Paul Brockman

Lehigh University - College of Business

Professor

Bethlehem, PA 18015

United States

  • Lehigh University - College of Business

SCHOLARLY PAPERS

47

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258

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126

Scholarly Papers (47)

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1.

Form 13F (Mis)Filings

Number of pages: 43 Posted: 14 Jul 2016 Last Revised: 25 Oct 2016
Anne M. Anderson and Paul Brockman
University of Arizona and Lehigh University - College of Business
Downloads 1,173 (35,391)
Citation 8

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13F Filing, Disclosure, Institutional Investor

2.

Is Idiosyncratic Risk Priced? The International Evidence

Number of pages: 50 Posted: 21 Mar 2009 Last Revised: 10 Dec 2020
Paul Brockman, Tao Guo, Maria G. Vivero and Wayne Yu
Lehigh University - College of Business, Morningstar, Inc. - Morningstar Investment Management LLC, The University of Dayton and City University of Hong Kong
Downloads 929 (49,278)
Citation 14

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Idiosyncratic risk, Expected returns, Pricing, International markets

3.

Stock Market Liquidity and the Decision to Repurchase

Journal of Corporate Finance, Forthcoming
Number of pages: 41 Posted: 02 Mar 2006 Last Revised: 09 Jan 2020
Paul Brockman, John S. Howe and Sandra Mortal
Lehigh University - College of Business, University of Missouri at Columbia - Department of Finance and University of Alabama - Culverhouse College of Commerce & Business Administration
Downloads 928 (49,363)
Citation 18

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payout policy, repurchases, dividends, liquidity

4.

Executive Compensation and the Maturity Structure of Corporate Debt

Journal of Finance, Forthcoming
Number of pages: 59 Posted: 28 Sep 2009
Paul Brockman, Xiumin Martin and Emre Unlu
Lehigh University - College of Business, Washington University in Saint Louis - Olin School of Business and University of Nebraska at Lincoln
Downloads 917 (50,173)
Citation 48

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Executive compensation, Agency costs, Debt maturity

5.

Differences in Conference Call Tones: Managers Versus Analysts

Financial Analysts Journal, Vol. 71, No. 4, pp. 24-42, July/August 2015
Number of pages: 46 Posted: 01 Jan 2015 Last Revised: 13 Aug 2015
Paul Brockman, Xu Li and S. McKay Price
Lehigh University - College of Business, The University of Hong Kong and Lehigh University - Perella Department of Finance
Downloads 660 (77,585)
Citation 6

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Conference calls, Textual analysis, Managers, Financial analysts, Market reaction

6.

Commonality in Liquidity: A Global Perspective

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 55 Posted: 27 Feb 2007 Last Revised: 29 Sep 2008
Paul Brockman, Dennis Y. Chung and Christophe Pérignon
Lehigh University - College of Business, Simon Fraser University and HEC Paris - Finance Department
Downloads 616 (84,592)
Citation 13

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Liquidity, Commonality, Bid-Ask Spreads, Depths

7.

Voluntary Disclosure around Actual Share Repurchases

Journal of Financial Economics, Forthcoming
Number of pages: 52 Posted: 06 Sep 2007
Paul Brockman, Inder K. Khurana and Xiumin Martin
Lehigh University - College of Business, University of Missouri at Columbia - Robert J. Trulaske, Sr. College of Business and Washington University in Saint Louis - Olin School of Business
Downloads 529 (102,492)
Citation 4

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Voluntary disclosures, Management forecasts, Share repurchases

8.

It's All in the Name: Evidence of Founder-Firm Endowment Effects

Number of pages: 49 Posted: 20 Mar 2017 Last Revised: 12 Aug 2019
Paul Brockman, Hye Seung (Grace) Lee and Jesus M. Salas
Lehigh University - College of Business, Fordham University - Gabelli School of Business and Lehigh University - Department of Finance and Law
Downloads 510 (107,163)

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Founder firms, Family firms, Endowment effect

9.

Greenwashing during Uncertain Times

Number of pages: 53 Posted: 23 Mar 2021
Najah Attig, Paul Brockman and Samir Trabelsi
Dalhousie University, Lehigh University - College of Business and Brock University - Accounting
Downloads 504 (108,742)

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greenwashing; economic policy uncertainty; selective environmental disclosure; industry competition; political risk; gubernatorial elections

10.

How Does Financial Literacy Affect the Savings Decision?

CIFR Paper No. 078/2015
Number of pages: 28 Posted: 01 Oct 2015
Paul Brockman and David Michayluk
Lehigh University - College of Business and University of Technology Sydney (UTS) - School of Finance and Economics
Downloads 456 (122,509)

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Financial literacy; Savings rates

11.

Government Ownership and Corporate Governance: Evidence from the EU

Journal of Banking and Finance 36 (2012), pp. 2917-2934, Finance and Corporate Governance Conference 2010 Paper
Number of pages: 47 Posted: 09 Jan 2010 Last Revised: 18 Aug 2013
Ginka Borisova, Paul Brockman, Jesus M. Salas, Andrey Zagorchev and Andrey Zagorchev
Iowa State University - Department of Finance, Lehigh University - College of Business, Lehigh University - Department of Finance and Law and Rhodes CollegeRhodes College - Department of Business
Downloads 403 (141,453)
Citation 14

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Corporate governance, Government ownership, Legal origin, Golden shares

12.

Voluntary Disclosures and the Exercise of CEO Stock Options

AFA 2009 San Francisco Meetings Paper
Number of pages: 62 Posted: 25 Mar 2008 Last Revised: 20 Jun 2009
Paul Brockman, Xiumin Martin and Andy Puckett
Lehigh University - College of Business, Washington University in Saint Louis - Olin School of Business and University of Tennessee, Knoxville
Downloads 375 (153,398)
Citation 1

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Voluntary Disclosures, Management Forecasts, Executive Stock Options

13.

Anticipating the 2007–2008 Financial Crisis: Who Knew What and When Did They Know it?

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 43 Posted: 07 Nov 2013
Paul Brockman, Biljana Adebambo and Xuemin Sterling Yan
Lehigh University - College of Business, University of San Diego and Lehigh University - College of Business
Downloads 361 (159,961)
Citation 3

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financial crisis; institutional investors; financial analysts; insiders

14.

Block Ownership, Trading Activity, and Market Liquidity

Number of pages: 40 Posted: 08 Apr 2008
Paul Brockman, Dennis Y. Chung and Xuemin Sterling Yan
Lehigh University - College of Business, Simon Fraser University and Lehigh University - College of Business
Downloads 359 (160,933)
Citation 6

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Block ownership, liquidity; bid-ask spreads, depths, adverse selection

15.

What Triggers People to Save for Retirement?

CIFR Paper No. 092/2016
Number of pages: 53 Posted: 24 Feb 2016
Paul Brockman and David Michayluk
Lehigh University - College of Business and University of Technology Sydney (UTS) - School of Finance and Economics
Downloads 331 (175,694)

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Retirement, retirement drivers, retirement savings

16.

Words versus Deeds: Evidence from Post-Call Manager Trades

Financial Management, Vol. 46, No. 4, pp. 965-994, 2017.
Number of pages: 51 Posted: 14 Jan 2013 Last Revised: 08 Nov 2017
Paul Brockman, Jim Cicon, Xu Li and S. McKay Price
Lehigh University - College of Business, University of Central Missouri, The University of Hong Kong and Lehigh University - Perella Department of Finance
Downloads 324 (179,752)
Citation 10

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Conference calls, Textual analysis, Disclosure, Analysts, Insider Trading

17.

The Time-Series Behavior and Pricing of Idiosyncratic Volatility: Evidence from 1926 to 1962

Number of pages: 46 Posted: 08 Apr 2008
Paul Brockman and Xuemin Sterling Yan
Lehigh University - College of Business and Lehigh University - College of Business
Downloads 305 (191,537)
Citation 12

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Idiosyncratic Volatility, Expected Return, Holdout Sample

18.

Share Repurchases and the Inflation Reduction Act

Number of pages: 30 Posted: 20 Mar 2023
Paul Brockman, Zhe (Michael) Guo, Hye Seung (Grace) Lee and Jesus M. Salas
Lehigh University - College of Business, Fordham University - Gabelli School of Business, Fordham University - Gabelli School of Business and Lehigh University - Department of Finance and Law
Downloads 282 (207,915)

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Repurchases, Buybacks, Taxes, IRA

19.

CEO Internal Experience and Voluntary Disclosure Quality: Evidence from Management Forecasts

Journal of Business, Finance, and Accounting, forthcoming
Number of pages: 59 Posted: 30 Nov 2017 Last Revised: 25 Nov 2018
Paul Brockman, John L. Campbell, Hye Seung (Grace) Lee and Jesus M. Salas
Lehigh University - College of Business, University of Georgia - J.M. Tull School of Accounting, Fordham University - Gabelli School of Business and Lehigh University - Department of Finance and Law
Downloads 235 (249,174)
Citation 4

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Voluntary Disclosure, CEO Turnover, CEO Inside Experience, Management Forecasts, Financial Reporting Quality

20.

The Role of Individual Investment Bankers in IPO Pricing: Evidence from Investor Bidding Behavior

Journal of Corporate Finance, Vol. 82
Number of pages: 52 Posted: 10 Mar 2020 Last Revised: 27 Sep 2023
Paul Brockman, Xianjie He, Shuwei Sun and Huan Zou
Lehigh University - College of Business, Shanghai University of Finance and Economics - School of Accountancy, Shanghai University of International Business and Economics - School of Accountancy and Shanghai University of Finance and Economics - School of Accountancy
Downloads 224 (262,008)

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Initial public offering; Investment banker; Social relationships; Information asymmetry

21.

The Impact of Short-Selling Pressure on Corporate Employee Relations

Journal of Corporate Finance, Forthcoming, 30th Australasian Finance and Banking Conference 2017
Number of pages: 54 Posted: 14 Aug 2017 Last Revised: 12 Jun 2020
Paul Brockman, Juan Luo and Limin Xu
Lehigh University - College of Business, University of Adelaide - Business School and University of Adelaide - Business School
Downloads 215 (272,167)
Citation 10

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Employee relations; Labor disputes; Short-selling; Regulation SHO

22.

Do Foreign Institutional Investors Affect International Contracting? Evidence from Bond Covenants

Number of pages: 61 Posted: 04 Mar 2021 Last Revised: 27 Nov 2023
Paul Brockman, Wolfgang Drobetz, Sadok El Ghoul, Omrane Guedhami and Ying Zheng
Lehigh University - College of Business, University of Hamburg, University of Alberta - Campus Saint-Jean, University of South Carolina - Moore School of Business and Bryant University
Downloads 209 (278,257)

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Institutional ownership, foreign investors, bond covenants, corporate governance

23.

Cross-Listing, Firm-Specific Information, and Corporate Governance: Evidence from Chinese A-Shares and H-Shares

Journal of Corporate Finance, Forthcoming
Number of pages: 39 Posted: 09 Nov 2014 Last Revised: 13 Nov 2014
Shan Li, Paul Brockman and Ralf Zurbruegg
Xiamen University - Institute for Financial and Accounting Studies, Lehigh University - College of Business and University of Adelaide
Downloads 204 (284,545)
Citation 15

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Cross-listing; Firm-specific information; Corporate governance

24.

Short Selling and Price Discovery: Evidence from American Depositary Receipts

Journal of Financial Research, Forthcoming
Number of pages: 37 Posted: 14 Apr 2011
Paul Brockman and Grace Qing Hao
Lehigh University - College of Business and Department of Finance and Real Estate, The University of Texas at Arlington
Downloads 203 (285,799)

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American Depositary Receipts (ADRs), Short Sales, Price Discovery

25.

Do Creditors Have a Say on Dividends: Evidence from a Quasi Experiment

Number of pages: 53 Posted: 22 Apr 2020 Last Revised: 02 Jun 2021
Najah Attig, Paul Brockman and Mohammad M. Rahaman
Dalhousie University, Lehigh University - College of Business and Saint Mary's University - Sobey School of Business
Downloads 198 (292,299)

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26.

Share Repurchases and Investment Policies

Downloads 189 (305,003)

Share Repurchases and Investment Policies

Number of pages: 53 Posted: 13 Mar 2023
Paul Brockman, Hye Seung (Grace) Lee and Jesus M. Salas
Lehigh University - College of Business, Fordham University - Gabelli School of Business and Lehigh University - Department of Finance and Law
Downloads 124 (433,644)

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Repurchases, Investments, Capital Expenditures, R&D, Employment

Share Repurchases and Investment Policies

Number of pages: 54 Posted: 15 Sep 2023
Jesus M. Salas, Paul Brockman and Hye Seung (Grace) Lee
Lehigh University - Department of Finance and Law, Lehigh University - College of Business and Fordham University - Gabelli School of Business
Downloads 65 (662,232)

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Repurchases, Investments, Capital Expenditures, R&D, Employment

27.

Is the CEO’s In-House Experience Informative About Audit Risk?

Number of pages: 47 Posted: 06 Jul 2013
Paul Brockman, Gopal V. Krishnan, Hye Seung (Grace) Lee and Jesus M. Salas
Lehigh University - College of Business, Bentley University, Fordham University - Gabelli School of Business and Lehigh University - Department of Finance and Law
Downloads 178 (321,730)

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CEO succession, audit fees, audit risk, corporate governance

28.

Determinants of CEO Compensation: Generalist-Specialist Versus Insider-Outsider Attributes

Journal of Corporate Finance, Vol. 39, No. C, 2016
Number of pages: 56 Posted: 17 Mar 2017
Paul Brockman, Hye Seung (Grace) Lee and Jesus M. Salas
Lehigh University - College of Business, Fordham University - Gabelli School of Business and Lehigh University - Department of Finance and Law
Downloads 175 (326,663)
Citation 11

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Executive compensation, CEO insiderness, Generalist skills

29.

Does Social Trust Affect International Contracting? Evidence from Foreign Bond Covenants

Journal of International Business Studies
Number of pages: 88 Posted: 16 Feb 2018 Last Revised: 07 Mar 2023
Paul Brockman, Sadok El Ghoul, Omrane Guedhami and Ying Zheng
Lehigh University - College of Business, University of Alberta - Campus Saint-Jean, University of South Carolina - Moore School of Business and Bryant University
Downloads 169 (336,873)
Citation 1

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Informal Institutions; Social Trust; Formal Institutions; Corporate Governance; Contracts; Covenants

30.

CEO Compensation and the Role of In-House Experience

Number of pages: 45 Posted: 19 Mar 2012
Paul Brockman, Hye Seung (Grace) Lee and Jesus M. Salas
Lehigh University - College of Business, Fordham University - Gabelli School of Business and Lehigh University - Department of Finance and Law
Downloads 156 (360,570)

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CEO succession, executive compensation, corporate governance

31.

Managerial Ability and the Quality of Firms' Information Environment

Journal of Accounting, Auditing & Finance, Vol. 33, No. 4, October 2018, pp. 506-527
Number of pages: 40 Posted: 20 Nov 2019
Bok Baik, Paul Brockman, David B. Farber and Sam (Sunghan) Lee
Seoul National University, Lehigh University - College of Business, Indiana University Kelley School of Business Indianapolis and Iowa State University
Downloads 150 (372,376)
Citation 12

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information environment, managerial ability, equity incentives, disclosure quality, rent extraction

32.

Stock Price Synchronicity and Stock Liquidity: International Evidence

Number of pages: 60 Posted: 22 Jan 2023
Paul Brockman, Tung Lam Dang and Thu Phuong Pham
Lehigh University - College of Business, The University of Danang and Curtin University
Downloads 147 (378,615)

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Liquidity, Synchronicity, International, Institutional environments

33.

Investor Conferences, Firm Visibility, and Stock Liquidity

The Financial Review, Vol. 52, Issue 4, pp. 661-699, 2017
Number of pages: 64 Posted: 06 Jul 2017 Last Revised: 13 May 2020
Paul Brockman, Musa Subasi and Cihan Uzmanoglu
Lehigh University - College of Business, University of Maryland-College Park - Robert H. Smith School of Business and Binghamton University, The State University of New York
Downloads 130 (419,277)
Citation 1

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Conference Presentations, Liquidity Risk, Cost of Equity Capital

34.

Navigating Policy Uncertainty: Politically Experienced Directors and Corporate Investment

Downloads 100 (505,741)

Navigating Policy Uncertainty: Politically Experienced Directors and Corporate Investment

Number of pages: 86 Posted: 27 Mar 2023 Last Revised: 22 Sep 2023
Demian Berchtold, Blake Bowler, Paul Brockman, Zhe Li and Jiri Tresl
University of Bern, Mercer University, Lehigh University - College of Business, University of Colorado, Colorado Springs and University of Mannheim
Downloads 92 (539,040)

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Policy uncertainty; Directors; Political experience; Investment

Navigating Policy Uncertainty: Politically Experienced Directors and Corporate Investment

Number of pages: 55 Posted: 28 Jul 2024
Paul Brockman, Demian Berchtold, Blake Bowler, Zhe Li and Jiri Tresl
Lehigh University - College of Business, University of Bern, Mercer University, University of Colorado, Colorado Springs and University of Mannheim
Downloads 8 (1,150,841)

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Policy uncertainty, Directors, Political experience, Investment

35.

Do Foreign Institutional Shareholders Affect International Debt Contracting? Evidence from Yankee Bond Covenants

Journal of International Business Studies, Forthcoming
Number of pages: 67 Posted: 11 Oct 2023
Paul Brockman, Wolfgang Drobetz, Sadok El Ghoul, Omrane Guedhami and Ying Zheng
Lehigh University - College of Business, University of Hamburg, University of Alberta - Campus Saint-Jean, University of South Carolina - Moore School of Business and Bryant University
Downloads 96 (519,475)

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Institutional ownership; foreign investors; bond covenants; corporate governance

36.

Do Credit Rating Agencies Learn from the Options Market?

Management Science, Forthcoming, https://pubsonline.informs.org/doi/abs/10.1287/mnsc.2023.4980.
Number of pages: 44 Posted: 13 Feb 2023 Last Revised: 27 Jan 2024
Paul Brockman, Musa Subasi, Jundong (Jeff) Wang and Eliza Xia Zhang
Lehigh University - College of Business, University of Maryland-College Park - Robert H. Smith School of Business, San Diego State University - Accountancy and University of Washington, Tacoma - Milgard School of Business
Downloads 90 (541,395)

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Credit Rating; Credit Risk; Default Probability; Credit Rating Accuracy; Options Market

37.

Search-Based Peer Groups and Commonality in Liquidity

Paul Brockman, Dennis Y Chung, Neal M Snow, Search-Based Peer Groups and Commonality in Liquidity, Review of Finance, Volume 27, Issue 1, February 2023, Pages 33–77, https://doi.org/10.1093/rof/rfab033
Number of pages: 60 Posted: 15 Dec 2021 Last Revised: 17 Jan 2023
Paul Brockman, Dennis Y. Chung and Neal M. Snow
Lehigh University - College of Business, Simon Fraser University and Independent Researcher
Downloads 75 (602,861)
Citation 1

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Peer firm, EDGAR, liquidity

38.

Cultivating Innovation: Does Ceos’ Agricultural Heritage Affect Corporate Innovation?

Number of pages: 46 Posted: 16 Jun 2023
Paul Brockman, Xianjie He, Xun HU, Dequan Jiang and Huan Zou
Lehigh University - College of Business, Shanghai University of Finance and Economics - School of Accountancy, Shanghai Lixin University of Accounting and Finance, Shanghai University of Finance and Economics and Shanghai University of Finance and Economics
Downloads 62 (666,438)

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Agriculture, Individualism, CEO, innovation

39.

Undiversified Shareholders, Socioemotional Wealth, and Corporate Hedging: Evidence from Family Firms

Number of pages: 43 Posted: 14 Aug 2024
Amal Abeysekera, Paul Brockman, Chitru S. Fernando and Jesus M. Salas
Hofstra University, Lehigh University - College of Business, University of Oklahoma - Michael F. Price College of Business and Lehigh University - Department of Finance and Law
Downloads 7 (1,120,016)

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family firms, Founder CEOs, Undiversified owners, Socioemotional wealth, Hedging

40.

Comovement, Information Production, and the Business Cycle

Journal of Financial Economics (JFE), Vol. 97, No. 1, 2010
Posted: 26 Oct 2012
Paul Brockman, Ivonne A. Liebenberg and Maria G. Vivero
Lehigh University - College of Business, University of Mississippi - School of Business Administration and The University of Dayton

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information production, volatility, comovement, business cycle, financial development

41.

Investor Protection and Firm Liquidity

Posted: 10 Apr 2002
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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42.

Commonality in Liquidity: Evidence from an Order-Driven Market Structure

Posted: 14 Nov 2001
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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43.

Managerial Timing and Corporate Liquidity: Evidence from Actual Share Repurchases

Posted: 02 Dec 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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44.

An Empirical Investigation of Trading on Asymmetric Information and Heterogeneous Prior Beliefs

Journal of Empirical Finance
Posted: 19 Oct 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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45.

Informed and Uninformed Trading in an Electronic, Order-Driven Environment

Posted: 19 Oct 2000
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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46.

An Analysis of Depth Behavior in an Electronic, Order-Driven Environment

Journal of Banking and Finance
Posted: 21 Jun 1999
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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47.

Bid-Ask Spread Components in an Order-Driven Environment

Posted: 09 Feb 1999
Paul Brockman and Dennis Y. Chung
Lehigh University - College of Business and Simon Fraser University

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