Alan R. Palmiter

Wake Forest University - School of Law

Professor

P.O. Box 7206

Winston-Salem, NC 27109

United States

SCHOLARLY PAPERS

21

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7,012

SSRN CITATIONS
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SSRN RANKINGS

Top 13,850

in Total Papers Citations

14

CROSSREF CITATIONS

69

Scholarly Papers (21)

1.

Mutual Fund Voting of Portfolio Shares: Why Not Disclose?

Number of pages: 74 Posted: 09 May 2001
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 1,091 (23,671)
Citation 16

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2.

Dodd-Frank's Say on Pay: Will it Lead to a Greater Role for Shareholders in Corporate Governance?

Cornell Law Review, Vol. 97, 2012, Vanderbilt Law and Economics Research Paper No. 11-49
Number of pages: 55 Posted: 22 Dec 2011 Last Revised: 08 Nov 2012
Randall S. Thomas, Alan R. Palmiter and James F. Cotter
Vanderbilt University - Law School, Wake Forest University - School of Law and Wake Forest University School of Business
Downloads 1,079 (24,020)
Citation 17

Abstract:

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Dodd-Frank's Say on Pasy, Shareholder Voting, Executive Pay, Corporate Governance, ISS, Empirical Analysis

3.

The First Year of 'Say on Pay' Under Dodd-Frank: An Empirical Analysis and Look Forward

George Washington Law Review, Vol. 81, No. 3, 2013, Vanderbilt Law and Economics Research Paper No. 12-32, Wake Forest Univ. Legal Studies Paper No. 2220259
Number of pages: 46 Posted: 19 Oct 2012 Last Revised: 10 May 2013
James F. Cotter, Alan R. Palmiter and Randall S. Thomas
Wake Forest University School of Business, Wake Forest University - School of Law and Vanderbilt University - Law School
Downloads 560 (58,854)
Citation 9

Abstract:

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Say on Pay, Dodd-Frank, Empirical, ISS

4.

ISS Recommendations and Mutual Fund Voting on Proxy Proposals

Villanova Law Review, Vol. 55, No. 1, 2010, Vanderbilt Law and Economics Research Paper No. 09-20
Number of pages: 144 Posted: 24 Sep 2009 Last Revised: 06 Sep 2017
James F. Cotter, Alan R. Palmiter and Randall S. Thomas
Wake Forest University School of Business, Wake Forest University - School of Law and Vanderbilt University - Law School
Downloads 445 (78,064)
Citation 13

Abstract:

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mutual fund voting, ISS, corporate governance, shareholders

5.

Mutual Fund Investors: Divergent Profiles

Columbia Business Law Review, Vol. 2008, No. 3, 2008
Number of pages: 87 Posted: 12 Mar 2008 Last Revised: 14 Sep 2009
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 379 (94,179)
Citation 4

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mutual fund, SEC, securities regulation, disclosure, investment

Public Corporation as Private Constitution

Wake Forest Univ. Legal Studies Paper No. 1111773
Number of pages: 14 Posted: 24 Mar 2008
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 306 (118,698)

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public corporation, organization theory, judicial review, voting rights, exit rights

Public Corporation as Private Constitution

IUP Journal of Corporate and Securities Law, Vol. 6, Nos. 3 & 4, pp. 8-19, August & November 2009
Number of pages: 15 Posted: 30 Jul 2009 Last Revised: 13 Jan 2011
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 51 (462,192)

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Worthless Warnings? Testing the Effectiveness of Disclaimers in Mutual Fund Advertisements

Journal of Empirical Legal Studies, September 2010
Number of pages: 36 Posted: 08 Apr 2010 Last Revised: 08 Jul 2010
Molly Mercer, Alan R. Palmiter and Ahmed E. Taha
DePaul University, Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 350 (102,313)

Abstract:

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mutual funds, disclosure, warnings, disclaimers, regulation, advertising

Worthless Warnings? Testing the Effectiveness of Disclaimers in Mutual Fund Advertisements

Journal of Empirical Legal Studies, Vol. 7, No. 3, pp. 429-459, September 2010
Number of pages: 31 Posted: 26 Jul 2010
Molly Mercer, Alan R. Palmiter and Ahmed E. Taha
DePaul University, Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 3 (772,287)
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8.

Pricing Disclosure: Crowdfunding’s Curious Conundrum

7 Ohio State Entrep. Bus. L. J. 374-427 (2012)
Number of pages: 55 Posted: 31 Mar 2013
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 323 (112,659)

Abstract:

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crowdfunding, securities, disclosure, small business, intermediaries, arbitration

9.

Arbitration Federalism: A State Role in Commercial Arbitration

Number of pages: 44 Posted: 05 Feb 2002
Stephen L. Hayford and Alan R. Palmiter
Indiana University - Kelley School of Business - Department of Business Law and Wake Forest University - School of Law
Downloads 321 (113,453)
Citation 3

Abstract:

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10.

Corporate Governance as Moral Psychology

Washington and Lee Law Review, Forthcoming, Wake Forest Univ. Legal Studies Paper
Number of pages: 46 Posted: 09 May 2017
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 292 (125,421)

Abstract:

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Corporate Governance, Moral Psychology, Progressive Corporate Law, Law and Economics

11.

The Us Corporate Elephant

Number of pages: 12 Posted: 02 Jan 2005
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 289 (126,812)

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Corporate Law, Corporate Governance, Fiduciary Duties

12.

Mutual Fund Performance Advertising: Inherently and Materially Misleading?

Georgia Law Review, Forthcoming
Number of pages: 48 Posted: 17 Feb 2011 Last Revised: 31 Dec 2011
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 271 (135,675)
Citation 2

Abstract:

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mutual funds, advertising, deceptive advertising, securities law, securities regulation, financial institutions, investing, investor protection, regulation, securities law, Securities and Exchange Commission, Federal Trade Commission, FTC, SEC

13.

Star Creation: The Incubation of Mutual Funds

Vanderbilt Law Review, Vol. 62, p. 1485
Number of pages: 50 Posted: 19 Mar 2009 Last Revised: 16 Dec 2009
Alan R. Palmiter and Ahmed E. Taha
Wake Forest University - School of Law and Pepperdine University - Rick J. Caruso School of Law
Downloads 243 (151,301)

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mutual fund, SEC, securities regulation, disclosure, investment, investment company, incubation

14.

Mutual Fund Boards: A Failed Experiment in Regulatory Outsourcing

Brooklyn Journal of Corporate, Financial & Commercial Law, Vol. 1, No. 165, 2006
Number of pages: 45 Posted: 17 Jan 2008 Last Revised: 16 Dec 2009
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 243 (151,301)
Citation 2

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mutual fund, board, directors, trustees, fees, expenses

15.

Duty of Obedience: The Forgotten Duty

New York Law School Law Review, Forthcoming
Number of pages: 22 Posted: 26 Nov 2010
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 223 (164,364)

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fiduciary duties, care, loyalty, obedience, internal controls, judicial review, illegality

16.

The Mutual Fund Investor

Elgar Handbook on Mutual Fund Regulation, Forthcoming
Number of pages: 36 Posted: 18 Oct 2016
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 177 (202,930)

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mutual fund, SEC, securities regulation, disclosure, investment

17.

Staying Public: Institutional Investors in U.S. Capital Markets

Brooklyn Journal International Law, Vol. 3, pp. 245-288, 2009, Wake Forest Univ. Legal Studies Paper No. 1472696
Number of pages: 44 Posted: 16 Sep 2009
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 147 (237,119)

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Institutional investors, mutual funds, pension funds, endowment funds, hedge funds, private equity

18.

Incompleteness of Agency Theory: Dark Matter in the US Corporation

Corporate Governance and Control Systems in the Public Corporation, Florence, Italy, April 2011
Number of pages: 20 Posted: 26 Oct 2012
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 103 (308,604)

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corporate governance, agency theory, public corporation, conflicts of interest, integrity

19.

Climate Change Disclosure: A Failed SEC Mandate

Number of pages: 86 Posted: 05 Aug 2015 Last Revised: 15 Mar 2017
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 101 (312,736)
Citation 3

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20.

Corporate Triplespeak: Responses by Investor-Owned Utilities to the EPA's Proposed Clean Power Plan

Brooklyn Law Review, Vol. 83, No. 3, 2018
Number of pages: 45 Posted: 24 Jun 2018
Alan R. Palmiter
Wake Forest University - School of Law
Downloads 15 (648,634)

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21.

Toward Disclosure Choice in Securities Offerings

Posted: 19 May 1999
Alan R. Palmiter
Wake Forest University - School of Law

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