Alan R. Palmiter

Wake Forest University - School of Law

Professor

P.O. Box 7206

Winston-Salem, NC 27109

United States

SCHOLARLY PAPERS

20

DOWNLOADS
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CITATIONS
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SSRN RANKINGS

Top 13,500

in Total Papers Citations

28

Scholarly Papers (20)

1.

Mutual Fund Voting of Portfolio Shares: Why Not Disclose?

Cardozo Law Review, Vol. 23, March 2002
Number of pages: 74 Posted: 09 May 2001
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 949 (16,404)
Citation 9

Abstract:

2.

Dodd-Frank's Say on Pay: Will it Lead to a Greater Role for Shareholders in Corporate Governance?

Cornell Law Review, Vol. 97, 2012, Vanderbilt Law and Economics Research Paper No. 11-49
Number of pages: 55 Posted: 22 Dec 2011 Last Revised: 08 Nov 2012
Randall S. Thomas, Alan R. Palmiter and James F. Cotter
Vanderbilt University - Law School, Wake Forest University - School of Law and Wake Forest University School of Business
Downloads 680 (19,029)
Citation 4

Abstract:

Dodd-Frank's Say on Pasy, Shareholder Voting, Executive Pay, Corporate Governance, ISS, Empirical Analysis

3.

The First Year of 'Say on Pay' Under Dodd-Frank: An Empirical Analysis and Look Forward

George Washington Law Review, Vol. 81, No. 3, 2013, Vanderbilt Law and Economics Research Paper No. 12-32, Wake Forest Univ. Legal Studies Paper No. 2220259
Number of pages: 46 Posted: 19 Oct 2012 Last Revised: 10 May 2013
James F. Cotter, Alan R. Palmiter and Randall S. Thomas
Wake Forest University School of Business, Wake Forest University - School of Law and Vanderbilt University - Law School
Downloads 352 (46,264)
Citation 1

Abstract:

Say on Pay, Dodd-Frank, Empirical, ISS

4.

Mutual Fund Investors: Divergent Profiles

Columbia Business Law Review, Vol. 2008, No. 3, 2008
Number of pages: 87 Posted: 12 Mar 2008 Last Revised: 14 Sep 2009
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - School of Law
Downloads 331 (67,518)
Citation 2

Abstract:

mutual fund, SEC, securities regulation, disclosure, investment

5.

ISS Recommendations and Mutual Fund Voting on Proxy Proposals

Vanderbilt Law and Economics Research Paper No. 09-20
Number of pages: 144 Posted: 24 Sep 2009 Last Revised: 16 Dec 2009
James F. Cotter, Alan R. Palmiter and Randall S. Thomas
Wake Forest University School of Business, Wake Forest University - School of Law and Vanderbilt University - Law School
Downloads 330 (60,392)
Citation 4

Abstract:

mutual fund voting, ISS, corporate governance, shareholders

Public Corporation as Private Constitution

Wake Forest Univ. Legal Studies Paper No. 1111773
Number of pages: 14 Posted: 24 Mar 2008
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 279 (87,637)

Abstract:

public corporation, organization theory, judicial review, voting rights, exit rights

Public Corporation as Private Constitution

IUP Journal of Corporate and Securities Law, Vol. 6, Nos. 3 & 4, pp. 8-19, August & November 2009
Number of pages: 15 Posted: 30 Jul 2009 Last Revised: 13 Jan 2011
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 41 (356,645)

Abstract:

Worthless Warnings? Testing the Effectiveness of Disclaimers in Mutual Fund Advertisements

Journal of Empirical Legal Studies, September 2010
Number of pages: 36 Posted: 08 Apr 2010 Last Revised: 08 Jul 2010
Molly Mercer, Alan R. Palmiter and Ahmed E. Taha
DePaul University, Wake Forest University - School of Law and Pepperdine University - School of Law
Downloads 313 (77,005)

Abstract:

mutual funds, disclosure, warnings, disclaimers, regulation, advertising

Worthless Warnings? Testing the Effectiveness of Disclaimers in Mutual Fund Advertisements

Journal of Empirical Legal Studies, Vol. 7, No. 3, pp. 429-459, September 2010
Number of pages: 31 Posted: 26 Jul 2010
Molly Mercer, Alan R. Palmiter and Ahmed E. Taha
DePaul University, Wake Forest University - School of Law and Pepperdine University - School of Law
Downloads 3 (546,635)

Abstract:

8.

Arbitration Federalism: A State Role in Commercial Arbitration

Florida Law Review, Forthcoming
Number of pages: 44 Posted: 05 Feb 2002
Stephen L. Hayford and Alan R. Palmiter
Indiana University - Kelley School of Business - Department of Business Law and Wake Forest University - School of Law
Downloads 286 (82,436)

Abstract:

9.

The US Corporate Elephant

Wake Forest Univ. Legal Studies Paper No. 05-05
Number of pages: 12 Posted: 02 Jan 2005
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 256 (93,967)

Abstract:

Corporate Law, Corporate Governance, Fiduciary Duties

10.

Star Creation: The Incubation of Mutual Funds

Vanderbilt Law Review, Vol. 62, p. 1485
Number of pages: 50 Posted: 19 Mar 2009 Last Revised: 16 Dec 2009
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - School of Law
Downloads 213 (110,925)

Abstract:

mutual fund, SEC, securities regulation, disclosure, investment, investment company, incubation

11.

Pricing Disclosure: Crowdfunding’s Curious Conundrum

7 Ohio State Entrep. Bus. L. J. 374-427 (2012)
Number of pages: 55 Posted: 31 Mar 2013
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 207 (91,735)

Abstract:

crowdfunding, securities, disclosure, small business, intermediaries, arbitration

12.

Mutual Fund Boards: A Failed Experiment in Regulatory Outsourcing

Brooklyn Journal of Corporate, Financial & Commercial Law, Vol. 1, No. 165, 2006
Number of pages: 45 Posted: 17 Jan 2008 Last Revised: 16 Dec 2009
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 205 (109,904)
Citation 6

Abstract:

mutual fund, board, directors, trustees, fees, expenses

13.

Mutual Fund Performance Advertising: Inherently and Materially Misleading?

Georgia Law Review, Forthcoming
Number of pages: 48 Posted: 17 Feb 2011 Last Revised: 31 Dec 2011
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - School of Law
Downloads 204 (106,190)
Citation 1

Abstract:

mutual funds, advertising, deceptive advertising, securities law, securities regulation, financial institutions, investing, investor protection, regulation, securities law, Securities and Exchange Commission, Federal Trade Commission, FTC, SEC

14.

Duty of Obedience: The Forgotten Duty

New York Law School Law Review, Forthcoming
Number of pages: 22 Posted: 26 Nov 2010
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 139 (142,274)
Citation 1

Abstract:

fiduciary duties, care, loyalty, obedience, internal controls, judicial review, illegality

15.

Staying Public: Institutional Investors in U.S. Capital Markets

Brooklyn Journal International Law, Vol. 3, pp. 245-288, 2009, Wake Forest Univ. Legal Studies Paper No. 1472696
Number of pages: 44 Posted: 16 Sep 2009
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 137 (168,706)

Abstract:

Institutional investors, mutual funds, pension funds, endowment funds, hedge funds, private equity

16.

Incompleteness of Agency Theory: Dark Matter in the US Corporation

Corporate Governance and Control Systems in the Public Corporation, Florence, Italy, April 2011
Number of pages: 20 Posted: 26 Oct 2012
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 65 (252,214)

Abstract:

corporate governance, agency theory, public corporation, conflicts of interest, integrity

17.

Corporate Governance as Moral Psychology

Washington and Lee Law Review, Forthcoming, Wake Forest Univ. Legal Studies Paper
Number of pages: 46 Posted: 09 May 2017
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 0 (221,538)

Abstract:

Corporate Governance, Moral Psychology, Progressive Corporate Law, Law and Economics

18.

The Mutual Fund Investor

Elgar Handbook on Mutual Fund Regulation, Forthcoming
Number of pages: 36 Posted: 18 Oct 2016
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 0 (208,399)

Abstract:

mutual fund, SEC, securities regulation, disclosure, investment

19.

Climate Change Disclosure: A Failed SEC Mandate

Number of pages: 86 Posted: 05 Aug 2015 Last Revised: 15 Mar 2017
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 0 (516,655)

Abstract:

20.

Toward Disclosure Choice in Securities Offerings

Columbia Business Law Review, Vol. 1999
Posted: 19 May 1999
Alan R. Palmiter
Wake Forest University - School of Law

Abstract: