Neil A. Doherty

University of Pennsylvania - Insurance & Risk Management Department

Professor of Insurance and Risk Management

Philadelphia, PA 19104-6365

United States

University of Pennsylvania - Business & Public Policy Department

Professor

3641 Locust Walk

Philadelphia, PA 19104-6372

United States

SCHOLARLY PAPERS

15

DOWNLOADS
Rank 27,306

SSRN RANKINGS

Top 27,306

in Total Papers Downloads

3,388

SSRN CITATIONS
Rank 12,685

SSRN RANKINGS

Top 12,685

in Total Papers Citations

56

CROSSREF CITATIONS

59

Scholarly Papers (15)

1.

Insurance Contracts and Securitization

Number of pages: 30 Posted: 25 Sep 2001
Neil A. Doherty and Harris Schlesinger
University of Pennsylvania - Insurance & Risk Management Department and University of Alabama
Downloads 1,189 (32,257)
Citation 1

Abstract:

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2.

Information Effect of Entry into Credit Ratings Market: The Case of Insurers' Ratings

Journal of Financial Economics (JFE), Vol. 106, No. 2, 2012
Number of pages: 59 Posted: 07 Mar 2008 Last Revised: 22 Sep 2013
University of Pennsylvania - Insurance & Risk Management Department, University of St. Gallen - I.VW-HSG and Georgia State University - Risk Management & Insurance Department
Downloads 797 (56,469)
Citation 11

Abstract:

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Ratings, competition, information disclosure, insurance

3.

The Benefits of a Secondary Market for Life Insurance Policies

Real Property, Probate and Trusts Journal, Vol. 38, 2003
Number of pages: 38 Posted: 22 Apr 2003 Last Revised: 26 Nov 2011
Neil A. Doherty and Hal J. Singer
University of Pennsylvania - Insurance & Risk Management Department and Econ One
Downloads 381 (140,161)
Citation 5

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Life insurance, secondary market, life settlement, viatical

4.

Keeping Up with the Joneses: Changing Rating Standards and the Buildup of Capital by U.S. Property-Liability Insurers

Number of pages: 37 Posted: 23 Jul 2001
Neil A. Doherty and Richard D. Phillips
University of Pennsylvania - Insurance & Risk Management Department and Georgia State University - Risk Management & Insurance Department
Downloads 246 (221,862)
Citation 10

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Insurance; Credit ratings; Financial strength ratings; Capital structure

5.

Adverse Selection in Insurance Contracting

Handbook of Insurance, Second Edition, 231-280, 2014
Number of pages: 74 Posted: 22 Aug 2012 Last Revised: 30 Nov 2023
Georges Dionne, Nathalie Fombaron and Neil A. Doherty
HEC Montreal - Department of Finance, Université Paris X Nanterre and University of Pennsylvania - Insurance & Risk Management Department
Downloads 241 (226,420)
Citation 15

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Adverse selection, insurance markets, monopoly, competitive contracts, self-selection mechanisms, single-period contracts, multi-period contracts, commitment, contract renegotiation, accident underreporting, risk categorization, participating contracts

6.

Noise Hedging and Executive Compensation

Number of pages: 35 Posted: 23 Aug 2011 Last Revised: 12 Jan 2022
Neil A. Doherty, James R. Garven and Sven Sinclair
University of Pennsylvania - Insurance & Risk Management Department, Baylor University - Department of Finance, Insurance & Real Estate and Social Security Administration
Downloads 241 (226,420)
Citation 1

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Employee stock options, Incentives, Executive compensation

7.

Insuring Non-Verifiable Losses

Review of Finance, Forthcoming
Number of pages: 39 Posted: 20 Nov 2010 Last Revised: 30 Oct 2013
Neil A. Doherty, Christian Laux and Alexander Muermann
University of Pennsylvania - Insurance & Risk Management Department, Vienna University of Economics and Business and WU (Vienna University of Economics and Business)
Downloads 94 (496,130)
Citation 3

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Deductible Insurance, Upper Limit, Implicit Insurance Contracts, Insurance Brokers

8.

Investment Incentives, Bankruptcies and Reverse Convertible Debt

Number of pages: 35 Posted: 20 May 2015
Neil A. Doherty and Scott E. Harrington
University of Pennsylvania - Insurance & Risk Management Department and University of Pennsylvania - Wharton School
Downloads 75 (560,882)
Citation 3

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reverse convertible debt, bankruptcy, pre-commitment

9.

Moral Hazard in Reinsurance Markets

NBER Working Paper No. w9050
Number of pages: 29 Posted: 11 Jul 2002 Last Revised: 25 Sep 2022
Neil A. Doherty, Kent A. Smetters and Kent A. Smetters
University of Pennsylvania - Insurance & Risk Management Department and National Bureau of Economic Research (NBER)University of Pennsylvania - Business & Public Policy Department
Downloads 71 (578,096)
Citation 6

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10.
Downloads 53 (668,493)
Citation 1

Does Competition Improve Ratings?

Number of pages: 38 Posted: 06 Mar 2007
University of Pennsylvania - Insurance & Risk Management Department, University of St. Gallen - I.VW-HSG and Georgia State University - Risk Management & Insurance Department
Downloads 46 (727,178)
Citation 1

Abstract:

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rating agency, precision and disclosure of information, competition

Does Competition Improve Ratings?

Number of pages: 38 Posted: 22 Mar 2007
University of Pennsylvania - Insurance & Risk Management Department, University of St. Gallen - I.VW-HSG and Georgia State University - Risk Management & Insurance Department
Downloads 7 (1,079,574)
Citation 1

Abstract:

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rating agency, competition, precision and disclosure of information

11.

Keeping Up with the Joneses: Changing Rating Standards and the Buildup of Capital by U.S. Property-Liability Insurers

Posted: 08 Apr 2003
Neil A. Doherty and Richard D. Phillips
University of Pennsylvania - Insurance & Risk Management Department and Georgia State University - Risk Management & Insurance Department

Abstract:

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Insurance, credit ratings, financial strength ratings, capital structure

12.

Capitalization of the Property-Liability Insurance Industry: Overview

Posted: 08 Mar 2003
J David Cummins and Neil A. Doherty
Temple University - Risk Management & Insurance & Actuarial Science and University of Pennsylvania - Insurance & Risk Management Department

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Capital structure, property-liability insurance, organizational form, insolvency risk, financial ratings, efficiency

13.

Insurance Cycles: Interest Rates and the Capacity Constraint Model

JOURNAL OF BUSINESS, Vol 68 No 3, July 1995
Posted: 10 Oct 1998
Neil A. Doherty and James R. Garven
University of Pennsylvania - Insurance & Risk Management Department and Baylor University - Department of Finance, Insurance & Real Estate

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14.

Severity Risk and the Adverse Selection of Frequency Risk

J. OF RISK AND INSURANCE, Vol. 62 No. 4, December 1995
Posted: 03 Jul 1998
Neil A. Doherty and Harris Schlesinger
University of Pennsylvania - Insurance & Risk Management Department and University of Alabama

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15.

Costly Risk Bearing and the Supply of Catastrophic Insurance

JOURNAL OF RISK AND INSURANCE, Vol. 63, No. 4, December 1996
Posted: 05 Feb 1997
Anne E. Kleffner and Neil A. Doherty
University of Calgary - Haskayne School of Business and University of Pennsylvania - Insurance & Risk Management Department

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