Christine Lazaro

St. John's University - School of Law

Associate Professor of Clinical Legal Education

8000 Utopia Parkway

Jamaica, NY 11439

United States

SCHOLARLY PAPERS

7

DOWNLOADS

428

CITATIONS

0

Scholarly Papers (7)

1.

The Fragmented Regulation of Investment Advice: A Call for Harmonization

Michigan Business and Entrepreneurial Law Review, Vol. 4, No. 1, 2015
Number of pages: 48 Posted: 08 Feb 2015 Last Revised: 18 Aug 2016
Christine Lazaro and Benjamin P. Edwards
St. John's University - School of Law and University of Nevada, William S. Boyd School of Law
Downloads 106 (150,439)

Abstract:

Securities, Investment Advice, Insurance, Annuities, Fiduciary Duty

2.

Suitability Obligations Applicable to Securities and Annuities

Practicing Law Institute Securities Arbitration, 2015, St. John's Legal Studies Research Paper No. 15-0037
Number of pages: 19 Posted: 12 Jul 2015 Last Revised: 05 Oct 2017
Christine Lazaro and Benjamin P. Edwards
St. John's University - School of Law and University of Nevada, William S. Boyd School of Law
Downloads 17 (266,857)

Abstract:

Suitability, Annuities, Equity-Indexed Annuities, Brokers, Securities

3.

Financial Abuse of the Elderly

PIABA 21st Annual Meeting Materials
Number of pages: 11 Posted: 14 Jul 2015
Christine Lazaro
St. John's University - School of Law
Downloads 12 (279,493)

Abstract:

Financial abuse, elder abuse, FINRA, brokers, SEC, investments

4.

Special Considerations in Simplified Arbitration Cases

New York State Bar Association Program Materials, "Securities Arbitration and Mediation," 2014, St. John's Legal Studies Research Paper No. 15-0031
Number of pages: 11 Posted: 12 Jul 2015 Last Revised: 22 Sep 2015
Christine Lazaro and Brent Burns
St. John's University - School of Law and Law Offices of Brent A. Burns, LLC
Downloads 9 (361,344)

Abstract:

FINRA, arbitration, simplified arbitration

5.

The Future of Financial Advice: Eliminating the False Distinction between Brokers and Investment Advisers

St. John's Law Review , Vol. 87, No. 2, 2013
Number of pages: 35 Posted: 12 Jul 2015
Christine Lazaro
St. John's University - School of Law
Downloads 9 (386,679)

Abstract:

Broker, Investment Adviser, Fiduciary Duty, investment advice, FINRA, SEC

6.

Has Expungement Broken Brokercheck?

Journal of Business & Securities Law, Vol. 14, No. 2, 2014, St. John's Legal Studies Research Paper No.15-0030
Number of pages: 25 Posted: 12 Jul 2015
Christine Lazaro
St. John's University - School of Law
Downloads 8 (426,005)

Abstract:

Broker, expungement, FINRA

7.

Ethical Concerns When Settlement Includes an Agreement About Expungement

PIABA 22nd Annual Meeting Materials, 2013
Number of pages: 10 Posted: 12 Jul 2015
Christine Lazaro
St. John's University - School of Law
Downloads 2 (493,455)

Abstract:

Broker, Expungement, FINRA