Author Page for Barry R. Temkin

1.

SEC Regulation Best Interest: A Practical Guide for Broker-Dealers and Investment Advisers

Number of pages: 8 Posted: 16 Apr 2020

Barry R. Temkin, Cynthia King and Mitchell Markarian

Mound Cotton Wollan & Greengrass, affiliation not provided to SSRN and OneBeacon Insurance Group

Downloads 173 (437,795)

Citation 1

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2.

Is Senator Burr Guilty of Insider Trading under the STOCK Act?

The New York Law Journal 2020

Number of pages: 4 Posted: 15 Jan 2021

Barry R. Temkin and Mitchell Markarian

Mound Cotton Wollan & Greengrass and OneBeacon Insurance Group

Downloads 166 (454,356)

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3.

New Aba Guidance on the Ethics of Working Remotely

Number of pages: 6 Posted: 09 Apr 2021

Barry R. Temkin and Jennifer Goldsmith

Mound Cotton Wollan & Greengrass and Independent

Downloads 163 (467,092)

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4.

Deception in Undercover Investigations: Status Based vs. Conduct Based Ethical Analysis

Seattle University Law Review, Forthcoming

Number of pages: 53 Posted: 29 Nov 2016

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 162 (464,454)

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5.

Appearances in FINRA Arbitrations by Out-of-State Lawyers

New York Law Journal, Vol. 247, No. 51, 2012

Number of pages: 2 Posted: 14 Jun 2018

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Downloads 109 (645,052)

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6.

Lawyers as Whistleblowers: Recent Developments

Number of pages: 7 Posted: 23 Nov 2016

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 108 (654,668)

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7.

The Presumption of Suitability Under the Uniform Limited Offering Exemption

ABA Business Law Today, With Robert J. Usinger, Jr., Esq.

Number of pages: 5 Posted: 18 Feb 2021

Robert Usinger and Barry R. Temkin

Everest National Insurance Company and Mound Cotton Wollan & Greengrass

Downloads 62 (951,658)

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8.

Lateral Partner Moves: Ethical Obligations of Lawyers and Law Firms

Number of pages: 3 Posted: 20 May 2025

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 61 (970,490)

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9.

When Should Law Firms Notify Clients About Data Breaches?

ABA Business Law Today

Number of pages: 5 Posted: 18 Feb 2021

Jennifer Goldsmith, David Standish and Barry R. Temkin

Independent, affiliation not provided to SSRN and Mound Cotton Wollan & Greengrass

Downloads 61 (970,490)

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10.

The Department of Labor Fiduciary Rule: Likely Impact on Securities Arbitration and Litigation Claims

Number of pages: 14 Posted: 09 Oct 2017

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 52 (1,052,702)

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11.

Misrepresentation by Omission in Settlement Negotiations: Should There Be a Silent Safe Harbor?

Number of pages: 49 Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 40 (1,196,171)

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12.

Subpoenas and Orders of Appearance and Production

Number of pages: 18 Posted: 26 Jun 2024

Barry R. Temkin and Kate DiGeronimo

Mound Cotton Wollan & Greengrass and Mound Cotton Wollan & Greengrass

Downloads 39 (1,196,171)

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13.

The Contract, The Law and The Courts

Number of pages: 5 Posted: 26 Jun 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Downloads 35 (1,249,711)

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14.

Choice of Counsel and Policy Erosion for Professional Liability Policies Under the New York Insurance Law

Number of pages: 5 Posted: 26 Jun 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Downloads 34 (1,277,121)

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15.

New Cybersecurity Regulations Promulgated by New York's Department of Financial Services

Number of pages: 6 Posted: 26 Jun 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Downloads 34 (1,263,436)

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16.

State Regulation of Unauthorized Practice of Law in Arbitration And Mediation: The Trend Toward Permitting Multijurisdictional Practice in ADR

Number of pages: 8 Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 30 (1,345,526)

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17.

Preventing Coronavirus Claims: Strategies for Architects and Engineers

Number of pages: 5 Posted: 21 Jun 2024

Barry R. Temkin, Kate DiGeronimo and Kenneth Greenwald

Mound Cotton Wollan & Greengrass, Mound Cotton Wollan & Greengrass and Mound Cotton Wollan & Greengrass

Downloads 30 (1,318,317)

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18.

A Commentary Article Reprinted from the July, 2021 Issue of Mealey's Emerging Securities Litigation Can An Investor Sue A Self-Regulatory Organization For Failing To Enforce Its Own Bylaws?

Number of pages: 8 Posted: 24 Jul 2024

Barry R. Temkin and Phillip J. Troyer

Mound Cotton Wollan & Greengrass and Independent

Downloads 28 (1,345,526)

Abstract:

19.

Tips for Handling Workplace Substance Abuse Under Americans with Disabilities Act

Number of pages: 6 Posted: 21 Jun 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Downloads 27 (1,359,097)

Abstract:

20.

The Perils of Outside Referrals by Lawyers

Number of pages: 8 Posted: 26 Jun 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Downloads 26 (1,372,601)

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21.

Can Negligent Referral to Another Attorney Constitute Legal Malpractice?

Number of pages: 28 Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 24 (1,436,435)

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22.

How to Get Paid Promptly. . . And Not Get Sued

Number of pages: 6 Posted: 26 Jun 2024

Barry R. Temkin and Kate DiGeronimo

Mound Cotton Wollan & Greengrass and Mound Cotton Wollan & Greengrass

Downloads 24 (1,399,036)

Abstract:

23.

New York's Labor Law Section 240: Has it Been Narrowed or Expanded by the Courts Beyond the Legislative Intent?

Number of pages: 19 Posted: 07 Aug 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 23 (1,411,822)

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24.

is a partner at Mound Cotton Wollan & Greengrass and Chair of the New York County Lawyers' Association Professional Ethics Committee. BEN MOSKOVITS, a graduate of Benjamin N. Cardozo School of Law, is a Vice President at Morgan Stanley Smith Barney, LLC in New York. The authors thank Daniel Markewich and Michael Stone for reviewing and commenting on an earlier draft of this article, and

Number of pages: 13 Posted: 24 Jul 2024

Barry R. Temkin and Ben Moskovits

Mound Cotton Wollan & Greengrass and Morgan Stanley

Downloads 23 (1,424,331)

Abstract:

25.

Social Media and the New York Rules of Professional Conduct: Is LinkedIn Attorney Advertising?

Number of pages: 3 Posted: 22 Jul 2024

Barry R. Temkin and James Q. Walker

Mound Cotton Wollan & Greengrass and Independent

Downloads 23 (1,424,331)

Abstract:

26.

Labor and Employment in the Securities Industry: Are Registered Securities Representatives Subject to the Fair Labor Standards Act?

Number of pages: 11 Posted: 29 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 22 (1,424,331)

Abstract:

27.

ABA Remote Work Guide Raises Bar For Atty Tech Know-How

Number of pages: 3 Posted: 19 Jun 2024

Barry R. Temkin and Jennifer Goldsmith

Mound Cotton Wollan & Greengrass and Independent

Downloads 22 (1,424,331)

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28.

Lawyer Contributions to Judicial Election Campaigns

Number of pages: 12 Posted: 07 Aug 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 21 (1,436,435)

Abstract:

29.

Conflicts of Interest and Choice of Counsel in Duty to Defend Insurance Policies: Should There Be Goldfarb Miranda Warnings?

Number of pages: 13 Posted: 26 Jun 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Downloads 20 (1,459,862)

Abstract:

30.

How to Staff an Ethics Hotline: The New York County Lawyers' Association Experience

Number of pages: 5 Posted: 22 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 19 (1,500,778)

Abstract:

31.

Statutes of Limitations in Securities Arbitrations: Who Decides?

Number of pages: 7 Posted: 07 Aug 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 18 (1,470,786)

Abstract:

32.

Lawyers' Digital Assistants Raise Ethics, Privacy Concerns

Number of pages: 5 Posted: 26 Jun 2024

Barry R. Temkin and Brenda Dorsett

Mound Cotton Wollan & Greengrass and affiliation not provided to SSRN

Downloads 15 (1,509,872)

Abstract:

33.

The Ethical Issues of Lateral Moves Whether, When and How to Notify Clients of a Lawyer's Resignation

Number of pages: 6 Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Downloads 10 (1,548,648)

Abstract:

34.

Lateral Attorney Transitions Under the Ethics Rules

ALM New York Law Journal December 2024

Posted: 11 Feb 2025

Barry R. Temkin and Kate DiGeronimo

Mound Cotton Wollan & Greengrass and Mound Cotton Wollan & Greengrass

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35.

Pleading Standards in Securities Arbitrations

Posted: 04 Sep 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

36.

Arbitration Before the New Financial Industry Regulatory Authority

Posted: 04 Sep 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

37.

Statutes of Limitations in Securities Arbitration

Posted: 04 Sep 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

38.

Ethical Issues for Lawyers Under the Dodd-Frank Wall Street Reform and Consumer Protection Act: Lawyer Representations Under the End-User Swap Exemption

Posted: 25 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

39.

Twittering Jurors and The Rules of Professional Conduct: Should Lawyers Avert Their Eyes From Juror Social Network Postings?

Posted: 25 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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40.

Supervision Duties Under the Commodity Exchange Act

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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41.

Settling Away: Unreported Private Settlement of Customer Complaints in the Securities Industry

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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42.

Reviewing Legal Implications of Variable Annuities

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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43.

New Cybersecurity Regulations Impact on Representing Financial Institutions

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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44.

Are Insurance Brokers Professionals?

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

45.

NY Prompt Pay Act for Construction Contractors This article provides an in-depth discussion of New York's Prompt Pay Act, enacted in 2002 to promote business in New York by attempting to avoid undue delays of payment to contractors and subcontractors

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

46.

Intrafamily Corporate Conflicts Under Ethics Rules

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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47.

Client Perjury Under the New Rules of Professional Conduct

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

48.

CCOs in the Cross-Hairs: Recent Developments in the Regulation of Financial Industry Chief Compliance Officers

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

49.

Arbitration: Handling FINRA's New Discovery Guide

Posted: 24 Jul 2024

Barry R. Temkin and Kate DiGeronimo

Mound Cotton Wollan & Greengrass and Mound Cotton Wollan & Greengrass

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50.

CFTC Targets Forex Industry Compliance

Posted: 24 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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51.

Errant E-Mail: Inadvertant Disclosure of Confidential Material Poses Dilemma

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

52.

Ethical, Legal and Practical Implications of Attorney Referral Fees

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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53.

Effects of New Standards For Company Plan Fiduciaries

Posted: 23 Jul 2024

Barry R. Temkin and Kate DiGeronimo

Mound Cotton Wollan & Greengrass and Mound Cotton Wollan & Greengrass

Abstract:

54.

The SEC's Proposed Uniform Fiduciary Standard for Investment Advisers: An Update

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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55.

Recent Developments in FINRA Securities Arbitrations

Posted: 23 Jul 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Abstract:

56.

Are SEC and FINRA Administrative Hearings Unconstitutional?

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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57.

New Regulation Best Interest Becomes Effective for Broker Dealers

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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58.

The NY Department of Financial Services Cybersecurity Regulations: An Update

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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59.

Understanding Insurance Issues in Securities Arbitration and Mediation

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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60.

Ethical Issues in Settlement Negotiations

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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61.

Guidelines on NYCLA's Ethics Hotline

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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62.

Coverage Conflicts for Assigned Insurance Defense Counsel

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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63.

Lying By Proxy: Permissible Trickery and Deception by Undercover Investigators

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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64.

Open Questions on the Duty to Advise of the Right to Select Independent Counsel

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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65.

Is Law Firm Discrimination Unethical?

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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66.

May Lawyers Collect Whistleblower Bounties Under Dodd-Frank Act?

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

67.

New Cybersecurity Regulations: Impact on Representing Financial Institutions

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

68.

Cybersecurity for Law Firms: Recent Developments

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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69.

The Mentally Impaired Client: Who Decides Trial Strategy?

Posted: 23 Jul 2024

Barry R. Temkin

Mound Cotton Wollan & Greengrass

Abstract:

70.

Conflicts of Interest and Choice of Counsel in Insurance Policies: Some Recent Developments

Downloads 0 (1,579,934)

2

Conflicts of Interest and Choice of Counsel in Insurance Policies: Some Recent Developments

Posted: 22 Jul 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

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Conflicts of Interest and Choice of Counsel in Insurance Policies: Some Recent Developments

Posted: 24 Jul 2024

Barry R. Temkin and Robert Usinger

Mound Cotton Wollan & Greengrass and Everest National Insurance Company

Abstract:

71.

New Developments in Law Firms’ Obligations to Protect Against Data Breaches

New York Law Journal 2021

Posted: 05 Feb 2021

Jennifer Goldsmith, David Standish and Barry R. Temkin

Independent, affiliation not provided to SSRN and Mound Cotton Wollan & Greengrass

Abstract:

72.

Solicitation by Defense Counsel: Ethical Pitfalls When Corporate Defense Counsel Offers Representation to Witnesses

Barry R. Temkin and Michael H. Stone, "Solicitation By Defense Counsel: Ethical Pitfalls When Corporate Defense Counsel Offers Representation to Witnesses", Defense Counsel Journal (2013): 363

Posted: 15 Nov 2013

Barry R. Temkin and Michael Stone

Mound Cotton Wollan & Greengrass and Morgan Stanley

Barry R. Temkin

Mound Cotton Wollan & Greengrass

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Scholarly Papers (72)

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