Iris H-Y Chiu

University College London - Faculty of Laws

Professor of Corporate Law and Financial Regulation

Gower St

London WC1E OEG, WC1E 6BT

United Kingdom

ECGI

Research Fellow

c/o the Royal Academies of Belgium

Rue Ducale 1 Hertogsstraat

1000 Brussels

Belgium

SCHOLARLY PAPERS

30

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Top 43,728

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10

CROSSREF CITATIONS

6

Scholarly Papers (30)

1.

Corporate Governance for Sustainability

Number of pages: 6 Posted: 07 Jan 2020 Last Revised: 30 Jun 2020
Warwick Law School, affiliation not provided to SSRN, University of Oxford - Said Business School, University of Cambridge - Centre for Business Research (CBR), University of Michigan, Sciences Po, Columbia University School of Law, École Nationale Supérieure des Mines de Paris - Centre de Gestion Scientifique (CGS), York University - Osgoode Hall Law School, Washington and Lee University - School of Law, University of Bristol, University of Oslo - Faculty of Law, University of Georgia School of Law, University of York - York Law School, City University London - Sir John Cass Business School, University of Bristol, Peter A. Allard School of Law, Ecole Universitaire de Management Clermont-Ferrand, University of Essex, University of San Francisco - School of Business and Management, University of New South Wales (UNSW) - Faculty of Law, Drucker Institute, Essex Business School, Frank Bold, Morgan State University, Durham Business School, Liverpool Hope University, University of Manchester - School of Law, De Montfort University - Faculty of Business and Law, Wellesley College - Department of Economics, University of Birmingham, Linnaeus University, University of York, Queen Mary University of London - School of Law, University of California, Davis - School of Law, Queen's University Belfast - School of Law, affiliation not provided to SSRN, University of South Australia, University of Leicester - Management Centre, University of York, HEC Paris, University of Glasgow, University College London - Faculty of Laws, School of Law, King's College, London; Centre for Business Research, University of Cambridge, Royal Holloway, University of London, University of Bristol - School of Law, University of Sheffield, University College London, Faculty of Laws, Nyenrode Business University, University of Oregon - Department of Management, Rotterdam School of Management, Erasmus University, University of Westminster, Universidad Andres Bello, University of Colorado at Boulder, University of Alberta - Department of Accounting, Operations & Information Systems, Queen’s University, School of Business and Economics, Linnaeus University, University of Auckland Faculty of Law, Zefat Academic College, University of Leeds, University of Dundee - Department of Accountancy & Business Finance, affiliation not provided to SSRN, Oxford Brookes Business School, School of Law, University of Sheffield, Hofstra University College of Law, The Open University - Department of Political Economics, University of Leeds - School of Law, University of Massachusetts, University of Sheffield, School of Law, ICCE, Goldsmiths, University of London, University of Glasgow and College of Business, United Arab Emirates University
Downloads 1,926 (9,988)
Citation 1

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corporate governance, company law, director duties, board obligations, sustainable finance action plan, sustainability strategy, ESG, shareholder primacy, sustainable development, climate change

2.

Protecting Minority Shareholders in Blockholder-Controlled Companies – Evaluating the UK’s Enhanced Listing Regime in Comparison with Investor Protection Regimes in New York and Hong Kong

Number of pages: 44 Posted: 23 Jul 2014 Last Revised: 27 Sep 2014
Iris H-Y Chiu and Roger Barker
University College London - Faculty of Laws and Institute of Directors
Downloads 408 (87,771)
Citation 2

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listing rules, concentrated ownership, UK Corporate Governance Code, voting rights, mandatory agreement

3.

European Shareholder Rights Directive Proposals: A Critical Analysis in Mapping with the UK Stewardship Code?

ERA Forum, Forthcoming
Number of pages: 15 Posted: 23 May 2016
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 381 (95,026)
Citation 2

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Stewardship Code, Shareholder Rights Directive, Shareholder Activism, Shareholder Engagement, Investment Management, Corporate Governance

4.

Examining the Wates Principles for Large Private Companies As a Social Contract for Business-Society Relations

European Corporate Governance Institute (ECGI) - Finance Working Paper No. 453/2019
Number of pages: 39 Posted: 23 May 2019
Roger Barker and Iris H-Y Chiu
Institute of Directors and University College London - Faculty of Laws
Downloads 372 (97,597)

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corporate governance code, large private company, Wates Principles, social contract, controlling shareholder, concentrated ownership

5.

Learning from the UK in the Proposed Shareholders’ Rights Directive 2014? European Corporate Governance Regulation from a UK Perspective

ZVg1RWiss 114 (2015 Forthcoming)
Number of pages: 37 Posted: 04 Apr 2015
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 338 (108,739)
Citation 3

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Shareholders' Rights Directive, shareholder engagement, Stewardship Code, say on pay

6.

Regulatory Duties for Directors in the Financial Services Sector and Directors’ Duties in Company Law - Bifurcation and Interfaces

Journal of Business Law, 2016, Forthcoming
Number of pages: 24 Posted: 04 Aug 2015
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 284 (131,048)

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directors' duties, senior persons regime, financial sector

7.

Regulatory Suspensions in Times of Crisis: The Challenges of Covid-19 and Thoughts for the Future

European Corporate Governance Institute - Law Working Paper No. 517/2020
Number of pages: 42 Posted: 20 May 2020
Iris H-Y Chiu, Andreas Kokkinis and Andrea Miglionico
University College London - Faculty of Laws, University of Birmingham and University of Reading
Downloads 252 (148,062)

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Covid-19, financial regulation, micro prudential regulation, pre-emption rights, capital markets regulation, legal elasticity, crisis management

8.

Regulating Crypto-finance: A Policy Blueprint

European Corporate Governance Institute - Law Working Paper No. 570/2021
Number of pages: 55 Posted: 18 Mar 2021 Last Revised: 20 Mar 2021
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 209 (177,164)

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cryptocurrency, crypto-assets, financial regulation, stablecoins, decentralised finance

9.

An Institutional Theory of Corporate Regulation

European Corporate Governance Institute (ECGI) - Law Working Paper No. 400/2018
Number of pages: 47 Posted: 12 Feb 2018 Last Revised: 04 May 2018
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 206 (179,578)

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corporate regulation, corporate social responsibility, new governance, liberal market economy, anti-bribery, supply chain, tax avoidance, mandatory disclosure, stakeholders

10.

Technology vs Ideology: How Far will Artificial Intelligence and Distributed Ledger Technology Transform Corporate Governance and Business?

Berkeley Business Law Journal, Vol. 18, No. 1, Forthcoming
Number of pages: 52 Posted: 07 Nov 2020 Last Revised: 11 Nov 2020
Iris H-Y Chiu and Ernest Lim
University College London - Faculty of Laws and National University of Singapore (NUS) - Faculty of Law
Downloads 205 (180,376)
Citation 1

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artificial intelligence, distributed ledger technology, corporate governance, institutional change

11.

Power and Accountability in the EU Financial Regulatory Architecture: Examining Inter-Agency Relations, Agency Independence and Accountability

Number of pages: 33 Posted: 18 Feb 2015
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 194 (189,699)
Citation 1

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European System for Financial Supervision, Board of Appeal, Single Supervisory Mechanism, Single Resolution Board, Inter-agency accountability

12.

Decoupling Tokens From Trading: Reaching Beyond Investment Regulation for Regulatory Policy in Initial Coin Offerings

International Business Law Journal/ Revue de Droit des Affaires Internationales, Forthcoming
Number of pages: 30 Posted: 21 Apr 2018 Last Revised: 24 Sep 2018
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 142 (247,349)
Citation 1

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Initial Coin Offerings, Securities Regulation, Collective Investment Regulation, Financial Markets Regulation, Consumer Protection

13.

Corporate Governance: The Missing Paradigm in the Mandatory Bail-in Regime for Creditors of Banks and Financial Institutions

Journal of Business Law Issue 8 (2014)
Number of pages: 24 Posted: 19 May 2014 Last Revised: 06 Nov 2014
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 133 (260,393)
Citation 2

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bail-in, corporate governance, bank resolution

14.

Building a Single Market for Sustainable Finance in the EU- Idealism, Policy and Mixed Messages

Number of pages: 23 Posted: 14 Jul 2020
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 117 (286,230)

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sustainable finance, taxonomy, actively-managed, passively-managed, indices

15.

Can ICO Markets Offer Insights into Marketising Sustainable or Social Finance? Proposals for a Revolutionary Regulatory Framework

Number of pages: 34 Posted: 03 Dec 2018
Iris H-Y Chiu and Edward Greene
University College London - Faculty of Laws and University College London
Downloads 117 (286,230)
Citation 2

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initial coin offerings, cryptoassets, social finance, sustainable finance

16.

Submission to The Business Skills and Innovation Commons Select Committee: Corporate Governance Inquiry

Number of pages: 22 Posted: 28 Oct 2016
Iris H-Y Chiu and Roger Barker
University College London - Faculty of Laws and Institute of Directors
Downloads 96 (327,186)

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Corporate Governance, Directors' Duties, Stakeholder Engagement, Executive Pay, Board Composition

17.

Managing Corporations’ Risk in Adopting Artificial Intelligence: A Corporate Responsibility Paradigm

(2021) 19 Washington University Global Studies Law Review (forthcoming)
Number of pages: 33 Posted: 25 Feb 2021
Iris H-Y Chiu and Ernest Lim
University College London - Faculty of Laws and National University of Singapore (NUS) - Faculty of Law
Downloads 88 (345,662)

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machine learning, artificial intelligence, regulation, responsibility

18.

Regulating Financial Benchmarks by ‘Proprietisation’: A Critical Discussion Paper

Capital Markets Law Journal, Forthcoming
Number of pages: 40 Posted: 06 Nov 2015
Iris H-Y Chiu
University College London - Faculty of Laws
Downloads 84 (355,505)

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19.

The Law and Governance of Decentralised Business Models

Roger M Barker and Iris H-Y Chiu, The Law and Governance of Decentralised Business Models: Between Hierarchies and Markets, Routledge, 31 Dec 2020
Number of pages: 15 Posted: 12 Mar 2021
Roger Barker and Iris H-Y Chiu
Institute of Directors and University College London - Faculty of Laws
Downloads 75 (379,847)

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20.

Transforming the Financial Advice Market - The Roles of Robo-advice, Financial Regulation and Public Governance in the UK

Banking and Finance Law Review, Forthcoming
Posted: 06 Nov 2019
Iris H-Y Chiu
University College London - Faculty of Laws

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robo-advice, personalised financial planning, algorithmic finance, artificial intelligence, behavioural finance, public good

21.

Rethinking the Law and Economics of Post-Crisis Micro-prudential Regulation - The Need to Invert the Relationship of Law to Economics?

Review of Banking and Financial Law, Forthcoming
Posted: 06 Oct 2018
Iris H-Y Chiu
University College London - Faculty of Laws

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micro-prudential regulation, capital adequacy, total loss absorbing capacity, law and economics

22.

Unfinished Work in UK Company Law Reforms - A Normative and European Perspective to Addressing the Gaping Holes in Directors’ Duties

European Company Law Forthcoming
Posted: 06 Oct 2018
Iris H-Y Chiu and Roger Barker
University College London - Faculty of Laws and Institute of Directors

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directors' duties, corporate governance, mandatory disclosure, s172

23.

Corporate Governance and Firm Innovation - Are Conventional Corporate Governance Standards a Hindrance?

Posted: 07 Dec 2017
Iris H-Y Chiu and Roger Barker
University College London - Faculty of Laws and Institute of Directors

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24.

A Rational Regulatory Strategy for Governing Financial Innovation

European Journal of Risk Regulation, Forthcoming
Posted: 08 Sep 2017
Iris H-Y Chiu
University College London - Faculty of Laws

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Regulatory sandbox, financial innovation, fintech, techfin, cost-benefit analysis

25.

A New Era in Fintech Payment Innovations? A Perspective from the Institutions and Regulation of Payment Systems

Law, Innovation and Technology (Forthcoming)
Posted: 05 Jun 2017
Iris H-Y Chiu
University College London - Faculty of Laws

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26.

The Disruptive Implications of Fintech-Policy Themes for Financial Regulators

Journal of Technology Law & Policy, Vol. 21, No. 1, 2017
Posted: 22 Jul 2016 Last Revised: 23 Jan 2017
Iris H-Y Chiu
University College London - Faculty of Laws

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shadow banking, functional approach, financial regulation

28.

A New Milestone in Corporate Regulation: Procedural Legalisation, Standards of Transnational Corporate Behaviour and Lessons from Financial Regulation and Anti-Bribery Regulation

Posted: 19 Mar 2016
Iris H-Y Chiu and Anna Donovan
University College London - Faculty of Laws and University College London - Faculty of Laws

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new governance, meta-regulation, corporate law theory, financial regulation, anti-bribery

29.

From Multilateral to Unilateral Lines of Attack: The International Legal Order for Offshore Tax Havens and Financial Centres

Connecticut Journal of International Law, Forthcoming
Posted: 11 Jan 2016
Iris H-Y Chiu
University College London - Faculty of Laws

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30.

Financial Benchmarks: Proposing a Governance Framework Based on Stakeholders and the Public Interest

Law and Financial Markets Review, 2015 Forthcoming
Posted: 25 Aug 2015
Iris H-Y Chiu
University College London - Faculty of Laws

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financial benchmarks, financial regulation