Joseph A. Franco

Suffolk University Law School

120 Tremont Street

Boston, MA 02108-4977

United States

SCHOLARLY PAPERS

5

DOWNLOADS
Rank 39,966

SSRN RANKINGS

Top 39,966

in Total Papers Downloads

833

CITATIONS
Rank 45,298

SSRN RANKINGS

Top 45,298

in Total Papers Citations

3

Scholarly Papers (5)

1.

The Investment Company Act's Definition of "Security" and the Myth of Equivalence

Stanford Journal of Law, Business, and Finance, Vol. 7, No. 1, 2001
Number of pages: 71 Posted: 12 Feb 2007
Joseph A. Franco
Suffolk University Law School
Downloads 348 (60,009)

Abstract:

mutual funds, securities law, security, statutory definition, SEC, Securities and Exchange Commission, money market funds, commercial paper

2.

A Consumer Protection Approach to Mutual Fund Disclosure and the Limits of Simplification

Stanford Journal of Law, Business, and Finance, Vol. 15, p. 1, 2009, Suffolk University Law School Research Paper No. 10-17
Number of pages: 84 Posted: 24 Mar 2010 Last Revised: 01 Apr 2010
Joseph A. Franco
Suffolk University Law School
Downloads 221 (101,661)
Citation 1

Abstract:

3.

Why Antifraud Provisions Are Not Enough: The Significance of Opportunism, Candor and Signaling in the Economic Case for Mandatory Securities Disclosure

Columbia Business Law Review, Vol. 2002, pp. 223-362
Number of pages: 138 Posted: 21 Nov 2002
Joseph A. Franco
Suffolk University Law School
Downloads 89 (215,732)
Citation 2

Abstract:

Securities, Mandatory disclosure

4.

Of Complicity and Compliance: A Rules-Based Anti-Complicity Strategy Under Federal Securities Law

University of Pennsylvania Journal of Business Law, Vol. 14, p. 1, Fall 2011, Suffolk University Law School Research Paper No. 11-43
Number of pages: 85 Posted: 03 Oct 2011 Last Revised: 04 Feb 2012
Joseph A. Franco
Suffolk University Law School
Downloads 79 (234,508)

Abstract:

5.

Rethinking Brokerage Rebate Arrangements: The Case for Collective Cash Pass-Through Arrangements

Villanova Journal of Law and Investment Management, Vol. 1, No. 2, Fall 1999
Posted: 26 Nov 1999
Joseph A. Franco
Suffolk University Law School

Abstract:

soft dollars, investment advisors, investment advisers, directed brokerage, brokerage commissions