Erik Lie

University of Iowa - Henry B. Tippie College of Business

Associate Professor & Henry B. Tippie Research Fellow

Acquisitions

5020 Main Library

Iowa City, IA 52242-1000

United States

SCHOLARLY PAPERS

26

DOWNLOADS
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SSRN RANKINGS

Top 5,122

in Total Papers Downloads

8,018

CITATIONS
Rank 10,807

SSRN RANKINGS

Top 10,807

in Total Papers Citations

50

Scholarly Papers (26)

1.

Does Backdating Explain the Stock Price Pattern Around Executive Stock Option Grants?

Journal of Financial Economics, Forthcoming
Number of pages: 46 Posted: 26 Jan 2006
Randall A. Heron and Erik Lie
Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 1,328 (13,860)
Citation 139

Abstract:

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Executive stock option grants, backdating

2.

On the Use of Poison Pills and Defensive Payouts by Takeover Targets

Journal of Business, Forthcoming
Number of pages: 42 Posted: 12 Jan 2005
Randall A. Heron and Erik Lie
Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 965 (22,443)
Citation 18

Abstract:

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poison pill, defensive payouts, takeover targets

3.

The Effect of Labor Unions on CEO Compensation

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 56 Posted: 22 Mar 2010 Last Revised: 04 Jul 2016
City University of Hong Kong, University at Buffalo - School of Management, University of Iowa - Henry B. Tippie College of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 912 (24,408)
Citation 6

Abstract:

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Executive compensation, Labor union, Collective bargaining

4.

Operating Performance Following Open Market Share Repurchase Announcements

Journal of Accounting & Economics (JAE), Forthcoming
Number of pages: 44 Posted: 07 Oct 2004
Erik Lie
University of Iowa - Henry B. Tippie College of Business
Downloads 767 (31,088)
Citation 44

Abstract:

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Share repurchase, operating performance

5.

The Role of Bondholder Wealth Expropriation in LBO Transactions

Number of pages: 33 Posted: 27 Mar 2008
Indiana University - Kelley School of Business - Department of Finance, Shanghai Jiao Tong University (SJTU) - Shanghai Advanced Institute of Finance (SAIF) and University of Iowa - Henry B. Tippie College of Business
Downloads 589 (44,403)
Citation 12

Abstract:

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Leveraged buyouts, bondholder expropriation, change-in-control covenants

6.

The Role of Investment Banker Directors in M&A: Can Experts Help?

Journal of Financial Economics (JFE), Forthcoming
Number of pages: 47 Posted: 23 Mar 2011 Last Revised: 06 Jun 2019
City University of Hong Kong, University at Buffalo - School of Management, University of Iowa - Henry B. Tippie College of Business and Lehigh University
Downloads 586 (44,690)
Citation 15

Abstract:

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investment banker mergers and acquisitions

7.

Corporate Activities and the Market Risk Premium

Number of pages: 58 Posted: 04 Feb 2017 Last Revised: 07 Feb 2018
Erik Lie, Bo Meng, Yiming Qian and Guofu Zhou
University of Iowa - Henry B. Tippie College of Business, University of Richmond, University of Iowa - Department of Finance and Washington University in St. Louis - John M. Olin Business School
Downloads 450 (62,319)
Citation 2

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Predictability, Corporate Activities, Information Asymmetry, Economic Value

8.

Financial Restructuring in Fresh Start Chapter 11 Reorganizations

Financial Management Vol. 38. No. 4. pp. 727-745.
Number of pages: 35 Posted: 21 Mar 2006 Last Revised: 14 May 2014
Indiana University - Kelley School of Business, University of Iowa - Henry B. Tippie College of Business and Pennsylvania State University - Department of Finance
Downloads 338 (87,287)
Citation 5

Abstract:

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Chapter 11, Capital Structure, Fresh Start, Restructuring

9.

Time Trends and Determinants of the Method of Payment in M&As

Mays Business School Research Paper No. 2011-6
Number of pages: 31 Posted: 15 Jan 2010 Last Revised: 04 Jun 2014
Audra L. Boone, Erik Lie and Yixin Liu
Texas Christian University - M.J. Neeley School of Business, University of Iowa - Henry B. Tippie College of Business and University of New Hampshire
Downloads 328 (90,273)
Citation 5

Abstract:

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Mergers, acquisitions, cash, stock

10.

Dividend Stickiness, Debt Covenants, and Earnings Management

Contemporary Accounting Research, Volume 34, Issue 4, Winter 2017, Pages 2022-2050
Number of pages: 56 Posted: 06 Nov 2012 Last Revised: 15 Feb 2019
Jaewoo Kim, Kyeong Hun Lee and Erik Lie
University of Oregon - Department of Accounting, Norwegian School of Economics (NHH) - Department of Finance and University of Iowa - Henry B. Tippie College of Business
Downloads 282 (106,384)

Abstract:

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Dividend policy, Earnings management

11.

The Effect of Social Interactions on Executive Compensation

Number of pages: 54 Posted: 09 Dec 2012 Last Revised: 25 Mar 2014
Qianqian Huang, Feng Jiang and Erik Lie
City University of Hong Kong, University at Buffalo - School of Management and University of Iowa - Henry B. Tippie College of Business
Downloads 264 (114,036)

Abstract:

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executive compensation, social networks, option backdating, Pay for Luck, peer groups

12.

The Value of Social Networks During Periods of Distress

Number of pages: 45 Posted: 26 Nov 2011 Last Revised: 28 Sep 2017
Qianqian Huang, Feng Jiang and Erik Lie
City University of Hong Kong, University at Buffalo - School of Management and University of Iowa - Henry B. Tippie College of Business
Downloads 204 (147,119)
Citation 1

Abstract:

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Social Networks, Financial Crisis, Financial Distress, Bankruptcy

13.

Import Penetration and Executive Compensation

Number of pages: 38 Posted: 30 Jan 2018
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and University of Iowa
Downloads 201 (149,181)
Citation 2

Abstract:

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Import penetration, Executive compensation

14.
Downloads 156 (186,782)
Citation 2

Enter the Dragon: Import Penetration and Innovation

Number of pages: 40 Posted: 25 Sep 2017
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and University of Iowa
Downloads 112 (243,237)

Abstract:

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Import penetration, Innovation, Product differentiation, Research focus

Enter the Dragon: Import Penetration and Innovation

Number of pages: 35 Posted: 03 Aug 2017
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and University of Iowa
Downloads 44 (411,857)
Citation 2

Abstract:

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Import penetration, Innovation, Patents

15.

Option Grant Backdating Investigations and Capital Market Discipline

Journal of Corporate Finance, August 12, 2009
Number of pages: 30 Posted: 25 Mar 2008 Last Revised: 14 May 2014
Indiana University - Kelley School of Business - Department of Finance, Indiana University - Kelley School of Business, University of Iowa - Henry B. Tippie College of Business and Indiana University - Kelley School of Business
Downloads 155 (187,787)
Citation 6

Abstract:

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stock option, backdating

16.

Trust and Debt Contracting: Evidence from the Backdating Scandal

Number of pages: 53 Posted: 03 Jul 2016 Last Revised: 07 Nov 2017
State of New York (SUNY) at Buffalo, University at Buffalo - School of Management, State University of New York (SUNY) - Buffalo and University of Iowa - Henry B. Tippie College of Business
Downloads 146 (197,373)

Abstract:

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Corporate culture; Cost of debt; Option backdating; Soft information; Trust

17.

Board Independence and Corporate Spending

Number of pages: 38 Posted: 09 May 2018
Erik Lie and Keyang Daniel Yang
University of Iowa - Henry B. Tippie College of Business and University of Iowa
Downloads 129 (217,939)
Citation 1

Abstract:

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Board Independence, Corporate Investment

18.

Do Stock Options Overcome Managerial Risk Aversion? Evidence from Exercises of Executive Stock Options

Management Science, Forthcoming, Kelley School of Business Research Paper No. 16-59
Number of pages: 43 Posted: 16 Jul 2016
Randall A. Heron and Erik Lie
Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 80 (301,228)
Citation 1

Abstract:

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finance, corporate finance, management, executive compensation

Union Concessions Following Asset Sales and Takeovers

Number of pages: 63 Posted: 14 Sep 2017
Erik Lie and Tingting Que
University of Iowa - Henry B. Tippie College of Business and University of Alabama at Huntsville - College of Business
Downloads 56 (369,645)

Abstract:

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labor unions; labor concessions; takeovers; asset sales

Union Concessions Following Asset Sales and Takeovers

Journal of Financial and Quantitative Analysis (JFQA), Forthcoming
Number of pages: 64 Posted: 23 May 2018
Erik Lie and Tingting Que
University of Iowa - Henry B. Tippie College of Business and University of Alabama in Huntsville
Downloads 13 (578,008)

Abstract:

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20.

The Effect of Poison Pill Adoptions and Court Rulings on Firm Entrenchment

Journal of Corporate Finance, Forthcoming, Kelley School of Business Research Paper No. 15-71
Number of pages: 31 Posted: 27 Sep 2015 Last Revised: 16 Jul 2016
Randall A. Heron and Erik Lie
Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business
Downloads 69 (327,670)
Citation 3

Abstract:

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Poison Pill, Entrenchment, Takeover Defenses, Delaware

21.

Perspectives: On the Use (and Abuse) of Stock Option Grants

Financial Analysts Journal, 2007
Posted: 14 Jun 2007
Randall A. Heron, Tod Perry and Erik Lie
Indiana University - Kelley School of Business, Indiana University - Kelley School of Business - Department of Finance and University of Iowa - Henry B. Tippie College of Business

Abstract:

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Ethics and Professional Standards: Global Differences; Advocacy, Regulatory, and Legislative Issues: Advocacy Issues; Investment Industry: Other

22.

Do Firms Undertake Self-Tender Offers to Optimize Capital Structure?

Journal of Business, Vol. 75, No. 4, October 2002
Posted: 02 Jul 2003
Erik Lie
University of Iowa - Henry B. Tippie College of Business

Abstract:

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23.

Multiples Used to Estimate Corporate Value

Financial Analysts Journal, Vol. 58, No. 2, March/April 2002
Posted: 03 May 2002
Heidi Lie and Erik Lie
College of William and Mary - Mason School of Business and University of Iowa - Henry B. Tippie College of Business

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24.

Price Uncertainty and Corporate Value

Journal of Corporate Finance, Vol. 8, pp. 271-286, 2002
Posted: 27 Dec 2001
Pennsylvania State University - Mary Jean and Frank P. Smeal College of Business Administration, Indiana University - Kelley School of Business and University of Iowa - Henry B. Tippie College of Business

Abstract:

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Risk management, Financial distress, underinvestment, oil producers, Hedging

25.

Detecting Abnormal Operating Performance: Revisited

Financial Management, Vol. 30, Iss. 2, Summer 2001
Posted: 21 Aug 2001
Erik Lie
University of Iowa - Henry B. Tippie College of Business

Abstract:

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26.

Excess Funds and Agency Problems: An Empirical Study of Incremental Cash Disbursements

Review of Financial Studies
Posted: 14 Dec 1999
Erik Lie
University of Iowa - Henry B. Tippie College of Business

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