Ronald S. Betman

Winston & Strawn LLP

United States

SCHOLARLY PAPERS

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Scholarly Papers (1)

1.

The (Too) Long Arm of the S.E.C.: When a Foreign Employee of a U.S.-Based Multinational Financial Services Client is Threatened with a Subpoena

Berkeley Business Law Journal, Forthcoming
Number of pages: 14 Posted: 07 Sep 2012
Ronald S. Betman and Jonathan R. H. Law
Winston & Strawn LLP and Duke University
Downloads 43 (341,944)

Abstract:

SEC, securities, exchange, international, subpoena, Walsh Act, enforcement, extraterritorial