Christine Lazaro

St. John's University - School of Law

Professor of Clinical Legal Education

8000 Utopia Parkway

Jamaica, NY 11439

United States

SCHOLARLY PAPERS

15

DOWNLOADS

736

CITATIONS

0

Scholarly Papers (15)

1.

The Fragmented Regulation of Investment Advice: A Call for Harmonization

Michigan Business and Entrepreneurial Law Review, Vol. 4, No. 1, 2015
Number of pages: 48 Posted: 08 Feb 2015 Last Revised: 18 Aug 2016
Christine Lazaro and Benjamin Edwards
St. John's University - School of Law and University of Nevada, William S. Boyd School of Law
Downloads 185 (157,464)

Abstract:

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Securities, Investment Advice, Insurance, Annuities, Fiduciary Duty

2.

Financial Abuse of the Elderly

PIABA 21st Annual Meeting Materials
Number of pages: 11 Posted: 14 Jul 2015 Last Revised: 21 Jun 2018
Christine Lazaro
St. John's University - School of Law
Downloads 95 (265,159)

Abstract:

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Financial abuse, elder abuse, FINRA, brokers, SEC, investments

3.

Suitability Obligations Applicable to Securities and Annuities

Practicing Law Institute Securities Arbitration, 2015, St. John's Legal Studies Research Paper No. 15-0037
Number of pages: 19 Posted: 12 Jul 2015 Last Revised: 05 Oct 2017
Christine Lazaro and Benjamin Edwards
St. John's University - School of Law and University of Nevada, William S. Boyd School of Law
Downloads 90 (274,426)

Abstract:

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Suitability, Annuities, Equity-Indexed Annuities, Brokers, Securities

4.

Special Considerations in Simplified Arbitration Cases

New York State Bar Association Program Materials, "Securities Arbitration and Mediation," 2014, St. John's Legal Studies Research Paper No. 15-0031
Number of pages: 11 Posted: 12 Jul 2015 Last Revised: 22 Sep 2015
Christine Lazaro and Brent Burns
St. John's University - School of Law and Law Offices of Brent A. Burns, LLC
Downloads 52 (369,088)

Abstract:

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FINRA, arbitration, simplified arbitration

5.

Financial Exploitation of the Elderly: An Overview of Regulatory Action

PIABA Mid-Year Meeting Materials (2018), St. John's Legal Studies Research Paper No. 18-0013
Number of pages: 10 Posted: 08 Jun 2018
Christine Lazaro
St. John's University - School of Law
Downloads 48 (382,087)

Abstract:

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6.

The Future of Financial Advice: Eliminating the False Distinction between Brokers and Investment Advisers

St. John's Law Review , Vol. 87, No. 2, 2013
Number of pages: 35 Posted: 12 Jul 2015 Last Revised: 21 Jun 2018
Christine Lazaro
St. John's University - School of Law
Downloads 45 (392,202)

Abstract:

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Broker, Investment Adviser, Fiduciary Duty, investment advice, FINRA, SEC

7.

Has Expungement Broken Brokercheck?

Journal of Business & Securities Law, Vol. 14, No. 2, 2014, St. John's Legal Studies Research Paper No.15-0030
Number of pages: 25 Posted: 12 Jul 2015
Christine Lazaro
St. John's University - School of Law
Downloads 45 (392,202)

Abstract:

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Broker, expungement, FINRA

8.

Defining 'Fiduciary': Differences in Fiduciary Standards within the Securities Industry

St. John's Legal Studies Research Paper No. 18-0005, PIABA 26TH Annual Meeting (2017)
Number of pages: 22 Posted: 15 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 34 (434,172)

Abstract:

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9.

Eligibility and Statutes of Limitations in Arbitration

New York City Bar Program Materials for “Securities Arbitration & Mediation Hot Topics 2018, St. John's Legal Studies Research Paper No. 18-0012
Number of pages: 12 Posted: 22 May 2018
Christine Lazaro and Michael Edmiston
St. John's University - School of Law and Jonathan W. Evans & Associates
Downloads 27 (466,208)

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Supervision and Compliance of Brokerage Firms

24 No. 3 PIABA B.J. 435 (2017), St. John's Legal Studies Research Paper No. 18-0009
Number of pages: 34 Posted: 15 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 23 (502,833)

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Supervision and Compliance of Brokerage Firms

St. John's Legal Studies Research Paper No. 18-0006, PIABA 24th Annual Meeting Materials (2015)
Number of pages: 17 Posted: 15 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 4 (623,844)

Abstract:

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11.

The Regulation of Digital Investment Advice

St. John's Legal Studies Research Paper No. 19-0001
Number of pages: 13 Posted: 12 Jan 2019
Christine Lazaro
St. John's University - School of Law
Downloads 25 (476,667)

Abstract:

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12.

Regulatory Updates: FINRA and SEC Rule Changes and Guidance of Interest

24 No. 1 PIABA B.J. 109 (2017), PIABA 26TH Annual Meeting (2017), St. John's Legal Studies Research Paper No. 18-0007
Number of pages: 15 Posted: 15 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 20 (504,205)

Abstract:

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13.

Ethical Concerns When Settlement Includes an Agreement About Expungement

PIABA 22nd Annual Meeting Materials, 2013
Number of pages: 10 Posted: 12 Jul 2015 Last Revised: 17 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 18 (515,408)

Abstract:

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Broker, Expungement, FINRA

14.

Major Investor Losses Due to Conflicted Advice: Brokerage Industry Advertising Creates the Illusion of a Fiduciary Duty

Public Investors Arbitration Bar Association Report, Vol. 22, No. 1, 2015, St. John's Legal Studies Research Paper No. 17-0012
Number of pages: 22 Posted: 08 Dec 2017 Last Revised: 10 Dec 2017
Christine Lazaro and Joseph C. Peiffer
St. John's University - School of Law and St. John's University
Downloads 14 (537,951)

Abstract:

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15.

Supervision and Compliance of Brokerage Firms: Focus on Conflicts of Interest

St. John's Legal Studies Research Paper No. 18-0008, PIABA 25th Annual Meeting (2016)
Number of pages: 10 Posted: 25 May 2018
Christine Lazaro
St. John's University - School of Law
Downloads 11 (555,170)

Abstract:

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