Neil A. Doherty

University of Pennsylvania - Insurance & Risk Management Department

Professor of Insurance and Risk Management

Philadelphia, PA 19104-6365

United States

University of Pennsylvania - Business & Public Policy Department

Professor

3641 Locust Walk

Philadelphia, PA 19104-6372

United States

SCHOLARLY PAPERS

18

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Top 5,563

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92

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Scholarly Papers (18)

1.
Downloads 1,173 ( 16,684)

Insurance Contracts and Securitization

CESifo Working Paper Series No. 559
Number of pages: 30 Posted: 25 Sep 2001
Neil A. Doherty and Harris Schlesinger
University of Pennsylvania - Insurance & Risk Management Department and University of Alabama
Downloads 1,143 (17,020)

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Insurance Contracts and Securitization

Journal of Risk & Insurance, Vol. 69, pp. 45-62, 2002
Number of pages: 18 Posted: 16 Jan 2003
Neil A. Doherty and Harris Schlesinger
University of Pennsylvania - Insurance & Risk Management Department and University of Alabama
Downloads 30 (471,051)
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2.

Information Effect of Entry into Credit Ratings Market: The Case of Insurers' Ratings

Journal of Financial Economics (JFE), Vol. 106, No. 2, 2012
Number of pages: 59 Posted: 07 Mar 2008 Last Revised: 22 Sep 2013
University of Pennsylvania - Insurance & Risk Management Department, International Association of Insurance Supervisors, c/o Bank for International Settlements and Georgia State University - Risk Management & Insurance Department
Downloads 751 (31,869)

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Ratings, competition, information disclosure, insurance

3.

The Benefits of a Secondary Market for Life Insurance Policies

Real Property, Probate and Trusts Journal, Vol. 38, 2003
Number of pages: 38 Posted: 22 Apr 2003 Last Revised: 26 Nov 2011
Neil A. Doherty and Hal J. Singer
University of Pennsylvania - Insurance & Risk Management Department and Econ One
Downloads 305 (97,325)

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Life insurance, secondary market, life settlement, viatical

4.

Keeping Up with the Joneses: Changing Rating Standards and the Buildup of Capital by U.S. Property-Liability Insurers

Number of pages: 37 Posted: 23 Jul 2001
Neil A. Doherty and Richard D. Phillips
University of Pennsylvania - Insurance & Risk Management Department and Georgia State University - Risk Management & Insurance Department
Downloads 230 (130,633)

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Insurance; Credit ratings; Financial strength ratings; Capital structure

5.

Noise Hedging and Executive Compensation

Number of pages: 35 Posted: 23 Aug 2011 Last Revised: 18 Sep 2013
Neil A. Doherty, James R. Garven and Sven Sinclair
University of Pennsylvania - Insurance & Risk Management Department, Baylor University - Department of Finance, Insurance & Real Estate and Social Security Administration
Downloads 212 (141,322)

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Employee stock options, Incentives, Executive compensation

6.

Adverse Selection in Insurance Contracting

Number of pages: 74 Posted: 22 Aug 2012
Georges Dionne, Nathalie Fombaron and Neil A. Doherty
HEC Montreal - Department of Finance, Université Paris X Nanterre and University of Pennsylvania - Insurance & Risk Management Department
Downloads 174 (169,364)

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Adverse selection, insurance markets, monopoly, competitive contracts, self-selection mechanisms, single-period contracts, multi-period contracts, commitment, contract renegotiation, accident underreporting, risk categorization, participating contracts

7.

Insuring Non-Verifiable Losses

Review of Finance, Forthcoming
Number of pages: 39 Posted: 20 Nov 2010 Last Revised: 30 Oct 2013
Neil A. Doherty, Christian Laux and Alexander Muermann
University of Pennsylvania - Insurance & Risk Management Department, Vienna University of Economics and Business and WU (Vienna University of Economics and Business)
Downloads 67 (331,467)

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Deductible Insurance, Upper Limit, Implicit Insurance Contracts, Insurance Brokers

8.

Investment Incentives, Bankruptcies and Reverse Convertible Debt

Number of pages: 35 Posted: 20 May 2015
Neil A. Doherty and Scott E. Harrington
University of Pennsylvania - Insurance & Risk Management Department and University of Pennsylvania - Wharton School
Downloads 53 (371,896)

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reverse convertible debt, bankruptcy, pre-commitment

9.

Moral Hazard in Reinsurance Markets

NBER Working Paper No. w9050
Number of pages: 29 Posted: 11 Jul 2002 Last Revised: 28 Oct 2010
Neil A. Doherty and Kent A. Smetters
University of Pennsylvania - Insurance & Risk Management Department and University of Pennsylvania - Business & Public Policy Department
Downloads 42 (409,576)

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10.

The Economics of Insurance Intermediaries

Journal of Risk & Insurance, Vol. 73, No. 3, pp. 359-396, September 2006
Number of pages: 38 Posted: 07 Sep 2006
J David Cummins and Neil A. Doherty
Temple University - Risk Management & Insurance & Actuarial Science and University of Pennsylvania - Insurance & Risk Management Department
Downloads 24 (489,884)
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11.

Moral Hazard in Reinsurance Markets

Journal of Risk and Insurance, Vol. 72, No. 3, pp. 375-391, September 2005
Number of pages: 17 Posted: 31 Aug 2005
Neil A. Doherty and Kent A. Smetters
University of Pennsylvania - Insurance & Risk Management Department and University of Pennsylvania - Business & Public Policy Department
Downloads 16 (535,382)
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12.

Moral Hazard, Basis Risk, and Gap Insurance

Journal of Risk & Insurance, Vol. 69, pp. 9-24, 2002
Number of pages: 16 Posted: 21 Jan 2003
Neil A. Doherty and Andreas Richter
University of Pennsylvania - Insurance & Risk Management Department and Ludwig Maximilian University of Munich - Faculty of Business Administration (Munich School of Management)
Downloads 16 (535,382)
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13.

Lessons from the Financial Crisis on Risk and Capital Management: The Case of Insurance Companies

Journal of Applied Corporate Finance, Vol. 21, Issue 4, pp. 52-59, Fall 2009
Number of pages: 9 Posted: 16 Dec 2009
Neil A. Doherty and Joan Lamm-Tennant
University of Pennsylvania - Insurance & Risk Management Department and affiliation not provided to SSRN
Downloads 7 (589,503)
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14.

Keeping Up with the Joneses: Changing Rating Standards and the Buildup of Capital by U.S. Property-Liability Insurers

Journal of Financial Services Research, Vol. 21, No. 1 & 2, 2002
Posted: 08 Apr 2003
Neil A. Doherty and Richard D. Phillips
University of Pennsylvania - Insurance & Risk Management Department and Georgia State University - Risk Management & Insurance Department

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Insurance, credit ratings, financial strength ratings, capital structure

15.

Capitalization of the Property-Liability Insurance Industry: Overview

Journal of Financial Services Research, Vol. 21, No. 1 & 2, February/April 2002
Posted: 08 Mar 2003
J David Cummins and Neil A. Doherty
Temple University - Risk Management & Insurance & Actuarial Science and University of Pennsylvania - Insurance & Risk Management Department

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Capital structure, property-liability insurance, organizational form, insolvency risk, financial ratings, efficiency

16.

Insurance Cycles: Interest Rates and the Capacity Constraint Model

JOURNAL OF BUSINESS, Vol 68 No 3, July 1995
Posted: 10 Oct 1998
Neil A. Doherty and James R. Garven
University of Pennsylvania - Insurance & Risk Management Department and Baylor University - Department of Finance, Insurance & Real Estate

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17.

Severity Risk and the Adverse Selection of Frequency Risk

J. OF RISK AND INSURANCE, Vol. 62 No. 4, December 1995
Posted: 03 Jul 1998
Neil A. Doherty and Harris Schlesinger
University of Pennsylvania - Insurance & Risk Management Department and University of Alabama

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18.

Costly Risk Bearing and the Supply of Catastrophic Insurance

JOURNAL OF RISK AND INSURANCE, Vol. 63, No. 4, December 1996
Posted: 05 Feb 1997
Anne E. Kleffner and Neil A. Doherty
University of Calgary - Haskayne School of Business and University of Pennsylvania - Insurance & Risk Management Department

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