Anita K. Krug

University of Washington School of Law

D. Wayne and Anne Gittinger Professor of Law

William H. Gates Hall

Box 353020

Seattle, WA 98195

United States

http://www.law.washington.edu/directory/Profile.aspx?ID=504

SCHOLARLY PAPERS

15

DOWNLOADS
Rank 18,790

SSRN RANKINGS

Top 18,790

in Total Papers Downloads

2,096

CITATIONS

0

Scholarly Papers (15)

1.

Institutionalization, Investment Adviser Regulation, and the Hedge Fund Problem

Hastings Law Journal, Vol. 63, No. 1, p. 1, 2011, University of Washington School of Law Research Paper No. 2011-22
Number of pages: 52 Posted: 25 Aug 2011 Last Revised: 23 Dec 2013
Anita K. Krug
University of Washington School of Law
Downloads 226 (99,162)

Abstract:

Investment Advisers, Investment Advisers Act of 1940, Hedge Funds, Private Funds, Securities Regulation, Institutionalization

2.

Investment Company as Instrument: The Limitations of the Corporate Governance Regulatory Paradigm

Southern California Law Review, Vol. 86, No. 2, p. 263, 2013, University of Washington School of Law Research Paper No. 2012-14
Number of pages: 58 Posted: 19 Aug 2012 Last Revised: 23 Dec 2013
Anita K. Krug
University of Washington School of Law
Downloads 200 (104,753)

Abstract:

investment companies, financial services regulation, Investment Company Act of 1940, securities regulation

3.

Escaping Entity-Centrism in Financial Services Regulation

Columbia Law Review, Vol. 113, No. 8, p. 2039, 2013, University of Washington School of Law Research Paper No. 2013-08
Number of pages: 78 Posted: 02 Apr 2013 Last Revised: 23 Dec 2013
Anita K. Krug
University of Washington School of Law
Downloads 183 (106,034)

Abstract:

financial institutions, investment adviser regulation, hedge funds, mutual funds, broker-dealer regulation, financial services, securities regulation

4.

Moving Beyond the Clamor for 'Hedge Fund Regulation': A Reconsideration of 'Client' Under the Investment Advisers Act of 1940

Villanova Law Review, Vol. 55, No. 3, p. 661, 2010, Symposium—Financial Regulatory Reform: Genesis, Progress, & Impact,
Number of pages: 40 Posted: 02 Oct 2010 Last Revised: 23 Dec 2013
Anita K. Krug
University of Washington School of Law
Downloads 158 (144,483)

Abstract:

Hedge Funds, Private Funds, Investment Advisers, Securities Regulation

5.

Downstream Securities Regulation

Boston University Law Review, Vol. 94, No. 5, p. 1589 (2014), University of Washington School of Law Research Paper No. 2014-10
Number of pages: 62 Posted: 05 Apr 2014 Last Revised: 12 Apr 2017
Anita K. Krug
University of Washington School of Law
Downloads 155 (116,625)

Abstract:

securities regulation, corporate law, private funds, mutual funds, broker-dealers, Sarbanes-Oxley, corporate governance, financial services regulation, Securities Act of 1933, Securities Exchange Act of 1934, Investment Advisers Act of 1940, Investment Company Act of 1940

6.

The Regulatory Response to Madoff

Berkeley Center for Law, Business and the Economy White Paper
Number of pages: 6 Posted: 02 Oct 2010
Anita K. Krug
University of Washington School of Law
Downloads 103 (198,431)

Abstract:

Investment Advisers, Securities Regulation

7.

The Hedge Fund Transparency Act of 2009

Berkeley Center for Law, Business and the Economy White Paper
Number of pages: 4 Posted: 02 Oct 2010 Last Revised: 12 Mar 2015
Anita K. Krug
University of Washington School of Law
Downloads 90 (234,319)

Abstract:

Hedge Funds, Securities Regulation

8.

The Modern Corporation Magnified: Managerial Accountability in Financial Services Holding Companies

Seattle University Law Review, Vol. 36, No. 2, p. 821, 2013, University of Washington School of Law Research Paper No. 2012-13, Symposium—Berle IV: The Future of Financial/Securities Markets, 2012,
Number of pages: 35 Posted: 18 Aug 2012 Last Revised: 23 Dec 2013
Anita K. Krug
University of Washington School of Law
Downloads 72 (249,789)

Abstract:

corporate governance, financial institutions, Adolf Berle

9.

Investing and Pretending

Iowa Law Review, Vol. 100, No. 4, pp. 1559-1618 (May 2015), University of Washington School of Law Research Paper No. 2014-28
Number of pages: 62 Posted: 09 Sep 2014 Last Revised: 12 Apr 2017
Anita K. Krug
University of Washington School of Law
Downloads 69 (210,268)

Abstract:

swaps regulation, securities regulation, Commodity Exchange Act, Dodd-Frank, Commodity Futures Trading Commission, financial crisis, financial institutions, systemic risk, credit default swaps

10.

Financial Regulatory Reform and Private Funds

Berkeley Center for Law, Business and the Economy White Paper
Number of pages: 8 Posted: 02 Oct 2010
Anita K. Krug
University of Washington School of Law
Downloads 68 (275,530)

Abstract:

Hedge Funds, Investment Advisers, Securities Regulation

11.

Private Fund Adviser Registration Act HR-3818

Berkeley Center for Law, Business and the Economy White Paper
Number of pages: 7 Posted: 02 Oct 2010 Last Revised: 12 Mar 2015
Anita K. Krug
University of Washington School of Law
Downloads 55 (298,291)

Abstract:

Hedge Funds, Investment Advisers, Securities Regulation

12.

Uncertain Futures in Evolving Financial Markets

Washington University Law Review, Vol. 96, No. 5, Pp. 1209-69 (2016) , University of Washington School of Law Research Paper No. 2015-08
Number of pages: 62 Posted: 14 Mar 2015 Last Revised: 26 Oct 2016
Anita K. Krug
University of Washington School of Law
Downloads 39 (247,902)

Abstract:

13.

Investors' Paradox

Journal of Corporation Law, Vol. 43, Forthcoming, University of Washington School of Law Research Paper No. 2017-13
Number of pages: 64 Posted: 18 Apr 2017 Last Revised: 20 May 2017
Anita K. Krug
University of Washington School of Law
Downloads 0 (282,105)

Abstract:

investors, mutual funds, private equity funds, hedge funds, investment advisers, conflicts of interest, securities regulation, alternative investments, distribution channels, disclosure, retirement plans, securities brokers, liquid alternative funds, multi-manager series trusts

14.

The Other Securities Regulator: A Case Study in Regulatory Damage

Tulane Law Review, Vol. 92, Forthcoming, University of Washington School of Law Research Paper No. 2017-12
Number of pages: 56 Posted: 15 Apr 2017 Last Revised: 08 Jul 2017
Anita K. Krug
University of Washington School of Law
Downloads 0 (203,569)

Abstract:

Fiduciary Duties, Fiduciary Rule, Department of Labor, Securities and Exchange Commission, SEC, Erisa, Investor Protection, Securities Markets, Passive Management, Securities Regulation, Financial Regulation, Trump Administration, Portfolio Diversification, Financial Advisers

15.

Toward Better Mutual Fund Governance

Handbook on the Regulation of Mutual Funds (William A. Birdthistle & John Morley eds., Edward Elgar, 2017, Forthcoming), University of Washington School of Law Research Paper
Number of pages: 20 Posted: 20 Mar 2016 Last Revised: 12 Apr 2017
Anita K. Krug
University of Washington School of Law
Downloads 0 (186,451)

Abstract:

mutual fund regulation, Investment Company Act of 1940, corporate governance, financial services

Other Papers (2)

Total Downloads: 9    Citations: 0
1.

The Myth of Context in Politics and Law

Harvard Law Review, Vol. 110, No. 6, p. 1292, April 1997
Number of pages: 19 Posted: 18 Apr 2017
Anita K. Krug
University of Washington School of Law
Downloads 0

Abstract:

Legal Theory, Political Theory

2.

Still Adjusting to Markman: A Prescription for the Timing of Claim Construction Hearings

Harvard Journal of Law and Technology, vol. 13, Fall 1999
Number of pages: 32 Posted: 17 Apr 2017
William F Lee and Anita K. Krug
WilmerHale, LLP and University of Washington School of Law
Downloads 0

Abstract:

intellectual property, Markman hearings, claim construction