Marc I. Steinberg

Southern Methodist University - Dedman School of Law

P.O. Box 750116

Dallas, TX 75275

United States

SCHOLARLY PAPERS

22

DOWNLOADS
Rank 13,761

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Top 13,761

in Total Papers Downloads

3,444

CITATIONS

7

Scholarly Papers (22)

1.

Insider Trading (PLI 2d ed. 2006)

INSIDER TRADING, PLI Publisher, Second Edition, 2006
Number of pages: 18 Posted: 23 Apr 2007
William K. S. Wang and Marc I. Steinberg
University of California, Hastings College of the Law and Southern Methodist University - Dedman School of Law
Downloads 902 (24,993)

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insider trading, insider tipping, inside information, selective disclosure, material nonpublic information, material non-public information, Regulation FD, Regulation Fair Disclosure, 10b5-1, 10b5-2, 10b-5, 10(b), securities fraud, mail fraud, wire fraud, SEC, Securities and Exchange Commission

2.

Introduction: Insider Trading

INSIDER TRADING, Third Edition, Oxford University Press, 2010
Number of pages: 8 Posted: 12 Oct 2010
William K. S. Wang and Marc I. Steinberg
University of California, Hastings College of the Law and Southern Methodist University - Dedman School of Law
Downloads 627 (41,080)

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Insider Trading, Insider Tipping, Inside Information, Selective Disclosure, Material Nonpublic Information, Material Non-Public Information, Regulation FD, Regulation Fair Disclosure, 10b5-1, 10b5-2, 10b-5, 10(b), Securities Fraud, Mail Fraud, Wire Fraud, SEC, Securities and Exchange Committee

3.

Short-Form Mergers in Delaware

The Delaware Journal of Corporate Law, Vol. 27, No. 2, pp. 489-504, 2002
Number of pages: 16 Posted: 22 Nov 2003
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 531 (50,956)

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4.

The Corporate/Securities Attorney as a 'Moving Target' - Client Fraud Dilemmas

SMU Dedman School of Law Legal Studies Research Paper No. 2
Number of pages: 77 Posted: 01 Mar 2007
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 221 (137,280)
Citation 1

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5.

Examining the Pipeline: A Contemporary Assessment of Private Investments in Public Equity ('PIPEs')

University of Pennsylvania Journal of Business Law, Vol. 11, p. 1, 2008, SMU Dedman School of Law Legal Studies Research Paper No. 00-42
Number of pages: 55 Posted: 24 Apr 2009 Last Revised: 13 May 2009
Marc I. Steinberg and Emmanuel Obi
Southern Methodist University - Dedman School of Law and affiliation not provided to SSRN
Downloads 171 (173,863)

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6.

'Disney' Goes Goofy: Agency, Delegation & Corporate Governance

SMU Dedman School of Law Legal Studies Research Paper No. 00-39
Number of pages: 43 Posted: 24 Apr 2009
Marc I. Steinberg and Matthew D. Bivona
Southern Methodist University - Dedman School of Law and Southern Methodist University - Dedman School of Law
Downloads 147 (197,483)

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7.

The Assault on Section 11 of the Securities Act: A Study in Judicial Activism

Rutgers Law Review, Vol. 63, No. 1, 2010, SMU Dedman School of Law Legal Studies Research Paper No. 79
Number of pages: 67 Posted: 17 Apr 2011 Last Revised: 20 Mar 2012
Marc I. Steinberg and Brent A. Kirby
Southern Methodist University - Dedman School of Law and affiliation not provided to SSRN
Downloads 141 (204,272)

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8.

Laxity at the Gates: The SEC's Neglect to Enforce Control Person Liability

Virginia Law & Business Review, Vol. 11, No. 2, (Winter 2017), SMU Dedman School of Law Legal Studies Research Paper No. 353
Number of pages: 49 Posted: 09 Aug 2017
Marc I. Steinberg and Forrest Roberts
Southern Methodist University - Dedman School of Law and Southern Methodist University (SMU), Dedman School of Law, Alumnus
Downloads 131 (216,813)

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SEC, U.S. Securities and Exchange Commission, financial markets - regulation, gatekeepers, control person liability, compliance, rule of law, corporate governance practices

9.

Excerpt from Volume One of William K.S. Wang & Marc I. Steinberg, 'Insider Trading' (Practising Law Institute) (Second Edition 2006)

Insider Trading Treatise (Second Edition) (excerpt from Vol. 1), The Practising Law Institute, SMU Dedman School of Law Legal Studies Research Paper No. 00-11
Number of pages: 14 Posted: 22 May 2007
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 114 (240,495)

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10.

Transnational Dealings - Morrison Continues to Make Waves

SMU Dedman School of Law Legal Studies Research Paper No. 115
Number of pages: 95 Posted: 23 Jan 2013 Last Revised: 14 Feb 2013
Marc I. Steinberg and Kelly Flanagan
Southern Methodist University - Dedman School of Law and Texas Association of Realtors
Downloads 66 (337,924)

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11.

Blurring the Lines between Pleading Doctrines: The Enhanced Rule 8(a)(2) Plausibility Pleading Standard Converges with the Heightened Fraud Pleading Standards under Rule 9(b) and the PSLRA

University of Texas Review of Litigation, Vol. 30, No. 1, 2010, SMU Dedman School of Law Legal Studies Research Paper No. 78
Number of pages: 52 Posted: 16 Apr 2011
Marc I. Steinberg and Marc I. Steinberg
Southern Methodist University - Dedman School of Law and SMU Dedman School of Law
Downloads 63 (346,088)

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12.

Professor Alan R. Bromberg's Rule 10b-5

SMU Dedman School of Law Legal Studies Research Paper No. 171
Number of pages: 23 Posted: 26 Jun 2015 Last Revised: 30 Jun 2015
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 61 (351,739)

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Bromberg, Rule 10b-5, securities fraud

13.

The SEC's Neglected Weapon: A Proposed Amendment to Section 17(a)(3) and the Application of Negligent Insider Trading

University of Pennsylvania Journal of Business Law, Vol. 19, No. 2, 2017, SMU Dedman School of Law Legal Studies Research Paper No. 352
Number of pages: 45 Posted: 28 Apr 2017
Marc I. Steinberg and Abel Ramirez
Southern Methodist University - Dedman School of Law and Southern Methodist University (SMU), Dedman School of Law, Alumnus
Downloads 43 (410,664)

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Insider Trading, Financial Regulation, Securities and Exchange Commission, SEC, Negligent Insider Trading, Section 17(a)(3)

14.

The Litigation Privilege as a Shelter for Miscreant Legal Counsel

Oregon Law Review, Vol. 97, No. 1, 2018, SMU Dedman School of Law Legal Studies Research Paper No. 390
Number of pages: 50 Posted: 18 Jun 2018 Last Revised: 26 Jan 2019
Marc I. Steinberg and Logan J. Weissler
Southern Methodist University - Dedman School of Law and Southern Methodist University (SMU), Dedman School of Law, Alumnus
Downloads 42 (414,346)

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litigation privilege, attorney conduct, attorney-client privilege, attorneys – ethical standards, attorneys – liabilities, legal profession - reputation

15.

Texas Gulf Sulphur at Fifty - A Contemporary and Historical Perspective

SMU Law Review, Vol. 71, No. 3, (Summer 2018), SMU Dedman School of Law Legal Studies Research Paper No. 391
Number of pages: 18 Posted: 18 Jun 2018 Last Revised: 26 Jan 2019
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 39 (425,919)

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Securities and Exchange Commission v. Texas Gulf Sulphur, insider trading, U.S. securities laws, insider trades – disclosures, materiality, price impact, secondary trading markets – company liabilities, Securities Exchange Act – Section 16

16.

Pleading Securities Fraud Claims - Only Part of the Story

SMU Dedman School of Law Legal Studies Research Paper No. 131
Number of pages: 17 Posted: 17 May 2014 Last Revised: 07 Jun 2014
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 35 (442,336)
Citation 1

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17.

A Prolonged Slump for ‘Plaintiff-Pitchers’: The Narrow ‘Strike Zone’ for Securities Plaintiffs in the Fourth Circuit

North Carolina Law Review, Vol. 88, p. 1923, 2010, SMU Dedman School of Law Legal Studies Research Paper No. 66
Number of pages: 83 Posted: 20 Oct 2010
Marc I. Steinberg and Dustin Appel
Southern Methodist University - Dedman School of Law and Southern Methodist University - Dedman School of Law
Downloads 33 (450,807)

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18.

The Federalization of Corporate Governance—An Evolving Process

50 Loyola University Chicago Law Journal 539 (2019), SMU Dedman School of Law Legal Studies Research Paper No. 430
Number of pages: 22 Posted: 24 Jul 2019
Marc I. Steinberg
Southern Methodist University - Dedman School of Law
Downloads 18 (530,545)

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corporate governance, federalization, publicly held corporations, federal law – publicly-traded companies, SEC

19.

From the Regulatory Abyss: The Weakened Gatekeeping Incentives Under the Uniform Securities Act

Yale Law & Policy Review, Vol. 35, No. 1, 2016, SMU Dedman School of Law Legal Studies Research Paper No. 351
Number of pages: 47 Posted: 15 Feb 2017 Last Revised: 19 Apr 2017
Marc I. Steinberg and James Ames
Southern Methodist University - Dedman School of Law and Samples Ames PLLC
Downloads 17 (536,368)

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Financial Markets, Securities Markets, Regulatory Control, Uniform Securities Act, USA, Private Securities – Liabilities, Regulatory Incentive

20.

The Emergence of a New Battleground: Liability for Secondary Market Violations in Ontario

International Lawyer, Vol. 48, No. 1, (Summer 2014), SMU Dedman School of Law Legal Studies Research Paper No. 345
Number of pages: 16 Posted: 24 Feb 2017
Marc I. Steinberg and Alex Prescott
Southern Methodist University - Dedman School of Law and Condon Thornton Sladek PLLC
Downloads 15 (548,013)

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Securities Class Action Lawsuits – Canada, Public Securities Market, Ontario Securities Act, Bill 198, Liabilities, Damages, Section 138 Amendments, Secondary Market Liability, United States Securities Act

21.

Attorney Liability Under the State Securities Laws: Landscapes and Minefields

Berkeley Business Law Journal, Vol. 3, No. 1, 2005, SMU Dedman School of Law Legal Studies Research Paper No. 379
Number of pages: 42 Posted: 02 Feb 2018
Marc I. Steinberg and Chris Claassen
Southern Methodist University - Dedman School of Law and Southern Methodist University (SMU), Dedman School of Law, Alumnus
Downloads 14 (554,081)

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Attorney liability, state securities law, Securities Litigation Uniform Standards Act, SLUSA, primary liability, secondary liability, Uniform Securities Acts, USA

22.

Minimizing Corporate Liability Exposure When the Whistle Blows in the Post Sarbanes-Oxley Era

Journal of Corporation Law, Vol. 30, No. 3, (Spring 2005), SMU Dedman School of Law Legal Studies Research Paper No. 378
Number of pages: 20 Posted: 02 Feb 2018
Marc I. Steinberg and Seth A. Kaufman
Southern Methodist University - Dedman School of Law and Southen Methodist University (SMU), Dedman School of Law, Alumnus
Downloads 13 (559,995)

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whistleblowers – protection, Sarbanes-Oxley Act of 2002, SOX, retaliation, employee protection, discrimination claims, corporate liability