Christos Gortsos

National and Kapodistrian University of Athens

Professor of Public Economic Law

Akadimias 45

Athens, 10672

Greece

  • National and Kapodistrian University of Athens

SCHOLARLY PAPERS

25

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1

CROSSREF CITATIONS

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“  I am currently working on the impact of the coronavirus on EU financial stability  ”

  • National and Kapodistrian University of Athens

Scholarly Papers (25)

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1.

The Single Resolution Mechanism (SRM) and the Single Resolution Fund (SRF): Legal Aspects of the Second Main Pillar of the European Banking Union (Fifth- Extended and Fully Updated - Edition)

Number of pages: 336 Posted: 06 Oct 2015 Last Revised: 04 Jun 2019
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 1,012 (22,765)
Citation 9

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European Banking Union, SRM, SRF, SRB, Preparation for Resolution, MREL, TLAC, Resolution Objectives, Powers and Tools, NCWO Principle, Bail-In, Precautionary Recapitalisation, Winding-Up

2.

Legal Aspects of the European Central Bank (ECB) - The ECB within the European System of Central Banks (ESCB) and the European System of Financial Supervision (ESFS) - Second (Extended and Updated) Edition

Number of pages: 168 Posted: 23 Apr 2018 Last Revised: 21 Sep 2018
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 473 (63,773)
Citation 1

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EMU, ESCB, ECB, monetary policy, asset purchase programmes (APPs), emergency liquidity assistance (ELA), ESFS, micro-prudential supervision, macro-prudential oversight, significant and less significant credit institutions

3.

The Evolution of European Banking Law: From the Principle of National Treatment to the European Banking Union

Number of pages: 31 Posted: 04 Oct 2015
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 389 (80,400)
Citation 1

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European Banking Union, ESFS, SSM, SRF, SRM, ESRB, credit institutions, ECB, micro-prudential supervision, micro- and macro-prudential regulation, macro-prudential oversight, resolution of credit institutions, deposit guarantee schemes

4.

Stricto Sensu Investor Protection Under the 'MiFID II': A Systematic Overview of Articles 24-30

Number of pages: 210 Posted: 10 Jun 2017 Last Revised: 01 Mar 2018
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 325 (97,831)
Citation 2

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MiFID I, MiFID II, MiFIR, investment services, credit institutions, investment firms, duty to act honestly, best interests of clients, best execution, client order handling rules, manufacturing and distribution of products, inducements, executing orders, retail clients, suitability, appropriateness

5.

The Evolution of European (EU) Banking Law under the Influence of (Public) International Banking Law: A Comprehensive Overview (Second fully updated edition)

Number of pages: 310 Posted: 06 Mar 2019 Last Revised: 16 Dec 2019
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 228 (143,123)
Citation 1

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public international financial law, standard setting bodies, Compendium of Standards and Codes, Financial Stability Board FSB, Basel Committee on Banking Supervision, EU banking law, European Banking Union EBU, Single Supervisory Mechanism SSM, Single Resolution Mechanism SRM, DGSD, ELA mechanisism

6.

The 'Comitology Procedure' Under the European Parliament and Council Regulation (EU) No 182/2011 and its Importance for EU Banking Law

ECEFIL Working Paper Series No 2016/14
Number of pages: 34 Posted: 15 Jan 2016
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 219 (146,920)
Citation 6

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TFEU, implementing acts, European banking law, Lamfalussy process, Comitology Regulation, Comitology procedures, examination and advisory procedures, European Commission, Comitology Committees, Appeal Committee

7.

Financial Inclusion: An Overview of Its Various Dimensions and the Initiatives to Enhance Its Current Level

ECEFIL Working Paper Series No 2016/15
Number of pages: 32 Posted: 16 Jan 2016
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 190 (167,687)
Citation 3

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financial inclusion and exclusion, financial literacy, financial education, interaction with monetary policy, financial stability and anti-money laundering terrorist financing preventive measures

8.

A Poisonous (?) Mix: Bail-Out of Credit Institutions Combined with Bail-In of Their Liabilities Under the BRRD – The Use of ‘Government Financial Stabilisation Tools’ (GFSTs)

Paper presented at the Workshop of the Financial and Monetary Law Working Group of the European University Institute (EUI, Florence, 12 October 2016)
Number of pages: 28 Posted: 30 Nov 2016
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 171 (184,194)

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BRRD, credit insitutions, bail-in, bail-out, liabilities, government financial stabilisation tools (GFSTs), SRB, ECB, SRM, SRF, EBA, SRMB, ESM, DRI, SSM, recapitalisation, resolution, winding up

9.

The Role of Deposit Guarantee Schemes (DGSS) in Resolution Financing

European Banking Institute Working Paper Series 2019 – no. 37
Number of pages: 36 Posted: 29 Mar 2019
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 166 (188,946)
Citation 2

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10.

The Impact of the Current Fiscal Crisis in the Euro Area on the Greek Banking System and the Measures Adopted to Safeguard its Stability: An Institutional, Supervisory and Regulatory Perspective

Number of pages: 32 Posted: 26 Apr 2016
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 163 (192,855)
Citation 1

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fiscal crisis, Euro Area, Greek banking system, stability, regulatory, European Banking Union, ECB, European Banking Authority, European Stability Mechanism, IMF, Bank of Greece, ELA, PSI, Hellenic Financial Stability Fund, Hellenic Deposit and Investments Guarantee Fund, recapitalisation

11.

Deposit Guarantee Schemes: General Aspects and Recent Institutional and Regulatory Developments at International and EU Level

Number of pages: 29 Posted: 05 Apr 2016 Last Revised: 06 Apr 2016
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 161 (193,935)
Citation 7

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Deposit guarantee schemes, European Banking Union (EBU), moral hazard, too big to fail, International Association of Deposit Insurers (IADI), Basel process, European Deposit Insurance Scheme (EDIS), European Deposit Insurance Fund (EDIF)

12.

The Power of the ECB to Impose Administrative Penalties as a Supervisory Authority: An Analysis of Article 18 of the SSM Regulation

ECEFIL Working Paper Series No 2015/11
Number of pages: 34 Posted: 30 Oct 2015
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 157 (198,203)

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SSM, Supervision, significant supervised entities, less significant supervised entities, ECB, national competent authorities, European Banking Union, micro-prudential supervision, micro-prudential regulation, macro-prudential regulation, credit institutions, administrative penalties

13.

Last Resort Lending to Solvent Credit Institutions in the Euro Area Before and after the Establishment of the Single Supervisory Mechanism (SSM)

This paper was presented in the European Central Bank (ECB) Legal Conference: "From Monetary Union to Banking Union, on the way to Capital Markets Union: new opportunities for European integration" held in Frankfurt on 1-2 September 2015
Number of pages: 24 Posted: 21 Nov 2015
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 156 (199,256)

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last resort lending, European Central Bank (ECB), national central banks, Eurosystem, Emergency Liquidity Assistance (ELA), European Banking Union, Single Supervisory Mechanism (SSM), significant credit institutions, Treaty on the Functioning of the European Union, financial stability mandate

14.

Institutional and Legal Aspects of the European Banking Union: Status Quo and the Way Forward

Number of pages: 46 Posted: 03 Jan 2018 Last Revised: 30 Jan 2018
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 152 (204,756)
Citation 3

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European Banking Union (EBU), SSM, Single Resolution Mechanism (SRM), MREL, Single Resolution Fund (SRF), European Deposit Insurance Scheme (EDIS), Legislative 2016 'Banking Package', European Monetary Fund (EMF), Common Backstop, EMU, Failures, Regulatory, Supervisory, Macroeconomic Failures

15.

Macro-Prudential Tasks in the Framework of the Single Supervisory Mechanism (SSM): An Analysis of Article 5 of the SSM Regulation

ECEFIL Working Paper Series No. 2015/12
Number of pages: 26 Posted: 04 Oct 2015
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 145 (211,780)
Citation 4

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European Banking Union, SSM, SSM Regulation, macro-prudential oversight, macrodrudential regulation

16.

‘Chinese Walls’ within the European Central Bank after the Establishment of the Single Supervisory Mechanism

This paper was presented at the conference of the University of Siena on: “The Europeanisation of the Payment System, II Edition” (22-24 October 2015)
Number of pages: 18 Posted: 08 Dec 2015
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 132 (228,187)

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European Central Bank (ECB), Single Supervisory Mechanism (SSM), Single Supervisory Mechanism Regulation (SSMR), Chinese walls, separation of supervisory and monetary tasks within a central bank, professional secrecy, ECB's Confidentiality Regime, ECB's Mediation Panel, reputational risk

17.

The European Supervisory Authorities (ESAs) As 'Direct' Supervisors in the EU Financial System

European Banking Institute Working Paper Series – No. 57 (2020)
Number of pages: 20 Posted: 11 Feb 2020
Christos Gortsos and Katerina Lagaria
National and Kapodistrian University of Athens and Panteion University of Athens - Department of International, European and Regional Studies
Downloads 116 (269,693)

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ESAs, ESMA, EBA, EIOPA, ESFS, supervision of financial institutions, European financial law, EU financial regulation, MiFIR, short selling, credit-rating agencies, trade repositories, EU agencies, regulatory agencies, Capital Markets Union, single rulebook, CJEU

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Packaged retail and insurance based investment products (PRIIPs), packaged retail investment products (PRIPs), retail clients, fluctuations due to exposure to specific factors, direct holding, callable corporate bonds

19.

The Powers of the ESMA in Case of Breach of European Union Law: The Particular Case of Breaching the 'Non Bis in Idem' Principle

Forthcoming, Journal of Financial Law (2017), Nomiki Bibliothiki, Athens
Number of pages: 18 Posted: 27 Dec 2016
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 111 (267,911)

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ESMA, regulation, supervision, ESFS, ESAs, EBA, EIOPA, ESRB, CEBS, CESR, CEIOPS, supervisory authority, breach, EU law, ECHR, Court of Justice, rules of procedure

20.

Safeguarding the Stability of the Greek Banking System Amidst the Fiscal Crisis in the Euro Area: Arrangements Before and After the Establishment of the European Banking Union

Paper presented at the Workshop of the European University Institute (EUI, Florence) on: “The European Banking Union and Its Instruments: Experience from the First Years of an Interplay with National Banking Supervision and Resolution” (2016)
Number of pages: 29 Posted: 04 Dec 2016
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 104 (276,986)

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Stability, banking system, fiscal crisis, EBU, SSM, SRM, SRF, FSSA, IMF, World Bank, Bank of Greece, Economic Adjustment Program, deficit, ELA, PSI, HFSF, HDIQF, recapitalization, credit institution, regulation, resolution, supervision, single rulebook, CRR, CRD, BRRD, capital controls, bank holiday

21.

The Basel Committee on Banking Supervision through the Lens of Its 2013 Charter

Number of pages: 46 Posted: 18 Jan 2017
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 97 (284,463)
Citation 2

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Basel Committee, BIS, international financial fora, standard-setting bodies, standards, soft law, micro-prudential supervision, regulation, Basel process, GHOS, sound practices, guidelines, RCAP, FSI, Basel III regulatory framework, member jurisdiction and thematic assessments

22.

The Proposed Legal Framework for Establishing a European Monetary Fund (EMF): A Systematic Presentation and a Preliminary Assessment

Number of pages: 56 Posted: 22 Dec 2017
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 94 (290,295)
Citation 3

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EMF, Regulation, Statute, ESM Treaty, Stability Support Operation, Financial Assistance Facilities/Instruments, Agreement, Monitoring Report, MoU, Common Backstop, SRB, SRF, Capital and Lending Capacity, Initial Authorised Capital Stock, Contribution Key, BoG, BoD, Managing Director

23.

The Scope of the EU Alternative Investment Fund Managers Directive (2011/61/EU) and Its Significance for EU Investment Funds Law

Forthcoming in “Essays in honour of Ilias Krispis”
Number of pages: 26 Posted: 18 Jul 2017
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 71 (351,555)

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alternative investment funds (AIFs), alternative investment fund managers, EU investment funds law, national private placement regime (NPPR), European venture capital funds, European social entrepreneurship funds, European long-term investment funds, Lamfalussy process, ESMA, UCITS,

24.

Identifying Groups as ‘Financial Conglomerates’ Under European Financial Law (Directive 2002/87/EC): A Not So Straightforward Exercise

Number of pages: 34 Posted: 08 Nov 2017
Christos Gortsos
National and Kapodistrian University of Athens
Downloads 48 (414,927)
Citation 2

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financial conglomerates, list of financial conglomerates, group-subgroup, regulated entities, mixed financial holding companies, coordinator, financial sector, insurance sector, banking and investment services sector, sectoral rules, significant cross-sector financial activities, financial position

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sovereign bond-backed securities (SBBSs), securitisation, diversification of sovereign exposures, underlying portfolio, tranches, special purpose entities (SPEs), European Systemic Risk Board (ESRB), European Securities and Markets Authority (ESMA)