Christine Lazaro

St. John's University - School of Law

Professor of Clinical Legal Education

8000 Utopia Parkway

Jamaica, NY 11439

United States

SCHOLARLY PAPERS

18

DOWNLOADS
Rank 45,572

SSRN RANKINGS

Top 45,572

in Total Papers Downloads

1,018

SSRN CITATIONS

1

CROSSREF CITATIONS

0

Scholarly Papers (18)

1.

The Fragmented Regulation of Investment Advice: A Call for Harmonization

Michigan Business and Entrepreneurial Law Review, Vol. 4, No. 1, 2015
Number of pages: 49 Posted: 08 Feb 2015 Last Revised: 27 Jun 2019
Christine Lazaro and Benjamin Edwards
St. John's University - School of Law and University of Nevada, William S. Boyd School of Law
Downloads 195 (168,897)

Abstract:

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Securities, Investment Advice, Insurance, Annuities, Fiduciary Duty

2.

Financial Abuse of the Elderly

PIABA 21st Annual Meeting Materials
Number of pages: 12 Posted: 14 Jul 2015 Last Revised: 26 Jun 2019
Christine Lazaro
St. John's University - School of Law
Downloads 103 (281,365)

Abstract:

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Financial abuse, elder abuse, FINRA, brokers, SEC, investments

3.

Suitability Obligations Applicable to Securities and Annuities

Practicing Law Institute Securities Arbitration, 2015
Number of pages: 19 Posted: 12 Jul 2015 Last Revised: 05 Oct 2017
Christine Lazaro and Benjamin Edwards
St. John's University - School of Law and University of Nevada, William S. Boyd School of Law
Downloads 99 (288,884)

Abstract:

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Suitability, Annuities, Equity-Indexed Annuities, Brokers, Securities

4.

Eligibility and Statutes of Limitations in Arbitration

New York City Bar Program Materials for “Securities Arbitration & Mediation Hot Topics 2018
Number of pages: 12 Posted: 22 May 2018
Christine Lazaro and Michael Edmiston
St. John's University - School of Law and Jonathan W. Evans & Associates
Downloads 97 (294,682)

Abstract:

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5.

The Regulation of Digital Investment Advice

St. John's Legal Studies Research Paper No. 19-0001
Number of pages: 13 Posted: 06 Nov 2019
Christine Lazaro
St. John's University - School of Law
Downloads 72 (350,471)

Abstract:

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6.

Financial Exploitation of the Elderly: An Overview of Regulatory Action

PIABA Mid-Year Meeting Materials (2018)
Number of pages: 10 Posted: 08 Jun 2018
Christine Lazaro
St. John's University - School of Law
Downloads 70 (355,914)

Abstract:

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7.

Has Expungement Broken Brokercheck?

Journal of Business & Securities Law, Vol. 14, No. 2, 2014
Number of pages: 26 Posted: 12 Jul 2015 Last Revised: 26 Jun 2019
Christine Lazaro
St. John's University - School of Law
Downloads 58 (391,792)
Citation 1

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Broker, expungement, FINRA

8.

The Future of Financial Advice: Eliminating the False Distinction between Brokers and Investment Advisers

St. John's Law Review , Vol. 87, No. 2, 2013
Number of pages: 36 Posted: 12 Jul 2015 Last Revised: 26 Jun 2019
Christine Lazaro
St. John's University - School of Law
Downloads 56 (398,464)

Abstract:

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Broker, Investment Adviser, Fiduciary Duty, investment advice, FINRA, SEC

9.

Special Considerations in Simplified Arbitration Cases

New York State Bar Association Program Materials, "Securities Arbitration and Mediation," 2014
Number of pages: 11 Posted: 12 Jul 2015 Last Revised: 22 Sep 2015
Christine Lazaro and Brent Burns
St. John's University - School of Law and Law Offices of Brent A. Burns, LLC
Downloads 55 (401,855)

Abstract:

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FINRA, arbitration, simplified arbitration

Supervision and Compliance of Brokerage Firms

24 No. 3 PIABA B.J. 435 (2017)
Number of pages: 34 Posted: 15 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 38 (477,092)

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Supervision and Compliance of Brokerage Firms

St. John's Legal Studies Research Paper No. 18-0006
Number of pages: 17 Posted: 15 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 6 (685,928)

Abstract:

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11.

Defining 'Fiduciary': Differences in Fiduciary Standards within the Securities Industry

St. John's Legal Studies Research Paper No. 18-0005
Number of pages: 22 Posted: 15 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 41 (454,103)

Abstract:

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12.

Fiduciary Duties and Securities Brokers: A Need For a Uniform Standard

St. John's Legal Studies Research Paper No. 19-0034
Number of pages: 8 Posted: 20 Aug 2019
Christine Lazaro and Michael R. Fabrizio
St. John's University - School of Law and St. John's University - School of Law
Downloads 33 (489,693)

Abstract:

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13.

Regulatory Updates: FINRA and SEC Rule Changes and Guidance of Interest

24 No. 1 PIABA B.J. 109 (2017)
Number of pages: 15 Posted: 15 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 31 (499,427)

Abstract:

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14.

Ethical Concerns When Settlement Includes an Agreement About Expungement

PIABA 22nd Annual Meeting Materials, 2013
Number of pages: 11 Posted: 12 Jul 2015 Last Revised: 26 Jun 2019
Christine Lazaro
St. John's University - School of Law
Downloads 21 (556,973)

Abstract:

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Broker, Expungement, FINRA

15.

Supervision and Compliance of Brokerage Firms: Focus on Conflicts of Interest

St. John's Legal Studies Research Paper No. 18-0008
Number of pages: 10 Posted: 25 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 18 (576,062)

Abstract:

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16.

Major Investor Losses Due to Conflicted Advice: Brokerage Industry Advertising Creates the Illusion of a Fiduciary Duty

Public Investors Arbitration Bar Association Report, Vol. 22, No. 1, 2015
Number of pages: 22 Posted: 08 Dec 2017 Last Revised: 10 Dec 2017
Christine Lazaro and Joseph C. Peiffer
St. John's University - School of Law and St. John's University
Downloads 16 (588,765)

Abstract:

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17.

Discovery Guidance for Product Cases

St. John's Legal Studies Research Paper No. 19-0031, July 2019
Number of pages: 6 Posted: 26 Jul 2019
Christine Lazaro
St. John's University - School of Law
Downloads 6 (657,468)

Abstract:

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18.

Technology in Legal Practice: Keeping Ethical Obligations in Mind

PLI Current, The Journal of PLI Press, Vol. 3, No. 3, Summer 2019
Number of pages: 30 Posted: 25 Jun 2020
Teresa Jacqueline Verges and Christine Lazaro
University of Miami - School of Law and St. John's University - School of Law
Downloads 3 (680,252)

Abstract:

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securities arbitration, ethical obligations, technology, professional responsibility, social media, hacking, phishing, cloud computing, duty of confidentiality, technological competence