Erik Lie

University of Iowa - Henry B. Tippie College of Business

Associate Professor & Henry B. Tippie Research Fellow

Acquisitions

5020 Main Library

Iowa City, IA 52242-1000

United States

SCHOLARLY PAPERS

28

DOWNLOADS
Rank 7,545

SSRN RANKINGS

Top 7,545

in Total Papers Downloads

10,447

SSRN CITATIONS
Rank 4,715

SSRN RANKINGS

Top 4,715

in Total Papers Citations

146

CROSSREF CITATIONS

211

Scholarly Papers (28)

1.

Does Backdating Explain the Stock Price Pattern Around Executive Stock Option Grants?

Journal of Financial Economics, Forthcoming
Number of pages: 46 Posted: 26 Jan 2006
Randall A. Heron and Erik Lie
Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 1,381 (24,916)
Citation 8

Abstract:

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Executive stock option grants, backdating

2.

The Effect of Labor Unions on CEO Compensation

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 56 Posted: 22 Mar 2010 Last Revised: 09 Mar 2022
City University of Hong Kong, University at Buffalo - School of Management, University of Iowa - Henry B. Tippie College of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 1,052 (36,988)
Citation 23

Abstract:

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Executive compensation, Labor union, Collective bargaining

3.

On the Use of Poison Pills and Defensive Payouts by Takeover Targets

Number of pages: 42 Posted: 12 Jan 2005
Randall A. Heron and Erik Lie
Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 1,004 (39,508)
Citation 3

Abstract:

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poison pill, defensive payouts, takeover targets

4.

The Role of Bondholder Wealth Expropriation in LBO Transactions

Number of pages: 33 Posted: 27 Mar 2008
Indiana University - Kelley School of Business - Department of Finance, Shanghai Jiao Tong University (SJTU) - Shanghai Advanced Institute of Finance (SAIF) and University of Iowa - Henry B. Tippie College of Business
Downloads 866 (48,465)
Citation 13

Abstract:

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Leveraged buyouts, bondholder expropriation, change-in-control covenants

5.

Operating Performance Following Open Market Share Repurchase Announcements

Number of pages: 44 Posted: 07 Oct 2004
Erik Lie
University of Iowa - Henry B. Tippie College of Business
Downloads 815 (52,793)
Citation 10

Abstract:

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Share repurchase, operating performance

6.

The Role of Investment Banker Directors in M&A: Can Experts Help?

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 47 Posted: 23 Mar 2011 Last Revised: 06 Jun 2019
City University of Hong Kong, University at Buffalo - School of Management, University of Iowa - Henry B. Tippie College of Business and Lehigh University
Downloads 758 (58,050)
Citation 33

Abstract:

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investment banker mergers and acquisitions

7.

Import Penetration and Executive Compensation

Review of Financial Studies, Forthcoming
Number of pages: 54 Posted: 30 Jan 2018 Last Revised: 06 Apr 2022
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and Washington State University
Downloads 681 (66,869)
Citation 8

Abstract:

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Import penetration, Executive compensation

8.

Corporate Activities and the Market Risk Premium

Number of pages: 58 Posted: 04 Feb 2017 Last Revised: 28 May 2021
Erik Lie, Bo Meng, Yiming Qian and Guofu Zhou
University of Iowa - Henry B. Tippie College of Business, Sacred Heart University - Jack Welch College of Business, University of Connecticut - Department of Finance and Washington University in St. Louis - John M. Olin Business School
Downloads 629 (73,943)
Citation 3

Abstract:

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Predictability, Corporate Activities, Information Asymmetry, Economic Value

9.
Downloads 386 (133,155)
Citation 4

Enter the Dragon: Import Penetration and Innovation

Number of pages: 40 Posted: 25 Sep 2017
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and Washington State University
Downloads 295 (176,740)
Citation 1

Abstract:

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Import penetration, Innovation, Product differentiation, Research focus

Enter the Dragon: Import Penetration and Innovation

Number of pages: 35 Posted: 03 Aug 2017
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and Washington State University
Downloads 91 (483,002)
Citation 3

Abstract:

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Import penetration, Innovation, Patents

10.

Time Trends and Determinants of the Method of Payment in M&As

Mays Business School Research Paper No. 2011-6
Number of pages: 31 Posted: 15 Jan 2010 Last Revised: 04 Jun 2014
Audra L. Boone, Erik Lie and Yixin Liu
Texas Christian University - M.J. Neeley School of Business, University of Iowa - Henry B. Tippie College of Business and University of New Hampshire
Downloads 374 (137,868)
Citation 9

Abstract:

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Mergers, acquisitions, cash, stock

11.

Financial Restructuring in Fresh Start Chapter 11 Reorganizations

Financial Management Vol. 38. No. 4. pp. 727-745.
Number of pages: 35 Posted: 21 Mar 2006 Last Revised: 14 May 2014
Indiana University - Kelley School of Business, University of Iowa - Henry B. Tippie College of Business and Pennsylvania State University - Department of Finance
Downloads 367 (140,782)
Citation 1

Abstract:

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Chapter 11, Capital Structure, Fresh Start, Restructuring

12.

Board Independence and Corporate Spending

Number of pages: 38 Posted: 09 May 2018
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and Washington State University
Downloads 339 (153,883)
Citation 1

Abstract:

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Board Independence, Corporate Investment

13.

The Effect of Social Interactions on Executive Compensation

Number of pages: 54 Posted: 09 Dec 2012 Last Revised: 25 Mar 2014
Qianqian Huang, Feng Jiang and Erik Lie
City University of Hong Kong, University at Buffalo - School of Management and University of Iowa - Henry B. Tippie College of Business
Downloads 332 (156,866)

Abstract:

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executive compensation, social networks, option backdating, Pay for Luck, peer groups

14.

Dividend Stickiness, Debt Covenants, and Earnings Management

Contemporary Accounting Research, Volume 34, Issue 4, Winter 2017, Pages 2022-2050
Number of pages: 56 Posted: 06 Nov 2012 Last Revised: 15 Feb 2019
Jaewoo Kim, Kyeong Hun Lee and Erik Lie
University of Oregon - Department of Accounting, University of Alabama - Department of Economics, Finance and Legal Studies and University of Iowa - Henry B. Tippie College of Business
Downloads 332 (156,866)
Citation 4

Abstract:

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Dividend policy, Earnings management

15.

Trust and Debt Contracting: Evidence from the Backdating Scandal

Number of pages: 67 Posted: 03 Jul 2016 Last Revised: 06 Feb 2021
School of Management, University at Buffalo (SUNY), University at Buffalo - School of Management, The University of Sydney and University of Iowa - Henry B. Tippie College of Business
Downloads 314 (167,092)

Abstract:

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Corporate culture; Cost of debt; Option backdating; Trust

16.

Option Grant Backdating Investigations and Capital Market Discipline

Journal of Corporate Finance, August 12, 2009
Number of pages: 30 Posted: 25 Mar 2008 Last Revised: 14 May 2014
Indiana University - Kelley School of Business - Department of Finance, Indiana University - Kelley School of Business, University of Iowa - Henry B. Tippie College of Business and Indiana University - Kelley School of Business
Downloads 185 (278,078)
Citation 3

Abstract:

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stock option, backdating

17.

On the Use of Option Grants as a Retention Tool

Number of pages: 39 Posted: 07 Jan 2020
Erik Lie and Tingting Que
University of Iowa - Henry B. Tippie College of Business and University of Alabama at Huntsville - College of Business
Downloads 168 (302,406)

Abstract:

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18.

Do Stock Options Overcome Managerial Risk Aversion? Evidence from Exercises of Executive Stock Options

Management Science, Forthcoming, Kelley School of Business Research Paper No. 16-59
Number of pages: 43 Posted: 16 Jul 2016
Randall A. Heron and Erik Lie
Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 128 (376,478)
Citation 2

Abstract:

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finance, corporate finance, management, executive compensation

19.
Downloads 123 (387,987)
Citation 4

Union Concessions Following Asset Sales and Takeovers

Number of pages: 63 Posted: 14 Sep 2017
Erik Lie and Tingting Que
University of Iowa - Henry B. Tippie College of Business and University of Alabama at Huntsville - College of Business
Downloads 83 (511,777)

Abstract:

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labor unions; labor concessions; takeovers; asset sales

Union Concessions Following Asset Sales and Takeovers

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 64 Posted: 23 May 2018
Erik Lie and Tingting Que
University of Iowa - Henry B. Tippie College of Business and University of Alabama in Huntsville
Downloads 40 (738,518)
Citation 3

Abstract:

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20.

The Effect of Poison Pill Adoptions and Court Rulings on Firm Entrenchment

Journal of Corporate Finance, Forthcoming, Kelley School of Business Research Paper No. 15-71
Number of pages: 31 Posted: 27 Sep 2015 Last Revised: 16 Jul 2016
Randall A. Heron and Erik Lie
Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 107 (429,426)

Abstract:

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Poison Pill, Entrenchment, Takeover Defenses, Delaware

21.

Import Competition and Earnings Management

Number of pages: 45 Posted: 25 May 2023 Last Revised: 09 Oct 2023
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and Washington State University
Downloads 53 (641,139)

Abstract:

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Product market competition, Earnings management, Import competition, Accrual-based earnings management, Real earnings management, Corporate governance

22.

Competition and Executive Compensation: Evidence from Pharmaceutical Breakthrough Designations

Number of pages: 38 Posted: 14 Dec 2022 Last Revised: 20 Jul 2023
University of Iowa - Tippie College of Business, California State University, Fullerton - College of Business and Economics, University of New Hampshire and University of Iowa - Henry B. Tippie College of Business
Downloads 53 (641,139)
Citation 1

Abstract:

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Competition, Executive Compensation, Innovation

23.

Perspectives: On the Use (and Abuse) of Stock Option Grants

Financial Analysts Journal, 2007
Posted: 14 Jun 2007
Randall A. Heron, Tod Perry and Erik Lie
Indiana University - Kelley School of Business, Indiana University Kelley School of Business and University of Iowa - Henry B. Tippie College of Business

Abstract:

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Ethics and Professional Standards: Global Differences; Advocacy, Regulatory, and Legislative Issues: Advocacy Issues; Investment Industry: Other

24.

Do Firms Undertake Self-Tender Offers to Optimize Capital Structure?

Posted: 02 Jul 2003
Erik Lie
University of Iowa - Henry B. Tippie College of Business

Abstract:

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25.

Multiples Used to Estimate Corporate Value

Posted: 03 May 2002
Heidi Lie and Erik Lie
College of William and Mary - Mason School of Business and University of Iowa - Henry B. Tippie College of Business

Abstract:

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26.

Price Uncertainty and Corporate Value

Posted: 27 Dec 2001
Pennsylvania State University - Mary Jean and Frank P. Smeal College of Business Administration, Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business

Abstract:

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Risk management, Financial distress, underinvestment, oil producers, Hedging

27.

Detecting Abnormal Operating Performance: Revisited

Financial Management, Vol. 30, Iss. 2, Summer 2001
Posted: 21 Aug 2001
Erik Lie
University of Iowa - Henry B. Tippie College of Business

Abstract:

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28.

Excess Funds and Agency Problems: An Empirical Study of Incremental Cash Disbursements

Posted: 14 Dec 1999
Erik Lie
University of Iowa - Henry B. Tippie College of Business

Abstract:

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