Paul Brockman

Lehigh University - College of Business

Professor

Bethlehem, PA 18015

United States

SCHOLARLY PAPERS

38

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Top 5,822

in Total Papers Downloads

7,902

SSRN CITATIONS
Rank 6,183

SSRN RANKINGS

Top 6,183

in Total Papers Citations

63

CROSSREF CITATIONS

124

Scholarly Papers (38)

1.

Stock Market Liquidity and the Decision to Repurchase

Journal of Corporate Finance, Forthcoming
Number of pages: 41 Posted: 02 Mar 2006 Last Revised: 09 Jan 2020
Paul Brockman, John S. Howe and Sandra Mortal
Lehigh University - College of Business, University of Missouri at Columbia - Department of Finance and University of Alabama - Culverhouse College of Commerce & Business Administration
Downloads 799 (32,709)
Citation 8

Abstract:

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payout policy, repurchases, dividends, liquidity

2.

Executive Compensation and the Maturity Structure of Corporate Debt

Journal of Finance, Forthcoming
Number of pages: 59 Posted: 28 Sep 2009
Paul Brockman, Xiumin Martin and Emre Unlu
Lehigh University - College of Business, Washington University in Saint Louis - Olin School of Business and University of Nebraska at Lincoln
Downloads 798 (32,749)
Citation 15

Abstract:

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Executive compensation, Agency costs, Debt maturity

3.

Form 13F (Mis)Filings

Number of pages: 43 Posted: 14 Jul 2016 Last Revised: 25 Oct 2016
Anne M. Anderson and Paul Brockman
Middle Tennessee State and Lehigh University - College of Business
Downloads 765 (34,669)
Citation 2

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13F Filing, Disclosure, Institutional Investor

4.

Is Idiosyncratic Risk Priced? The International Evidence

Number of pages: 51 Posted: 21 Mar 2009 Last Revised: 05 Nov 2012
Paul Brockman, Maria G. Vivero and Wayne Yu
Lehigh University - College of Business, The University of Dayton and City University of Hong Kong
Downloads 745 (35,983)
Citation 10

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Idiosyncratic risk, Expected returns, Pricing, International markets

5.

Commonality in Liquidity: A Global Perspective

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 55 Posted: 27 Feb 2007 Last Revised: 29 Sep 2008
Lehigh University - College of Business, Simon Fraser University and HEC Paris - Finance Department
Downloads 546 (54,122)
Citation 12

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Liquidity, Commonality, Bid-Ask Spreads, Depths

6.

Voluntary Disclosure around Actual Share Repurchases

Journal of Financial Economics, Forthcoming
Number of pages: 52 Posted: 06 Sep 2007
Paul Brockman, Inder K. Khurana and Xiumin Martin
Lehigh University - College of Business, University of Missouri at Columbia - Robert J. Trulaske, Sr. College of Business and Washington University in Saint Louis - Olin School of Business
Downloads 464 (66,407)
Citation 2

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Voluntary disclosures, Management forecasts, Share repurchases

7.

Differences in Conference Call Tones: Managers Versus Analysts

Financial Analysts Journal, Vol. 71, No. 4, pp. 24-42, July/August 2015
Number of pages: 46 Posted: 01 Jan 2015 Last Revised: 13 Aug 2015
Paul Brockman, Xu Li and S. McKay Price
Lehigh University - College of Business, The University of Hong Kong and Lehigh University - Perella Department of Finance
Downloads 416 (75,822)
Citation 6

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Conference calls, Textual analysis, Managers, Financial analysts, Market reaction

8.

Voluntary Disclosures and the Exercise of CEO Stock Options

AFA 2009 San Francisco Meetings Paper
Number of pages: 62 Posted: 25 Mar 2008 Last Revised: 20 Jun 2009
Paul Brockman, Xiumin Martin and Andy Puckett
Lehigh University - College of Business, Washington University in Saint Louis - Olin School of Business and University of Tennessee, Knoxville
Downloads 317 (103,416)
Citation 1

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Voluntary Disclosures, Management Forecasts, Executive Stock Options

9.

It's All in the Name: Evidence of Founder-Firm Endowment Effects

Number of pages: 49 Posted: 20 Mar 2017 Last Revised: 12 Aug 2019
Lehigh University - College of Business, Fordham University - Accounting Area and Lehigh University
Downloads 307 (107,026)

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Founder firms, Family firms, Endowment effect

10.

Anticipating the 2007–2008 Financial Crisis: Who Knew What and When Did They Know it?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 43 Posted: 07 Nov 2013
Lehigh University - College of Business, University of San Diego and University of Missouri - Columbia
Downloads 306 (107,433)
Citation 2

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financial crisis; institutional investors; financial analysts; insiders

11.

Block Ownership, Trading Activity, and Market Liquidity

Number of pages: 40 Posted: 08 Apr 2008
Lehigh University - College of Business, Simon Fraser University and University of Missouri - Columbia
Downloads 288 (114,636)
Citation 6

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Block ownership, liquidity; bid-ask spreads, depths, adverse selection

12.

How Does Financial Literacy Affect the Savings Decision?

CIFR Paper No. 078/2015
Number of pages: 28 Posted: 01 Oct 2015
Paul Brockman and David Michayluk
Lehigh University - College of Business and University of Technology Sydney (UTS) - School of Finance and Economics
Downloads 259 (128,219)
Citation 1

Abstract:

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Financial literacy; Savings rates

13.

Government Ownership and Corporate Governance: Evidence from the EU

Journal of Banking and Finance 36 (2012), pp. 2917-2934, Finance and Corporate Governance Conference 2010 Paper
Number of pages: 47 Posted: 09 Jan 2010 Last Revised: 18 Aug 2013
Iowa State University - Department of Finance, Lehigh University - College of Business, Lehigh University and Rhodes College - Department of Business
Downloads 256 (129,780)
Citation 8

Abstract:

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Corporate governance, Government ownership, Legal origin, Golden shares

14.

The Time-Series Behavior and Pricing of Idiosyncratic Volatility: Evidence from 1926 to 1962

Number of pages: 46 Posted: 08 Apr 2008
Paul Brockman and Xuemin Sterling Yan
Lehigh University - College of Business and University of Missouri - Columbia
Downloads 233 (142,415)
Citation 10

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Idiosyncratic Volatility, Expected Return, Holdout Sample

15.

Words versus Deeds: Evidence from Post-Call Manager Trades

Financial Management, Vol. 46, No. 4, pp. 965-994, 2017.
Number of pages: 51 Posted: 14 Jan 2013 Last Revised: 08 Nov 2017
Paul Brockman, Jim Cicon, Xu Li and S. McKay Price
Lehigh University - College of Business, University of Central Missouri, The University of Hong Kong and Lehigh University - Perella Department of Finance
Downloads 227 (146,104)
Citation 2

Abstract:

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Conference calls, Textual analysis, Disclosure, Analysts, Insider Trading

16.

What Triggers People to Save for Retirement?

CIFR Paper No. 092/2016
Number of pages: 53 Posted: 24 Feb 2016
Paul Brockman and David Michayluk
Lehigh University - College of Business and University of Technology Sydney (UTS) - School of Finance and Economics
Downloads 203 (162,365)

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Retirement, retirement drivers, retirement savings

CEO Internal Experience and Voluntary Disclosure Quality: Evidence from Management Forecasts

Journal of Business, Finance, and Accounting, forthcoming
Number of pages: 59 Posted: 30 Nov 2017 Last Revised: 25 Nov 2018
Lehigh University - College of Business, University of Georgia - J.M. Tull School of Accounting, Fordham University - Accounting Area and Lehigh University
Downloads 168 (192,414)
Citation 2

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Voluntary Disclosure, CEO Turnover, CEO Inside Experience, Management Forecasts, Financial Reporting Quality

CEO Internal Experience and Voluntary Disclosure Quality: Evidence from Management Forecasts

Journal of Business Finance & Accounting, Vol. 46, Issue 3-4, pp. 420-456, 2019
Number of pages: 37 Posted: 25 Apr 2019
Lehigh University - College of Business, University of Georgia - J.M. Tull School of Accounting, Fordham University and Lehigh University
Downloads 1 (734,816)
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CEO internal experience, CEO succession, management forecasts, voluntary disclosure quality

18.

Short Selling and Price Discovery: Evidence from American Depositary Receipts

Journal of Financial Research, Forthcoming
Number of pages: 37 Posted: 14 Apr 2011
Paul Brockman and Grace Qing Hao
Lehigh University - College of Business and Department of Finance and Real Estate, The University of Texas at Arlington
Downloads 151 (210,421)

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American Depositary Receipts (ADRs), Short Sales, Price Discovery

19.

Cross-Listing, Firm-Specific Information, and Corporate Governance: Evidence from Chinese A-Shares and H-Shares

Journal of Corporate Finance, Forthcoming
Number of pages: 39 Posted: 09 Nov 2014 Last Revised: 13 Nov 2014
Shan Li, Paul Brockman and Ralf Zurbruegg
Xiamen University - Institute for Financial and Accounting Studies, Lehigh University - College of Business and University of Adelaide
Downloads 124 (245,733)
Citation 2

Abstract:

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Cross-listing; Firm-specific information; Corporate governance

20.

Is the CEO’s In-House Experience Informative About Audit Risk?

Number of pages: 47 Posted: 06 Jul 2013
Lehigh University - College of Business, Bentley University, Fordham University - Accounting Area and Lehigh University
Downloads 120 (251,919)

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CEO succession, audit fees, audit risk, corporate governance

21.

Determinants of CEO Compensation: Generalist-Specialist Versus Insider-Outsider Attributes

Journal of Corporate Finance, Vol. 39, No. C, 2016
Number of pages: 56 Posted: 17 Mar 2017
Lehigh University - College of Business, Fordham University - Accounting Area and Lehigh University
Downloads 97 (292,142)
Citation 2

Abstract:

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Executive compensation, CEO insiderness, Generalist skills

22.

CEO Compensation and the Role of In-House Experience

Number of pages: 45 Posted: 19 Mar 2012
Lehigh University - College of Business, Fordham University - Accounting Area and Lehigh University
Downloads 92 (302,161)

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CEO succession, executive compensation, corporate governance

23.

The Impact of Short-Selling Pressure on Corporate Employee Relations

Journal of Corporate Finance, Forthcoming, 30th Australasian Finance and Banking Conference 2017
Number of pages: 54 Posted: 14 Aug 2017 Last Revised: 12 Jun 2020
Paul Brockman, Juan Luo and Limin Xu
Lehigh University - College of Business, University of Adelaide - Business School and University of Adelaide - Business School
Downloads 71 (352,471)
Citation 2

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Employee relations; Labor disputes; Short-selling; Regulation SHO

24.

Investor Conferences, Firm Visibility, and Stock Liquidity

The Financial Review, Vol. 52, Issue 4, pp. 661-699, 2017
Number of pages: 64 Posted: 06 Jul 2017 Last Revised: 13 May 2020
Paul Brockman, Musa Subasi and Cihan Uzmanoglu
Lehigh University - College of Business, University of Maryland-College Park - Robert H. Smith School of Business and Binghamton University, The State University of New York
Downloads 70 (355,244)

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Conference Presentations, Liquidity Risk, Cost of Equity Capital

25.

Private Information Communication and IPO Pricing: Evidence From Individual Investment Bankers

Number of pages: 54 Posted: 10 Mar 2020
Paul Brockman, Xianjie He, Shuwei Sun and Huan Zou
Lehigh University - College of Business, Shanghai University of Finance and Economics - School of Accountancy, Shanghai University of International Business and Economics - School of Accountancy and Shanghai University of Finance and Economics - School of Accountancy
Downloads 40 (457,435)

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Initial public offering, Investment banker, Social capital, Information asymmetry

26.

Managerial Ability and the Quality of Firms' Information Environment

Journal of Accounting, Auditing & Finance, Vol. 33, No. 4, October 2018, pp. 506-527
Number of pages: 40 Posted: 20 Nov 2019
Seoul National University, Lehigh University - College of Business, Indiana University Kelley School of Business Indianapolis and Iowa State University
Downloads 23 (543,515)

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information environment, managerial ability, equity incentives, disclosure quality, rent extraction

27.

The Balance of Power between Creditors and Shareholders: Evidence from a Natural Experiment

Number of pages: 40 Posted: 22 Apr 2020
Najah Attig and Paul Brockman
Saint Mary's University - Department of Finance & Management Science and Lehigh University - College of Business
Downloads 12 (614,517)

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28.

Does Social Trust Affect International Contracting? Evidence from Foreign Bond Covenants

Journal of International Business Studies, forthcoming
Number of pages: 88 Posted: 16 Feb 2018 Last Revised: 04 Jun 2020
Lehigh University - College of Business, University of Alberta - Campus Saint-Jean, University of South Carolina - Moore School of Business and Bryant University
Downloads 4 (670,613)

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Informal Institutions; Social Trust; Formal Institutions; Corporate Governance; Contracts; Covenants

29.

Investor Conferences, Firm Visibility, and Stock Liquidity

Financial Review, Vol. 52, Issue 4, pp. 661-699, 2017
Number of pages: 39 Posted: 10 Oct 2017
Paul Brockman, Musa Subasi and Cihan Uzmanoglu
Lehigh University - College of Business, University of Maryland-College Park - Robert H. Smith School of Business and Binghamton University, The State University of New York
Downloads 0 (719,294)
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investor conferences, firm visibility, stock liquidity

30.

CEO Compensation Risk and Timely Loss Recognition

Journal of Business Finance & Accounting, Vol. 42, Issue 1-2, pp. 204-236, 2015
Number of pages: 33 Posted: 26 Feb 2015
Paul Brockman, Tao Ma and Jianfang Ye
Lehigh University - College of Business, Texas Tech University and Shanghai University of Finance and Economics - School of Accountancy
Downloads 0 (719,294)
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CEO compensation risk, timely loss recognition, accounting conservatism, asset substitution

31.

Comovement, Information Production, and the Business Cycle

Journal of Financial Economics (JFE), Vol. 97, No. 1, 2010
Posted: 26 Oct 2012
Lehigh University - College of Business, affiliation not provided to SSRN and The University of Dayton

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information production, volatility, comovement, business cycle, financial development

32.

Investor Protection and Firm Liquidity

Journal of Finance, Forthcoming
Posted: 10 Apr 2002
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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33.

Commonality in Liquidity: Evidence from an Order-Driven Market Structure

Forthcoming in Journal of Financial Research
Posted: 14 Nov 2001
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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34.

Managerial Timing and Corporate Liquidity: Evidence from Actual Share Repurchases

Journal of Financial Economics
Posted: 02 Dec 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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35.

An Empirical Investigation of Trading on Asymmetric Information and Heterogeneous Prior Beliefs

Journal of Empirical Finance
Posted: 19 Oct 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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36.

Informed and Uninformed Trading in an Electronic, Order-Driven Environment

Financial Review, Vol. 35, No. 2, pp. 125-146, 2000
Posted: 19 Oct 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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37.

An Analysis of Depth Behavior in an Electronic, Order-Driven Environment

Journal of Banking and Finance
Posted: 21 Jun 1999
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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38.

Bid-Ask Spread Components in an Order-Driven Environment

Journal of Financial Research
Posted: 09 Feb 1999
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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