Abstract:

Loading...

investor conferences, firm visibility, stock liquidity

27.

CEO Compensation Risk and Timely Loss Recognition

Journal of Business Finance & Accounting, Vol. 42, Issue 1-2, pp. 204-236, 2015
Number of pages: 33 Posted: 26 Feb 2015
Paul Brockman, Tao Ma and Jianfang Ye
Lehigh University - College of Business, Texas Tech University and Shanghai University of Finance and Economics - School of Accountancy
Downloads 0 (661,710)
Citation 1
  • Add to Cart

Abstract:

Loading...

CEO compensation risk, timely loss recognition, accounting conservatism, asset substitution

28.

Comovement, Information Production, and the Business Cycle

Journal of Financial Economics (JFE), Vol. 97, No. 1, 2010
Posted: 26 Oct 2012
Lehigh University - College of Business, affiliation not provided to SSRN and Michigan Technological University

Abstract:

Loading...

information production, volatility, comovement, business cycle, financial development

29.

Investor Protection and Firm Liquidity

Journal of Finance, Forthcoming
Posted: 10 Apr 2002
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

Abstract:

Loading...

30.

Commonality in Liquidity: Evidence from an Order-Driven Market Structure

Forthcoming in Journal of Financial Research
Posted: 14 Nov 2001
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

Abstract:

Loading...

31.

Managerial Timing and Corporate Liquidity: Evidence from Actual Share Repurchases

Journal of Financial Economics
Posted: 02 Dec 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

Abstract:

Loading...

32.

An Empirical Investigation of Trading on Asymmetric Information and Heterogeneous Prior Beliefs

Journal of Empirical Finance
Posted: 19 Oct 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

Abstract:

Loading...

33.

Informed and Uninformed Trading in an Electronic, Order-Driven Environment

Financial Review, Vol. 35, No. 2, pp. 125-146, 2000
Posted: 19 Oct 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

Abstract:

Loading...

34.

An Analysis of Depth Behavior in an Electronic, Order-Driven Environment

Journal of Banking and Finance
Posted: 21 Jun 1999
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

Abstract:

Loading...

35.

Bid-Ask Spread Components in an Order-Driven Environment

Journal of Financial Research
Posted: 09 Feb 1999
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

Abstract:

Loading...