Teresa Jacqueline Verges

University of Miami - School of Law

P.O. Box 248087

Coral Gables, FL 33146

United States

SCHOLARLY PAPERS

7

DOWNLOADS

376

SSRN CITATIONS

0

CROSSREF CITATIONS

0

Scholarly Papers (7)

1.

Technology in Practice: Keeping an Eye on Lawyers' Ethical Obligations

Practicing Law Institute Securities Arbitration 2018, University of Miami Legal Studies Research Paper No. 18-40
Number of pages: 29 Posted: 04 Dec 2018
Teresa Jacqueline Verges
University of Miami - School of Law
Downloads 89 (310,207)

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securities arbitration, ethical obligations, technology, professional responsibility, social media, hacking, phishing, cloud computing, duty of confidentiality, technological competence

2.

The Broker-Dealer's Role in the Detection and Prevention of Elderly Financial Exploitation

Piaba Bar Journal, Vol. 23 No. 2, 2016, University of Miami Legal Studies Research Paper No. 17-1
Number of pages: 23 Posted: 02 Dec 2016
Teresa Jacqueline Verges
University of Miami - School of Law
Downloads 73 (344,089)

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diminished capacity, incapacity, cognitive decline, seniors, broker, dealer, investment adviser, financial abuse, exploitation, FINRA, SEC, securities

3.

Evolution of the Arbitration Forum as a Response to Mandatory Arbitration

Nevada Law Journal, Vol. 18:437 (Winter 2018) , University of Miami Legal Studies Research Paper No. 17-27
Number of pages: 19 Posted: 22 Aug 2017 Last Revised: 05 May 2018
Teresa Jacqueline Verges
University of Miami - School of Law
Downloads 66 (363,356)

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Arbitration, Federal Arbitration Act, mandatory pre-dispute arbitration provision, FINRA, NASD, CFPB, consumer protection, class action, class action waiver

4.

Opening the Floodgates of Small Customer Claims in FINRA Arbitration: FINRA v. Charles Schwab & Co., Inc.

15 Cardozo J.Conflict Resol. 623, 2014, University of Miami Legal Studies Research Paper No. 2015-10
Number of pages: 42 Posted: 08 Feb 2015
Teresa Jacqueline Verges
University of Miami - School of Law
Downloads 57 (390,967)

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Federal Arbitration Act, securities arbitration, predispute arbitration agreement, securities regulation, Financial Industry Regulatory Authority

5.

A 360 Degree View of Roles and Responsibilities Concerning Diminished Capacity: Financial Advisers' Obligations to Clients, Lawyers Representing Clients, and Lawyers Preparing Their Practices

PIABA Bar Journal, vol. 23, 2016, Georgia State University College of Law, Legal Studies Research Paper, University of Miami Legal Studies Research Paper No. 16-46
Number of pages: 6 Posted: 08 Nov 2016
Elissa Germaine, Nicole G. Iannarone and Teresa Jacqueline Verges
Elisabeth Haub School of Law at Pace University, Drexel University Thomas R. Kline School of Law and University of Miami - School of Law
Downloads 46 (429,538)

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legal ethics, legal profession, diminished capacity, incapacity, cognitive decline, legal practice

6.

Legal Ethics and an Aging Population: Securities Practitioners' Roles in Preventing Financial Exploitation of the Elderly

University of Miami Legal Studies Research Paper No. 17-30
Number of pages: 44 Posted: 12 Oct 2017
Teresa Jacqueline Verges
University of Miami - School of Law
Downloads 45 (441,260)

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Financial abuse, exploitation, seniors, elderly, diminished capacity, dementia, Model Rules of Professional Conduct, attorney ethical obligations, broker-dealer, financial advisors, FINRA.

7.

Technology in Legal Practice: Keeping Ethical Obligations in Mind

PLI Current, The Journal of PLI Press, Vol. 3, No. 3, Summer 2019
Number of pages: 30
Teresa Jacqueline Verges and Christine Lazaro
University of Miami - School of Law and St. John's University - School of Law
Downloads 0

Abstract:

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securities arbitration, ethical obligations, technology, professional responsibility, social media, hacking, phishing, cloud computing, duty of confidentiality, technological competence