Carliss Y. Baldwin

Harvard Business School, Finance Unit

William L. White Professor of Business Administration

Boston, MA 02163

United States

SCHOLARLY PAPERS

41

DOWNLOADS
Rank 825

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Top 825

in Total Papers Downloads

23,850

CITATIONS
Rank 3,656

SSRN RANKINGS

Top 3,656

in Total Papers Citations

149

Scholarly Papers (41)

1.

Modeling a Paradigm Shift: From Producer Innovation to User and Open Collaborative Innovation

Harvard Business School Finance Working Paper No. 10-038, MIT Sloan Research Paper No. 4764-09
Number of pages: 37 Posted: 09 Nov 2009 Last Revised: 10 Jun 2012
Carliss Y. Baldwin and Eric A. von Hippel
Harvard Business School, Finance Unit and Massachusetts Institute of Technology (MIT) - Sloan School of Management
Downloads 5,280 (818)
Citation 23

Abstract:

2.

Organizations and Markets: History and Development of the CCMO Course and the Field (1st of 4 CCMO documents)

Number of pages: 29 Posted: 21 Apr 1998
SSRN, HBS Negotiations, Organizations and Markets Unit, Harvard Business School, Finance Unit and Ohio State University - Fisher College of Business, Department of Finance
Downloads 4,994 (1,095)

Abstract:

3.

The Option Value of Modularity in Design: An Example from Design Rules, Volume 1: The Power of Modularity

Harvard NOM Working Paper No. 02-13; Harvard Business School Working Paper No. 02-078
Number of pages: 15 Posted: 17 May 2002
Kim B. Clark and Carliss Y. Baldwin
Harvard Business School and Harvard Business School, Finance Unit
Downloads 811 (19,835)
Citation 30

Abstract:

Technological Innovation, Real Options, Information Goods, Design, Modularity, Experimentation, Modular Design Evolution, Industry Evolution

4.

How User Innovations Become Commercial Products: A Theoretical Investigation and Case Study

MIT Sloan Research Paper No. 4572-06, HBS Finance Working Paper No. 876967, Harvard NOM Working Paper No. 06-13
Number of pages: 31 Posted: 20 Jan 2006
Christoph Hienerth, Eric A. von Hippel and Carliss Y. Baldwin
Vienna University of Economics and Business Administration, Massachusetts Institute of Technology (MIT) - Sloan School of Management and Harvard Business School, Finance Unit
Downloads 736 (20,096)
Citation 30

Abstract:

user innovations, user-manufacturers

5.

Modularity after the Crash

Harvard NOM Research Paper No. 01-05
Number of pages: 20 Posted: 13 Aug 2001
Kim B. Clark and Carliss Y. Baldwin
Harvard Business School and Harvard Business School, Finance Unit
Downloads 698 (27,992)

Abstract:

Modularity, Modular Design, Modular Cluster, Modular Organization, Design Evolution, Real Options, dot.com, Bubble, Crash

6.

The Fundamental Theorem of Design Economics

Harvard NOM Working Paper No. 02-12; Harvard Business School Working Paper No. 02-077
Number of pages: 9 Posted: 17 May 2002
Kim B. Clark and Carliss Y. Baldwin
Harvard Business School and Harvard Business School, Finance Unit
Downloads 634 (31,986)
Citation 3

Abstract:

Technological Innovation, Real Options, Information Goods, Design, Modularity, Experimentation, Modular Design Evolution

7.

The Architecture of Platforms: A Unified View

Harvard Business School Finance Working Paper No. 09-034
Number of pages: 32 Posted: 11 Sep 2008
Carliss Y. Baldwin and C. Jason Woodard
Harvard Business School, Finance Unit and Franklin W. Olin College of Engineering
Downloads 628 (13,986)
Citation 7

Abstract:

8.

Building the Agile Enterprise: IT Architecture, Modularity and the Cost of IT Change

Harvard Business School Finance Working Paper No. 15-060, Harvard Business School Technology & Operations Mgt. Unit Working Paper No. 15-060
Number of pages: 49 Posted: 25 Jan 2015 Last Revised: 16 Aug 2016
Harvard Business School, KTH Royal Institute of Technology, Sweden, Boston University and Harvard Business School, Finance Unit
Downloads 624 (18,837)

Abstract:

9.

Bottlenecks, Modules and Dynamic Architectural Capabilities

Harvard Business School Finance Working Paper No. 15-028
Number of pages: 52 Posted: 21 Oct 2014 Last Revised: 09 Jun 2015
Carliss Y. Baldwin
Harvard Business School, Finance Unit
Downloads 581 (27,900)

Abstract:

architecture, architectural knowledge, dynamic capabilities, bottleneck, modularity, organization design, organization boundaries, property rights

10.

Where Do Transactions Come From? A Network Design Perspective on the Theory of the Firm

Harvard NOM Working Paper No. 06-12
Number of pages: 48 Posted: 17 May 2006
Kim B. Clark and Carliss Y. Baldwin
Harvard Business School and Harvard Business School, Finance Unit
Downloads 495 (44,295)
Citation 13

Abstract:

transaction, transaction cost, modularity, encapsulation, information flows, division of cognitive labor, network, network design

11.

Designs and Design Architecture: The Missing Link between 'Knowledge' and the 'Economy'

Harvard NOM Working Paper No. 05-01, HBS Finance Working Paper No. 664043
Number of pages: 13 Posted: 08 Feb 2005
Kim B. Clark and Carliss Y. Baldwin
Harvard Business School and Harvard Business School, Finance Unit
Downloads 490 (44,642)
Citation 1

Abstract:

12.

Where Do Transactions Come from? A Perspective from Engineering Design

Harvard NOM Working Paper No. 02-33; HBS Working Paper No.03-031
Number of pages: 47 Posted: 06 Sep 2002
Kim B. Clark and Carliss Y. Baldwin
Harvard Business School and Harvard Business School, Finance Unit
Downloads 400 (57,110)
Citation 9

Abstract:

Transaction, Transaction Cost, Modularity, Encapsulation, Information Flows, Division of Cognitive Labor, Network, Engineering Design

13.

Modularity for Value Appropriation – How to Draw the Boundaries of Intellectual Property

Harvard Business School Finance Working Paper No. 11-054
Number of pages: 45 Posted: 11 Feb 2009 Last Revised: 28 Feb 2015
Joachim Henkel and Carliss Y. Baldwin
TUM School of Management - Technische Universität München (TUM) and Harvard Business School, Finance Unit
Downloads 380 (57,269)
Citation 7

Abstract:

Modularity, value appropriation, intellectual property, open innovation, design

14.

The Pricing and Profitability of Modular Clusters

HBS Working Paper No. 04-006; Harvard NOM Working Paper No. 03-49
Number of pages: 64 Posted: 08 Oct 2003
Kim B. Clark, C. Jason Woodard and Carliss Y. Baldwin
Harvard Business School, Franklin W. Olin College of Engineering and Harvard Business School, Finance Unit
Downloads 379 (61,788)

Abstract:

oligopolistic pricing, vertical integration, modularity, cluster

15.

Exploring the Duality between Product and Organizational Architectures: A Test of the Mirroring Hypothesis

Harvard Business School Technology & Operations Mgt. Unit Research Paper No. 08-039, Harvard Business School Finance Working Paper No. 08-039
Number of pages: 41 Posted: 13 Mar 2008 Last Revised: 28 Jan 2011
Alan MacCormack, John Rusnak and Carliss Y. Baldwin
Massachusetts Institute of Technology (MIT) - Sloan School of Management, Harvard Business School and Harvard Business School, Finance Unit
Downloads 349 (63,705)
Citation 3

Abstract:

16.

The Technology of Design and its Problems

Harvard NOM Working Paper No. 02-14; Harvard Business School Working Paper No. 02-076
Number of pages: 30 Posted: 17 May 2002
Kim B. Clark and Carliss Y. Baldwin
Harvard Business School and Harvard Business School, Finance Unit
Downloads 349 (68,355)

Abstract:

Comparative Institutional Analysis, Technological Innovation, Design, Modularity, Experimentation, Modular Design Evolution, Industry Evolution

17.

IP Modularity: Profiting from Innovation by Aligning Product Architecture with Intellectual Property

Harvard Business School Finance Working Paper No. 13-012, Harvard Business School Technology & Operations Mgt. Unit Working Paper No. 13-012
Number of pages: 25 Posted: 02 Aug 2012 Last Revised: 08 May 2013
Joachim Henkel, Carliss Y. Baldwin and Willy Shih
TUM School of Management - Technische Universität München (TUM), Harvard Business School, Finance Unit and Harvard Business School
Downloads 342 (60,117)
Citation 1

Abstract:

Modularity, value appropriation, distributed innovation, open innovation, intellectual property

18.

The Impact of Component Modularity on Design Evolution: Evidence from the Software Industry

Harvard Business School Technology & Operations Mgt. Unit Research Paper No. 08-038
Number of pages: 36 Posted: 16 Dec 2007
Alan MacCormack, John Rusnak and Carliss Y. Baldwin
Massachusetts Institute of Technology (MIT) - Sloan School of Management, Harvard Business School and Harvard Business School, Finance Unit
Downloads 330 (63,518)
Citation 5

Abstract:

19.

When Open Architecture Beats Closed: The Entrepreneurial Use of Architectural Knowledge

Harvard Business School Finance Working Paper No. 10-063
Number of pages: 45 Posted: 09 Feb 2010 Last Revised: 23 Oct 2010
Carliss Y. Baldwin
Harvard Business School, Finance Unit
Downloads 318 (74,179)
Citation 2

Abstract:

architecture, innovation, knowledge, modularity, dynamics, competition, industry evolution

20.

The Sciences of Design: Observations on an Emerging Field

Harvard Business School Finance Working Paper No. 09-056
Number of pages: 33 Posted: 14 Oct 2008
Bentley University, Harvard Business School, Finance Unit, University of South Florida - College of Business Administration, Georgia State University, Roskilde University, Pennsylvania State University and Georgia State University
Downloads 268 (83,651)
Citation 2

Abstract:

Design research, sciences of design, design as science, discipline, body of knowledge, system of professions

21.

Hidden Structure: Using Network Methods to Map System Architecture

Harvard Business School Finance Working Paper No. 13-093, Harvard Business School Technology & Operations Mgt. Unit Working Paper No. 13-093
Number of pages: 41 Posted: 13 Jun 2013 Last Revised: 29 Apr 2014
Carliss Y. Baldwin, Alan MacCormack and John Rusnak
Harvard Business School, Finance Unit, Harvard Business School and Harvard Business School
Downloads 263 (83,651)

Abstract:

Product Design, Architecture, Modularity, Software, Dominant Designs

22.

The Impact of Modularity on Intellectual Property and Value Appropriation

Harvard Business School Finance Working Paper No. 12-040
Number of pages: 40 Posted: 12 Dec 2011 Last Revised: 21 Nov 2012
Carliss Y. Baldwin and Joachim Henkel
Harvard Business School, Finance Unit and TUM School of Management - Technische Universität München (TUM)
Downloads 257 (86,571)
Citation 1

Abstract:

Modularity, value appropriation, intellectual property

23.

The Architecture of Complex Systems: Do Core-Periphery Structures Dominate?

MIT Sloan Research Paper No. 4770-10, Harvard Business School Finance Working Paper No. 1539115
Number of pages: 37 Posted: 19 Jan 2010
Alan MacCormack, Carliss Y. Baldwin and John Rusnak
Massachusetts Institute of Technology (MIT) - Sloan School of Management, Harvard Business School, Finance Unit and Harvard Business School
Downloads 252 (93,744)
Citation 1

Abstract:

24.

The Architecture of Transaction Networks: A Comparative Analysis of Hierarchy in Two Sectors

Industrial and Corporate Change, Forthcoming, Harvard Business School Finance Working Paper No. 11-076
Number of pages: 36 Posted: 01 Feb 2011 Last Revised: 16 Jun 2012
Singapore University of Technology and Design, Harvard Business School, Finance Unit, Massachusetts Institute of Technology (MIT) - Center for Technology, Policy, and Industrial Development (CTPID) and Massachusetts Institute of Technology
Downloads 235 (104,718)
Citation 1

Abstract:

transactions, networks, vertical integration, hierarchy, industry architecture, innovation

25.

Organization Design for Distributed Innovation

Harvard Business School Finance Working Paper No. 12-100
Number of pages: 13 Posted: 11 May 2012
Carliss Y. Baldwin
Harvard Business School, Finance Unit
Downloads 221 (99,987)

Abstract:

26.

Risky Business: The Impact of Property Rights on Investment and Revenue in the Film Industry

Harvard Business School Finance Working Paper No. 13-007, UNC Kenan-Flagler Research Paper No. 2013-2
Number of pages: 48 Posted: 23 Jul 2012 Last Revised: 15 Jan 2013
Venkat Kuppuswamy and Carliss Y. Baldwin
University of North Carolina Kenan-Flagler Business School and Harvard Business School, Finance Unit
Downloads 153 (137,372)

Abstract:

Vertical integration, property rights, performance

27.

Modularity and Intellectual Property Protection

Harvard Business School Finance Working Paper No. 14-046
Number of pages: 49 Posted: 14 Jan 2014 Last Revised: 13 Mar 2015
Carliss Y. Baldwin and Joachim Henkel
Harvard Business School, Finance Unit and TUM School of Management - Technische Universität München (TUM)
Downloads 148 (146,777)

Abstract:

Modularity, value appropriation, intellectual property, relational contracts, clans

28.

Sharing Design Rights: A Commons Approach for Developing Infrastructure

Harvard Business School Finance Working Paper No. 14-025
Number of pages: 42 Posted: 07 Sep 2013 Last Revised: 21 Jan 2014
Nuno A. Gil and Carliss Y. Baldwin
University of Manchester and Harvard Business School, Finance Unit
Downloads 128 (149,091)

Abstract:

29.

Organization Design for Business Ecosystems

Journal of Organization Design, Vol. 1, No. 1, 2012
Number of pages: 4 Posted: 01 Dec 2012 Last Revised: 14 Jan 2015
Carliss Y. Baldwin
Harvard Business School, Finance Unit
Downloads 107 (127,650)

Abstract:

Organization design, business ecosystems

30.

Designing an Agile Software Portfolio Architecture: The Impact of Coupling on Performance

Harvard Business School Technology & Operations Mgt. Unit Working Paper No. 17-105, Harvard Business School Finance Working Paper No. 17-105
Number of pages: 44 Posted: 27 May 2017
Harvard Business School, KTH Royal Institute of Technology, Sweden, ESB Business School and Harvard Business School, Finance Unit
Downloads 0 (275,838)

Abstract:

31.

Explaining the Vertical-to-Horizontal Transition in the Computer Industry

Posted: 09 May 2017 Last Revised: 10 May 2017
Carliss Y. Baldwin
Harvard Business School, Finance Unit

Abstract:

Modularity, innovation, product and process development, organization design, design structure, organizational structure, organizational ties

32.

The Mirroring Hypothesis: Theory, Evidence and Exceptions

Harvard Business School Finance Working Paper No. 16-124
Number of pages: 75 Posted: 27 Apr 2016 Last Revised: 24 May 2016
Lyra J. Colfer and Carliss Y. Baldwin
Broadway Technology and Harvard Business School, Finance Unit
Downloads 0 (88,010)
Citation 10

Abstract:

Modularity, innovation, complex technical systems, product architecture, industry architecture, organization design, design structure, organizational structure, organizational ties, mirroring hypothesis

33.

Modularity and Organizations

Harvard Business School Finance Working Paper No. 13-046
Posted: 21 Nov 2012
Carliss Y. Baldwin
Harvard Business School, Finance Unit

Abstract:

complex systems, information hiding, loosely-coupled systems, mirroring, mirroring hypothesis, modules, modularity, organizational design, near-decomposable systems, product architecture, option value

34.

A Glossary of Technical Terms Related to Bankruptcy in the U.S.

Harvard Business School Finance Case No. 212-081
Posted: 07 May 2012
Carliss Y. Baldwin and Rajiv Mehta
Harvard Business School, Finance Unit and New Jersey Institute of Technology - School of Management

Abstract:

35.

Roche's Acquisition of Genentech

Harvard Business School Finance Case No. 210-040
Posted: 02 Feb 2012
Carliss Y. Baldwin, Bo Becker and Vincent Dessain
Harvard Business School, Finance Unit, Stockholm School of Economics and Harvard Business School - Finance Unit; European Research Center

Abstract:

36.

The Congressional Oversight Panel's Valuation of the TARP Warrants (B)

HBS Case No. 210-036, Harvard Business School Finance Unit
Posted: 21 Mar 2010
Carliss Y. Baldwin
Harvard Business School, Finance Unit

Abstract:

37.

The Congressional Oversight Panel's Valuation of the TARP Warrants (A)

HBS Case No. 210-035, Harvard Business School Finance Unit
Posted: 21 Mar 2010
Carliss Y. Baldwin
Harvard Business School, Finance Unit

Abstract:

38.

Mellon Financial and the Bank of New York

HBS Case No. 208-129, Harvard Business School Finance Unit
Posted: 27 Dec 2009
Carliss Y. Baldwin and Ryan Taliaferro
Harvard Business School, Finance Unit and Acadian Asset Management

Abstract:

39.

Evaluating M&A Deals: Floors, Caps, and Collars

HBS Note No. 209-138, Harvard Business School Finance Unit
Posted: 21 May 2009
Carliss Y. Baldwin
Harvard Business School, Finance Unit

Abstract:

40.

Where Do Transactions Come from? Modularity, Transactions, and the Boundaries of Firms

Industrial and Corporate Change, Vol. 17, Issue 1, pp. 155-195, 2008
Posted: 22 Jun 2008
Carliss Y. Baldwin
Harvard Business School, Finance Unit

Abstract:

41.

Modularity-In-Design: An Analysis Based On the Theory Of Real Options

Posted: 25 Aug 1998
Kim B. Clark and Carliss Y. Baldwin
Harvard Business School and Harvard Business School, Finance Unit

Abstract: