Carl Shapiro

University of California, Berkeley - Haas School of Business

545 Student Services Building, #1900

2220 Piedmont Avenue

Berkeley, CA 94720

United States

http://faculty.haas.berkeley.edu

SCHOLARLY PAPERS

46

DOWNLOADS
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Top 1,078

in Total Papers Downloads

45,121

SSRN CITATIONS
Rank 1,269

SSRN RANKINGS

Top 1,269

in Total Papers Citations

881

CROSSREF CITATIONS

447

Scholarly Papers (46)

1.

Patent Holdup and Royalty Stacking

85 Texas Law Review 1991 (2007), Stanford Law and Economics Olin Working Paper No. 324
Number of pages: 59 Posted: 10 Aug 2006 Last Revised: 30 Apr 2020
Mark A. Lemley and Carl Shapiro
Stanford Law School and University of California, Berkeley - Haas School of Business
Downloads 4,832 (3,826)
Citation 50

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2.

Antitrust Evaluation of Horizontal Mergers: An Economic Alternative to Market Definition

Number of pages: 35 Posted: 10 Dec 2008 Last Revised: 22 Feb 2010
Joseph Farrell and Carl Shapiro
University of California, Berkeley - Department of Economics and University of California, Berkeley - Haas School of Business
Downloads 3,741 (5,912)
Citation 78

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mergers, antitrust, unilateral effects, market definition, relevant market

3.

Navigating the Patent Thicket: Cross Licenses, Patent Pools, and Standard-Setting

Number of pages: 34 Posted: 14 Jun 2001
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 3,431 (6,811)
Citation 201

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4.
Downloads 2,985 ( 8,503)
Citation 14

Antitrust

Harvard Law and Economics Discussion Paper No. 575
Number of pages: 157 Posted: 06 Feb 2007
Louis Kaplow and Carl Shapiro
Harvard Law School and University of California, Berkeley - Haas School of Business
Downloads 2,721 (9,635)
Citation 11

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Antitrust

NBER Working Paper No. w12867
Number of pages: 156 Posted: 31 Jan 2007 Last Revised: 29 Aug 2022
Louis Kaplow and Carl Shapiro
Harvard Law School and University of California, Berkeley - Haas School of Business
Downloads 264 (223,257)
Citation 6

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5.

A Simple Approach to Setting Reasonable Royalties for Standard-Essential Patents

Stanford Public Law Working Paper No. 2243026, 28 Berkeley Technology Law Journal 1135 (2013)
Number of pages: 32 Posted: 02 Apr 2013 Last Revised: 24 Apr 2020
Mark A. Lemley and Carl Shapiro
Stanford Law School and University of California, Berkeley - Haas School of Business
Downloads 2,781 (9,450)
Citation 23

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6.

Scale Economies and Synergies in Horizontal Merger Analysis

UC Berkeley, Center for Competition Policy Working Paper No. CPC00-15
Number of pages: 29 Posted: 18 Feb 2004
Joseph Farrell and Carl Shapiro
University of California, Berkeley - Department of Economics and University of California, Berkeley - Haas School of Business
Downloads 2,110 (14,690)
Citation 59

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Competition, FTC, horizontal merger guidelines, mergers, no-synergies efficiencies, synergy

7.

Probabilistic Patents

Journal of Economic Perspectives, Vol. 19, p. 75, 2005, Stanford Law and Economics Olin Working Paper No. 288
Number of pages: 42 Posted: 23 Jul 2004
Mark A. Lemley and Carl Shapiro
Stanford Law School and University of California, Berkeley - Haas School of Business
Downloads 2,048 (15,390)
Citation 162

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8.

Antitrust Policy: A Century of Economic and Legal Thinking

U of California, Berkeley, Center for Competition Policy Working Paper No. CPC99-09
Number of pages: 28 Posted: 26 Feb 2004
William E. Kovacic and Carl Shapiro
George Washington University - Law School and University of California, Berkeley - Haas School of Business
Downloads 1,990 (16,102)
Citation 40

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Antitrust, Sherman Act

Antitrust and Innovation: Welcoming and Protecting Disruption

Number of pages: 52 Posted: 12 Jun 2019
Oxera Consulting LLP, Yale School of Management and University of California, Berkeley - Haas School of Business
Downloads 1,661 (21,044)
Citation 6

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Antitrust, competition policy, innovation, mergers, exclusionary conduct

Antitrust and Innovation: Welcoming and Protecting Disruption

NBER Working Paper No. w26005
Number of pages: 53 Posted: 01 Jul 2019 Last Revised: 23 Jul 2023
Oxera Consulting LLP, Yale School of Management and University of California, Berkeley - Haas School of Business
Downloads 94 (537,181)
Citation 5

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10.

Antitrust in a Time of Populism

Number of pages: 33 Posted: 25 Oct 2017
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 1,740 (19,935)
Citation 63

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11.

Intellectual Property, Competition, and Information Technology

UC Berkeley Competition Policy Center Working Paper No. CPC04-45
Number of pages: 35 Posted: 13 Apr 2004
Joseph Farrell and Carl Shapiro
University of California, Berkeley - Department of Economics and University of California, Berkeley - Haas School of Business
Downloads 1,345 (29,332)
Citation 13

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Intellectual property, copyrights, information technology, competition policy

12.

Activating Actavis

Antitrust Magazine, Fall 2013, at 16, Columbia Law and Economics Working Paper No. 457
Number of pages: 8 Posted: 30 Aug 2013 Last Revised: 30 Dec 2013
University of California at Berkeley, New York University School of Law, University of Pennsylvania Carey Law School and University of California, Berkeley - Haas School of Business
Downloads 1,196 (34,760)
Citation 14

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antitrust, drugs, FTC, Hatch-Waxman, innovation, patent, Paragraph IV, pay for delay, pharmaceuticals, regulation, reverse payment, settlement

13.
Downloads 1,157 (36,473)

Antitrust Limits to Patent Settlements

Number of pages: 42 Posted: 14 Jun 2001
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 1,157 (35,914)
Citation 37

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Antitrust Limits to Patent Settlements

Posted: 22 Jul 2003
Carl Shapiro
University of California, Berkeley - Haas School of Business

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14.

The 2010 Horizontal Merger Guidelines: From Hedgehog to Fox in Forty Years

Number of pages: 56 Posted: 11 Sep 2010
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 1,126 (37,895)
Citation 37

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mergers, antitrust, unilateral effects, market definition

15.
Downloads 987 (45,813)
Citation 8

Reinvigorating Horizontal Merger Enforcement

Number of pages: 48 Posted: 07 Jun 2007 Last Revised: 30 Oct 2007
Jonathan B. Baker and Carl Shapiro
American University - Washington College of Law and University of California, Berkeley - Haas School of Business
Downloads 640 (80,407)
Citation 6

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horizontal mergers, merger enforcement, antitrust, coordinated effects, unilateral effects

Reinvigorating Horizontal Merger Enforcement

Reg-Markets Center Working Paper No. 07-12
Number of pages: 59 Posted: 04 Feb 2008
Jonathan B. Baker and Carl Shapiro
American University - Washington College of Law and University of California, Berkeley - Haas School of Business
Downloads 347 (167,382)
Citation 7

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16.

The Role of Antitrust in Preventing Patent Holdup

Stanford Law and Economics Olin Working Paper #554
Number of pages: 40 Posted: 04 Aug 2020 Last Revised: 08 Dec 2020
Carl Shapiro and Mark A. Lemley
University of California, Berkeley - Haas School of Business and Stanford Law School
Downloads 766 (64,731)
Citation 9

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17.

RAND Patents and Exclusion Orders: Submission of 19 Economics and Law Professors to the International Trade Commission

Santa Clara Univ. Legal Studies Research Paper No. 07-12, UC Berkeley Public Law Research Paper No. 2102865
Number of pages: 13 Posted: 10 Jul 2012
UC Berkeley School of Law, University of California, Berkeley - Department of Economics, University of California, Berkeley - Haas School of Business, University of Minnesota Law School, Notre Dame Law School, Syracuse University College of Law, Santa Clara University - School of Law, University of California, Irvine School of Law, Pennsylvania State University - Mary Jean and Frank P. Smeal College of Business Administration, Rutgers Law School, University of Utah - S.J. Quinney College of Law, University of Georgia School of Law, Villanova University Charles Widger School of Law, New York University School of Law, University of San Diego School of Law, Duke University School of Law, New York University School of Law, Centre of Excellence GOVTRUST, University of Antwerp, Belgium and University of Nebraska - College of Law
Downloads 766 (64,731)
Citation 1

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18.

Reply: Patent Holdup and Royalty Stacking

85 Texas Law Review 2163 (2007), Stanford Law and Economics Olin Working Paper No. 345
Number of pages: 12 Posted: 14 Aug 2007 Last Revised: 30 Apr 2020
Mark A. Lemley and Carl Shapiro
Stanford Law School and University of California, Berkeley - Haas School of Business
Downloads 765 (64,846)

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19.

On the Misuse of Regressions of Price on the HHI in Merger Review

Georgetown McDonough School of Business Research Paper No. 3974267, Cornell Legal Studies Research Paper No. 22-34
Number of pages: 10 Posted: 13 Jan 2022 Last Revised: 27 Jul 2022
Georgetown University - McDonough School of Business, Yale University - Department of Economics, Yale School of Management, American University - Washington College of Law, Stanford Graduate School of BusinessStanford University - Department of Economics, Carnegie Mellon University, University of California, Berkeley, Cornell University - Law School, University of Maryland - Department of Economics, George Mason University - Antonin Scalia Law School, University of Michigan at Ann Arbor - Stephen M. Ross School of Business, University of Michigan, Duke University - Fuqua School of Business, Economics Group, Georgetown University - McDonough School of Business, Northwestern University - Department of Economics, Harvard University, Massachusetts Institute of Technology (MIT) - Department of Economics, University of California at Berkeley - School of Law, Georgetown University Law Center, Georgetown University - Department of Economics, Yale School of Management, University of California, Berkeley - Haas School of Business, Georgetown University Law Center, University of Texas at Austin - Department of Economics and University of Maryland - Department of Economics
Downloads 751 (66,418)
Citation 7

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mergers, antitrust, regressions of price on HHI

20.

Comments of Economists and Lawyers on the Draft Merger Guidelines

U of Penn, Inst for Law & Econ Research Paper No. 23-45
Number of pages: 14 Posted: 16 Oct 2023 Last Revised: 11 Dec 2023
American University - Washington College of Law, Howard University School of Law, University of California, Berkeley, University of Pennsylvania Carey Law School, Haas School of Business, Stanford Law School, Yale School of Management, University of California at Berkeley - School of Law, University of California, Berkeley - Haas School of Business and Georgetown University Law Center
Downloads 721 (70,048)

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Merger Guidelines, antitrust

21.

Strategic Patent Acquisitions

Number of pages: 30 Posted: 03 Jul 2013 Last Revised: 01 Jan 2015
Fiona M. Scott Morton and Carl Shapiro
Yale School of Management and University of California, Berkeley - Haas School of Business
Downloads 717 (70,583)
Citation 18

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patents, innovation, competition

22.

Joint Response to the House Judiciary Committee on the State of Antitrust Law and Implications for Protecting Competition in Digital Markets

Howard Law Research Paper
Number of pages: 15 Posted: 02 Jul 2020
American University - Washington College of Law, University of California, Berkeley - Department of Economics, Howard University School of Law, Carnegie Mellon University, Washington Center for Equitable Growth, Haas School of Business, Public Knowledge, Stanford Law School, Massachusetts Institute of Technology (MIT) - Department of Economics, Georgetown University Law Center, Yale School of Management and University of California, Berkeley - Haas School of Business
Downloads 609 (86,696)
Citation 9

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Antitrust Enforcement, Monopoly power, Antitrust Law, Digital Markets

23.

Vertical Mergers and Input Foreclosure: Lessons from the AT&T/Time Warner Case

Number of pages: 37 Posted: 16 Mar 2021
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 520 (105,730)

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vertical mergers, antitrust, foreclosure

24.

What Next for the Horizontal Merger Guidelines?

Antitrust Magazine, Spring 2022 (Forthcoming)
Number of pages: 17 Posted: 16 Feb 2022
Nancy L. Rose and Carl Shapiro
Massachusetts Institute of Technology (MIT) - Department of Economics and University of California, Berkeley - Haas School of Business
Downloads 466 (120,646)

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antitrust, mergers, unilateral effects, innovation, monopsony power

25.

Protecting Competition in the American Economy: Merger Control, Tech Titans, Labor Markets

Journal of Economic Perspectives, Forthcoming
Number of pages: 23 Posted: 21 Jun 2019
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 459 (122,804)
Citation 18

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26.

How Antitrust Law Can Make FRAND Commitments More Effective

Stanford Law and Economics Olin Working Paper No. 510
Number of pages: 25 Posted: 27 Nov 2017 Last Revised: 25 Jan 2018
A. Douglas Melamed and Carl Shapiro
Stanford Law School and University of California, Berkeley - Haas School of Business
Downloads 458 (123,136)
Citation 5

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27.

Horizontal Mergers, Market Structure, and Burdens of Proof

Yale Law Journal, Vol. 127, p. 1996, 2018, U of Penn, Inst for Law & Econ Research Paper No. 17-42
Number of pages: 30 Posted: 02 Oct 2017 Last Revised: 29 May 2018
Herbert Hovenkamp and Carl Shapiro
University of Pennsylvania Carey Law School and University of California, Berkeley - Haas School of Business
Downloads 456 (123,732)
Citation 15

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mergers, antitrust, structuralism, consumer welfare, prices, output, competition

28.

The Actavis Inference: Theory and Practice

Columbia Public Law Research Paper No. 14-459
Number of pages: 51 Posted: 07 Feb 2015 Last Revised: 04 Oct 2015
University of California at Berkeley, New York University School of Law, University of Pennsylvania Carey Law School and University of California, Berkeley - Haas School of Business
Downloads 442 (128,382)
Citation 17

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Actavis, antitrust, drugs, FTC, Hatch-Waxman, innovation, patent, Paragraph IV, pay for delay, pharmaceuticals, regulation, reverse payment, settlement

29.

Property Rules vs. Liability Rules for Patent Infringement

Number of pages: 33 Posted: 05 May 2016
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 411 (139,721)
Citation 8

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Patent Assertions: Are We Any Closer to Aligning Reward to Contribution?

Number of pages: 37 Posted: 03 Jun 2015
Fiona M. Scott Morton and Carl Shapiro
Yale School of Management and University of California, Berkeley - Haas School of Business
Downloads 274 (215,090)

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patents, innovation, antitrust, standards

Patent Assertions: are We Any Closer to Aligning Reward to Contribution?

NBER Working Paper No. w21678
Number of pages: 38 Posted: 02 Nov 2015 Last Revised: 27 Mar 2022
Fiona M. Scott Morton and Carl Shapiro
Yale School of Management and University of California, Berkeley - Haas School of Business
Downloads 111 (477,267)
Citation 5

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31.

Final Report of the Berkeley Center for Law & Technology Patent Damages Workshop

Texas Intellectual Property Law Journal, Vol. 25(1), pp. 115-142 (2017). , UC Berkeley Public Law Research Paper No. 2823658
Number of pages: 28 Posted: 16 Aug 2016 Last Revised: 06 Oct 2018
Georgia Institute of Technology - Scheller College of Business, UC Berkeley School of Law, University of California, Berkeley - Haas School of Business and Boston University - Questrom School of Business
Downloads 377 (154,073)

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Patents, Damages, Conjoint Analysis, Reasonable Royalty, Patent Case Management, Expert Witnesses

32.

Recapture, Pass-Through, and Market Definition

Antitrust Law Journal, Vol. 76, No. 3, pp. 585-604, 2010
Number of pages: 20 Posted: 16 May 2010
Joseph Farrell and Carl Shapiro
University of California, Berkeley - Department of Economics and University of California, Berkeley - Haas School of Business
Downloads 353 (165,544)
Citation 2

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33.

Actavis and Error Costs: A Reply to Critics

The Antitrust Source, October 2014
Number of pages: 8 Posted: 13 Jun 2014 Last Revised: 27 Oct 2014
University of California at Berkeley, New York University School of Law, University of Pennsylvania Carey Law School and University of California, Berkeley - Haas School of Business
Downloads 348 (168,143)
Citation 4

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antitrust, drugs, FTC, Hatch-Waxman, innovation, patent, Paragraph IV, pay for delay, pharmaceuticals, regulation, reverse payment, settlement

34.

Judicial Response to the 2010 Horizontal Merger Guidelines

Number of pages: 25 Posted: 01 Feb 2021
Carl Shapiro and Howard A. Shelanski
University of California, Berkeley - Haas School of Business and Georgetown University Law Center
Downloads 317 (185,704)
Citation 8

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35.

The Ftc's Challenge to Intel's Cross-Licensing Practices

UC Berkeley Competition Policy Center Working Paper No. CPC02-29
Number of pages: 27 Posted: 16 Feb 2004
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 306 (192,837)
Citation 2

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Antitrust, Intel, intellectual property, patent infringement, patent thicket, FTC

36.

Federal Trade Commission vs. Qualcomm: Mangling Microeconomics

Number of pages: 19 Posted: 19 Oct 2022
Carl Shapiro and Keith Waehrer
University of California, Berkeley - Haas School of Business and Secretariat Economists
Downloads 263 (225,361)

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37.

Antitrust Policy During the Clinton Administration

UC Berkeley, Center for Competition Policy Working Paper No. CPC01-22
Number of pages: 75 Posted: 21 Feb 2004
Carl Shapiro and Robert E. Litan
University of California, Berkeley - Haas School of Business and Council on Foreign Relations (CFR) - Council on Foreign Relations- Washington D.C.
Downloads 218 (270,238)
Citation 7

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antitrust, antitrust enforcement, mergers

38.

Foreign Counterfeiting of Status Goods

NBER Working Paper No. w1915
Number of pages: 31 Posted: 03 May 2004 Last Revised: 26 Sep 2022
Gene M. Grossman and Carl Shapiro
Princeton University - Princeton School of Public and International Affairs and University of California, Berkeley - Haas School of Business
Downloads 190 (306,708)
Citation 4

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39.

The Perils of Armchair Analysis: Evaluating Merger Enforcement During the Obama Administration

Number of pages: 4 Posted: 23 Jul 2012
Jonathan B. Baker and Carl Shapiro
American University - Washington College of Law and University of California, Berkeley - Haas School of Business
Downloads 178 (325,158)
Citation 1

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antitrust, mergers, enforcement

40.

Counterfeit-Product Trade

NBER Working Paper No. w1876
Number of pages: 45 Posted: 07 Apr 2004 Last Revised: 19 Aug 2022
Gene M. Grossman and Carl Shapiro
Princeton University - Princeton School of Public and International Affairs and University of California, Berkeley - Haas School of Business
Downloads 159 (358,450)
Citation 2

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41.

Whither Antitrust Enforcement in the Trump Administration?

February 2017 Antitrust Source 1
Number of pages: 21 Posted: 09 Dec 2016 Last Revised: 25 Feb 2017
Steven C. Salop and Carl Shapiro
Georgetown University Law Center and University of California, Berkeley - Haas School of Business
Downloads 153 (370,070)
Citation 1

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Antitrust, Antitrust Law, Antitrust Policy, Antitrust Enforcement, Competition Policy

42.

Dynamic R&D Competition

NBER Working Paper No. w1674
Number of pages: 27 Posted: 12 Apr 2004 Last Revised: 31 Jul 2022
Gene M. Grossman and Carl Shapiro
Princeton University - Princeton School of Public and International Affairs and University of California, Berkeley - Haas School of Business
Downloads 137 (406,533)
Citation 14

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43.

Optimal Dynamic R&D Programs

NBER Working Paper No. w1658
Number of pages: 35 Posted: 19 Jun 2004 Last Revised: 15 Jul 2022
Gene M. Grossman and Carl Shapiro
Princeton University - Princeton School of Public and International Affairs and University of California, Berkeley - Haas School of Business
Downloads 100 (510,964)
Citation 3

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44.

Patent Reform: Aligning Reward and Contribution

NBER Working Paper No. w13141
Number of pages: 48 Posted: 27 Jun 2007 Last Revised: 28 Nov 2022
Carl Shapiro
University of California, Berkeley - Haas School of Business
Downloads 91 (543,304)
Citation 2

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45.

Trends in Competition in the United States: What Does the Evidence Show?

NBER Working Paper No. w32762
Number of pages: 47 Posted: 01 Aug 2024
Carl Shapiro and Ali Yurukoglu
University of California, Berkeley - Haas School of Business and Stanford University
Downloads 15 (1,043,523)
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46.

Exclusivity in Network Industries

Posted: 08 Dec 1998
Carl Shapiro
University of California, Berkeley - Haas School of Business

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