Alan R. Palmiter

Wake Forest University - School of Law

Professor

P.O. Box 7206

Winston-Salem, NC 27109

United States

  • Wake Forest University - School of Law

    • Email
    • Tel: 336-758-5711
    • Fax: 336-758-4496
SCHOLARLY PAPERS

25

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8,681

SSRN CITATIONS
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Top 15,021

in Total Papers Citations

21

CROSSREF CITATIONS

62

Scholarly Papers (25)

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1.

Dodd-Frank's Say on Pay: Will it Lead to a Greater Role for Shareholders in Corporate Governance?

Cornell Law Review, Vol. 97, 2012, Vanderbilt Law and Economics Research Paper No. 11-49
Number of pages: 55 Posted: 22 Dec 2011 Last Revised: 08 Nov 2012
Randall S. Thomas, Randall S. Thomas, Alan R. Palmiter and James F. Cotter
Vanderbilt University - Law SchoolVanderbilt University - Owen Graduate School of Management, Wake Forest University - School of Law and Wake Forest University School of Business
Downloads 1,136 (30,785)
Citation 17

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Dodd-Frank's Say on Pasy, Shareholder Voting, Executive Pay, Corporate Governance, ISS, Empirical Analysis

2.

Mutual Fund Voting of Portfolio Shares: Why Not Disclose?

Number of pages: 74 Posted: 09 May 2001
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 1,135 (30,841)
Citation 16

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3.

Capitalism, heal thyself

Number of pages: 13 Posted: 11 Oct 2021 Last Revised: 07 Dec 2021
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 819 (48,627)

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Capitalism, ESG

4.

The First Year of 'Say on Pay' Under Dodd-Frank: An Empirical Analysis and Look Forward

George Washington Law Review, Vol. 81, No. 3, 2013, Vanderbilt Law and Economics Research Paper No. 12-32, Wake Forest Univ. Legal Studies Paper No. 2220259
Number of pages: 46 Posted: 19 Oct 2012 Last Revised: 10 May 2013
James F. Cotter, Alan R. Palmiter, Randall S. Thomas and Randall S. Thomas
Wake Forest University School of Business, Wake Forest University - School of Law and Vanderbilt University - Law SchoolVanderbilt University - Owen Graduate School of Management
Downloads 617 (70,613)
Citation 9

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Say on Pay, Dodd-Frank, Empirical, ISS

5.

ISS Recommendations and Mutual Fund Voting on Proxy Proposals

Villanova Law Review, Vol. 55, No. 1, 2010, Vanderbilt Law and Economics Research Paper No. 09-20
Number of pages: 144 Posted: 24 Sep 2009 Last Revised: 06 Sep 2017
James F. Cotter, Alan R. Palmiter, Randall S. Thomas and Randall S. Thomas
Wake Forest University School of Business, Wake Forest University - School of Law and Vanderbilt University - Law SchoolVanderbilt University - Owen Graduate School of Management
Downloads 496 (92,583)
Citation 13

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mutual fund voting, ISS, corporate governance, shareholders

6.

Mutual Fund Investors: Divergent Profiles

Columbia Business Law Review, Vol. 2008, No. 3, 2008
Number of pages: 87 Posted: 12 Mar 2008 Last Revised: 14 Sep 2009
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 397 (120,349)
Citation 4

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mutual fund, SEC, securities regulation, disclosure, investment

7.

Public Corporation as Private Constitution

Downloads 389 (123,144)

Public Corporation as Private Constitution

Wake Forest Univ. Legal Studies Paper No. 1111773
Number of pages: 14 Posted: 24 Mar 2008
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 322 (150,469)

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public corporation, organization theory, judicial review, voting rights, exit rights

Public Corporation as Private Constitution

IUP Journal of Corporate and Securities Law, Vol. 6, Nos. 3 & 4, pp. 8-19, August & November 2009
Number of pages: 15 Posted: 30 Jul 2009 Last Revised: 13 Jan 2011
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 67 (540,831)

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8.

Worthless Warnings? Testing the Effectiveness of Disclaimers in Mutual Fund Advertisements

Journal of Empirical Legal Studies, September 2010
Number of pages: 36 Posted: 08 Apr 2010 Last Revised: 08 Jul 2010
Molly Mercer, Alan R. Palmiter and Ahmed E. Taha
DePaul University, Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 381 (126,116)

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mutual funds, disclosure, warnings, disclaimers, regulation, advertising

9.

Pricing Disclosure: Crowdfunding’s Curious Conundrum

7 Ohio State Entrep. Bus. L. J. 374-427 (2012)
Number of pages: 55 Posted: 31 Mar 2013
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 349 (138,968)

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crowdfunding, securities, disclosure, small business, intermediaries, arbitration

10.

Arbitration Federalism: A State Role in Commercial Arbitration

Number of pages: 44 Posted: 05 Feb 2002
Stephen L. Hayford and Alan R. Palmiter
Indiana University - Kelley School of Business - Department of Business Law and Wake Forest University - School of Law
Downloads 337 (144,293)
Citation 3

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11.

Corporate Governance as Moral Psychology

Washington and Lee Law Review, Forthcoming, Wake Forest Univ. Legal Studies Paper
Number of pages: 46 Posted: 09 May 2017
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 320 (152,512)

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Corporate Governance, Moral Psychology, Progressive Corporate Law, Law and Economics

12.

The Us Corporate Elephant

Number of pages: 12 Posted: 02 Jan 2005
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 309 (158,281)

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Corporate Law, Corporate Governance, Fiduciary Duties

13.

Mutual Fund Performance Advertising: Inherently and Materially Misleading?

Georgia Law Review, Forthcoming
Number of pages: 48 Posted: 17 Feb 2011 Last Revised: 31 Dec 2011
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 293 (167,295)
Citation 2

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mutual funds, advertising, deceptive advertising, securities law, securities regulation, financial institutions, investing, investor protection, regulation, securities law, Securities and Exchange Commission, Federal Trade Commission, FTC, SEC

14.

Duty of Obedience: The Forgotten Duty

New York Law School Law Review, Forthcoming
Number of pages: 22 Posted: 26 Nov 2010
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 264 (186,148)

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fiduciary duties, care, loyalty, obedience, internal controls, judicial review, illegality

15.

Mutual Fund Boards: A Failed Experiment in Regulatory Outsourcing

Brooklyn Journal of Corporate, Financial & Commercial Law, Vol. 1, No. 165, 2006
Number of pages: 45 Posted: 17 Jan 2008 Last Revised: 16 Dec 2009
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 264 (186,148)
Citation 2

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mutual fund, board, directors, trustees, fees, expenses

16.

Star Creation: The Incubation of Mutual Funds

Vanderbilt Law Review, Vol. 62, p. 1485
Number of pages: 50 Posted: 19 Mar 2009 Last Revised: 16 Dec 2009
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 258 (190,451)

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mutual fund, SEC, securities regulation, disclosure, investment, investment company, incubation

17.

The Mutual Fund Investor

Elgar Handbook on Mutual Fund Regulation, Forthcoming
Number of pages: 36 Posted: 18 Oct 2016
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 195 (249,477)

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mutual fund, SEC, securities regulation, disclosure, investment

18.

Climate Change Disclosure: A Failed SEC Mandate

Number of pages: 86 Posted: 05 Aug 2015 Last Revised: 15 Mar 2017
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 175 (273,250)
Citation 2

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19.

Staying Public: Institutional Investors in U.S. Capital Markets

Brooklyn Journal International Law, Vol. 3, pp. 245-288, 2009, Wake Forest Univ. Legal Studies Paper No. 1472696
Number of pages: 44 Posted: 16 Sep 2009
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 161 (293,436)

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Institutional investors, mutual funds, pension funds, endowment funds, hedge funds, private equity

20.

Incompleteness of Agency Theory: Dark Matter in the US Corporation

Corporate Governance and Control Systems in the Public Corporation, Florence, Italy, April 2011
Number of pages: 20 Posted: 26 Oct 2012
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 128 (352,198)

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corporate governance, agency theory, public corporation, conflicts of interest, integrity

21.

Letter to Dale Oesterle

15 Ohio State Bus. L. J. 516-548 (2022)
Number of pages: 24 Posted: 18 Aug 2022
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 109 (398,335)

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22.

Awakening Capitalism: A Paradigm Shift

Number of pages: 4 Posted: 10 Feb 2022
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 92 (443,853)

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Capitalism, ESG investing, separation ownership/control, agency theory, externalization

23.

Corporate Triplespeak: Responses by Investor-Owned Utilities to the EPA's Proposed Clean Power Plan

Brooklyn Law Review, Vol. 83, No. 3, 2018
Number of pages: 45 Posted: 24 Jun 2018
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 35 (701,811)

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24.

Full of Questions and Wonder: Roberta Karmel's Legacy

Brooklyn J. Corp. Fin. & Com. L., Vol. 16, No. 1, 2022
Number of pages: 20 Posted: 30 Jan 2022
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 22 (798,465)

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Sustainable Corporation

25.

Toward Disclosure Choice in Securities Offerings

Posted: 19 May 1999
Alan R. Palmiter
Wake Forest University - School of Law

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Other Papers (1)

Total Downloads: 76
Actions:
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1.

Worthless Warnings? Testing the Effectiveness of Disclaimers in Mutual Fund Advertisements

CELS 2009 4th Annual Conference on Empirical Legal Studies Paper
Number of pages: 35 Posted: 14 Jul 2009 Last Revised: 18 Sep 2009
Molly Mercer, Alan R. Palmiter and Ahmed E. Taha
DePaul University, Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 76

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mutual funds, securities, advertising, warnings, disclaimers, securities regulation