8000 Utopia Parkway
Jamaica, NY 11439
United States
St. John's University - School of Law
SSRN RANKINGS
in Total Papers Downloads
Securities, Investment Advice, Insurance, Annuities, Fiduciary Duty
Securities Regulation; Broker-Dealer Regulation; Online trading; Gamification
FINRA, SEC, securities regulation, investment advice, fiduciary duty
Suitability, Annuities, Equity-Indexed Annuities, Brokers, Securities
Financial abuse, elder abuse, FINRA, brokers, SEC, investments
Broker, expungement, FINRA
FINRA, arbitration, simplified arbitration
Broker, Investment Adviser, Fiduciary Duty, investment advice, FINRA, SEC
securities arbitration, ethical obligations, technology, professional responsibility, social media, hacking, phishing, cloud computing, duty of confidentiality, technological competence
Securities Arbitration; Securities Regulation; Brokerage Firm Disclosures
Broker, Expungement, FINRA
Securities Arbitration, Mediation, Dispute Resolution