Marc I. Steinberg

Southern Methodist University - Dedman School of Law

P.O. Box 750116

Dallas, TX 75275

United States

SCHOLARLY PAPERS

17

DOWNLOADS
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CITATIONS

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Scholarly Papers (17)

1.

Insider Trading (PLI 2d ed. 2006)

INSIDER TRADING, PLI Publisher, Second Edition, 2006
Number of pages: 18 Posted: 23 Apr 2007
William K. S. Wang and Marc I. Steinberg
University of California, Hastings College of the Law and Southern Methodist University - Dedman School of Law
Downloads 853 (20,794)

Abstract:

insider trading, insider tipping, inside information, selective disclosure, material nonpublic information, material non-public information, Regulation FD, Regulation Fair Disclosure, 10b5-1, 10b5-2, 10b-5, 10(b), securities fraud, mail fraud, wire fraud, SEC, Securities and Exchange Commission

2.

Short-Form Mergers in Delaware

The Delaware Journal of Corporate Law, Vol. 27, No. 2, pp. 489-504, 2002
Number of pages: 16 Posted: 22 Nov 2003
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 501 (42,241)

Abstract:

3.

Introduction: Insider Trading

INSIDER TRADING, Third Edition, Oxford University Press, 2010
Number of pages: 8 Posted: 12 Oct 2010
William K. S. Wang and Marc I. Steinberg
University of California, Hastings College of the Law and Southern Methodist University - Dedman School of Law
Downloads 483 (39,356)

Abstract:

Insider Trading, Insider Tipping, Inside Information, Selective Disclosure, Material Nonpublic Information, Material Non-Public Information, Regulation FD, Regulation Fair Disclosure, 10b5-1, 10b5-2, 10b-5, 10(b), Securities Fraud, Mail Fraud, Wire Fraud, SEC, Securities and Exchange Committee

4.

The Corporate/Securities Attorney as a 'Moving Target' - Client Fraud Dilemmas

SMU Dedman School of Law Legal Studies Research Paper No. 2
Number of pages: 77 Posted: 01 Mar 2007
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 209 (117,284)

Abstract:

5.

Examining the Pipeline: A Contemporary Assessment of Private Investments in Public Equity ('PIPEs')

University of Pennsylvania Journal of Business Law, Vol. 11, p. 1, 2008, SMU Dedman School of Law Legal Studies Research Paper No. 00-42
Number of pages: 55 Posted: 24 Apr 2009 Last Revised: 13 May 2009
Marc I. Steinberg and Emmanuel Obi
Southern Methodist University - Dedman School of Law and affiliation not provided to SSRN
Downloads 146 (150,552)

Abstract:

6.

'Disney' Goes Goofy: Agency, Delegation & Corporate Governance

SMU Dedman School of Law Legal Studies Research Paper No. 00-39
Number of pages: 43 Posted: 24 Apr 2009
Marc I. Steinberg and Matthew D. Bivona
Southern Methodist University - Dedman School of Law and Southern Methodist University - Dedman School of Law
Downloads 127 (172,036)

Abstract:

7.

Excerpt from Volume One of William K.S. Wang & Marc I. Steinberg, 'Insider Trading' (Practising Law Institute) (Second Edition 2006)

Insider Trading Treatise (Second Edition) (excerpt from Vol. 1), The Practising Law Institute, SMU Dedman School of Law Legal Studies Research Paper No. 00-11
Number of pages: 14 Posted: 22 May 2007
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 104 (205,608)

Abstract:

8.

The Assault on Section 11 of the Securities Act: A Study in Judicial Activism

Rutgers Law Review, Vol. 63, No. 1, 2010, SMU Dedman School of Law Legal Studies Research Paper No. 79
Number of pages: 67 Posted: 17 Apr 2011 Last Revised: 20 Mar 2012
Marc I. Steinberg and Brent A. Kirby
Southern Methodist University - Dedman School of Law and affiliation not provided to SSRN
Downloads 101 (197,847)

Abstract:

9.

Transnational Dealings - Morrison Continues to Make Waves

SMU Dedman School of Law Legal Studies Research Paper No. 115
Number of pages: 95 Posted: 23 Jan 2013 Last Revised: 14 Feb 2013
Marc I. Steinberg and Kelly Flanagan
Southern Methodist University - Dedman School of Law and Texas Association of Realtors
Downloads 46 (298,771)

Abstract:

10.

Blurring the Lines between Pleading Doctrines: The Enhanced Rule 8(a)(2) Plausibility Pleading Standard Converges with the Heightened Fraud Pleading Standards under Rule 9(b) and the PSLRA

University of Texas Review of Litigation, Vol. 30, No. 1, 2010, SMU Dedman School of Law Legal Studies Research Paper No. 78
Number of pages: 52 Posted: 16 Apr 2011
Marc I. Steinberg and Marc I. Steinberg
Southern Methodist University - Dedman School of Law and SMU Dedman School of Law
Downloads 43 (308,937)

Abstract:

11.

A Prolonged Slump for ‘Plaintiff-Pitchers’: The Narrow ‘Strike Zone’ for Securities Plaintiffs in the Fourth Circuit

North Carolina Law Review, Vol. 88, p. 1923, 2010, SMU Dedman School of Law Legal Studies Research Paper No. 66
Number of pages: 83 Posted: 20 Oct 2010
Marc I. Steinberg and Dustin Appel
Southern Methodist University - Dedman School of Law and Southern Methodist University - Dedman School of Law
Downloads 20 (406,274)

Abstract:

12.

Pleading Securities Fraud Claims - Only Part of the Story

SMU Dedman School of Law Legal Studies Research Paper No. 131
Number of pages: 17 Posted: 17 May 2014 Last Revised: 07 Jun 2014
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 19 (381,558)

Abstract:

13.

Professor Alan R. Bromberg's Rule 10b-5

SMU Dedman School of Law Legal Studies Research Paper No. 171
Number of pages: 23 Posted: 26 Jun 2015 Last Revised: 30 Jun 2015
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 17 (340,496)

Abstract:

Bromberg, Rule 10b-5, securities fraud

14.

Laxity at the Gates: The SEC's Neglect to Enforce Control Person Liability

Virginia Law & Business Review, Vol. 11, No. 2, (Winter 2017), SMU Dedman School of Law Legal Studies Research Paper No. 353
Number of pages: 49 Posted: 09 Aug 2017
Marc I. Steinberg and Forrest C. Roberts
Southern Methodist University - Dedman School of Law and Southern Methodist University (SMU), Dedman School of Law, Alumnus
Downloads 0 (507,690)

Abstract:

SEC, U.S. Securities and Exchange Commission, financial markets - regulation, gatekeepers, control person liability, compliance, rule of law, corporate governance practices

15.

The SEC's Neglected Weapon: A Proposed Amendment to Section 17(a)(3) and the Application of Negligent Insider Trading

University of Pennsylvania Journal of Business Law, Vol. 19, No. 2, 2017, SMU Dedman School of Law Legal Studies Research Paper No. 352
Number of pages: 45 Posted: 28 Apr 2017
Marc I. Steinberg and Abel Ramirez Jr.
Southern Methodist University - Dedman School of Law and Southern Methodist University (SMU), Dedman School of Law, Alumnus
Downloads 0 (406,274)

Abstract:

Insider Trading, Financial Regulation, Securities and Exchange Commission, SEC, Negligent Insider Trading, Section 17(a)(3)

16.

The Emergence of a New Battleground: Liability for Secondary Market Violations in Ontario

International Lawyer, Vol. 48, No. 1, (Summer 2014), SMU Dedman School of Law Legal Studies Research Paper No. 345
Number of pages: 16 Posted: 24 Feb 2017
Marc I. Steinberg and Alex Prescott
Southern Methodist University - Dedman School of Law and Condon Thornton Sladek PLLC
Downloads 0 (502,876)

Abstract:

Securities Class Action Lawsuits – Canada, Public Securities Market, Ontario Securities Act, Bill 198, Liabilities, Damages, Section 138 Amendments, Secondary Market Liability, United States Securities Act

17.

From the Regulatory Abyss: The Weakened Gatekeeping Incentives Under the Uniform Securities Act

Yale Law & Policy Review, Vol. 35, No. 1, 2016, SMU Dedman School of Law Legal Studies Research Paper No. 351
Number of pages: 47 Posted: 15 Feb 2017 Last Revised: 19 Apr 2017
Marc I. Steinberg and James Ames
Southern Methodist University - Dedman School of Law and Samples Ames PLLC
Downloads 0 (497,958)

Abstract:

Financial Markets, Securities Markets, Regulatory Control, Uniform Securities Act, USA, Private Securities – Liabilities, Regulatory Incentive