Paul Brockman

Lehigh University - College of Business

Professor

Bethlehem, PA 18015

United States

SCHOLARLY PAPERS

40

DOWNLOADS
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9,425

SSRN CITATIONS
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SSRN RANKINGS

Top 5,938

in Total Papers Citations

96

CROSSREF CITATIONS

126

Scholarly Papers (40)

1.

Form 13F (Mis)Filings

Number of pages: 43 Posted: 14 Jul 2016 Last Revised: 25 Oct 2016
Anne M. Anderson and Paul Brockman
Middle Tennessee State and Lehigh University - College of Business
Downloads 987 (32,826)
Citation 3

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13F Filing, Disclosure, Institutional Investor

2.

Is Idiosyncratic Risk Priced? The International Evidence

Number of pages: 50 Posted: 21 Mar 2009 Last Revised: 10 Dec 2020
Paul Brockman, Tao Guo, Maria G. Vivero and Wayne Yu
Lehigh University - College of Business, William Paterson University, The University of Dayton and City University of Hong Kong
Downloads 857 (40,044)
Citation 14

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Idiosyncratic risk, Expected returns, Pricing, International markets

3.

Executive Compensation and the Maturity Structure of Corporate Debt

Journal of Finance, Forthcoming
Number of pages: 59 Posted: 28 Sep 2009
Paul Brockman, Xiumin Martin and Emre Unlu
Lehigh University - College of Business, Washington University in Saint Louis - Olin School of Business and University of Nebraska at Lincoln
Downloads 854 (40,228)
Citation 18

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Executive compensation, Agency costs, Debt maturity

4.

Stock Market Liquidity and the Decision to Repurchase

Journal of Corporate Finance, Forthcoming
Number of pages: 41 Posted: 02 Mar 2006 Last Revised: 09 Jan 2020
Paul Brockman, John S. Howe and Sandra Mortal
Lehigh University - College of Business, University of Missouri at Columbia - Department of Finance and University of Alabama - Culverhouse College of Commerce & Business Administration
Downloads 826 (42,111)
Citation 7

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payout policy, repurchases, dividends, liquidity

5.

Commonality in Liquidity: A Global Perspective

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 55 Posted: 27 Feb 2007 Last Revised: 29 Sep 2008
Lehigh University - College of Business, Simon Fraser University and HEC Paris - Finance Department
Downloads 563 (69,319)
Citation 13

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Liquidity, Commonality, Bid-Ask Spreads, Depths

6.

Differences in Conference Call Tones: Managers Versus Analysts

Financial Analysts Journal, Vol. 71, No. 4, pp. 24-42, July/August 2015
Number of pages: 46 Posted: 01 Jan 2015 Last Revised: 13 Aug 2015
Paul Brockman, Xu Li and S. McKay Price
Lehigh University - College of Business, The University of Hong Kong and Lehigh University - Perella Department of Finance
Downloads 501 (80,168)
Citation 6

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Conference calls, Textual analysis, Managers, Financial analysts, Market reaction

7.

Voluntary Disclosure around Actual Share Repurchases

Journal of Financial Economics, Forthcoming
Number of pages: 52 Posted: 06 Sep 2007
Paul Brockman, Inder K. Khurana and Xiumin Martin
Lehigh University - College of Business, University of Missouri at Columbia - Robert J. Trulaske, Sr. College of Business and Washington University in Saint Louis - Olin School of Business
Downloads 474 (85,629)
Citation 4

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Voluntary disclosures, Management forecasts, Share repurchases

8.

It's All in the Name: Evidence of Founder-Firm Endowment Effects

Number of pages: 49 Posted: 20 Mar 2017 Last Revised: 12 Aug 2019
Lehigh University - College of Business, Fordham University - Accounting Area and Lehigh University
Downloads 378 (111,365)

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Founder firms, Family firms, Endowment effect

9.

How Does Financial Literacy Affect the Savings Decision?

CIFR Paper No. 078/2015
Number of pages: 28 Posted: 01 Oct 2015
Paul Brockman and David Michayluk
Lehigh University - College of Business and University of Technology Sydney (UTS) - School of Finance and Economics
Downloads 333 (128,504)

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Financial literacy; Savings rates

10.

Voluntary Disclosures and the Exercise of CEO Stock Options

AFA 2009 San Francisco Meetings Paper
Number of pages: 62 Posted: 25 Mar 2008 Last Revised: 20 Jun 2009
Paul Brockman, Xiumin Martin and Andy Puckett
Lehigh University - College of Business, Washington University in Saint Louis - Olin School of Business and University of Tennessee, Knoxville
Downloads 328 (130,173)
Citation 1

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Voluntary Disclosures, Management Forecasts, Executive Stock Options

11.

Anticipating the 2007–2008 Financial Crisis: Who Knew What and When Did They Know it?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 43 Posted: 07 Nov 2013
Lehigh University - College of Business, University of San Diego and Lehigh University - College of Business
Downloads 318 (134,345)
Citation 3

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financial crisis; institutional investors; financial analysts; insiders

12.

Block Ownership, Trading Activity, and Market Liquidity

Number of pages: 40 Posted: 08 Apr 2008
Lehigh University - College of Business, Simon Fraser University and Lehigh University - College of Business
Downloads 299 (143,342)
Citation 6

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Block ownership, liquidity; bid-ask spreads, depths, adverse selection

13.

Government Ownership and Corporate Governance: Evidence from the EU

Journal of Banking and Finance 36 (2012), pp. 2917-2934, Finance and Corporate Governance Conference 2010 Paper
Number of pages: 47 Posted: 09 Jan 2010 Last Revised: 18 Aug 2013
Iowa State University - Department of Finance, Lehigh University - College of Business, Lehigh University and Rhodes CollegeRhodes College - Department of Business
Downloads 288 (149,115)
Citation 14

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Corporate governance, Government ownership, Legal origin, Golden shares

14.

Words versus Deeds: Evidence from Post-Call Manager Trades

Financial Management, Vol. 46, No. 4, pp. 965-994, 2017.
Number of pages: 51 Posted: 14 Jan 2013 Last Revised: 08 Nov 2017
Paul Brockman, Jim Cicon, Xu Li and S. McKay Price
Lehigh University - College of Business, University of Central Missouri, The University of Hong Kong and Lehigh University - Perella Department of Finance
Downloads 265 (162,175)
Citation 3

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Conference calls, Textual analysis, Disclosure, Analysts, Insider Trading

15.

The Time-Series Behavior and Pricing of Idiosyncratic Volatility: Evidence from 1926 to 1962

Number of pages: 46 Posted: 08 Apr 2008
Paul Brockman and Xuemin Sterling Yan
Lehigh University - College of Business and Lehigh University - College of Business
Downloads 252 (170,450)
Citation 12

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Idiosyncratic Volatility, Expected Return, Holdout Sample

16.

What Triggers People to Save for Retirement?

CIFR Paper No. 092/2016
Number of pages: 53 Posted: 24 Feb 2016
Paul Brockman and David Michayluk
Lehigh University - College of Business and University of Technology Sydney (UTS) - School of Finance and Economics
Downloads 248 (173,045)

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Retirement, retirement drivers, retirement savings

CEO Internal Experience and Voluntary Disclosure Quality: Evidence from Management Forecasts

Journal of Business, Finance, and Accounting, forthcoming
Number of pages: 59 Posted: 30 Nov 2017 Last Revised: 25 Nov 2018
Lehigh University - College of Business, University of Georgia - J.M. Tull School of Accounting, Fordham University - Accounting Area and Lehigh University
Downloads 181 (231,455)
Citation 4

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Voluntary Disclosure, CEO Turnover, CEO Inside Experience, Management Forecasts, Financial Reporting Quality

CEO Internal Experience and Voluntary Disclosure Quality: Evidence from Management Forecasts

Journal of Business Finance & Accounting, Vol. 46, Issue 3-4, pp. 420-456, 2019
Number of pages: 37 Posted: 25 Apr 2019
Lehigh University - College of Business, University of Georgia - J.M. Tull School of Accounting, Fordham University and Lehigh University
Downloads 3 (902,398)

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CEO internal experience, CEO succession, management forecasts, voluntary disclosure quality

18.

Greenwashing during Uncertain Times

Number of pages: 53 Posted: 23 Mar 2021
Najah Attig, Paul Brockman and Samir Trabelsi
Dalhousie University, Lehigh University - College of Business and Brock University - Accounting
Downloads 168 (246,389)

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greenwashing; economic policy uncertainty; selective environmental disclosure; industry competition; political risk; gubernatorial elections

19.

Short Selling and Price Discovery: Evidence from American Depositary Receipts

Journal of Financial Research, Forthcoming
Number of pages: 37 Posted: 14 Apr 2011
Paul Brockman and Grace Qing Hao
Lehigh University - College of Business and Department of Finance and Real Estate, The University of Texas at Arlington
Downloads 155 (263,578)
Citation 1

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American Depositary Receipts (ADRs), Short Sales, Price Discovery

20.

Cross-Listing, Firm-Specific Information, and Corporate Governance: Evidence from Chinese A-Shares and H-Shares

Journal of Corporate Finance, Forthcoming
Number of pages: 39 Posted: 09 Nov 2014 Last Revised: 13 Nov 2014
Shan Li, Paul Brockman and Ralf Zurbruegg
Xiamen University - Institute for Financial and Accounting Studies, Lehigh University - College of Business and University of Adelaide
Downloads 146 (276,504)
Citation 4

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Cross-listing; Firm-specific information; Corporate governance

21.

Is the CEO’s In-House Experience Informative About Audit Risk?

Number of pages: 47 Posted: 06 Jul 2013
Lehigh University - College of Business, Bentley University, Fordham University - Accounting Area and Lehigh University
Downloads 126 (309,531)

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CEO succession, audit fees, audit risk, corporate governance

22.

Determinants of CEO Compensation: Generalist-Specialist Versus Insider-Outsider Attributes

Journal of Corporate Finance, Vol. 39, No. C, 2016
Number of pages: 56 Posted: 17 Mar 2017
Lehigh University - College of Business, Fordham University - Accounting Area and Lehigh University
Downloads 120 (320,735)
Citation 6

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Executive compensation, CEO insiderness, Generalist skills

23.

The Impact of Short-Selling Pressure on Corporate Employee Relations

Journal of Corporate Finance, Forthcoming, 30th Australasian Finance and Banking Conference 2017
Number of pages: 54 Posted: 14 Aug 2017 Last Revised: 12 Jun 2020
Paul Brockman, Juan Luo and Limin Xu
Lehigh University - College of Business, University of Adelaide - Business School and University of Adelaide - Business School
Downloads 108 (345,092)
Citation 2

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Employee relations; Labor disputes; Short-selling; Regulation SHO

24.

Do Creditors Have a Say on Dividends: Evidence from a Quasi Experiment

Number of pages: 53 Posted: 22 Apr 2020 Last Revised: 02 Jun 2021
Najah Attig, Paul Brockman and Mohammad M. Rahaman
Dalhousie University, Lehigh University - College of Business and Saint Mary's University - Sobey School of Business
Downloads 107 (347,214)

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25.

CEO Compensation and the Role of In-House Experience

Number of pages: 45 Posted: 19 Mar 2012
Lehigh University - College of Business, Fordham University - Accounting Area and Lehigh University
Downloads 99 (365,602)

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CEO succession, executive compensation, corporate governance

26.

Private Information Communication and IPO Pricing: Evidence From Individual Investment Bankers

Number of pages: 54 Posted: 10 Mar 2020
Paul Brockman, Xianjie He, Shuwei Sun and Huan Zou
Lehigh University - College of Business, Shanghai University of Finance and Economics - School of Accountancy, Shanghai University of International Business and Economics - School of Accountancy and Shanghai University of Finance and Economics - School of Accountancy
Downloads 93 (380,220)

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Initial public offering, Investment banker, Social capital, Information asymmetry

27.

Do Foreign Institutional Investors Affect International Contracting? Evidence from Bond Covenants

Number of pages: 61 Posted: 04 Mar 2021 Last Revised: 13 Aug 2021
Lehigh University - College of Business, University of Hamburg, University of Alberta - Campus Saint-Jean, University of South Carolina - Moore School of Business and Bryant University
Downloads 90 (388,039)

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Institutional ownership, foreign investors, bond covenants, corporate governance

28.

Does Social Trust Affect International Contracting? Evidence from Foreign Bond Covenants

Journal of International Business Studies, forthcoming
Number of pages: 88 Posted: 16 Feb 2018 Last Revised: 04 Jun 2020
Lehigh University - College of Business, University of Alberta - Campus Saint-Jean, University of South Carolina - Moore School of Business and Bryant University
Downloads 88 (393,398)
Citation 1

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Informal Institutions; Social Trust; Formal Institutions; Corporate Governance; Contracts; Covenants

29.

Investor Conferences, Firm Visibility, and Stock Liquidity

The Financial Review, Vol. 52, Issue 4, pp. 661-699, 2017
Number of pages: 64 Posted: 06 Jul 2017 Last Revised: 13 May 2020
Paul Brockman, Musa Subasi and Cihan Uzmanoglu
Lehigh University - College of Business, University of Maryland-College Park - Robert H. Smith School of Business and Binghamton University, The State University of New York
Downloads 79 (419,157)

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Conference Presentations, Liquidity Risk, Cost of Equity Capital

30.

Managerial Ability and the Quality of Firms' Information Environment

Journal of Accounting, Auditing & Finance, Vol. 33, No. 4, October 2018, pp. 506-527
Number of pages: 40 Posted: 20 Nov 2019
Seoul National University, Lehigh University - College of Business, Indiana University Kelley School of Business Indianapolis and Iowa State University
Downloads 65 (465,366)
Citation 2

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information environment, managerial ability, equity incentives, disclosure quality, rent extraction

31.

Search-Based Peer Groups and Commonality in Liquidity

Review of Finance, Forthcoming
Number of pages: 60 Posted: 15 Dec 2021
Paul Brockman, Dennis Y. Chung and Neal M. Snow
Lehigh University - College of Business, Simon Fraser University and Lehigh University
Downloads 25 (665,243)

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Peer firm, EDGAR, liquidity

32.

CEO Compensation Risk and Timely Loss Recognition

Journal of Business Finance & Accounting, Vol. 42, Issue 1-2, pp. 204-236, 2015
Number of pages: 33 Posted: 26 Feb 2015
Paul Brockman, Tao Ma and Jianfang Ye
Lehigh University - College of Business, Rawls College of Business, Texas Tech University and Shanghai University of Finance and Economics - School of Accountancy
Downloads 1 (893,913)

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CEO compensation risk, timely loss recognition, accounting conservatism, asset substitution

33.

Comovement, Information Production, and the Business Cycle

Journal of Financial Economics (JFE), Vol. 97, No. 1, 2010
Posted: 26 Oct 2012
Lehigh University - College of Business, University of Mississippi - School of Business Administration and The University of Dayton

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information production, volatility, comovement, business cycle, financial development

34.

Investor Protection and Firm Liquidity

Posted: 10 Apr 2002
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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35.

Commonality in Liquidity: Evidence from an Order-Driven Market Structure

Posted: 14 Nov 2001
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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36.

Managerial Timing and Corporate Liquidity: Evidence from Actual Share Repurchases

Posted: 02 Dec 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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37.

An Empirical Investigation of Trading on Asymmetric Information and Heterogeneous Prior Beliefs

Journal of Empirical Finance
Posted: 19 Oct 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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38.

Informed and Uninformed Trading in an Electronic, Order-Driven Environment

Posted: 19 Oct 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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39.

An Analysis of Depth Behavior in an Electronic, Order-Driven Environment

Journal of Banking and Finance
Posted: 21 Jun 1999
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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40.

Bid-Ask Spread Components in an Order-Driven Environment

Posted: 09 Feb 1999
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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