Dorothy S. Lund

Columbia Law School

435 West 116th St

NEW YORK, NY 10027

European Corporate Governance Institute (ECGI)

c/o the Royal Academies of Belgium

Rue Ducale 1 Hertogsstraat

1000 Brussels

Belgium

SCHOLARLY PAPERS

16

DOWNLOADS
Rank 6,373

SSRN RANKINGS

Top 6,373

in Total Papers Downloads

11,970

SSRN CITATIONS
Rank 20,928

SSRN RANKINGS

Top 20,928

in Total Papers Citations

47

CROSSREF CITATIONS

10

Scholarly Papers (16)

1.

The Corporate Governance Machine

Columbia Law Review, Vol. 121, p. 2563, 2021, U of Penn, Inst for Law & Econ Research Paper No. 21-05, European Corporate Governance Institute - Law Working Paper No. 564/2021, USC CLASS Research Paper No. CLASS21-15, USC Law Legal Studies Research Paper Series No. 21-15
Number of pages: 78 Posted: 01 Feb 2021 Last Revised: 02 Feb 2022
Dorothy S. Lund and Elizabeth Pollman
Columbia Law School and University of Pennsylvania Carey Law School; Co-Director, University of Pennsylvania Carey Law School - Institute for Law and Economics; European Corporate Governance Institute
Downloads 2,747 (8,468)

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corporate governance, corporations, corporate purpose, shareholder primacy, stakeholder governance, ESG, environmental, social, CSR, corporate social responsibility, benefit corporations, boards of directors, independent directors, dual-class stock, corporate governance innovation

2.

The Case Against Passive Shareholder Voting

43 Journal of Corporation Law 493 (2017) , University of Chicago Coase-Sandor Institute for Law & Economics Research Paper No. 829
Number of pages: 44 Posted: 26 Jun 2017 Last Revised: 30 Sep 2020
Dorothy S. Lund
Columbia Law School
Downloads 1,535 (21,267)
Citation 17

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Corporate Governance, Corporate Law, Securities Law, Institutional Investors, Hedge Fund Activism, Shareholder Activism, Passive Investing, Index Funds, ETFs, Mutual Funds, Shareholder Voting, Market for Corporate Control, Agency Costs

3.

Sexual Harassment and Corporate Law

Columbia Law Review, Forthcoming, University of Chicago Coase-Sandor Institute for Law & Economics Research Paper No. 847, U of Chicago, Public Law Working Paper No. 661
Number of pages: 76 Posted: 25 Mar 2018 Last Revised: 27 May 2018
Daniel J. Hemel and Dorothy S. Lund
New York University School of Law and Columbia Law School
Downloads 1,199 (30,681)

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Sexual Harassment, Corporate Law

4.

Nonvoting Shares and Efficient Corporate Governance

Stanford Law Review, Vol. 71, 2019, Forthcoming, University of Chicago Coase-Sandor Institute for Law & Economics Research Paper No. 828
Number of pages: 59 Posted: 29 Aug 2017 Last Revised: 05 Apr 2019
Dorothy S. Lund
Columbia Law School
Downloads 1,098 (34,731)
Citation 3

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corporate governance, corporate law, shareholder democracy, corporate finance, agency costs, securities Law, institutional investors, hedge fund activism, shareholder activism, passive investing, index funds, ETFs, mutual funds

5.

Corporate Crime and Punishment: An Empirical Study

100 Tex. L. Rev. 285 (2021), U of Penn, Inst for Law & Econ Research Paper No. 20-13
Number of pages: 68 Posted: 13 Feb 2020 Last Revised: 16 Aug 2022
Dorothy S. Lund and Natasha Sarin
Columbia Law School and Yale University Law School and Yale School of Management
Downloads 976 (41,162)
Citation 3

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corporate crime, financial crisis, deterrence, law and economics, enforcement

6.

Asset Managers as Regulators

University of Pennsylvania Law Review, Vol. 171, 2022, USC CLASS Research Paper Forthcoming, USC Law Legal Studies Paper Forthcoming
Number of pages: 50 Posted: 08 Feb 2022 Last Revised: 24 Aug 2022
Dorothy S. Lund
Columbia Law School
Downloads 845 (50,154)
Citation 2

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institutional investors, index funds, corporate governance, board diversity, corporate political spending, climate change, corporate social responsibility, ESG, stewardship

7.

Corporate Finance for Social Good

USC CLASS Research Paper No. CLASS20-3, USC Law Legal Studies Paper No. 20-3, 121 Columbia Law Review, Forthcoming 2021
Number of pages: 30 Posted: 15 Jan 2020 Last Revised: 10 Mar 2021
Dorothy S. Lund
Columbia Law School
Downloads 516 (94,662)
Citation 1

Abstract:

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corporate social responsibility, shareholder primacy, corporate purpose, ESG, corporate finance, corporate governance

8.

Corporate Purpose

In Oxford Handbook of Corporate Law and Governance, 2nd ed. [Oxford Forthcoming], U of Penn, Inst for Law & Econ Research Paper No. 23-28, European Corporate Governance Institute - Law Working Paper No. 711/2023
Number of pages: 26 Posted: 07 Jun 2023 Last Revised: 04 Jul 2023
Dorothy S. Lund and Elizabeth Pollman
Columbia Law School and University of Pennsylvania Carey Law School; Co-Director, University of Pennsylvania Carey Law School - Institute for Law and Economics; European Corporate Governance Institute
Downloads 509 (96,242)

Abstract:

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corporate purpose, corporate law, corporate governance, corporate social responsibility, CSR, fiduciary duties, corporate charter, shareholder primacy, shareholder value maximization, ESG, benefit corporations, stakeholders

9.

Giant Asset Managers, the Big Three, and Index Investing

USC CLASS Research Paper No. 23-13
Number of pages: 29 Posted: 14 Apr 2023 Last Revised: 03 Jul 2023
Dorothy S. Lund and Adriana Robertson
Columbia Law School and University of Chicago Law School
Downloads 455 (110,370)

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Big Three, passive investing, index funds, corporte governance

10.

Passive Investing and Corporate Governance: A Law and Economics Analysis

Number of pages: 18 Posted: 02 Jul 2020 Last Revised: 10 Jul 2020
Dorothy S. Lund
Columbia Law School
Downloads 419 (121,241)

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Mutual Funds, Passive Funds, ETFs, Index Funds, Corporate Governance, Law and Economics, Corporate Law

11.

Enlightened Shareholder Value, Stakeholderism, and the Quest for Managerial Accountability

Research Handbook on Corporate Purpose and Personhood (Elizabeth Pollman & Robert Thompson, eds., Forthcoming, USC CLASS Research Paper Series No. CLASS21-12, USC Law Legal Studies Paper No. 21-12
Number of pages: 17 Posted: 12 Feb 2021 Last Revised: 28 Apr 2021
Dorothy S. Lund
Columbia Law School
Downloads 339 (153,506)

Abstract:

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12.

Validation Capital

NYU Law and Economics Research Paper No. 21-06, USC CLASS Research Paper Series No. CLASS21-16, USC Law Legal Studies Paper No. 21-16
Number of pages: 22 Posted: 16 Feb 2021 Last Revised: 30 Jun 2021
Alon Brav, Dorothy S. Lund and Edward B. Rock
Duke University - Fuqua School of Business, Columbia Law School and New York University School of Law
Downloads 328 (159,109)

Abstract:

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13.

A Mission Statement for Mutual Funds in Shareholder Litigation

University of Chicago Law Review, Forthcoming, European Corporate Governance Institute - Law Working Paper No. 468/2019, USC CLASS Research Paper No. CLASS19-23, USC Law Legal Studies Paper No. 19-23
Number of pages: 98 Posted: 22 Jul 2019 Last Revised: 31 Jul 2020
Sean J. Griffith and Dorothy S. Lund
Fordham University School of Law and Columbia Law School
Downloads 305 (171,787)
Citation 1

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mutual funds, index funds, institutional investors, corporate governance, stewardship, litigation, shareholder, engagement, monitoring, agency problems, activism, hedge fund, pension fund, market investor

14.

Lessons from SEC v. Citigroup: The Optimal Scope for Judicial Review of Agency Consent Decrees

Number of pages: 52 Posted: 06 Apr 2013
Dorothy S. Lund
Columbia Law School
Downloads 296 (177,242)
Citation 2

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SEC settlement, public enforcement, consent decree, judicial review, agency discretion, law and economics

15.

Conflicted Mutual Fund Voting in Corporate Law

Boston University Law Review, Vol. 99, No. 1151, 2019
Number of pages: 42 Posted: 28 Jun 2019
Sean J. Griffith and Dorothy S. Lund
Fordham University School of Law and Columbia Law School
Downloads 252 (208,625)

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16.

In Search of Good Corporate Governance

131 Yale L. J. Forum 854 (2022)
Number of pages: 19 Posted: 25 Mar 2022
Dorothy S. Lund
Columbia Law School
Downloads 151 (331,116)

Abstract:

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corporate governance, corporate law, good governance, agency costs, mutual funds